401k Plan data: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN plan

THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 401k Plan overview

Plan Name	THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN
Plan identification number	002

THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

H. W. WILSON COMPANY, INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name: H. W. WILSON COMPANY, INCORPORATED

Employer identification number (EIN): 131737493

NAIC Classification: 511120
NAIC Description: Periodical Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-04-01 MATTHEW CARRINGTON JAMES WALKER 2014-02-12
002 2012-04-01 MATTHEW CARRINGTON JAMES WALKER 2013-08-19
002 2011-04-01 MATTHEW CARRINGTON JAMES WALKER 2013-01-11
002 2009-04-01 JAMES PHELAN HAROLD REGAN 2010-12-29

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2013-04-01	MATTHEW CARRINGTON	JAMES WALKER	2014-02-12
002	2012-04-01	MATTHEW CARRINGTON	JAMES WALKER	2013-08-19
002	2011-04-01	MATTHEW CARRINGTON	JAMES WALKER	2013-01-11
002	2009-04-01	JAMES PHELAN	HAROLD REGAN	2010-12-29

Plan Statistics for THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN

401k plan membership statisitcs for THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN

Measure Date Value
2013: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-04-01 5
Number of retired or separated participants receiving benefits 2013-04-01 5
Total of all active and inactive participants 2013-04-01 5
Total participants 2013-04-01 5
Number of participants with account balances 2013-04-01 0
2012: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-04-01 90
Total number of active participants reported on line 7a of the Form 5500 2012-04-01 0
Number of retired or separated participants receiving benefits 2012-04-01 0
Number of other retired or separated participants entitled to future benefits 2012-04-01 5
Total of all active and inactive participants 2012-04-01 5
Total participants 2012-04-01 5
Number of participants with account balances 2012-04-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-04-01 0
2011: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-04-01 251
Total number of active participants reported on line 7a of the Form 5500 2011-04-01 26
Number of retired or separated participants receiving benefits 2011-04-01 0
Number of other retired or separated participants entitled to future benefits 2011-04-01 86
Total of all active and inactive participants 2011-04-01 112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-04-01 4
Total participants 2011-04-01 116
Number of participants with account balances 2011-04-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-04-01 0
2009: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-04-01 306
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 197
Number of retired or separated participants receiving benefits 2009-04-01 1
Number of other retired or separated participants entitled to future benefits 2009-04-01 61
Total of all active and inactive participants 2009-04-01 259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-04-01 6
Total participants 2009-04-01 265
Number of participants with account balances 2009-04-01 235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-04-01 3

Measure	Date	Value
2013: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-04-01	5
Number of retired or separated participants receiving benefits	2013-04-01	5
Total of all active and inactive participants	2013-04-01	5
Total participants	2013-04-01	5
Number of participants with account balances	2013-04-01	0
2012: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-04-01	90
Total number of active participants reported on line 7a of the Form 5500	2012-04-01	0
Number of retired or separated participants receiving benefits	2012-04-01	0
Number of other retired or separated participants entitled to future benefits	2012-04-01	5
Total of all active and inactive participants	2012-04-01	5
Total participants	2012-04-01	5
Number of participants with account balances	2012-04-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-04-01	0
2011: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-04-01	251
Total number of active participants reported on line 7a of the Form 5500	2011-04-01	26
Number of retired or separated participants receiving benefits	2011-04-01	0
Number of other retired or separated participants entitled to future benefits	2011-04-01	86
Total of all active and inactive participants	2011-04-01	112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-04-01	4
Total participants	2011-04-01	116
Number of participants with account balances	2011-04-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-04-01	0
2009: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-04-01	306
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	197
Number of retired or separated participants receiving benefits	2009-04-01	1
Number of other retired or separated participants entitled to future benefits	2009-04-01	61
Total of all active and inactive participants	2009-04-01	259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-04-01	6
Total participants	2009-04-01	265
Number of participants with account balances	2009-04-01	235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-04-01	3

Financial Data on THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN

Measure	Date	Value
2013 : THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-04-11	$-380
Expenses. Total of all expenses incurred	2013-04-11	$144,285
Benefits paid (including direct rollovers)	2013-04-11	$144,285
Total plan assets at end of year	2013-04-11	$0
Total plan assets at beginning of year	2013-04-11	$144,665
Value of fidelity bond covering the plan	2013-04-11	$500
Total contributions received or receivable from participants	2013-04-11	$0
Contributions received from other sources (not participants or employers)	2013-04-11	$0
Other income received	2013-04-11	$-380
Noncash contributions received	2013-04-11	$0
Net income (gross income less expenses)	2013-04-11	$-144,665
Net plan assets at end of year (total assets less liabilities)	2013-04-11	$0
Net plan assets at beginning of year (total assets less liabilities)	2013-04-11	$144,665
Total contributions received or receivable from employer(s)	2013-04-11	$0
Total income from all sources	2013-03-31	$-23,039
Expenses. Total of all expenses incurred	2013-03-31	$5,433,071
Benefits paid (including direct rollovers)	2013-03-31	$5,430,258
Total plan assets at end of year	2013-03-31	$144,665
Total plan assets at beginning of year	2013-03-31	$5,600,775
Value of fidelity bond covering the plan	2013-03-31	$5,000
Total contributions received or receivable from participants	2013-03-31	$0
Contributions received from other sources (not participants or employers)	2013-03-31	$0
Other income received	2013-03-31	$-23,039
Noncash contributions received	2013-03-31	$0
Net income (gross income less expenses)	2013-03-31	$-5,456,110
Net plan assets at end of year (total assets less liabilities)	2013-03-31	$144,665
Net plan assets at beginning of year (total assets less liabilities)	2013-03-31	$5,600,775
Total contributions received or receivable from employer(s)	2013-03-31	$0
Value of certain deemed distributions of participant loans	2013-03-31	$932
Expenses. Administrative service providers (salaries,fees and commissions)	2013-03-31	$1,881
2012 : THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-03-31	$997,319
Total of all expenses incurred	2012-03-31	$17,615,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-03-31	$17,557,099
Expenses. Certain deemed distributions of participant loans	2012-03-31	$55,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-03-31	$1,042,554
Value of total assets at end of year	2012-03-31	$5,600,775
Value of total assets at beginning of year	2012-03-31	$22,219,364
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-03-31	$2,686
Total interest from all sources	2012-03-31	$20,111
Total dividends received (eg from common stock, registered investment company shares)	2012-03-31	$297,895
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-03-31	Yes
Total dividends received from registered investment company shares (eg mutual funds)	2012-03-31	$297,895
Was this plan covered by a fidelity bond	2012-03-31	Yes
Value of fidelity bond cover	2012-03-31	$500,000
If this is an individual account plan, was there a blackout period	2012-03-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-03-31	No
Contributions received from participants	2012-03-31	$645,381
Participant contributions at end of year	2012-03-31	$98,565
Participant contributions at beginning of year	2012-03-31	$398,716
Administrative expenses (other) incurred	2012-03-31	$2,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-03-31	No
Value of net income/loss	2012-03-31	$-16,618,079
Value of net assets at end of year (total assets less liabilities)	2012-03-31	$5,600,775
Value of net assets at beginning of year (total assets less liabilities)	2012-03-31	$22,219,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-03-31	No
Were any leases to which the plan was party in default or uncollectible	2012-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-03-31	$4,465,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-03-31	$17,191,034
Interest earned on other investments	2012-03-31	$19,601
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-03-31	$1,036,376
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-03-31	$4,629,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-03-31	$4,629,614
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-03-31	$510
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-03-31	$-363,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-03-31	No
Was there a failure to transmit to the plan any participant contributions	2012-03-31	No
Has the plan failed to provide any benefit when due under the plan	2012-03-31	No
Contributions received in cash from employer	2012-03-31	$397,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-03-31	$17,557,099
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-03-31	No
Did the plan have assets held for investment	2012-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-03-31	Disclaimer
Accountancy firm name	2012-03-31	COHEN AND SCHAEFFER
Accountancy firm EIN	2012-03-31	133707711
2011 : THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-03-31	$3,694,896
Total of all expenses incurred	2011-03-31	$1,220,874
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-03-31	$1,216,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-03-31	$1,494,356
Value of total assets at end of year	2011-03-31	$22,219,364
Value of total assets at beginning of year	2011-03-31	$19,745,342
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-03-31	$4,686
Total interest from all sources	2011-03-31	$30,187
Total dividends received (eg from common stock, registered investment company shares)	2011-03-31	$258,893
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-03-31	$258,893
Was this plan covered by a fidelity bond	2011-03-31	Yes
Value of fidelity bond cover	2011-03-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-03-31	No
Contributions received from participants	2011-03-31	$904,539
Participant contributions at end of year	2011-03-31	$398,716
Participant contributions at beginning of year	2011-03-31	$439,400
Participant contributions at end of year	2011-03-31	$0
Participant contributions at beginning of year	2011-03-31	$39,084
Income. Received or receivable in cash from other sources (including rollovers)	2011-03-31	$4,417
Administrative expenses (other) incurred	2011-03-31	$4,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Value of net income/loss	2011-03-31	$2,474,022
Value of net assets at end of year (total assets less liabilities)	2011-03-31	$22,219,364
Value of net assets at beginning of year (total assets less liabilities)	2011-03-31	$19,745,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-03-31	No
Were any leases to which the plan was party in default or uncollectible	2011-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-03-31	$17,191,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-03-31	$14,822,974
Interest on participant loans	2011-03-31	$29,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-03-31	$4,629,614
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-03-31	$4,417,571
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-03-31	$4,417,571
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-03-31	$804
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-03-31	$1,911,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-03-31	No
Was there a failure to transmit to the plan any participant contributions	2011-03-31	No
Has the plan failed to provide any benefit when due under the plan	2011-03-31	No
Contributions received in cash from employer	2011-03-31	$585,400
Employer contributions (assets) at end of year	2011-03-31	$0
Employer contributions (assets) at beginning of year	2011-03-31	$26,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-03-31	$1,216,188
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-03-31	No
Did the plan have assets held for investment	2011-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-03-31	Disclaimer
Accountancy firm name	2011-03-31	COHEN AND SCHAEFFER
Accountancy firm EIN	2011-03-31	133707711
2010 : THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-03-31	$0

Form 5500 Responses for THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN

2013: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2013 form 5500 responses
2013-04-01	Type of plan entity	Single employer plan
2013-04-01	Submission has been amended	No
2013-04-01	This submission is the final filing	Yes
2013-04-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-04-01	Plan is a collectively bargained plan	Yes
2013-04-01	Plan funding arrangement – Trust	Yes
2013-04-01	Plan benefit arrangement - Trust	Yes
2012: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2012 form 5500 responses
2012-04-01	Type of plan entity	Single employer plan
2012-04-01	First time form 5500 has been submitted	Yes
2012-04-01	Submission has been amended	No
2012-04-01	This submission is the final filing	No
2012-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-04-01	Plan is a collectively bargained plan	Yes
2012-04-01	Plan funding arrangement – Trust	Yes
2012-04-01	Plan benefit arrangement - Trust	Yes
2011: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2011 form 5500 responses
2011-04-01	Type of plan entity	Single employer plan
2011-04-01	First time form 5500 has been submitted	Yes
2011-04-01	Submission has been amended	No
2011-04-01	This submission is the final filing	No
2011-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-04-01	Plan is a collectively bargained plan	Yes
2011-04-01	Plan funding arrangement – Trust	Yes
2011-04-01	Plan benefit arrangement - Trust	Yes
2009: THE H.W. WILSON COMPANY SECURITY BENEFITS 401(K) PLAN 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	Submission has been amended	No
2009-04-01	This submission is the final filing	No
2009-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-04-01	Plan is a collectively bargained plan	Yes
2009-04-01	Plan funding arrangement – Trust	Yes
2009-04-01	Plan benefit arrangement - Trust	Yes

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Company Name:	H. W. WILSON COMPANY, INCORPORATED
Employer identification number (EIN):	131737493
NAIC Classification:	511120
NAIC Description:	Periodical Publishers