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THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameTHE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN
Plan identification number 003

THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

PHELPS MEMORIAL HOSPITAL ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:PHELPS MEMORIAL HOSPITAL ASSOCIATION
Employer identification number (EIN):131725076
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about PHELPS MEMORIAL HOSPITAL ASSOCIATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1952-12-24
Company Identification Number: 78729
Legal Registered Office Address: ATTN: PRESIDENT
701 NORTH BROADWAY
SLEEPY HOLLOW
United States of America (USA)
10591

More information about PHELPS MEMORIAL HOSPITAL ASSOCIATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01JAKE MAIJALA JAKE MAIJALA2018-10-15
0032016-01-01VINCENT DESANTIS JAKE MAIJALA2017-10-12
0032015-01-01VINCENT DESANTIS JAKE MAIJALA2016-10-14
0032014-01-01VINCENT DESANTIS JAKE MAIJALA2015-10-14
0032013-01-01VINCENT DESANTIS JAKE MAIJALA2014-10-14
0032012-01-01VINCENT DESANTIS VINCENT DESANTIS2013-10-15
0032011-01-01JOANNE STURANS VINCENT DESANTIS2012-10-15
0032010-01-01JOANNE STURANS VINCENT DESANTIS2011-10-28
0032009-01-01JOANNE STURANS VINCENT DESANTIS2010-10-15
0032009-01-01JOANNE STURANS VINCENT DESANTIS2010-10-15

Plan Statistics for THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN

Measure Date Value
2020: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,152
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
2019: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,963
Total number of active participants reported on line 7a of the Form 55002019-01-012,708
Number of retired or separated participants receiving benefits2019-01-0130
Number of other retired or separated participants entitled to future benefits2019-01-01879
Total of all active and inactive participants2019-01-013,617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0124
Total participants2019-01-013,641
Number of participants with account balances2019-01-013,483
2018: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,885
Total number of active participants reported on line 7a of the Form 55002018-01-012,564
Number of retired or separated participants receiving benefits2018-01-0133
Number of other retired or separated participants entitled to future benefits2018-01-01808
Total of all active and inactive participants2018-01-013,405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0119
Total participants2018-01-013,424
Number of participants with account balances2018-01-013,277
2017: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,785
Total number of active participants reported on line 7a of the Form 55002017-01-012,545
Number of retired or separated participants receiving benefits2017-01-0128
Number of other retired or separated participants entitled to future benefits2017-01-01756
Total of all active and inactive participants2017-01-013,329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0119
Total participants2017-01-013,348
Number of participants with account balances2017-01-013,201
2016: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,983
Total number of active participants reported on line 7a of the Form 55002016-01-012,495
Number of retired or separated participants receiving benefits2016-01-0124
Number of other retired or separated participants entitled to future benefits2016-01-01673
Total of all active and inactive participants2016-01-013,192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0119
Total participants2016-01-013,211
Number of participants with account balances2016-01-013,070
2015: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,942
Total number of active participants reported on line 7a of the Form 55002015-01-012,346
Number of retired or separated participants receiving benefits2015-01-0122
Number of other retired or separated participants entitled to future benefits2015-01-01599
Total of all active and inactive participants2015-01-012,967
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0116
Total participants2015-01-012,983
Number of participants with account balances2015-01-012,979
2014: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,550
Total number of active participants reported on line 7a of the Form 55002014-01-012,344
Number of retired or separated participants receiving benefits2014-01-0118
Number of other retired or separated participants entitled to future benefits2014-01-01564
Total of all active and inactive participants2014-01-012,926
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0116
Total participants2014-01-012,942
Number of participants with account balances2014-01-012,847
2013: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,302
Total number of active participants reported on line 7a of the Form 55002013-01-012,974
Number of retired or separated participants receiving benefits2013-01-0114
Number of other retired or separated participants entitled to future benefits2013-01-01547
Total of all active and inactive participants2013-01-013,535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0115
Total participants2013-01-013,550
Number of participants with account balances2013-01-012,728
2012: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,719
Total number of active participants reported on line 7a of the Form 55002012-01-012,930
Number of retired or separated participants receiving benefits2012-01-0110
Number of other retired or separated participants entitled to future benefits2012-01-01351
Total of all active and inactive participants2012-01-013,291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0111
Total participants2012-01-013,302
Number of participants with account balances2012-01-012,703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0128
2011: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,379
Total number of active participants reported on line 7a of the Form 55002011-01-012,195
Number of retired or separated participants receiving benefits2011-01-0111
Number of other retired or separated participants entitled to future benefits2011-01-01502
Total of all active and inactive participants2011-01-012,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0111
Total participants2011-01-012,719
Number of participants with account balances2011-01-012,634
2010: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012,726
Total number of active participants reported on line 7a of the Form 55002010-01-012,206
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01158
Total of all active and inactive participants2010-01-012,364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0115
Total participants2010-01-012,379
Number of participants with account balances2010-01-012,379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0110
2009: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,316
Total number of active participants reported on line 7a of the Form 55002009-01-012,571
Number of other retired or separated participants entitled to future benefits2009-01-01143
Total of all active and inactive participants2009-01-012,714
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0112
Total participants2009-01-012,726
Number of participants with account balances2009-01-012,434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0194

Financial Data on THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN

Measure Date Value
2020 : THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$11,695,695
Total unrealized appreciation/depreciation of assets2020-12-31$11,695,695
Total transfer of assets from this plan2020-12-31$255,451,076
Total income from all sources (including contributions)2020-12-31$46,490,424
Total of all expenses incurred2020-12-31$17,665,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$17,491,078
Expenses. Certain deemed distributions of participant loans2020-12-31$52,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$16,491,135
Value of total assets at end of year2020-12-31$0
Value of total assets at beginning of year2020-12-31$226,625,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$121,222
Total interest from all sources2020-12-31$2,104,164
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$5,245,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,245,842
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$9,749,252
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$2,083,651
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$61,784,372
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$446,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$28,825,161
Value of net assets at end of year (total assets less liabilities)2020-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$226,625,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$121,222
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$80,786,462
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,093,653
Interest on participant loans2020-12-31$88,341
Interest earned on other investments2020-12-31$2,015,823
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$79,877,777
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,953,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$6,295,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$17,491,078
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31Yes
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WISS & COMPANY LLP
Accountancy firm EIN2020-12-31221732349
2019 : THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$12,754,577
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$12,754,577
Total unrealized appreciation/depreciation of assets2019-12-31$12,754,577
Total unrealized appreciation/depreciation of assets2019-12-31$12,754,577
Total income from all sources (including contributions)2019-12-31$46,612,827
Total of all expenses incurred2019-12-31$13,763,227
Total of all expenses incurred2019-12-31$13,763,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$13,519,181
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$13,519,181
Expenses. Certain deemed distributions of participant loans2019-12-31$146,596
Expenses. Certain deemed distributions of participant loans2019-12-31$146,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$16,927,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$16,927,848
Value of total assets at end of year2019-12-31$226,625,915
Value of total assets at end of year2019-12-31$226,625,915
Value of total assets at beginning of year2019-12-31$193,776,315
Value of total assets at beginning of year2019-12-31$193,776,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$97,450
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$97,450
Total interest from all sources2019-12-31$2,049,437
Total interest from all sources2019-12-31$2,049,437
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,783,345
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,783,345
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,783,345
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,783,345
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,626,467
Contributions received from participants2019-12-31$8,626,467
Participant contributions at end of year2019-12-31$2,083,651
Participant contributions at end of year2019-12-31$2,083,651
Participant contributions at beginning of year2019-12-31$1,824,484
Participant contributions at beginning of year2019-12-31$1,824,484
Assets. Other investments not covered elsewhere at end of year2019-12-31$61,784,372
Assets. Other investments not covered elsewhere at end of year2019-12-31$61,784,372
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$52,649,497
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$52,649,497
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,935,933
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,935,933
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$32,849,600
Value of net income/loss2019-12-31$32,849,600
Value of net assets at end of year (total assets less liabilities)2019-12-31$226,625,915
Value of net assets at end of year (total assets less liabilities)2019-12-31$226,625,915
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$193,776,315
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$193,776,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$97,450
Investment advisory and management fees2019-12-31$97,450
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$80,786,462
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$80,786,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$58,333,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$58,333,950
Value of interest in pooled separate accounts at end of year2019-12-31$2,093,653
Value of interest in pooled separate accounts at end of year2019-12-31$2,093,653
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,155,724
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,155,724
Interest on participant loans2019-12-31$70,044
Interest on participant loans2019-12-31$70,044
Interest earned on other investments2019-12-31$1,979,393
Interest earned on other investments2019-12-31$1,979,393
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$79,877,777
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$79,877,777
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$78,812,660
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$78,812,660
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$11,097,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$11,097,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$6,365,448
Contributions received in cash from employer2019-12-31$6,365,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$13,519,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$13,519,181
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WISS & COMPANY, LLP
Accountancy firm name2019-12-31WISS & COMPANY, LLP
Accountancy firm EIN2019-12-31221732349
Accountancy firm EIN2019-12-31221732349
2018 : THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-2,882,825
Total unrealized appreciation/depreciation of assets2018-12-31$-2,882,825
Total income from all sources (including contributions)2018-12-31$10,605,655
Total of all expenses incurred2018-12-31$12,494,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$12,286,855
Expenses. Certain deemed distributions of participant loans2018-12-31$131,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$15,429,955
Value of total assets at end of year2018-12-31$193,776,315
Value of total assets at beginning of year2018-12-31$195,664,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$76,112
Total interest from all sources2018-12-31$1,844,744
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,273,775
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,273,775
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$8,519,081
Participant contributions at end of year2018-12-31$1,824,484
Participant contributions at beginning of year2018-12-31$1,885,294
Assets. Other investments not covered elsewhere at end of year2018-12-31$52,649,497
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,323,605
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,888,587
Value of net assets at end of year (total assets less liabilities)2018-12-31$193,776,315
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$195,664,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$76,112
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$58,333,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$55,866,752
Value of interest in pooled separate accounts at end of year2018-12-31$2,155,724
Value of interest in pooled separate accounts at beginning of year2018-12-31$62,221,568
Interest on participant loans2018-12-31$34,303
Interest earned on other investments2018-12-31$1,810,441
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$78,812,660
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$75,691,288
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-8,059,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$5,587,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$12,286,855
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WISS & COMPANY, LLP
Accountancy firm EIN2018-12-31221732349
2017 : THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$11,349,534
Total unrealized appreciation/depreciation of assets2017-12-31$11,349,534
Total income from all sources (including contributions)2017-12-31$35,088,833
Total of all expenses incurred2017-12-31$15,356,637
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$15,047,087
Expenses. Certain deemed distributions of participant loans2017-12-31$223,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$14,276,238
Value of total assets at end of year2017-12-31$195,664,902
Value of total assets at beginning of year2017-12-31$175,932,706
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$85,718
Total interest from all sources2017-12-31$1,742,436
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,331,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,331,861
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$8,281,964
Participant contributions at end of year2017-12-31$1,885,294
Participant contributions at beginning of year2017-12-31$2,127,350
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$465,960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$19,732,196
Value of net assets at end of year (total assets less liabilities)2017-12-31$195,664,902
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$175,932,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$85,718
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$55,866,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$43,483,865
Value of interest in pooled separate accounts at end of year2017-12-31$62,221,568
Value of interest in pooled separate accounts at beginning of year2017-12-31$55,550,816
Interest on participant loans2017-12-31$42,290
Interest earned on other investments2017-12-31$1,700,146
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$75,691,288
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$74,770,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,388,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$5,528,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$15,047,087
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WISS & COMPANY, LLP
Accountancy firm EIN2017-12-31221732349
2016 : THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$3,495,141
Total unrealized appreciation/depreciation of assets2016-12-31$3,495,141
Total income from all sources (including contributions)2016-12-31$22,318,405
Total of all expenses incurred2016-12-31$8,664,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,364,270
Expenses. Certain deemed distributions of participant loans2016-12-31$212,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$13,486,457
Value of total assets at end of year2016-12-31$175,932,706
Value of total assets at beginning of year2016-12-31$162,278,496
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$87,719
Total interest from all sources2016-12-31$2,637,049
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,445,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,445,001
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,610,178
Participant contributions at end of year2016-12-31$2,127,350
Participant contributions at beginning of year2016-12-31$2,373,896
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$957,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$13,654,210
Value of net assets at end of year (total assets less liabilities)2016-12-31$175,932,706
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$162,278,496
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$87,719
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$43,483,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$35,492,433
Value of interest in pooled separate accounts at end of year2016-12-31$55,550,816
Value of interest in pooled separate accounts at beginning of year2016-12-31$53,896,288
Interest on participant loans2016-12-31$54,331
Interest earned on other investments2016-12-31$2,582,718
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$74,770,675
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$70,515,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,254,757
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,918,677
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,364,270
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WISS & COMPANY, LLP
Accountancy firm EIN2016-12-31221732349
2015 : THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$307,934
Total unrealized appreciation/depreciation of assets2015-12-31$307,934
Total income from all sources (including contributions)2015-12-31$14,617,139
Total of all expenses incurred2015-12-31$6,662,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,338,184
Expenses. Certain deemed distributions of participant loans2015-12-31$228,790
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$12,681,029
Value of total assets at end of year2015-12-31$162,278,496
Value of total assets at beginning of year2015-12-31$154,323,439
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$95,108
Total interest from all sources2015-12-31$2,402,334
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,764,462
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,764,462
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$7,309,169
Participant contributions at end of year2015-12-31$2,373,896
Participant contributions at beginning of year2015-12-31$2,144,284
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$555,303
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$7,955,057
Value of net assets at end of year (total assets less liabilities)2015-12-31$162,278,496
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$154,323,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$95,108
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$35,492,433
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$32,654,279
Value of interest in pooled separate accounts at end of year2015-12-31$53,896,288
Value of interest in pooled separate accounts at beginning of year2015-12-31$54,053,184
Interest on participant loans2015-12-31$51,185
Interest earned on other investments2015-12-31$2,351,149
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$70,515,879
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$65,471,692
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,538,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,816,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,338,184
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WISS & COMPANY, LLP
Accountancy firm EIN2015-12-31221732349
2014 : THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$4,878,330
Total unrealized appreciation/depreciation of assets2014-12-31$4,878,330
Total income from all sources (including contributions)2014-12-31$20,748,292
Total of all expenses incurred2014-12-31$6,787,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,528,634
Expenses. Certain deemed distributions of participant loans2014-12-31$165,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$12,862,942
Value of total assets at end of year2014-12-31$154,323,439
Value of total assets at beginning of year2014-12-31$140,362,974
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$93,405
Total interest from all sources2014-12-31$2,263,398
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,407,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,407,863
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$7,196,071
Participant contributions at end of year2014-12-31$2,144,284
Participant contributions at beginning of year2014-12-31$1,969,499
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,005,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$13,960,465
Value of net assets at end of year (total assets less liabilities)2014-12-31$154,323,439
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$140,362,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$93,405
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$32,654,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$27,245,844
Value of interest in pooled separate accounts at end of year2014-12-31$54,053,184
Value of interest in pooled separate accounts at beginning of year2014-12-31$50,180,999
Interest on participant loans2014-12-31$47,843
Interest earned on other investments2014-12-31$2,215,555
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$65,471,692
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$60,966,632
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-664,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$4,661,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,528,634
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WISS & COMPANY, LLP
Accountancy firm EIN2014-12-31221732349
2013 : THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$13,699,828
Total unrealized appreciation/depreciation of assets2013-12-31$13,699,828
Total transfer of assets from this plan2013-12-31$70,085
Total income from all sources (including contributions)2013-12-31$28,810,392
Total of all expenses incurred2013-12-31$6,929,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,753,141
Expenses. Certain deemed distributions of participant loans2013-12-31$92,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$11,932,539
Value of total assets at end of year2013-12-31$140,362,974
Value of total assets at beginning of year2013-12-31$118,552,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$83,799
Total interest from all sources2013-12-31$41,594
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,136,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,667,531
Participant contributions at end of year2013-12-31$1,969,499
Participant contributions at beginning of year2013-12-31$1,454,992
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$941,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$21,880,716
Value of net assets at end of year (total assets less liabilities)2013-12-31$140,362,974
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$118,552,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$83,799
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$27,245,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$19,587,408
Value of interest in pooled separate accounts at end of year2013-12-31$50,180,999
Value of interest in pooled separate accounts at beginning of year2013-12-31$39,305,533
Interest on participant loans2013-12-31$41,594
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$60,966,632
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$58,204,410
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,323,695
Income. Dividends from common stock2013-12-31$3,136,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,753,141
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WISS & COMPANY, LLP
Accountancy firm EIN2013-12-31221732349
2012 : THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$6,404,908
Total unrealized appreciation/depreciation of assets2012-12-31$6,404,908
Total transfer of assets to this plan2012-12-31$280,298
Total income from all sources (including contributions)2012-12-31$19,629,466
Total of all expenses incurred2012-12-31$6,362,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,109,122
Expenses. Certain deemed distributions of participant loans2012-12-31$180,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,567,680
Value of total assets at end of year2012-12-31$118,552,343
Value of total assets at beginning of year2012-12-31$105,005,419
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$73,105
Total interest from all sources2012-12-31$44,716
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,612,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$6,348,409
Participant contributions at end of year2012-12-31$1,454,992
Participant contributions at beginning of year2012-12-31$1,475,791
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$236,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,266,626
Value of net assets at end of year (total assets less liabilities)2012-12-31$118,552,343
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$105,005,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$73,105
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$19,587,408
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,388,871
Value of interest in pooled separate accounts at end of year2012-12-31$39,305,533
Value of interest in pooled separate accounts at beginning of year2012-12-31$35,629,147
Interest on participant loans2012-12-31$44,716
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$58,204,410
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$54,511,610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,982,362
Income. Dividends from common stock2012-12-31$2,612,162
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,109,122
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WISS & COMPANY, LLP
Accountancy firm EIN2012-12-31221732349
2011 : THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-1,190,138
Total unrealized appreciation/depreciation of assets2011-12-31$-1,190,138
Total transfer of assets to this plan2011-12-31$358,262
Total income from all sources (including contributions)2011-12-31$10,818,837
Total of all expenses incurred2011-12-31$4,640,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,396,867
Expenses. Certain deemed distributions of participant loans2011-12-31$185,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,747,546
Value of total assets at end of year2011-12-31$105,005,419
Value of total assets at beginning of year2011-12-31$98,469,065
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$58,840
Total interest from all sources2011-12-31$50,102
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,211,327
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,715,122
Participant contributions at end of year2011-12-31$1,475,791
Participant contributions at beginning of year2011-12-31$1,362,590
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$492,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$6,178,092
Value of net assets at end of year (total assets less liabilities)2011-12-31$105,005,419
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$98,469,065
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$58,840
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,388,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,890,518
Value of interest in pooled separate accounts at end of year2011-12-31$35,629,147
Value of interest in pooled separate accounts at beginning of year2011-12-31$34,838,946
Interest on participant loans2011-12-31$50,102
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$54,511,610
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$50,377,011
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,540,325
Income. Dividends from common stock2011-12-31$2,211,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,396,867
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WISS & COMPANY, LLP
Accountancy firm EIN2011-12-31221732349
2010 : THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$5,637,480
Total unrealized appreciation/depreciation of assets2010-12-31$5,637,480
Total transfer of assets to this plan2010-12-31$1,561,496
Total income from all sources (including contributions)2010-12-31$17,048,053
Total of all expenses incurred2010-12-31$5,173,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,973,855
Expenses. Certain deemed distributions of participant loans2010-12-31$142,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$9,485,308
Value of total assets at end of year2010-12-31$98,469,065
Value of total assets at beginning of year2010-12-31$85,032,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$56,567
Total interest from all sources2010-12-31$590,246
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,335,019
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$5,147,853
Participant contributions at end of year2010-12-31$1,362,590
Participant contributions at beginning of year2010-12-31$1,076,641
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$505,498
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$11,874,732
Value of net assets at end of year (total assets less liabilities)2010-12-31$98,469,065
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$85,032,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$56,567
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,890,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,325,095
Value of interest in pooled separate accounts at end of year2010-12-31$34,838,946
Value of interest in pooled separate accounts at beginning of year2010-12-31$33,653,582
Interest on participant loans2010-12-31$49,041
Interest earned on other investments2010-12-31$541,205
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$50,377,011
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$41,977,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,831,957
Income. Dividends from common stock2010-12-31$1,335,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,973,855
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WISS & COMPANY, LLP
Accountancy firm EIN2010-12-31221732349

Form 5500 Responses for THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN

2020: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE PHELPS MEMORIAL HOSPITAL CENTER RETIREMENT SAVINGS TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550212
Policy instance 2
Insurance contract or identification numberL7550212
Number of Individuals Covered834
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $245,721
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $245,721
Insurance broker organization code?3
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number890628+006
Policy instance 1
Insurance contract or identification number890628+006
Number of Individuals Covered380
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $195,522
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $195,522
Insurance broker organization code?4
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550212
Policy instance 2
Insurance contract or identification numberL7550212
Number of Individuals Covered871
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $239,556
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $239,556
Insurance broker organization code?3
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number890628+006
Policy instance 1
Insurance contract or identification number890628+006
Number of Individuals Covered400
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $186,460
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $186,460
Insurance broker organization code?4
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550212
Policy instance 2
Insurance contract or identification numberL7550212
Number of Individuals Covered905
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $253,745
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $253,745
Insurance broker organization code?3
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number890628+006
Policy instance 1
Insurance contract or identification number890628+006
Number of Individuals Covered400
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $163,011
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $163,011
Insurance broker organization code?4
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number890628+006
Policy instance 1
Insurance contract or identification number890628+006
Number of Individuals Covered392
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $169,270
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $169,270
Insurance broker organization code?4
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES COR
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550212
Policy instance 2
Insurance contract or identification numberL7550212
Number of Individuals Covered956
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $248,626
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $248,626
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number890628+006
Policy instance 1
Insurance contract or identification number890628+006
Number of Individuals Covered373
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $147,144
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $147,144
Insurance broker organization code?4
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES COR
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550212
Policy instance 2
Insurance contract or identification numberL7550212
Number of Individuals Covered1029
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $237,079
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees237079
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number890628+006
Policy instance 1
Insurance contract or identification number890628+006
Number of Individuals Covered365
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $134,038
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $134,038
Insurance broker organization code?4
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES COR
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550212
Policy instance 2
Insurance contract or identification numberL7550212
Number of Individuals Covered1070
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $227,426
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees227426
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7850212
Policy instance 3
Insurance contract or identification numberL7850212
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $522
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees522
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number890628+006
Policy instance 1
Insurance contract or identification number890628+006
Number of Individuals Covered356
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $116,314
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $116,314
Insurance broker organization code?4
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES COR
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550212
Policy instance 2
Insurance contract or identification numberL7550212
Number of Individuals Covered1111
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $209,311
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees209311
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7850212
Policy instance 3
Insurance contract or identification numberL7850212
Number of Individuals Covered6
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $698
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees698
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number29228
Policy instance 4
Insurance contract or identification number29228
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number29228
Policy instance 4
Insurance contract or identification number29228
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number890628+006
Policy instance 1
Insurance contract or identification number890628+006
Number of Individuals Covered345
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $90,740
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $90,740
Insurance broker organization code?4
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES COR
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract numberL7850212
Policy instance 3
Insurance contract or identification numberL7850212
Number of Individuals Covered5
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $682
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees682
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550212
Policy instance 2
Insurance contract or identification numberL7550212
Number of Individuals Covered1162
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $198,867
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees198867
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number29228
Policy instance 4
Insurance contract or identification number29228
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550212
Policy instance 2
Insurance contract or identification numberL7550212
Number of Individuals Covered1219
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $118,774
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number890628+006
Policy instance 1
Insurance contract or identification number890628+006
Number of Individuals Covered310
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $64,331
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract numberL7850212
Policy instance 3
Insurance contract or identification numberL7850212
Number of Individuals Covered5
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number890628+006
Policy instance 1
Insurance contract or identification number890628+006
Number of Individuals Covered277
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $16,831
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number29228
Policy instance 4
Insurance contract or identification number29228
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract numberL7850212
Policy instance 3
Insurance contract or identification numberL7850212
Number of Individuals Covered6
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $630
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550212
Policy instance 2
Insurance contract or identification numberL7550212
Number of Individuals Covered1267
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $124,260
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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