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RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 401k Plan overview

Plan NameRETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC.
Plan identification number 001

RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

UNITED NEGRO COLLEGE FUND INC has sponsored the creation of one or more 401k plans.

Company Name:UNITED NEGRO COLLEGE FUND INC
Employer identification number (EIN):131624241
NAIC Classification:611000

Additional information about UNITED NEGRO COLLEGE FUND INC

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 759541

More information about UNITED NEGRO COLLEGE FUND INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01LAJUAN H. LYLES2023-10-13
0012021-01-01LAJUAN H. LYLES2022-10-13
0012020-01-01LAJUAN H. LYLES2021-10-13
0012019-01-01LAJUAN H. LYLES2020-10-15
0012018-01-01LAJUAN H. LYLES2020-02-20
0012018-01-01LAJUAN H. LYLES2019-10-15
0012017-01-01
0012017-01-01
0012016-01-01LAJUAN H. LYLES
0012015-01-01
0012014-01-01SYLVIA WALKER
0012013-01-01SYLVIA WALKER
0012012-01-01SYLVIA WALKER
0012011-01-01SYLVIA WALKER, DIRECTOR OF HR
0012009-01-01SYLVIA WALKER, DIRECTOR OF HR

Plan Statistics for RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC.

401k plan membership statisitcs for RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC.

Measure Date Value
2022: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2022 401k membership
Total participants, beginning-of-year2022-01-01426
Total number of active participants reported on line 7a of the Form 55002022-01-01262
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01164
Total of all active and inactive participants2022-01-01426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-016
Total participants2022-01-01432
Number of participants with account balances2022-01-01409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2021 401k membership
Total participants, beginning-of-year2021-01-01415
Total number of active participants reported on line 7a of the Form 55002021-01-01249
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01170
Total of all active and inactive participants2021-01-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-017
Total participants2021-01-01426
Number of participants with account balances2021-01-01401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2020 401k membership
Total participants, beginning-of-year2020-01-01432
Total number of active participants reported on line 7a of the Form 55002020-01-01241
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01173
Total of all active and inactive participants2020-01-01414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01415
Number of participants with account balances2020-01-01396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2019 401k membership
Total participants, beginning-of-year2019-01-01437
Total number of active participants reported on line 7a of the Form 55002019-01-01229
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01202
Total of all active and inactive participants2019-01-01431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01432
Number of participants with account balances2019-01-01416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2018 401k membership
Total participants, beginning-of-year2018-01-01451
Total number of active participants reported on line 7a of the Form 55002018-01-01262
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01174
Total of all active and inactive participants2018-01-01436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01437
Number of participants with account balances2018-01-01392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2017 401k membership
Total participants, beginning-of-year2017-01-01325
Total number of active participants reported on line 7a of the Form 55002017-01-01190
Number of other retired or separated participants entitled to future benefits2017-01-01259
Total of all active and inactive participants2017-01-01449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01451
Number of participants with account balances2017-01-01405
2016: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2016 401k membership
Total participants, beginning-of-year2016-01-01435
Total number of active participants reported on line 7a of the Form 55002016-01-01200
Number of other retired or separated participants entitled to future benefits2016-01-01121
Total of all active and inactive participants2016-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-01325
Number of participants with account balances2016-01-01320
2015: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-01443
Total number of active participants reported on line 7a of the Form 55002015-01-01193
Number of other retired or separated participants entitled to future benefits2015-01-01210
Total of all active and inactive participants2015-01-01403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-01407
Number of participants with account balances2015-01-01404
2014: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-01480
Total number of active participants reported on line 7a of the Form 55002014-01-01532
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0191
Total of all active and inactive participants2014-01-01623
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01625
Number of participants with account balances2014-01-01287
2013: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-01491
Total number of active participants reported on line 7a of the Form 55002013-01-01382
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0197
Total of all active and inactive participants2013-01-01479
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01480
Number of participants with account balances2013-01-01407
2012: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-01509
Total number of active participants reported on line 7a of the Form 55002012-01-01435
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0155
Total of all active and inactive participants2012-01-01490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01491
Number of participants with account balances2012-01-01411
2011: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-01408
Total number of active participants reported on line 7a of the Form 55002011-01-01468
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0140
Total of all active and inactive participants2011-01-01508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01509
Number of participants with account balances2011-01-01424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-01344
Total number of active participants reported on line 7a of the Form 55002009-01-01296
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0149
Total of all active and inactive participants2009-01-01345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01346
Number of participants with account balances2009-01-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC.

Measure Date Value
2022 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,540,454
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,142,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,130,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,212,040
Value of total assets at end of year2022-12-31$34,323,503
Value of total assets at beginning of year2022-12-31$38,006,365
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$11,803
Total interest from all sources2022-12-31$225,006
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$238,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$238,571
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,226,346
Participant contributions at end of year2022-12-31$46,375
Participant contributions at beginning of year2022-12-31$40,239
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$195,715
Assets. Loans (other than to participants) at end of year2022-12-31$147,990
Assets. Loans (other than to participants) at beginning of year2022-12-31$153,610
Other income not declared elsewhere2022-12-31$96,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,682,862
Value of net assets at end of year (total assets less liabilities)2022-12-31$34,323,503
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$38,006,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$24,445,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$28,381,986
Value of interest in pooled separate accounts at end of year2022-12-31$1,715,158
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,489,128
Interest on participant loans2022-12-31$6,954
Interest earned on other investments2022-12-31$218,052
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$7,942,528
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$7,914,682
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$253,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,433,527
Net investment gain/loss from pooled separate accounts2022-12-31$121,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$789,979
Employer contributions (assets) at end of year2022-12-31$25,523
Employer contributions (assets) at beginning of year2022-12-31$26,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$876,818
Contract administrator fees2022-12-31$11,803
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31SMITH AND HOWARD
Accountancy firm EIN2022-12-31581250486
2021 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$6,474,967
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,940,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,926,363
Expenses. Certain deemed distributions of participant loans2021-12-31$2,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,061,463
Value of total assets at end of year2021-12-31$38,006,365
Value of total assets at beginning of year2021-12-31$33,471,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$11,321
Total interest from all sources2021-12-31$187,422
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$275,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$275,442
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,039,363
Participant contributions at end of year2021-12-31$40,239
Participant contributions at beginning of year2021-12-31$23,556
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$308,026
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$428,853
Assets. Loans (other than to participants) at end of year2021-12-31$153,610
Assets. Loans (other than to participants) at beginning of year2021-12-31$147,049
Other income not declared elsewhere2021-12-31$102,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,534,550
Value of net assets at end of year (total assets less liabilities)2021-12-31$38,006,365
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$33,471,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$28,381,986
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$24,205,892
Value of interest in pooled separate accounts at end of year2021-12-31$1,489,128
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,211,961
Interest on participant loans2021-12-31$9,048
Interest earned on other investments2021-12-31$178,374
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$7,914,682
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$7,866,234
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,627,674
Net investment gain/loss from pooled separate accounts2021-12-31$220,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$714,074
Employer contributions (assets) at end of year2021-12-31$26,720
Employer contributions (assets) at beginning of year2021-12-31$17,123
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,497,510
Contract administrator fees2021-12-31$11,321
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31SMITH AND HOWARD
Accountancy firm EIN2021-12-31581250486
2020 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$324,750
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,310,464
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,682,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,646,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,379,770
Value of total assets at end of year2020-12-31$33,471,815
Value of total assets at beginning of year2020-12-31$29,519,361
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$36,711
Total interest from all sources2020-12-31$206,053
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$84,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$84,121
Administrative expenses professional fees incurred2020-12-31$36,711
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$859,301
Participant contributions at end of year2020-12-31$23,556
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$25,083
Assets. Loans (other than to participants) at end of year2020-12-31$147,049
Assets. Loans (other than to participants) at beginning of year2020-12-31$109,080
Other income not declared elsewhere2020-12-31$98,820
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,627,704
Value of net assets at end of year (total assets less liabilities)2020-12-31$33,471,815
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$29,519,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$24,205,892
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$20,515,790
Value of interest in pooled separate accounts at end of year2020-12-31$1,211,961
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,280,453
Interest on participant loans2020-12-31$5,626
Interest earned on other investments2020-12-31$200,427
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$7,866,234
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$7,614,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,552,354
Net investment gain/loss from pooled separate accounts2020-12-31$-10,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$495,386
Employer contributions (assets) at end of year2020-12-31$17,123
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,646,049
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SMITH AND HOWARD
Accountancy firm EIN2020-12-31581250486
2019 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,453,219
Total income from all sources (including contributions)2019-12-31$5,453,219
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,695,504
Total of all expenses incurred2019-12-31$2,695,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,692,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,692,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,369,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,369,183
Value of total assets at end of year2019-12-31$29,519,361
Value of total assets at end of year2019-12-31$29,519,361
Value of total assets at beginning of year2019-12-31$26,761,646
Value of total assets at beginning of year2019-12-31$26,761,646
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,876
Total interest from all sources2019-12-31$189,644
Total interest from all sources2019-12-31$189,644
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$19,689
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$19,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$19,689
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$19,689
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$570,664
Amount contributed by the employer to the plan for this plan year2019-12-31$570,664
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$798,519
Contributions received from participants2019-12-31$798,519
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$117,282
Participant contributions at beginning of year2019-12-31$117,282
Assets. Loans (other than to participants) at end of year2019-12-31$109,080
Assets. Loans (other than to participants) at end of year2019-12-31$109,080
Assets. Loans (other than to participants) at beginning of year2019-12-31$60,109
Assets. Loans (other than to participants) at beginning of year2019-12-31$60,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,757,715
Value of net income/loss2019-12-31$2,757,715
Value of net assets at end of year (total assets less liabilities)2019-12-31$29,519,361
Value of net assets at end of year (total assets less liabilities)2019-12-31$29,519,361
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$26,761,646
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$26,761,646
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$20,515,790
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$20,515,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$17,158,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$17,158,881
Value of interest in pooled separate accounts at end of year2019-12-31$1,280,453
Value of interest in pooled separate accounts at end of year2019-12-31$1,280,453
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,156,963
Interest on participant loans2019-12-31$3,418
Interest on participant loans2019-12-31$3,418
Interest earned on other investments2019-12-31$186,226
Interest earned on other investments2019-12-31$186,226
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$7,614,038
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$7,614,038
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$8,252,432
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$8,252,432
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,808,614
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,808,614
Net investment gain/loss from pooled separate accounts2019-12-31$66,089
Net investment gain/loss from pooled separate accounts2019-12-31$66,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$570,664
Contributions received in cash from employer2019-12-31$570,664
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$15,979
Employer contributions (assets) at beginning of year2019-12-31$15,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,692,628
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,692,628
Contract administrator fees2019-12-31$2,876
Contract administrator fees2019-12-31$2,876
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
Accountancy firm EIN2019-12-31135565207
2018 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$639,357
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,448,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,432,064
Expenses. Certain deemed distributions of participant loans2018-12-31$14,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,514,359
Value of total assets at end of year2018-12-31$26,761,646
Value of total assets at beginning of year2018-12-31$27,571,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,810
Total interest from all sources2018-12-31$302,940
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$898,833
Participant contributions at end of year2018-12-31$117,282
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$40,018
Assets. Loans (other than to participants) at end of year2018-12-31$60,109
Assets. Loans (other than to participants) at beginning of year2018-12-31$57,455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-809,509
Value of net assets at end of year (total assets less liabilities)2018-12-31$26,761,646
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$27,571,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$17,158,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$18,428,174
Value of interest in pooled separate accounts at end of year2018-12-31$1,156,963
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,258,608
Interest on participant loans2018-12-31$1,633
Interest earned on other investments2018-12-31$301,307
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$8,252,432
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$7,826,918
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$82,911
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,234,809
Net investment gain/loss from pooled separate accounts2018-12-31$56,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$575,508
Employer contributions (assets) at end of year2018-12-31$15,979
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,349,153
Contract administrator fees2018-12-31$1,810
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$4,701,543
Total of all expenses incurred2017-12-31$1,200,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,196,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,609,089
Value of total assets at end of year2017-12-31$27,571,155
Value of total assets at beginning of year2017-12-31$24,069,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$3,448
Total interest from all sources2017-12-31$28,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2017-12-310
Minimum employer required contribution for this plan year2017-12-31$0
Amount contributed by the employer to the plan for this plan year2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$856,513
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$143,318
Assets. Loans (other than to participants) at end of year2017-12-31$57,455
Assets. Loans (other than to participants) at beginning of year2017-12-31$97,934
Other income not declared elsewhere2017-12-31$273,413
Administrative expenses (other) incurred2017-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,501,365
Value of net assets at end of year (total assets less liabilities)2017-12-31$27,571,155
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$24,069,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$18,428,174
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$14,856,475
Value of interest in pooled separate accounts at end of year2017-12-31$1,258,608
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,136,679
Interest on participant loans2017-12-31$3,762
Interest earned on other investments2017-12-31$24,528
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$7,826,918
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$7,978,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,739,255
Net investment gain/loss from pooled separate accounts2017-12-31$51,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$609,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,196,730
Contract administrator fees2017-12-31$3,446
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$2,784,802
Total of all expenses incurred2016-12-31$1,734,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,729,457
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,483,157
Value of total assets at end of year2016-12-31$24,069,790
Value of total assets at beginning of year2016-12-31$23,019,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,879
Total interest from all sources2016-12-31$58,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$851,194
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$36,103
Assets. Loans (other than to participants) at end of year2016-12-31$97,934
Assets. Loans (other than to participants) at beginning of year2016-12-31$87,001
Other income not declared elsewhere2016-12-31$548,569
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,050,466
Value of net assets at end of year (total assets less liabilities)2016-12-31$24,069,790
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,019,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$14,856,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,919,161
Value of interest in pooled separate accounts at end of year2016-12-31$1,136,679
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,005,704
Interest on participant loans2016-12-31$4,745
Interest earned on other investments2016-12-31$53,591
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$7,978,702
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$8,007,458
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$640,882
Net investment gain/loss from pooled separate accounts2016-12-31$53,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$595,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,729,457
Contract administrator fees2016-12-31$4,879
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,623,710
Total of all expenses incurred2015-12-31$1,335,166
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,328,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,386,116
Value of total assets at end of year2015-12-31$23,019,324
Value of total assets at beginning of year2015-12-31$22,730,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$7,145
Total interest from all sources2015-12-31$44,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$736,410
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$132,935
Assets. Loans (other than to participants) at end of year2015-12-31$87,001
Assets. Loans (other than to participants) at beginning of year2015-12-31$159,416
Other income not declared elsewhere2015-12-31$230,873
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$288,544
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,019,324
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,730,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,919,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$14,115,130
Value of interest in pooled separate accounts at end of year2015-12-31$1,005,704
Value of interest in pooled separate accounts at beginning of year2015-12-31$976,479
Interest on participant loans2015-12-31$6,561
Interest earned on other investments2015-12-31$38,140
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$8,007,458
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$7,479,755
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-114,626
Net investment gain/loss from pooled separate accounts2015-12-31$76,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$516,771
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,328,021
Contract administrator fees2015-12-31$7,145
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,370,079
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,879,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,874,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,144,406
Value of total assets at end of year2014-12-31$22,730,780
Value of total assets at beginning of year2014-12-31$22,240,309
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,032
Total interest from all sources2014-12-31$54,778
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$692,194
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$88,477
Assets. Loans (other than to participants) at end of year2014-12-31$159,416
Assets. Loans (other than to participants) at beginning of year2014-12-31$96,627
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$490,471
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,730,780
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,240,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$14,115,130
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$13,606,541
Value of interest in pooled separate accounts at end of year2014-12-31$976,479
Value of interest in pooled separate accounts at beginning of year2014-12-31$872,845
Interest on participant loans2014-12-31$6,210
Interest earned on other investments2014-12-31$48,568
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$7,479,755
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$7,664,296
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,063,678
Net investment gain/loss from pooled separate accounts2014-12-31$107,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$363,735
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,874,576
Contract administrator fees2014-12-31$5,032
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,803,650
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,849,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,840,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,000,836
Value of total assets at end of year2013-12-31$22,240,309
Value of total assets at beginning of year2013-12-31$20,285,904
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,816
Total interest from all sources2013-12-31$193,202
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$669,585
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$76,126
Assets. Loans (other than to participants) at end of year2013-12-31$96,627
Assets. Loans (other than to participants) at beginning of year2013-12-31$172,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,954,405
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,240,309
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$20,285,904
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$13,606,541
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$11,349,128
Value of interest in pooled separate accounts at end of year2013-12-31$872,845
Value of interest in pooled separate accounts at beginning of year2013-12-31$817,734
Interest on participant loans2013-12-31$7,420
Interest earned on other investments2013-12-31$185,782
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$7,664,296
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$7,946,066
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,530,776
Net investment gain/loss from pooled separate accounts2013-12-31$78,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$255,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,840,429
Contract administrator fees2013-12-31$8,816
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BDO USA, LLP
Accountancy firm EIN2013-12-31135381590
2012 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,989,803
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,329,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,324,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,356,181
Value of total assets at end of year2012-12-31$20,285,904
Value of total assets at beginning of year2012-12-31$18,625,855
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,977
Total interest from all sources2012-12-31$7,775
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$739,340
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$94,562
Assets. Loans (other than to participants) at end of year2012-12-31$172,976
Assets. Loans (other than to participants) at beginning of year2012-12-31$113,132
Other income not declared elsewhere2012-12-31$41,505
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,660,049
Value of net assets at end of year (total assets less liabilities)2012-12-31$20,285,904
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,625,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$11,349,128
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,830,144
Value of interest in pooled separate accounts at end of year2012-12-31$817,734
Value of interest in pooled separate accounts at beginning of year2012-12-31$694,335
Interest on participant loans2012-12-31$7,775
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$7,946,066
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$7,988,244
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,511,872
Net investment gain/loss from pooled separate accounts2012-12-31$72,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$522,279
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,324,777
Contract administrator fees2012-12-31$4,977
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BDO USA, LLP
Accountancy firm EIN2012-12-31135381590
2011 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,716,484
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,916,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,912,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,682,336
Value of total assets at end of year2011-12-31$18,625,855
Value of total assets at beginning of year2011-12-31$18,826,105
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,303
Total interest from all sources2011-12-31$4,868
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$744,750
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$315,888
Assets. Loans (other than to participants) at end of year2011-12-31$113,132
Assets. Loans (other than to participants) at beginning of year2011-12-31$54,476
Other income not declared elsewhere2011-12-31$290,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-200,250
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,625,855
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$18,826,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,830,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,252,133
Value of interest in pooled separate accounts at end of year2011-12-31$694,335
Value of interest in pooled separate accounts at beginning of year2011-12-31$573,007
Interest on participant loans2011-12-31$4,868
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$7,988,244
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$7,946,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-338,324
Net investment gain/loss from pooled separate accounts2011-12-31$77,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$621,698
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,912,431
Contract administrator fees2011-12-31$4,303
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BDO USA, LLP
Accountancy firm EIN2011-12-31135381590
2010 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,970,171
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,271,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,265,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,561,202
Value of total assets at end of year2010-12-31$18,826,105
Value of total assets at beginning of year2010-12-31$17,127,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,819
Total interest from all sources2010-12-31$4,869
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$660,772
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$17,602
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$26,720
Assets. Loans (other than to participants) at end of year2010-12-31$54,476
Assets. Loans (other than to participants) at beginning of year2010-12-31$82,957
Other income not declared elsewhere2010-12-31$281,897
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,698,556
Value of net assets at end of year (total assets less liabilities)2010-12-31$18,826,105
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$17,127,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,252,133
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,389,359
Value of interest in pooled separate accounts at end of year2010-12-31$573,007
Value of interest in pooled separate accounts at beginning of year2010-12-31$425,077
Interest on participant loans2010-12-31$4,869
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$7,946,489
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$8,185,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,058,672
Net investment gain/loss from pooled separate accounts2010-12-31$63,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$873,710
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$27,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,265,796
Contract administrator fees2010-12-31$5,819
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BDO USA, LLP
Accountancy firm EIN2010-12-31135381590
2009 : RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC.

2022: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR THE EMPLOYEES OF THE UNITED NEGRO COLLEGE FUND, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number367102
Policy instance 2
Insurance contract or identification number367102
Number of Individuals Covered273
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477-001
Policy instance 1
Insurance contract or identification number711477-001
Number of Individuals Covered98
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number367102
Policy instance 2
Insurance contract or identification number367102
Number of Individuals Covered280
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477-001
Policy instance 1
Insurance contract or identification number711477-001
Number of Individuals Covered101
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number367102
Policy instance 2
Insurance contract or identification number367102
Number of Individuals Covered286
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477-001
Policy instance 1
Insurance contract or identification number711477-001
Number of Individuals Covered106
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $440
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $150
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?4
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477-001
Policy instance 1
Insurance contract or identification number711477-001
Number of Individuals Covered120
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $4,271
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,465
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?4
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477
Policy instance 2
Insurance contract or identification number711477
Number of Individuals Covered3
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number367102
Policy instance 3
Insurance contract or identification number367102
Number of Individuals Covered291
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477-001
Policy instance 1
Insurance contract or identification number711477-001
Number of Individuals Covered118
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $6,180
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $2,133
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?4
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477
Policy instance 2
Insurance contract or identification number711477
Number of Individuals Covered3
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number367102
Policy instance 3
Insurance contract or identification number367102
Number of Individuals Covered291
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number367102
Policy instance 3
Insurance contract or identification number367102
Number of Individuals Covered290
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477
Policy instance 2
Insurance contract or identification number711477
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477-001
Policy instance 1
Insurance contract or identification number711477-001
Number of Individuals Covered120
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,474
Total amount of fees paid to insurance companyUSD $1,796
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Amount paid for insurance broker fees1796
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $1,951
Insurance broker nameJ. SCHAPPELL
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477-001
Policy instance 1
Insurance contract or identification number711477-001
Number of Individuals Covered126
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $9,894
Total amount of fees paid to insurance companyUSD $5,126
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5126
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $3,335
Insurance broker nameJ. WRIGHT
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477
Policy instance 2
Insurance contract or identification number711477
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number367102
Policy instance 3
Insurance contract or identification number367102
Number of Individuals Covered282
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477
Policy instance 1
Insurance contract or identification number711477
Number of Individuals Covered324
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,032
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5032
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?3
Insurance broker nameAXA EQUITABLE LIFE INSURANCE COMPAN
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number367102
Policy instance 2
Insurance contract or identification number367102
Number of Individuals Covered289
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477
Policy instance 1
Insurance contract or identification number711477
Number of Individuals Covered141
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,815
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8815
Additional information about fees paid to insurance brokerFEES
Insurance broker organization code?3
Insurance broker nameAXA EQUITABLE LIFE INSURANCE COMPAN
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number367102
Policy instance 2
Insurance contract or identification number367102
Number of Individuals Covered288
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number367102
Policy instance 2
Insurance contract or identification number367102
Number of Individuals Covered294
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477
Policy instance 1
Insurance contract or identification number711477
Number of Individuals Covered141
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameAXA EQUITABLE LIFE INSURANCE COMPAN
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number367102
Policy instance 2
Insurance contract or identification number367102
Number of Individuals Covered371
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477
Policy instance 1
Insurance contract or identification number711477
Number of Individuals Covered144
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,303
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number367102
Policy instance 2
Insurance contract or identification number367102
Number of Individuals Covered362
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number711477
Policy instance 1
Insurance contract or identification number711477
Number of Individuals Covered50
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,819
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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