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WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameWESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN
Plan identification number 002

WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WESTCHESTER ARC has sponsored the creation of one or more 401k plans.

Company Name:WESTCHESTER ARC
Employer identification number (EIN):131740065
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01SOOSAN TEHRANI
0022016-01-01SOOSAN TEHRANI
0022015-01-01NORMAN SZYMANSKI
0022014-01-01NORMAN SZYMANSKI
0022013-01-01NORMAN SZYMANSKI
0022012-01-01NORMAN SZYMANSKI
0022011-01-01NORMAN SZYMANSKI
0022009-01-01NORMAN SZYMANSKI NORMAN SZYMANSKI2010-10-05

Plan Statistics for WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN

Measure Date Value
2021: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,123
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,110
Total number of active participants reported on line 7a of the Form 55002020-01-01890
Number of retired or separated participants receiving benefits2020-01-0111
Number of other retired or separated participants entitled to future benefits2020-01-01209
Total of all active and inactive participants2020-01-011,110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0113
Total participants2020-01-011,123
Number of participants with account balances2020-01-011,123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,107
Total number of active participants reported on line 7a of the Form 55002019-01-01828
Number of retired or separated participants receiving benefits2019-01-0121
Number of other retired or separated participants entitled to future benefits2019-01-01246
Total of all active and inactive participants2019-01-011,095
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0115
Total participants2019-01-011,110
Number of participants with account balances2019-01-011,110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01962
Total number of active participants reported on line 7a of the Form 55002018-01-01903
Number of retired or separated participants receiving benefits2018-01-0118
Number of other retired or separated participants entitled to future benefits2018-01-01173
Total of all active and inactive participants2018-01-011,094
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0113
Total participants2018-01-011,107
Number of participants with account balances2018-01-011,107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,271
Total number of active participants reported on line 7a of the Form 55002017-01-01521
Number of retired or separated participants receiving benefits2017-01-0118
Number of other retired or separated participants entitled to future benefits2017-01-01409
Total of all active and inactive participants2017-01-01948
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0114
Total participants2017-01-01962
Number of participants with account balances2017-01-01962
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,119
Total number of active participants reported on line 7a of the Form 55002016-01-01970
Number of retired or separated participants receiving benefits2016-01-0116
Number of other retired or separated participants entitled to future benefits2016-01-01272
Total of all active and inactive participants2016-01-011,258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0113
Total participants2016-01-011,271
Number of participants with account balances2016-01-011,107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,033
Total number of active participants reported on line 7a of the Form 55002015-01-01961
Number of retired or separated participants receiving benefits2015-01-0110
Number of other retired or separated participants entitled to future benefits2015-01-01137
Total of all active and inactive participants2015-01-011,108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0111
Total participants2015-01-011,119
Number of participants with account balances2015-01-01873
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,015
Total number of active participants reported on line 7a of the Form 55002014-01-01929
Number of retired or separated participants receiving benefits2014-01-019
Number of other retired or separated participants entitled to future benefits2014-01-0183
Total of all active and inactive participants2014-01-011,021
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0112
Total participants2014-01-011,033
Number of participants with account balances2014-01-01957
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,011
Total number of active participants reported on line 7a of the Form 55002013-01-01903
Number of retired or separated participants receiving benefits2013-01-017
Number of other retired or separated participants entitled to future benefits2013-01-0194
Total of all active and inactive participants2013-01-011,004
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0111
Total participants2013-01-011,015
Number of participants with account balances2013-01-01964
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01974
Total number of active participants reported on line 7a of the Form 55002012-01-01896
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-01104
Total of all active and inactive participants2012-01-011,004
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-017
Total participants2012-01-011,011
Number of participants with account balances2012-01-01994
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01952
Total number of active participants reported on line 7a of the Form 55002011-01-01888
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-0175
Total of all active and inactive participants2011-01-01967
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-017
Total participants2011-01-01974
Number of participants with account balances2011-01-01974
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01735
Total number of active participants reported on line 7a of the Form 55002009-01-01814
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-01182
Total of all active and inactive participants2009-01-01997
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-015
Total participants2009-01-011,002
Number of participants with account balances2009-01-011,002
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN

Measure Date Value
2021 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$-54,532,517
Total income from all sources (including contributions)2021-12-31$8,203,172
Total of all expenses incurred2021-12-31$7,248,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,057,034
Expenses. Certain deemed distributions of participant loans2021-12-31$111,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,748,637
Value of total assets at end of year2021-12-31$0
Value of total assets at beginning of year2021-12-31$53,577,943
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$79,877
Total interest from all sources2021-12-31$509,691
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$854,063
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$854,063
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,722,994
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$533,364
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$102,929
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$25,643
Other income not declared elsewhere2021-12-31$113,924
Administrative expenses (other) incurred2021-12-31$79,877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$954,574
Value of net assets at end of year (total assets less liabilities)2021-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$53,577,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$37,252,432
Interest on participant loans2021-12-31$17,063
Interest earned on other investments2021-12-31$492,628
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$14,393,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,976,857
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$0
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$1,295,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,057,034
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31Yes
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$619
Total income from all sources (including contributions)2020-12-31$9,130,338
Total of all expenses incurred2020-12-31$3,714,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,636,265
Expenses. Certain deemed distributions of participant loans2020-12-31$47,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,997,804
Value of total assets at end of year2020-12-31$53,577,943
Value of total assets at beginning of year2020-12-31$48,161,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$30,305
Total interest from all sources2020-12-31$511,678
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$533,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$533,388
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,629,470
Participant contributions at end of year2020-12-31$533,364
Participant contributions at beginning of year2020-12-31$592,379
Assets. Other investments not covered elsewhere at end of year2020-12-31$102,929
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$83,852
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$72,939
Other income not declared elsewhere2020-12-31$151,603
Administrative expenses (other) incurred2020-12-31$30,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,416,078
Value of net assets at end of year (total assets less liabilities)2020-12-31$53,577,943
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$48,161,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$50
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$37,252,432
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$32,358,211
Interest on participant loans2020-12-31$15,990
Interest earned on other investments2020-12-31$495,688
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$14,393,823
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$13,936,117
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,935,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,295,395
Employer contributions (assets) at end of year2020-12-31$1,295,395
Employer contributions (assets) at beginning of year2020-12-31$1,190,687
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,636,265
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$9,783,876
Total income from all sources (including contributions)2019-12-31$9,783,876
Total of all expenses incurred2019-12-31$2,514,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,411,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,411,211
Expenses. Certain deemed distributions of participant loans2019-12-31$70,139
Expenses. Certain deemed distributions of participant loans2019-12-31$70,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,797,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,797,768
Value of total assets at end of year2019-12-31$48,161,246
Value of total assets at end of year2019-12-31$48,161,246
Value of total assets at beginning of year2019-12-31$40,891,739
Value of total assets at beginning of year2019-12-31$40,891,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$33,019
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$33,019
Total interest from all sources2019-12-31$456,071
Total interest from all sources2019-12-31$456,071
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$510,198
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$510,198
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$510,198
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$510,198
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,599,351
Contributions received from participants2019-12-31$1,599,351
Participant contributions at end of year2019-12-31$592,379
Participant contributions at end of year2019-12-31$592,379
Participant contributions at beginning of year2019-12-31$452,520
Participant contributions at beginning of year2019-12-31$452,520
Assets. Other investments not covered elsewhere at end of year2019-12-31$83,852
Assets. Other investments not covered elsewhere at end of year2019-12-31$83,852
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$66,688
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$66,688
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$7,730
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$7,730
Other income not declared elsewhere2019-12-31$17,163
Other income not declared elsewhere2019-12-31$17,163
Administrative expenses (other) incurred2019-12-31$33,019
Administrative expenses (other) incurred2019-12-31$33,019
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,269,507
Value of net income/loss2019-12-31$7,269,507
Value of net assets at end of year (total assets less liabilities)2019-12-31$48,161,246
Value of net assets at end of year (total assets less liabilities)2019-12-31$48,161,246
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$40,891,739
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$40,891,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$32,358,211
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$32,358,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$26,004,120
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$26,004,120
Interest on participant loans2019-12-31$13,878
Interest on participant loans2019-12-31$13,878
Interest earned on other investments2019-12-31$442,193
Interest earned on other investments2019-12-31$442,193
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$13,936,117
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$13,936,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$13,181,445
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$13,181,445
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,002,676
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,002,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,190,687
Contributions received in cash from employer2019-12-31$1,190,687
Employer contributions (assets) at end of year2019-12-31$1,190,687
Employer contributions (assets) at end of year2019-12-31$1,190,687
Employer contributions (assets) at beginning of year2019-12-31$1,186,966
Employer contributions (assets) at beginning of year2019-12-31$1,186,966
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,411,211
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,411,211
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
Accountancy firm EIN2019-12-31135381590
2018 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,950,447
Total of all expenses incurred2018-12-31$5,694,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,619,820
Expenses. Certain deemed distributions of participant loans2018-12-31$42,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,036,867
Value of total assets at end of year2018-12-31$40,891,739
Value of total assets at beginning of year2018-12-31$44,635,904
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$32,563
Total interest from all sources2018-12-31$439,006
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$528,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$528,139
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,614,681
Participant contributions at end of year2018-12-31$452,520
Participant contributions at beginning of year2018-12-31$320,618
Assets. Other investments not covered elsewhere at end of year2018-12-31$66,688
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$69,666
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$235,220
Other income not declared elsewhere2018-12-31$-2,333
Administrative expenses (other) incurred2018-12-31$32,563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,744,165
Value of net assets at end of year (total assets less liabilities)2018-12-31$40,891,739
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$44,635,904
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$26,004,120
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$30,677,544
Interest on participant loans2018-12-31$7,364
Interest earned on other investments2018-12-31$431,642
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$13,181,445
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$12,379,809
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,051,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,186,966
Employer contributions (assets) at end of year2018-12-31$1,186,966
Employer contributions (assets) at beginning of year2018-12-31$1,188,267
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,619,820
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$8,211,289
Total of all expenses incurred2017-12-31$3,360,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,191,838
Expenses. Certain deemed distributions of participant loans2017-12-31$137,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,856,316
Value of total assets at end of year2017-12-31$44,635,904
Value of total assets at beginning of year2017-12-31$39,785,385
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$31,826
Total interest from all sources2017-12-31$436,819
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$498,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$498,225
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,543,552
Participant contributions at end of year2017-12-31$320,618
Participant contributions at beginning of year2017-12-31$347,621
Assets. Other investments not covered elsewhere at end of year2017-12-31$69,666
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$59,674
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$124,497
Other income not declared elsewhere2017-12-31$9,992
Administrative expenses (other) incurred2017-12-31$31,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,850,519
Value of net assets at end of year (total assets less liabilities)2017-12-31$44,635,904
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$39,785,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$30,677,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$25,555,535
Interest on participant loans2017-12-31$8,364
Interest earned on other investments2017-12-31$428,455
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$12,379,809
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$12,635,447
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,409,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,188,267
Employer contributions (assets) at end of year2017-12-31$1,188,267
Employer contributions (assets) at beginning of year2017-12-31$1,187,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,191,838
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$5,043,349
Total of all expenses incurred2016-12-31$1,899,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,778,822
Expenses. Certain deemed distributions of participant loans2016-12-31$96,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,863,024
Value of total assets at end of year2016-12-31$39,785,385
Value of total assets at beginning of year2016-12-31$36,641,788
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$24,613
Total interest from all sources2016-12-31$410,788
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$333,299
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$333,299
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,392,295
Participant contributions at end of year2016-12-31$347,621
Participant contributions at beginning of year2016-12-31$437,207
Assets. Other investments not covered elsewhere at end of year2016-12-31$59,674
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$54,643
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$283,621
Other income not declared elsewhere2016-12-31$5,031
Administrative expenses (other) incurred2016-12-31$24,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,143,597
Value of net assets at end of year (total assets less liabilities)2016-12-31$39,785,385
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$36,641,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$25,555,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$23,656,237
Interest on participant loans2016-12-31$7,693
Interest earned on other investments2016-12-31$403,095
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$12,635,447
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$11,289,803
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,431,207
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,187,108
Employer contributions (assets) at end of year2016-12-31$1,187,108
Employer contributions (assets) at beginning of year2016-12-31$1,203,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,778,822
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$2,743,215
Total of all expenses incurred2015-12-31$3,325,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,299,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,432,640
Value of total assets at end of year2015-12-31$36,641,788
Value of total assets at beginning of year2015-12-31$37,223,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$25,540
Total interest from all sources2015-12-31$397,913
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$354,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$354,482
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,210,219
Participant contributions at end of year2015-12-31$437,207
Participant contributions at beginning of year2015-12-31$577,783
Assets. Other investments not covered elsewhere at end of year2015-12-31$54,643
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$54,405
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$18,523
Administrative expenses (other) incurred2015-12-31$25,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-581,989
Value of net assets at end of year (total assets less liabilities)2015-12-31$36,641,788
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$37,223,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$23,656,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$24,462,297
Interest on participant loans2015-12-31$14,156
Interest earned on other investments2015-12-31$383,757
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$11,289,803
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$10,922,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-441,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,203,898
Employer contributions (assets) at end of year2015-12-31$1,203,898
Employer contributions (assets) at beginning of year2015-12-31$1,206,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,299,664
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$5,127,903
Total of all expenses incurred2014-12-31$2,075,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,967,487
Expenses. Certain deemed distributions of participant loans2014-12-31$83,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,139,520
Value of total assets at end of year2014-12-31$37,223,777
Value of total assets at beginning of year2014-12-31$34,170,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$24,604
Total interest from all sources2014-12-31$368,468
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$351,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$351,719
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,306,775
Participant contributions at end of year2014-12-31$577,783
Participant contributions at beginning of year2014-12-31$501,432
Assets. Other investments not covered elsewhere at end of year2014-12-31$54,405
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$49,064
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$626,030
Other income not declared elsewhere2014-12-31$5,342
Administrative expenses (other) incurred2014-12-31$24,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,052,798
Value of net assets at end of year (total assets less liabilities)2014-12-31$37,223,777
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$34,170,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$24,462,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$22,686,251
Interest on participant loans2014-12-31$11,899
Interest earned on other investments2014-12-31$356,569
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$10,922,577
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$9,756,839
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,262,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,206,715
Employer contributions (assets) at end of year2014-12-31$1,206,715
Employer contributions (assets) at beginning of year2014-12-31$1,177,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,967,487
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA LLP
Accountancy firm EIN2014-12-31135381590
2013 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$6,913,511
Total of all expenses incurred2013-12-31$1,621,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,487,867
Expenses. Certain deemed distributions of participant loans2013-12-31$109,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,597,790
Value of total assets at end of year2013-12-31$34,170,979
Value of total assets at beginning of year2013-12-31$28,878,681
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$23,541
Total interest from all sources2013-12-31$338,713
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$306,529
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$306,529
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,355,665
Participant contributions at end of year2013-12-31$501,432
Participant contributions at beginning of year2013-12-31$455,026
Assets. Other investments not covered elsewhere at end of year2013-12-31$49,064
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$46,994
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$64,732
Other income not declared elsewhere2013-12-31$2,070
Administrative expenses (other) incurred2013-12-31$23,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,292,298
Value of net assets at end of year (total assets less liabilities)2013-12-31$34,170,979
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$28,878,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$22,686,251
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$18,158,961
Interest on participant loans2013-12-31$12,005
Interest earned on other investments2013-12-31$326,708
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$9,756,839
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$9,082,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,668,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,177,393
Employer contributions (assets) at end of year2013-12-31$1,177,393
Employer contributions (assets) at beginning of year2013-12-31$1,135,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,487,867
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BDO USA LLP
Accountancy firm EIN2013-12-31135381590
2012 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$4,788,084
Total of all expenses incurred2012-12-31$1,193,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,106,014
Expenses. Certain deemed distributions of participant loans2012-12-31$67,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,458,539
Value of total assets at end of year2012-12-31$28,878,681
Value of total assets at beginning of year2012-12-31$25,284,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$19,616
Total interest from all sources2012-12-31$312,976
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$271,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$271,482
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,160,962
Participant contributions at end of year2012-12-31$455,026
Participant contributions at beginning of year2012-12-31$451,000
Participant contributions at beginning of year2012-12-31$42,397
Assets. Other investments not covered elsewhere at end of year2012-12-31$46,994
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$35,116
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$161,916
Other income not declared elsewhere2012-12-31$4,078
Administrative expenses (other) incurred2012-12-31$19,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,594,516
Value of net assets at end of year (total assets less liabilities)2012-12-31$28,878,681
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$25,284,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$18,158,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$15,308,301
Interest on participant loans2012-12-31$11,964
Interest earned on other investments2012-12-31$301,012
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,300
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,300
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$9,082,038
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$8,348,278
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,741,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,135,661
Employer contributions (assets) at end of year2012-12-31$1,135,662
Employer contributions (assets) at beginning of year2012-12-31$1,095,773
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,106,014
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31O'CONNOR DAVIES, LLP
Accountancy firm EIN2012-12-31271728945
2011 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$2,257,289
Total of all expenses incurred2011-12-31$1,474,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,364,044
Expenses. Certain deemed distributions of participant loans2011-12-31$91,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,341,760
Value of total assets at end of year2011-12-31$25,284,165
Value of total assets at beginning of year2011-12-31$24,501,716
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$19,766
Total interest from all sources2011-12-31$285,905
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$210,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$210,364
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,136,000
Participant contributions at end of year2011-12-31$451,000
Participant contributions at beginning of year2011-12-31$536,294
Participant contributions at end of year2011-12-31$42,397
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$35,116
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$36,789
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$109,987
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$6,309
Other income not declared elsewhere2011-12-31$-1,673
Administrative expenses (other) incurred2011-12-31$19,766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$782,449
Value of net assets at end of year (total assets less liabilities)2011-12-31$25,284,165
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$24,501,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$15,308,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$15,319,504
Interest on participant loans2011-12-31$13,572
Interest earned on other investments2011-12-31$272,318
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,300
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,285
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,285
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$8,348,278
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$7,509,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-579,067
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,095,773
Employer contributions (assets) at end of year2011-12-31$1,095,773
Employer contributions (assets) at beginning of year2011-12-31$1,090,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,364,044
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31O'CONNOR DAVIES, LLP
Accountancy firm EIN2011-12-31271728945
2010 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$4,226,224
Total of all expenses incurred2010-12-31$1,485,323
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,309,865
Expenses. Certain deemed distributions of participant loans2010-12-31$161,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,322,816
Value of total assets at end of year2010-12-31$24,501,716
Value of total assets at beginning of year2010-12-31$21,760,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$14,081
Total interest from all sources2010-12-31$291,555
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$197,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$197,728
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,192,787
Participant contributions at end of year2010-12-31$536,294
Participant contributions at beginning of year2010-12-31$663,611
Assets. Other investments not covered elsewhere at end of year2010-12-31$36,789
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$30,748
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$39,893
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$6,309
Other income not declared elsewhere2010-12-31$9,106
Administrative expenses (other) incurred2010-12-31$14,081
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,740,901
Value of net assets at end of year (total assets less liabilities)2010-12-31$24,501,716
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$21,760,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$15,319,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$12,706,493
Interest on participant loans2010-12-31$33,693
Interest earned on other investments2010-12-31$257,847
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,285
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,172
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$7,509,497
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$7,247,852
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,405,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,090,136
Employer contributions (assets) at end of year2010-12-31$1,090,038
Employer contributions (assets) at beginning of year2010-12-31$1,108,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,309,865
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31O'CONNOR DAVIES MUNNS & DOBBINS LLP
Accountancy firm EIN2010-12-31133385019
2009 : WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN

2021: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WESTCHESTER COUNTY CHAPTER NYSARC INC. TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number071755
Policy instance 3
Insurance contract or identification number071755
Number of Individuals Covered21
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $596
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $574
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA068864
Policy instance 2
Insurance contract or identification numberTA068864
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $44,394
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36,120
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number907808
Policy instance 1
Insurance contract or identification number907808
Number of Individuals Covered189
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $4
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number907808
Policy instance 1
Insurance contract or identification number907808
Number of Individuals Covered209
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $10
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA068864
Policy instance 2
Insurance contract or identification numberTA068864
Number of Individuals Covered961
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $8,395
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,395
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number071755
Policy instance 3
Insurance contract or identification number071755
Number of Individuals Covered21
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number071755
Policy instance 3
Insurance contract or identification number071755
Number of Individuals Covered23
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $434
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $434
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA068864
Policy instance 2
Insurance contract or identification numberTA068864
Number of Individuals Covered973
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $7,198
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,198
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number907808
Policy instance 1
Insurance contract or identification number907808
Number of Individuals Covered220
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $10
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number907808
Policy instance 1
Insurance contract or identification number907808
Number of Individuals Covered220
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $281
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $281
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA068864
Policy instance 2
Insurance contract or identification numberTA068864
Number of Individuals Covered949
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $7,066
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,066
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number071755
Policy instance 3
Insurance contract or identification number071755
Number of Individuals Covered23
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $600
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $600
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number907808
Policy instance 1
Insurance contract or identification number907808
Number of Individuals Covered239
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,147
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,147
Insurance broker organization code?3
Insurance broker nameBRIGHTHOUSE INSURANCE COMPANY
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number071755
Policy instance 3
Insurance contract or identification number071755
Number of Individuals Covered29
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $518
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $518
Insurance broker organization code?3
Insurance broker nameBRIGHTHOUSE INSURANCE COMPANY
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA068864
Policy instance 2
Insurance contract or identification numberTA068864
Number of Individuals Covered962
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $7,637
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,637
Insurance broker organization code?3
Insurance broker nameCAMMACK LARHETTE BROKERAGE, INC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number071755
Policy instance 3
Insurance contract or identification number071755
Number of Individuals Covered28
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,532
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,532
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA068864
Policy instance 2
Insurance contract or identification numberTA068864
Number of Individuals Covered701
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $9,460
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,460
Insurance broker organization code?3
Insurance broker nameCAMMACK LARHETTE BROKERAGE, INC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number907808
Policy instance 1
Insurance contract or identification number907808
Number of Individuals Covered245
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $7,872
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,872
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA068864
Policy instance 2
Insurance contract or identification numberTA068864
Number of Individuals Covered776
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $9,234
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,234
Insurance broker organization code?3
Insurance broker nameCAMMACK LARHETTE BROKERAGE, INC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number071755
Policy instance 3
Insurance contract or identification number071755
Number of Individuals Covered29
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,349
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,349
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES INC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number907808
Policy instance 1
Insurance contract or identification number907808
Number of Individuals Covered264
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $11,719
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,719
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number907808
Policy instance 1
Insurance contract or identification number907808
Number of Individuals Covered262
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $10,699
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,699
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA068864
Policy instance 2
Insurance contract or identification numberTA068864
Number of Individuals Covered791
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $8,749
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,749
Insurance broker organization code?3
Insurance broker nameCAMMACK LARHETTE BROKERAGE, INC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number071755
Policy instance 3
Insurance contract or identification number071755
Number of Individuals Covered29
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,660
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,660
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES INC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number907808
Policy instance 1
Insurance contract or identification number907808
Number of Individuals Covered271
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $6,803
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,803
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES, INC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number071755
Policy instance 3
Insurance contract or identification number071755
Number of Individuals Covered29
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,110
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,110
Insurance broker organization code?3
Insurance broker nameMETLIFE SECURITIES INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA068864
Policy instance 2
Insurance contract or identification numberTA068864
Number of Individuals Covered804
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $9,000
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,000
Insurance broker organization code?3
Insurance broker nameCAMMACK LARHETTE BROKERAGE, INC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number071755
Policy instance 3
Insurance contract or identification number071755
Number of Individuals Covered31
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number907808
Policy instance 1
Insurance contract or identification number907808
Number of Individuals Covered279
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $6,846
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA068864
Policy instance 2
Insurance contract or identification numberTA068864
Number of Individuals Covered777
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number071755
Policy instance 3
Insurance contract or identification number071755
Number of Individuals Covered31
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,209
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA068864
Policy instance 2
Insurance contract or identification numberTA068864
Number of Individuals Covered764
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $7,927
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number907808
Policy instance 1
Insurance contract or identification number907808
Number of Individuals Covered292
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $7,165
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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