Logo

THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 401k Plan overview

Plan NameTHE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN
Plan identification number 003

THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

NY SOCIETY FOR THE RELIEF OF THE RUPTURED & CRIPPLED has sponsored the creation of one or more 401k plans.

Company Name:NY SOCIETY FOR THE RELIEF OF THE RUPTURED & CRIPPLED
Employer identification number (EIN):131624135
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032019-01-01
0032018-01-01
0032017-01-01BRUCE SLAWITSKY
0032017-01-01
0032016-01-01BRUCE SLAWITSKY
0032015-01-01BRUCE SLAWITSKY
0032014-01-01BRUCE SLAWITSKY
0032013-01-01BRUCE SLAWITSKY
0032012-01-01BRUCE SLAWITSKY
0032011-01-01BRUCE SLAWITSKY
0032010-01-01BRUCE SLAWITSKY
0032009-01-01BRUCE SLAWITSKY
0032009-01-01BRUCE SLAWITSKY
0032009-01-01 BRUCE SLAWITSKY2010-10-14
0032009-01-01BRUCE SLAWITSKY

Plan Statistics for THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN

401k plan membership statisitcs for THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN

Measure Date Value
2022: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-016,955
Total number of active participants reported on line 7a of the Form 55002022-01-014,807
Number of retired or separated participants receiving benefits2022-01-0122
Number of other retired or separated participants entitled to future benefits2022-01-012,375
Total of all active and inactive participants2022-01-017,204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0115
Total participants2022-01-017,219
Number of participants with account balances2022-01-017,219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-016,690
Total number of active participants reported on line 7a of the Form 55002021-01-014,756
Number of retired or separated participants receiving benefits2021-01-0122
Number of other retired or separated participants entitled to future benefits2021-01-012,161
Total of all active and inactive participants2021-01-016,939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0116
Total participants2021-01-016,955
Number of participants with account balances2021-01-016,955
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-016,384
Total number of active participants reported on line 7a of the Form 55002020-01-014,619
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-012,053
Total of all active and inactive participants2020-01-016,677
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0113
Total participants2020-01-016,690
Number of participants with account balances2020-01-016,690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-015,703
Total number of active participants reported on line 7a of the Form 55002019-01-014,961
Number of retired or separated participants receiving benefits2019-01-0117
Number of other retired or separated participants entitled to future benefits2019-01-011,392
Total of all active and inactive participants2019-01-016,370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0114
Total participants2019-01-016,384
Number of participants with account balances2019-01-016,384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-015,055
Total number of active participants reported on line 7a of the Form 55002018-01-014,346
Number of retired or separated participants receiving benefits2018-01-0114
Number of other retired or separated participants entitled to future benefits2018-01-011,331
Total of all active and inactive participants2018-01-015,691
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0112
Total participants2018-01-015,703
Number of participants with account balances2018-01-015,703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,533
Total number of active participants reported on line 7a of the Form 55002017-01-013,864
Number of retired or separated participants receiving benefits2017-01-0110
Number of other retired or separated participants entitled to future benefits2017-01-011,169
Total of all active and inactive participants2017-01-015,043
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0112
Total participants2017-01-015,055
Number of participants with account balances2017-01-015,055
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,086
Total number of active participants reported on line 7a of the Form 55002016-01-013,537
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-01981
Total of all active and inactive participants2016-01-014,524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-019
Total participants2016-01-014,533
Number of participants with account balances2016-01-014,533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,654
Total number of active participants reported on line 7a of the Form 55002015-01-013,288
Number of retired or separated participants receiving benefits2015-01-017
Number of other retired or separated participants entitled to future benefits2015-01-01787
Total of all active and inactive participants2015-01-014,082
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-014,086
Number of participants with account balances2015-01-014,086
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,203
Total number of active participants reported on line 7a of the Form 55002014-01-013,031
Number of retired or separated participants receiving benefits2014-01-016
Number of other retired or separated participants entitled to future benefits2014-01-01611
Total of all active and inactive participants2014-01-013,648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-013,654
Number of participants with account balances2014-01-013,654
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,707
Total number of active participants reported on line 7a of the Form 55002013-01-012,938
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01257
Total of all active and inactive participants2013-01-013,198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-013,203
Number of participants with account balances2013-01-013,203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,174
Total number of active participants reported on line 7a of the Form 55002012-01-012,534
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01167
Total of all active and inactive participants2012-01-012,702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-012,707
Number of participants with account balances2012-01-012,707
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,691
Total number of active participants reported on line 7a of the Form 55002011-01-012,157
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0113
Total of all active and inactive participants2011-01-012,172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-012,174
Number of participants with account balances2011-01-012,174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0168
Number of other retired or separated participants entitled to future benefits2010-01-0154
Total of all active and inactive participants2010-01-0154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-0156
Number of participants with account balances2010-01-011,691
2009: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-010
Total number of active participants reported on line 7a of the Form 55002009-01-0146
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0121
Total of all active and inactive participants2009-01-0167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-0168
Number of participants with account balances2009-01-011,497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN

Measure Date Value
2022 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$304,762
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$296,471
Total income from all sources (including contributions)2022-12-31$-55,127,299
Total of all expenses incurred2022-12-31$35,334,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$34,025,121
Expenses. Certain deemed distributions of participant loans2022-12-31$534,845
Value of total corrective distributions2022-12-31$2,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$59,514,159
Value of total assets at end of year2022-12-31$609,654,802
Value of total assets at beginning of year2022-12-31$700,108,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$772,540
Total interest from all sources2022-12-31$1,580,618
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$11,549,683
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$11,549,683
Was this plan covered by a fidelity bond2022-12-31No
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$41,279,959
Participant contributions at end of year2022-12-31$5,856,875
Participant contributions at beginning of year2022-12-31$5,620,010
Assets. Other investments not covered elsewhere at end of year2022-12-31$600,000
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$6,566,537
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$49,954
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$304,762
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$296,471
Administrative expenses (other) incurred2022-12-31$772,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-90,461,881
Value of net assets at end of year (total assets less liabilities)2022-12-31$609,350,040
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$699,811,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$564,082,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$639,672,840
Value of interest in pooled separate accounts at end of year2022-12-31$2,396,340
Value of interest in pooled separate accounts at beginning of year2022-12-31$19,992,162
Interest on participant loans2022-12-31$146,949
Interest earned on other investments2022-12-31$1,191,949
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,280,796
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,188,286
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,188,286
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$241,720
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$34,388,002
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$33,635,094
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$65,801
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-124,460,319
Net investment gain/loss from pooled separate accounts2022-12-31$-3,311,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$11,667,663
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$33,959,320
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2022-12-31346565596
2021 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$296,471
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$284,309
Total income from all sources (including contributions)2021-12-31$150,834,410
Total of all expenses incurred2021-12-31$37,380,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$36,824,833
Expenses. Certain deemed distributions of participant loans2021-12-31$299,825
Value of total corrective distributions2021-12-31$2,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$65,087,071
Value of total assets at end of year2021-12-31$700,108,392
Value of total assets at beginning of year2021-12-31$586,642,290
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$252,962
Total interest from all sources2021-12-31$1,267,306
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$13,743,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$13,743,138
Was this plan covered by a fidelity bond2021-12-31No
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$54,229,093
Participant contributions at end of year2021-12-31$5,620,010
Participant contributions at beginning of year2021-12-31$5,269,528
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$392,078
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$296,471
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$284,309
Administrative expenses (other) incurred2021-12-31$252,962
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$113,453,940
Value of net assets at end of year (total assets less liabilities)2021-12-31$699,811,921
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$586,357,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$639,672,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$524,279,034
Value of interest in pooled separate accounts at end of year2021-12-31$19,992,162
Value of interest in pooled separate accounts at beginning of year2021-12-31$18,374,533
Interest on participant loans2021-12-31$191,964
Interest earned on other investments2021-12-31$1,075,214
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,188,286
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,277,443
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,277,443
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$128
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$33,635,094
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$36,109,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$67,806,201
Net investment gain/loss from pooled separate accounts2021-12-31$2,930,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$10,857,978
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$939,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$36,824,833
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2021-12-31346565596
2020 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$284,309
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$280,862
Total income from all sources (including contributions)2020-12-31$126,408,146
Total of all expenses incurred2020-12-31$38,831,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$38,026,147
Expenses. Certain deemed distributions of participant loans2020-12-31$579,271
Value of total corrective distributions2020-12-31$12,214
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$48,629,538
Value of total assets at end of year2020-12-31$586,642,290
Value of total assets at beginning of year2020-12-31$499,062,424
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$214,095
Total interest from all sources2020-12-31$1,374,535
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$9,665,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$9,665,067
Was this plan covered by a fidelity bond2020-12-31No
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$36,235,294
Participant contributions at end of year2020-12-31$5,269,528
Participant contributions at beginning of year2020-12-31$5,191,538
Participant contributions at end of year2020-12-31$392,078
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,160,864
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$284,309
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$280,862
Administrative expenses (other) incurred2020-12-31$214,095
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$87,576,419
Value of net assets at end of year (total assets less liabilities)2020-12-31$586,357,981
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$498,781,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$524,279,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$424,219,018
Value of interest in pooled separate accounts at end of year2020-12-31$18,374,533
Value of interest in pooled separate accounts at beginning of year2020-12-31$32,678,487
Interest on participant loans2020-12-31$114,548
Interest earned on other investments2020-12-31$1,257,612
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,277,443
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,375
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$36,109,829
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$36,973,381
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$64,273,086
Net investment gain/loss from pooled separate accounts2020-12-31$2,465,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$10,233,380
Employer contributions (assets) at end of year2020-12-31$939,845
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$38,026,147
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ERNST & YOUNG
Accountancy firm EIN2020-12-31346565596
2019 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$280,862
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$280,862
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$388,074
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$388,074
Total income from all sources (including contributions)2019-12-31$129,582,259
Total income from all sources (including contributions)2019-12-31$129,582,259
Total of all expenses incurred2019-12-31$27,221,309
Total of all expenses incurred2019-12-31$27,221,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$26,558,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$26,558,443
Expenses. Certain deemed distributions of participant loans2019-12-31$430,646
Expenses. Certain deemed distributions of participant loans2019-12-31$430,646
Value of total corrective distributions2019-12-31$17,757
Value of total corrective distributions2019-12-31$17,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$47,042,341
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$47,042,341
Value of total assets at end of year2019-12-31$499,062,424
Value of total assets at end of year2019-12-31$499,062,424
Value of total assets at beginning of year2019-12-31$396,808,686
Value of total assets at beginning of year2019-12-31$396,808,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$214,463
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$214,463
Total interest from all sources2019-12-31$1,429,791
Total interest from all sources2019-12-31$1,429,791
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$9,461,582
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$9,461,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$9,461,582
Was this plan covered by a fidelity bond2019-12-31No
Was this plan covered by a fidelity bond2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$33,096,265
Contributions received from participants2019-12-31$33,096,265
Participant contributions at end of year2019-12-31$5,191,538
Participant contributions at end of year2019-12-31$5,191,538
Participant contributions at beginning of year2019-12-31$4,633,439
Participant contributions at beginning of year2019-12-31$4,633,439
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,047,379
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,047,379
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$280,862
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$280,862
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$388,074
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$388,074
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$102,360,950
Value of net income/loss2019-12-31$102,360,950
Value of net assets at end of year (total assets less liabilities)2019-12-31$498,781,562
Value of net assets at end of year (total assets less liabilities)2019-12-31$498,781,562
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$396,420,612
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$396,420,612
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$424,219,018
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$424,219,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$261,301,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$261,301,488
Value of interest in pooled separate accounts at end of year2019-12-31$32,678,487
Value of interest in pooled separate accounts at end of year2019-12-31$32,678,487
Value of interest in pooled separate accounts at beginning of year2019-12-31$93,175,434
Value of interest in pooled separate accounts at beginning of year2019-12-31$93,175,434
Interest on participant loans2019-12-31$88,341
Interest on participant loans2019-12-31$88,341
Interest earned on other investments2019-12-31$1,341,450
Interest earned on other investments2019-12-31$1,341,450
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$36,973,381
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$36,973,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$37,698,325
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$37,698,325
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$71,201,240
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$71,201,240
Net investment gain/loss from pooled separate accounts2019-12-31$447,305
Net investment gain/loss from pooled separate accounts2019-12-31$447,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$8,898,697
Contributions received in cash from employer2019-12-31$8,898,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$26,558,443
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$26,558,443
Contract administrator fees2019-12-31$214,463
Contract administrator fees2019-12-31$214,463
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ERNST & YOUNG
Accountancy firm name2019-12-31ERNST & YOUNG
Accountancy firm EIN2019-12-31346565596
Accountancy firm EIN2019-12-31346565596
2018 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$388,074
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$423,854
Total income from all sources (including contributions)2018-12-31$20,754,662
Total of all expenses incurred2018-12-31$19,472,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$19,264,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$41,202,900
Value of total assets at end of year2018-12-31$396,808,686
Value of total assets at beginning of year2018-12-31$395,562,111
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$207,500
Total interest from all sources2018-12-31$1,812,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31No
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$31,362,884
Participant contributions at end of year2018-12-31$4,633,439
Participant contributions at beginning of year2018-12-31$4,317,928
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,098,391
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$388,074
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$423,854
Administrative expenses (other) incurred2018-12-31$207,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,282,355
Value of net assets at end of year (total assets less liabilities)2018-12-31$396,420,612
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$395,138,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$261,301,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$391,244,183
Value of interest in pooled separate accounts at end of year2018-12-31$93,175,434
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$101,270
Interest earned on other investments2018-12-31$1,711,157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$37,698,325
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-25,631,287
Net investment gain/loss from pooled separate accounts2018-12-31$3,370,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$7,741,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$19,264,807
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ERNST & YOUNG
Accountancy firm EIN2018-12-31346565596
2017 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$423,854
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$413,979
Total income from all sources (including contributions)2017-12-31$91,705,867
Total of all expenses incurred2017-12-31$16,593,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$16,455,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$38,879,403
Value of total assets at end of year2017-12-31$395,562,110
Value of total assets at beginning of year2017-12-31$320,440,333
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$138,614
Total interest from all sources2017-12-31$68,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31No
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$28,099,069
Participant contributions at end of year2017-12-31$4,741,782
Participant contributions at beginning of year2017-12-31$3,662,248
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$4,554,883
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$423,854
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$413,979
Administrative expenses (other) incurred2017-12-31$138,614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$75,111,902
Value of net assets at end of year (total assets less liabilities)2017-12-31$395,138,256
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$320,026,354
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$390,820,328
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$265,213,415
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$12,530,091
Interest on participant loans2017-12-31$68,046
Interest earned on other investments2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$39,034,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$52,758,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$6,225,451
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$16,455,351
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG
Accountancy firm EIN2017-12-31346565596
2016 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$413,979
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$513,315
Total income from all sources (including contributions)2016-12-31$51,943,410
Total of all expenses incurred2016-12-31$14,025,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$13,895,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$31,132,988
Value of total assets at end of year2016-12-31$320,440,333
Value of total assets at beginning of year2016-12-31$282,621,380
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$129,276
Total interest from all sources2016-12-31$60,704
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$7,337,118
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$7,337,118
Was this plan covered by a fidelity bond2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$24,098,798
Participant contributions at end of year2016-12-31$3,662,248
Participant contributions at beginning of year2016-12-31$3,414,469
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,816,503
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$413,979
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$513,315
Administrative expenses (other) incurred2016-12-31$129,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$37,918,289
Value of net assets at end of year (total assets less liabilities)2016-12-31$320,026,354
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$282,108,065
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$265,213,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$220,862,776
Value of interest in pooled separate accounts at end of year2016-12-31$12,530,091
Value of interest in pooled separate accounts at beginning of year2016-12-31$11,612,067
Interest on participant loans2016-12-31$27,344
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$33,360
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$39,034,579
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$46,732,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$13,266,536
Net investment gain/loss from pooled separate accounts2016-12-31$146,064
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$5,217,687
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$13,895,845
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG
Accountancy firm EIN2016-12-31346565596
2015 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$513,315
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$534,019
Total income from all sources (including contributions)2015-12-31$29,893,747
Total of all expenses incurred2015-12-31$13,491,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$13,344,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$29,101,968
Value of total assets at end of year2015-12-31$282,621,380
Value of total assets at beginning of year2015-12-31$266,239,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$146,835
Total interest from all sources2015-12-31$61,617
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,085,657
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,085,657
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$24,912,322
Participant contributions at end of year2015-12-31$3,414,469
Participant contributions at beginning of year2015-12-31$3,283,099
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$513,315
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$534,019
Administrative expenses (other) incurred2015-12-31$146,835
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$16,402,457
Value of net assets at end of year (total assets less liabilities)2015-12-31$282,108,065
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$265,705,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$220,862,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$205,784,387
Value of interest in pooled separate accounts at end of year2015-12-31$11,612,067
Value of interest in pooled separate accounts at beginning of year2015-12-31$13,335,273
Interest on participant loans2015-12-31$24,184
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$37,433
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$46,732,068
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$43,836,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,388,373
Net investment gain/loss from pooled separate accounts2015-12-31$32,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,189,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$13,344,455
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG
Accountancy firm EIN2015-12-31346565596
2014 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$340,811
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$534,019
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$578,725
Total income from all sources (including contributions)2014-12-31$40,324,782
Total of all expenses incurred2014-12-31$11,495,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$11,327,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$25,172,002
Value of total assets at end of year2014-12-31$266,239,627
Value of total assets at beginning of year2014-12-31$237,114,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$167,776
Total interest from all sources2014-12-31$325,596
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,632,679
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,632,679
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Participant contributions at end of year2014-12-31$3,283,099
Participant contributions at beginning of year2014-12-31$2,971,186
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,535,570
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$534,019
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$578,725
Administrative expenses (other) incurred2014-12-31$167,776
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$28,829,070
Value of net assets at end of year (total assets less liabilities)2014-12-31$265,705,608
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$236,535,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$205,784,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$185,918,781
Value of interest in pooled separate accounts at end of year2014-12-31$13,335,273
Value of interest in pooled separate accounts at beginning of year2014-12-31$9,412,221
Interest on participant loans2014-12-31$20,512
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$305,084
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$43,836,868
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$38,087,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$4,992,267
Net investment gain/loss from pooled separate accounts2014-12-31$7,202,238
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$21,636,432
Employer contributions (assets) at beginning of year2014-12-31$724,969
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$11,327,936
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG
Accountancy firm EIN2014-12-31346565596
2013 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$578,725
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$573,409
Total income from all sources (including contributions)2013-12-31$55,223,861
Total of all expenses incurred2013-12-31$6,939,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,869,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$23,055,695
Value of total assets at end of year2013-12-31$237,114,452
Value of total assets at beginning of year2013-12-31$188,824,791
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$70,215
Total interest from all sources2013-12-31$1,377,838
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,075,710
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,075,710
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$20,450,181
Participant contributions at end of year2013-12-31$2,971,186
Participant contributions at beginning of year2013-12-31$2,698,388
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$578,725
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$573,409
Administrative expenses (other) incurred2013-12-31$70,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$48,284,345
Value of net assets at end of year (total assets less liabilities)2013-12-31$236,535,727
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$188,251,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$185,918,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$137,752,747
Value of interest in pooled separate accounts at end of year2013-12-31$9,412,221
Value of interest in pooled separate accounts at beginning of year2013-12-31$13,654,426
Interest on participant loans2013-12-31$45,505
Interest earned on other investments2013-12-31$1,332,333
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$38,087,295
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$34,116,336
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$26,579,691
Net investment gain/loss from pooled separate accounts2013-12-31$134,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,605,514
Employer contributions (assets) at end of year2013-12-31$724,969
Employer contributions (assets) at beginning of year2013-12-31$602,894
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,869,301
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG
Accountancy firm EIN2013-12-31346565596
2012 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$573,409
Total income from all sources (including contributions)2012-12-31$40,931,511
Total of all expenses incurred2012-12-31$7,438,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,365,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$23,201,603
Value of total assets at end of year2012-12-31$188,824,791
Value of total assets at beginning of year2012-12-31$154,758,668
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$73,145
Total interest from all sources2012-12-31$1,212,541
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,451,939
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,451,939
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$21,517,635
Participant contributions at end of year2012-12-31$2,698,388
Participant contributions at beginning of year2012-12-31$2,649,406
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$573,409
Administrative expenses (other) incurred2012-12-31$73,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$33,492,714
Value of net assets at end of year (total assets less liabilities)2012-12-31$188,251,382
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$154,758,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$137,752,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$107,166,731
Value of interest in pooled separate accounts at end of year2012-12-31$13,654,426
Value of interest in pooled separate accounts at beginning of year2012-12-31$11,989,384
Interest on participant loans2012-12-31$58,427
Interest earned on other investments2012-12-31$1,154,114
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$34,116,336
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$32,450,563
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$13,928,989
Net investment gain/loss from pooled separate accounts2012-12-31$136,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,683,968
Employer contributions (assets) at end of year2012-12-31$602,894
Employer contributions (assets) at beginning of year2012-12-31$502,584
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,365,652
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG
Accountancy firm EIN2012-12-31346565596
2011 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$13,623,707
Total of all expenses incurred2011-12-31$6,703,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,646,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$14,217,451
Value of total assets at end of year2011-12-31$154,758,668
Value of total assets at beginning of year2011-12-31$147,838,897
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$57,436
Total interest from all sources2011-12-31$1,174,321
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,494,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,494,232
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$13,438,171
Participant contributions at end of year2011-12-31$2,649,406
Participant contributions at beginning of year2011-12-31$2,495,298
Administrative expenses (other) incurred2011-12-31$57,436
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$6,919,771
Value of net assets at end of year (total assets less liabilities)2011-12-31$154,758,668
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$147,838,897
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$107,166,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$104,727,209
Value of interest in pooled separate accounts at end of year2011-12-31$11,989,384
Value of interest in pooled separate accounts at beginning of year2011-12-31$7,492,917
Interest on participant loans2011-12-31$51,905
Interest earned on other investments2011-12-31$1,122,416
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$32,450,563
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$32,715,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,590,846
Net investment gain/loss from pooled separate accounts2011-12-31$328,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$779,280
Employer contributions (assets) at end of year2011-12-31$502,584
Employer contributions (assets) at beginning of year2011-12-31$408,072
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,646,500
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$27,582,942
Total of all expenses incurred2010-12-31$6,201,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,156,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$13,606,449
Value of total assets at end of year2010-12-31$147,838,897
Value of total assets at beginning of year2010-12-31$126,457,035
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$44,946
Total interest from all sources2010-12-31$1,296,442
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,237,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,237,093
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$11,851,296
Participant contributions at end of year2010-12-31$2,495,298
Participant contributions at beginning of year2010-12-31$817,137
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,551,095
Administrative expenses (other) incurred2010-12-31$44,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$21,381,862
Value of net assets at end of year (total assets less liabilities)2010-12-31$147,838,897
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$126,457,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$104,727,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$86,698,515
Value of interest in pooled separate accounts at end of year2010-12-31$7,492,917
Value of interest in pooled separate accounts at beginning of year2010-12-31$5,367,783
Interest on participant loans2010-12-31$38,677
Interest earned on other investments2010-12-31$1,257,765
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$32,715,401
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$33,221,873
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$11,233,066
Net investment gain/loss from pooled separate accounts2010-12-31$209,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$204,058
Employer contributions (assets) at end of year2010-12-31$408,072
Employer contributions (assets) at beginning of year2010-12-31$351,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,156,134
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN

2022: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE HOSPITAL FOR SPECIAL SURGERY 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103623
Policy instance 5
Insurance contract or identification number103623
Number of Individuals Covered523
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 4
Insurance contract or identification number59688
Number of Individuals Covered454
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $1,860
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $822
Insurance broker organization code?3
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1007001-01
Policy instance 3
Insurance contract or identification number1007001-01
Number of Individuals Covered4
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered22
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069314
Policy instance 1
Insurance contract or identification numberTT069314
Number of Individuals Covered6698
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069314
Policy instance 1
Insurance contract or identification numberTT069314
Number of Individuals Covered6354
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered23
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1007001-01
Policy instance 3
Insurance contract or identification number1007001-01
Number of Individuals Covered4
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 4
Insurance contract or identification number59688
Number of Individuals Covered462
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103623
Policy instance 5
Insurance contract or identification number103623
Number of Individuals Covered546
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069314
Policy instance 1
Insurance contract or identification numberTT069314
Number of Individuals Covered6050
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered23
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1007001-01
Policy instance 3
Insurance contract or identification number1007001-01
Number of Individuals Covered4
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 4
Insurance contract or identification number59688
Number of Individuals Covered499
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103623
Policy instance 5
Insurance contract or identification number103623
Number of Individuals Covered578
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069314
Policy instance 1
Insurance contract or identification numberTT069314
Number of Individuals Covered5804
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered24
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1007001-01
Policy instance 3
Insurance contract or identification number1007001-01
Number of Individuals Covered20
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 4
Insurance contract or identification number59688
Number of Individuals Covered517
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103623
Policy instance 5
Insurance contract or identification number103623
Number of Individuals Covered331
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069314
Policy instance 1
Insurance contract or identification numberTT069314
Number of Individuals Covered5480
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered24
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1007001-01
Policy instance 3
Insurance contract or identification number1007001-01
Number of Individuals Covered6
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 4
Insurance contract or identification number59688
Number of Individuals Covered517
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,055
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,055
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103623
Policy instance 5
Insurance contract or identification number103623
Number of Individuals Covered626
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103623
Policy instance 5
Insurance contract or identification number103623
Number of Individuals Covered657
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 4
Insurance contract or identification number59688
Number of Individuals Covered534
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1007001-01
Policy instance 3
Insurance contract or identification number1007001-01
Number of Individuals Covered7
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered24
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069314
Policy instance 1
Insurance contract or identification numberTT069314
Number of Individuals Covered5055
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1007001-01
Policy instance 1
Insurance contract or identification number1007001-01
Number of Individuals Covered7
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered25
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069314
Policy instance 3
Insurance contract or identification numberTT069314
Number of Individuals Covered4086
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 4
Insurance contract or identification number59688
Number of Individuals Covered566
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 4
Insurance contract or identification number59688
Number of Individuals Covered582
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1007001-01
Policy instance 1
Insurance contract or identification number1007001-01
Number of Individuals Covered7
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 2
Insurance contract or identification number095140-001
Number of Individuals Covered28
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069314
Policy instance 3
Insurance contract or identification numberTT069314
Number of Individuals Covered3654
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number59688
Policy instance 5
Insurance contract or identification number59688
Number of Individuals Covered605
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1007001-01
Policy instance 2
Insurance contract or identification number1007001-01
Number of Individuals Covered7
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103623
Policy instance 1
Insurance contract or identification number103623
Number of Individuals Covered763
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 3
Insurance contract or identification number095140-001
Number of Individuals Covered28
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069314
Policy instance 4
Insurance contract or identification numberTT069314
Number of Individuals Covered3203
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1007001-01
Policy instance 2
Insurance contract or identification number1007001-01
Number of Individuals Covered8
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 3
Insurance contract or identification number095140-001
Number of Individuals Covered31
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069314
Policy instance 4
Insurance contract or identification numberTT069314
Number of Individuals Covered2707
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103623
Policy instance 1
Insurance contract or identification number103623
Number of Individuals Covered877
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069314
Policy instance 1
Insurance contract or identification numberTT069314
Number of Individuals Covered2174
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103623
Policy instance 4
Insurance contract or identification number103623
Number of Individuals Covered993
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 3
Insurance contract or identification number095140-001
Number of Individuals Covered37
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1007001-01
Policy instance 2
Insurance contract or identification number1007001-01
Number of Individuals Covered9
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number095140-001
Policy instance 3
Insurance contract or identification number095140-001
Number of Individuals Covered37
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069314
Policy instance 2
Insurance contract or identification numberTT069314
Number of Individuals Covered1691
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103623
Policy instance 1
Insurance contract or identification number103623
Number of Individuals Covered993
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1007001-01
Policy instance 4
Insurance contract or identification number1007001-01
Number of Individuals Covered20
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1