THE ROCKEFELLER UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN
401k plan membership statisitcs for THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN
Measure | Date | Value |
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2023 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2023 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
Total income from all sources (including contributions) | 2023-12-31 | $121,226,746 |
Total loss/gain on sale of assets | 2023-12-31 | $0 |
Total of all expenses incurred | 2023-12-31 | $32,676,331 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $32,521,557 |
Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $76,972 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $22,155,218 |
Value of total assets at end of year | 2023-12-31 | $760,887,665 |
Value of total assets at beginning of year | 2023-12-31 | $672,337,250 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $77,802 |
Total interest from all sources | 2023-12-31 | $9,612,006 |
Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $5,791,674 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $5,791,674 |
Was this plan covered by a fidelity bond | 2023-12-31 | No |
If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
Contributions received from participants | 2023-12-31 | $8,086,019 |
Participant contributions at end of year | 2023-12-31 | $971,735 |
Participant contributions at beginning of year | 2023-12-31 | $831,148 |
Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $2,982,813 |
Other income not declared elsewhere | 2023-12-31 | $613,319 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Value of net income/loss | 2023-12-31 | $88,550,415 |
Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $760,887,665 |
Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $672,337,250 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $516,934,800 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $425,587,576 |
Value of interest in pooled separate accounts at end of year | 2023-12-31 | $26,471,637 |
Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $32,500,579 |
Interest on participant loans | 2023-12-31 | $48,846 |
Interest earned on other investments | 2023-12-31 | $9,563,160 |
Value of interest in master investment trust accounts at end of year | 2023-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2023-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2023-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2023-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2023-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $216,509,493 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $213,417,947 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2023-12-31 | $4,381,957 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $87,401,047 |
Net investment gain/loss from pooled separate accounts | 2023-12-31 | $-4,346,518 |
Net investment gain or loss from common/collective trusts | 2023-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2023-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
Contributions received in cash from employer | 2023-12-31 | $11,086,386 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $28,139,600 |
Contract administrator fees | 2023-12-31 | $77,802 |
Did the plan have assets held for investment | 2023-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Disclaimer |
Accountancy firm name | 2023-12-31 | KPMG LLP |
Accountancy firm EIN | 2023-12-31 | 135565207 |
2022 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $0 |
Total transfer of assets from this plan | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-67,750,541 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $30,250,146 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $30,183,966 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $20,082,702 |
Value of total assets at end of year | 2022-12-31 | $672,337,250 |
Value of total assets at beginning of year | 2022-12-31 | $770,337,937 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $66,180 |
Total interest from all sources | 2022-12-31 | $8,286,637 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $8,268,861 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $8,268,861 |
Was this plan covered by a fidelity bond | 2022-12-31 | No |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $7,108,676 |
Participant contributions at end of year | 2022-12-31 | $831,148 |
Participant contributions at beginning of year | 2022-12-31 | $527,110 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $2,526,901 |
Other income not declared elsewhere | 2022-12-31 | $696,182 |
Administrative expenses (other) incurred | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-98,000,687 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $672,337,250 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $770,337,937 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $425,587,576 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $529,876,743 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $32,500,579 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $29,194,030 |
Interest on participant loans | 2022-12-31 | $24,260 |
Interest earned on other investments | 2022-12-31 | $8,262,377 |
Value of interest in master investment trust accounts at end of year | 2022-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2022-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2022-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $213,417,947 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $210,740,054 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $712,779 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-107,462,658 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $2,377,735 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2022-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $10,447,125 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $29,471,187 |
Contract administrator fees | 2022-12-31 | $66,180 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Disclaimer |
Accountancy firm name | 2022-12-31 | KPMG LLP |
Accountancy firm EIN | 2022-12-31 | 135565207 |
2021 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $108,190,546 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $41,031,128 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $40,888,671 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $18,938,192 |
Value of total assets at end of year | 2021-12-31 | $770,337,937 |
Value of total assets at beginning of year | 2021-12-31 | $703,178,519 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $142,457 |
Total interest from all sources | 2021-12-31 | $7,124,055 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $12,123,319 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $12,123,319 |
Was this plan covered by a fidelity bond | 2021-12-31 | No |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $6,925,062 |
Participant contributions at end of year | 2021-12-31 | $527,110 |
Participant contributions at beginning of year | 2021-12-31 | $303,232 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,768,139 |
Other income not declared elsewhere | 2021-12-31 | $767,206 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $67,159,418 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $770,337,937 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $703,178,519 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $529,876,743 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $466,877,468 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $29,194,030 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $23,332,600 |
Interest on participant loans | 2021-12-31 | $12,961 |
Interest earned on other investments | 2021-12-31 | $7,111,094 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $210,740,054 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $212,665,219 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $2,638,297 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $64,959,294 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $4,278,480 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2021-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $10,244,991 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $38,250,374 |
Contract administrator fees | 2021-12-31 | $142,457 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
Accountancy firm name | 2021-12-31 | KPMG LLP |
Accountancy firm EIN | 2021-12-31 | 135565207 |
2020 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $98,785,167 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $31,699,394 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $31,615,023 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $18,629,999 |
Value of total assets at end of year | 2020-12-31 | $703,178,519 |
Value of total assets at beginning of year | 2020-12-31 | $636,092,746 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $84,371 |
Total interest from all sources | 2020-12-31 | $7,855,010 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $5,910,987 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $5,910,987 |
Was this plan covered by a fidelity bond | 2020-12-31 | No |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $6,973,416 |
Participant contributions at end of year | 2020-12-31 | $303,232 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,343,865 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $0 |
Other income not declared elsewhere | 2020-12-31 | $668,839 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $67,085,773 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $703,178,519 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $636,092,746 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $466,877,468 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $400,525,744 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $23,332,600 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $28,735,074 |
Interest on participant loans | 2020-12-31 | $2,288 |
Interest earned on other investments | 2020-12-31 | $7,852,722 |
Value of interest in master investment trust accounts at end of year | 2020-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2020-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2020-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2020-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $212,665,219 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $206,831,928 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $65,973,319 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-252,987 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2020-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $10,312,718 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $31,615,023 |
Contract administrator fees | 2020-12-31 | $84,371 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | KPMG, LLP |
Accountancy firm EIN | 2020-12-31 | 135565207 |
2019 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $113,657,034 |
Total income from all sources (including contributions) | 2019-12-31 | $113,657,034 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $43,117,270 |
Total of all expenses incurred | 2019-12-31 | $43,117,270 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $43,068,270 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $43,068,270 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $0 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $22,147,613 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $22,147,613 |
Value of total assets at end of year | 2019-12-31 | $636,092,746 |
Value of total assets at end of year | 2019-12-31 | $636,092,746 |
Value of total assets at beginning of year | 2019-12-31 | $565,552,982 |
Value of total assets at beginning of year | 2019-12-31 | $565,552,982 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $49,000 |
Total interest from all sources | 2019-12-31 | $7,930,371 |
Total interest from all sources | 2019-12-31 | $7,930,371 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $5,273,651 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $5,273,651 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $5,273,651 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $5,273,651 |
Was this plan covered by a fidelity bond | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $6,902,830 |
Contributions received from participants | 2019-12-31 | $6,902,830 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $5,067,029 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $5,067,029 |
Other income not declared elsewhere | 2019-12-31 | $429,802 |
Other income not declared elsewhere | 2019-12-31 | $429,802 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $70,539,764 |
Value of net income/loss | 2019-12-31 | $70,539,764 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $636,092,746 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $636,092,746 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $565,552,982 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $565,552,982 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $0 |
Investment advisory and management fees | 2019-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $400,525,744 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $400,525,744 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $327,490,227 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $327,490,227 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $28,735,074 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $28,735,074 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $27,525,766 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $27,525,766 |
Interest on participant loans | 2019-12-31 | $8 |
Interest on participant loans | 2019-12-31 | $8 |
Interest earned on other investments | 2019-12-31 | $7,930,363 |
Interest earned on other investments | 2019-12-31 | $7,930,363 |
Value of interest in master investment trust accounts at end of year | 2019-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2019-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2019-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2019-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2019-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2019-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2019-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $206,831,928 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $206,831,928 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $210,536,989 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $210,536,989 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $14,610,468 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $14,610,468 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $76,379,876 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $76,379,876 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $1,495,721 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $1,495,721 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2019-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2019-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $10,177,754 |
Contributions received in cash from employer | 2019-12-31 | $10,177,754 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $28,457,802 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $28,457,802 |
Contract administrator fees | 2019-12-31 | $49,000 |
Contract administrator fees | 2019-12-31 | $49,000 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | KPMG, LLP |
Accountancy firm name | 2019-12-31 | KPMG, LLP |
Accountancy firm EIN | 2019-12-31 | 135565207 |
Accountancy firm EIN | 2019-12-31 | 135565207 |
2018 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $2,071,041 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $26,851,760 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $26,786,760 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $21,052,340 |
Value of total assets at end of year | 2018-12-31 | $565,552,982 |
Value of total assets at beginning of year | 2018-12-31 | $590,333,701 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $65,000 |
Total interest from all sources | 2018-12-31 | $8,140,104 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $5,947,504 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $5,947,504 |
Was this plan covered by a fidelity bond | 2018-12-31 | No |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $6,696,618 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $4,390,286 |
Other income not declared elsewhere | 2018-12-31 | $434,898 |
Administrative expenses (other) incurred | 2018-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-24,780,719 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $565,552,982 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $590,333,701 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $327,490,227 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $361,576,744 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $27,525,766 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $26,713,169 |
Interest on participant loans | 2018-12-31 | $0 |
Interest earned on other investments | 2018-12-31 | $8,140,104 |
Value of interest in master investment trust accounts at end of year | 2018-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2018-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2018-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2018-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $210,536,989 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $202,043,788 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $4,047,406 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-34,779,911 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $1,276,106 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2018-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $9,965,436 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $22,739,354 |
Contract administrator fees | 2018-12-31 | $65,000 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | KPMG LLP |
Accountancy firm EIN | 2018-12-31 | 135565207 |
2017 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $91,568,992 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $25,577,540 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $25,544,540 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $19,454,928 |
Value of total assets at end of year | 2017-12-31 | $590,333,701 |
Value of total assets at beginning of year | 2017-12-31 | $524,342,249 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $33,000 |
Total interest from all sources | 2017-12-31 | $7,717,528 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $4,068,346 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $4,068,346 |
Administrative expenses professional fees incurred | 2017-12-31 | $33,000 |
Was this plan covered by a fidelity bond | 2017-12-31 | No |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $6,506,039 |
Participant contributions at end of year | 2017-12-31 | $0 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $3,283,334 |
Other income not declared elsewhere | 2017-12-31 | $325,125 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $65,991,452 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $590,333,701 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $524,342,249 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $361,576,744 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $302,140,608 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $26,713,169 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $26,400,729 |
Interest earned on other investments | 2017-12-31 | $7,717,528 |
Value of interest in master investment trust accounts at end of year | 2017-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2017-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2017-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $202,043,788 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $195,800,912 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $4,302,166 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $58,848,768 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $1,154,297 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2017-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $9,665,555 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $21,242,374 |
Contract administrator fees | 2017-12-31 | $0 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | KPMG |
Accountancy firm EIN | 2017-12-31 | 135565207 |
2016 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $49,702,600 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $23,572,064 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $23,527,597 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $18,207,723 |
Value of total assets at end of year | 2016-12-31 | $524,342,249 |
Value of total assets at beginning of year | 2016-12-31 | $498,211,713 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $44,467 |
Total interest from all sources | 2016-12-31 | $8,188,327 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $2,415,575 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $2,415,575 |
Was this plan covered by a fidelity bond | 2016-12-31 | No |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $6,042,148 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,910,761 |
Other income not declared elsewhere | 2016-12-31 | $278,183 |
Administrative expenses (other) incurred | 2016-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $26,130,536 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $524,342,249 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $498,211,713 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $302,140,608 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $283,954,408 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $26,400,729 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $24,419,144 |
Interest on participant loans | 2016-12-31 | $90 |
Interest earned on other investments | 2016-12-31 | $8,188,237 |
Value of interest in master investment trust accounts at end of year | 2016-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2016-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2016-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $195,800,912 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $189,838,161 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $19,320,877 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $1,291,915 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2016-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $9,254,814 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $23,527,597 |
Contract administrator fees | 2016-12-31 | $44,467 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | KPMG |
Accountancy firm EIN | 2016-12-31 | 135565207 |
2015 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $26,211,490 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $28,832,362 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $28,750,542 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $17,062,146 |
Value of total assets at end of year | 2015-12-31 | $498,211,713 |
Value of total assets at beginning of year | 2015-12-31 | $500,832,585 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $81,820 |
Total interest from all sources | 2015-12-31 | $7,487,352 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $2,994,479 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $2,994,479 |
Was this plan covered by a fidelity bond | 2015-12-31 | No |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $5,775,564 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $2,594,147 |
Other income not declared elsewhere | 2015-12-31 | $327,792 |
Administrative expenses (other) incurred | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-2,620,872 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $498,211,713 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $500,832,585 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $283,954,408 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $294,017,480 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $24,419,144 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $21,944,130 |
Interest earned on other investments | 2015-12-31 | $7,487,352 |
Value of interest in master investment trust accounts at end of year | 2015-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2015-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2015-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $189,838,161 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $184,870,975 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $1,969,477 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-3,475,689 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $1,815,410 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2015-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $8,692,435 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $26,781,065 |
Contract administrator fees | 2015-12-31 | $81,820 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | KPMG |
Accountancy firm EIN | 2015-12-31 | 135565207 |
2014 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $43,018,999 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $29,034,301 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $29,033,116 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $14,250,372 |
Value of total assets at end of year | 2014-12-31 | $500,832,585 |
Value of total assets at beginning of year | 2014-12-31 | $486,847,887 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,185 |
Total interest from all sources | 2014-12-31 | $7,633,080 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $2,681,809 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $2,681,809 |
Administrative expenses professional fees incurred | 2014-12-31 | $1,185 |
Was this plan covered by a fidelity bond | 2014-12-31 | No |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $5,460,163 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $521,059 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $13,984,698 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $500,832,585 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $486,847,887 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $294,017,480 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $284,277,843 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $21,944,130 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $19,336,357 |
Interest earned on other investments | 2014-12-31 | $7,633,080 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $184,870,975 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $183,233,687 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $4,062,585 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $16,111,112 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $2,342,626 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $8,269,150 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $24,970,531 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | KPMG LLP |
Accountancy firm EIN | 2014-12-31 | 135565207 |
2013 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $77,911,288 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $22,804,255 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $22,762,105 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $13,475,824 |
Value of total assets at end of year | 2013-12-31 | $486,847,887 |
Value of total assets at beginning of year | 2013-12-31 | $431,740,854 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $42,150 |
Total interest from all sources | 2013-12-31 | $7,218,274 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,972,944 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,972,944 |
Was this plan covered by a fidelity bond | 2013-12-31 | No |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $5,274,302 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $188,695 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $55,107,033 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $486,847,887 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $431,740,854 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $284,277,843 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $238,282,654 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $19,336,357 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $16,074,526 |
Interest on participant loans | 2013-12-31 | $8 |
Interest earned on other investments | 2013-12-31 | $7,218,266 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $183,233,687 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $177,383,674 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $1,317,252 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $53,578,205 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $1,666,041 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $8,012,827 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $21,444,853 |
Contract administrator fees | 2013-12-31 | $42,150 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | KPMG LLP |
Accountancy firm EIN | 2013-12-31 | 135565207 |
2012 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2012 401k financial data |
---|
Total transfer of assets to this plan | 2012-12-31 | $0 |
Total transfer of assets from this plan | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $54,906,860 |
Total of all expenses incurred | 2012-12-31 | $25,237,833 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $25,237,833 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $14,516,384 |
Value of total assets at end of year | 2012-12-31 | $431,740,854 |
Value of total assets at beginning of year | 2012-12-31 | $402,071,827 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $6,929,314 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $624,236 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $624,236 |
Was this plan covered by a fidelity bond | 2012-12-31 | No |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $5,121,739 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $1,721,548 |
Other income not declared elsewhere | 2012-12-31 | $0 |
Administrative expenses (other) incurred | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $29,669,027 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $431,740,854 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $402,071,827 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $238,282,654 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $213,898,239 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $16,074,526 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $12,616,914 |
Interest earned on other investments | 2012-12-31 | $6,929,314 |
Value of interest in master investment trust accounts at end of year | 2012-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2012-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2012-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $177,383,674 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $175,556,674 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $3,431,285 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $31,475,337 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $1,361,589 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $7,673,097 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $21,806,548 |
Contract administrator fees | 2012-12-31 | $0 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | KPMG LLP |
Accountancy firm EIN | 2012-12-31 | 135565207 |
2011 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2011 401k financial data |
---|
Total transfer of assets to this plan | 2011-12-31 | $107,744,812 |
Total transfer of assets from this plan | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $17,602,900 |
Total of all expenses incurred | 2011-12-31 | $16,090,249 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $16,090,061 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $15,860,516 |
Value of total assets at end of year | 2011-12-31 | $402,071,827 |
Value of total assets at beginning of year | 2011-12-31 | $292,814,364 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $188 |
Total interest from all sources | 2011-12-31 | $6,676,730 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $366,220 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $366,220 |
Was this plan covered by a fidelity bond | 2011-12-31 | No |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $5,164,043 |
Participant contributions at end of year | 2011-12-31 | $0 |
Participant contributions at beginning of year | 2011-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $3,259,611 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $948 |
Other income not declared elsewhere | 2011-12-31 | $0 |
Administrative expenses (other) incurred | 2011-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,512,651 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $402,071,827 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $292,814,364 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $213,898,239 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $163,194,699 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $12,616,914 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $5,572,027 |
Interest earned on other investments | 2011-12-31 | $6,676,730 |
Value of interest in master investment trust accounts at end of year | 2011-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2011-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $175,556,674 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $124,047,638 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $1,788,868 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-6,649,030 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $1,348,464 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2011-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $7,436,862 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $14,300,245 |
Contract administrator fees | 2011-12-31 | $188 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | KPMG LLP |
Accountancy firm EIN | 2011-12-31 | 135565207 |
2010 : THE ROCKEFELLER UNIVERSITY NON-CONTRIBUTORY RETIREMENT PLAN 2010 401k financial data |
---|
Total transfer of assets to this plan | 2010-12-31 | $0 |
Total transfer of assets from this plan | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $32,726,777 |
Total of all expenses incurred | 2010-12-31 | $9,116,961 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $9,116,961 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $7,463,941 |
Value of total assets at end of year | 2010-12-31 | $292,814,364 |
Value of total assets at beginning of year | 2010-12-31 | $269,204,548 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $4,672,415 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $102,505 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $102,505 |
Was this plan covered by a fidelity bond | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $0 |
Participant contributions at end of year | 2010-12-31 | $0 |
Participant contributions at beginning of year | 2010-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $-2,317 |
Other income not declared elsewhere | 2010-12-31 | $0 |
Administrative expenses (other) incurred | 2010-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $23,609,816 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $292,814,364 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $269,204,548 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $163,194,699 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $145,671,595 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $5,572,027 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $3,260,213 |
Interest on participant loans | 2010-12-31 | $0 |
Interest earned on other investments | 2010-12-31 | $4,672,415 |
Value of interest in master investment trust accounts at end of year | 2010-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2010-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $124,047,638 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $119,922,506 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $19,906,050 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $581,866 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2010-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $7,466,258 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $350,234 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $9,116,961 |
Contract administrator fees | 2010-12-31 | $0 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | KPMG LLP |
Accountancy firm EIN | 2010-12-31 | 135565207 |