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NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 401k Plan overview

Plan NameNORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN
Plan identification number 002

NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHERN WESTCHESTER HOSPITAL ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:NORTHERN WESTCHESTER HOSPITAL ASSOCIATION
Employer identification number (EIN):131740118
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about NORTHERN WESTCHESTER HOSPITAL ASSOCIATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1916-02-24
Company Identification Number: 13576
Legal Registered Office Address: ATTN: PRESIDENT AND CEO
400 EAST MAIN STREET
MT. KISCO
United States of America (USA)
10549

More information about NORTHERN WESTCHESTER HOSPITAL ASSOCIATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01KERRY FLYNN-BARRETT JOHN PARTENZA2018-10-11
0022016-01-01KERRY FLYNN-BARRETT JOHN PARTENZA2017-10-11
0022015-01-01KERRY FLYNN-BARRETT JOHN PARTENZA2016-10-12
0022014-01-01KERRY FLYNN BARRETT KERRY FLYNN BARRETT2015-10-12
0022013-01-01KERRY FLYNN KERRY FLYNN2014-10-13
0022012-01-01KERRY FLYNN BARRETT JOHN PARTENZA2013-10-11
0022011-01-01KERRY FLYNN BARRETT JOHN PARTENZA2012-10-12
0022010-01-01KERRY FLYNN BARRETT
0022009-01-01WILLIAM BERNSTEIN
0022009-01-01KERRY FLYNN-BARRETT

Plan Statistics for NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN

401k plan membership statisitcs for NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN

Measure Date Value
2020: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,536
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,503
Total number of active participants reported on line 7a of the Form 55002019-01-011,536
Number of retired or separated participants receiving benefits2019-01-0111
Number of other retired or separated participants entitled to future benefits2019-01-01501
Total of all active and inactive participants2019-01-012,048
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-012,048
Number of participants with account balances2019-01-012,048
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,431
Total number of active participants reported on line 7a of the Form 55002018-01-011,503
Number of retired or separated participants receiving benefits2018-01-0110
Number of other retired or separated participants entitled to future benefits2018-01-01473
Total of all active and inactive participants2018-01-011,986
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,986
Number of participants with account balances2018-01-011,986
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,454
Total number of active participants reported on line 7a of the Form 55002017-01-011,431
Number of retired or separated participants receiving benefits2017-01-0110
Number of other retired or separated participants entitled to future benefits2017-01-01452
Total of all active and inactive participants2017-01-011,893
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,893
Number of participants with account balances2017-01-011,893
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,420
Total number of active participants reported on line 7a of the Form 55002016-01-011,454
Number of retired or separated participants receiving benefits2016-01-0111
Number of other retired or separated participants entitled to future benefits2016-01-01421
Total of all active and inactive participants2016-01-011,886
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,886
Number of participants with account balances2016-01-011,886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,540
Total number of active participants reported on line 7a of the Form 55002015-01-011,420
Number of retired or separated participants receiving benefits2015-01-0110
Number of other retired or separated participants entitled to future benefits2015-01-01341
Total of all active and inactive participants2015-01-011,771
Total participants2015-01-011,771
Number of participants with account balances2015-01-011,771
2014: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,477
Total number of active participants reported on line 7a of the Form 55002014-01-011,167
Number of retired or separated participants receiving benefits2014-01-0110
Number of other retired or separated participants entitled to future benefits2014-01-01363
Total of all active and inactive participants2014-01-011,540
Total participants2014-01-011,540
Number of participants with account balances2014-01-011,540
2013: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,455
Total number of active participants reported on line 7a of the Form 55002013-01-011,192
Number of retired or separated participants receiving benefits2013-01-0110
Number of other retired or separated participants entitled to future benefits2013-01-01275
Total of all active and inactive participants2013-01-011,477
Total participants2013-01-011,477
2012: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,353
Total number of active participants reported on line 7a of the Form 55002012-01-011,211
Number of retired or separated participants receiving benefits2012-01-019
Number of other retired or separated participants entitled to future benefits2012-01-01235
Total of all active and inactive participants2012-01-011,455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,455
Number of participants with account balances2012-01-011,455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,229
Total number of active participants reported on line 7a of the Form 55002011-01-011,154
Number of retired or separated participants receiving benefits2011-01-018
Number of other retired or separated participants entitled to future benefits2011-01-01190
Total of all active and inactive participants2011-01-011,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,353
Number of participants with account balances2011-01-011,353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,207
Total number of active participants reported on line 7a of the Form 55002010-01-011,067
Number of retired or separated participants receiving benefits2010-01-019
Number of other retired or separated participants entitled to future benefits2010-01-01153
Total of all active and inactive participants2010-01-011,229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,229
Number of participants with account balances2010-01-011,229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,422
Total number of active participants reported on line 7a of the Form 55002009-01-011,061
Number of retired or separated participants receiving benefits2009-01-0124
Number of other retired or separated participants entitled to future benefits2009-01-01121
Total of all active and inactive participants2009-01-011,206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-011,207
Number of participants with account balances2009-01-011,207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN

Measure Date Value
2020 : NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2020 401k financial data
Total transfer of assets from this plan2020-12-31$196,271,552
Total income from all sources (including contributions)2020-12-31$40,642,267
Total of all expenses incurred2020-12-31$26,147,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$25,982,108
Expenses. Certain deemed distributions of participant loans2020-12-31$135,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$13,660,204
Value of total assets at end of year2020-12-31$0
Value of total assets at beginning of year2020-12-31$181,776,536
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$29,519
Total interest from all sources2020-12-31$2,513,597
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,425,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,425,067
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$8,319,876
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$2,691,273
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$267,410
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,908,990
Administrative expenses (other) incurred2020-12-31$29,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$14,495,016
Value of net assets at end of year (total assets less liabilities)2020-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$181,776,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$116,463,114
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$4,635,493
Interest on participant loans2020-12-31$135,452
Interest earned on other investments2020-12-31$2,378,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$42,855
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$42,855
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$57,564,523
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$23,043,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,431,338
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$111,868
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$25,982,108
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31Yes
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WISS & COMPANY, LLP
Accountancy firm EIN2020-12-31221732349
2019 : NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$40,539,189
Total income from all sources (including contributions)2019-12-31$40,539,189
Total of all expenses incurred2019-12-31$10,259,061
Total of all expenses incurred2019-12-31$10,259,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,097,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,097,362
Expenses. Certain deemed distributions of participant loans2019-12-31$144,990
Expenses. Certain deemed distributions of participant loans2019-12-31$144,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$13,745,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$13,745,434
Value of total assets at end of year2019-12-31$181,776,536
Value of total assets at end of year2019-12-31$181,776,536
Value of total assets at beginning of year2019-12-31$151,496,408
Value of total assets at beginning of year2019-12-31$151,496,408
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$16,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$16,709
Total interest from all sources2019-12-31$2,238,211
Total interest from all sources2019-12-31$2,238,211
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,779,659
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,779,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,779,659
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,779,659
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,072,943
Contributions received from participants2019-12-31$8,072,943
Participant contributions at end of year2019-12-31$2,691,273
Participant contributions at end of year2019-12-31$2,691,273
Participant contributions at beginning of year2019-12-31$2,545,213
Participant contributions at beginning of year2019-12-31$2,545,213
Participant contributions at end of year2019-12-31$267,410
Participant contributions at end of year2019-12-31$267,410
Participant contributions at beginning of year2019-12-31$316,910
Participant contributions at beginning of year2019-12-31$316,910
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,154,937
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,154,937
Administrative expenses (other) incurred2019-12-31$16,709
Administrative expenses (other) incurred2019-12-31$16,709
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$30,280,128
Value of net income/loss2019-12-31$30,280,128
Value of net assets at end of year (total assets less liabilities)2019-12-31$181,776,536
Value of net assets at end of year (total assets less liabilities)2019-12-31$181,776,536
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$151,496,408
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$151,496,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$116,463,114
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$116,463,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$94,387,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$94,387,965
Value of interest in pooled separate accounts at end of year2019-12-31$4,635,493
Value of interest in pooled separate accounts at end of year2019-12-31$4,635,493
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,647,064
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,647,064
Interest on participant loans2019-12-31$139,336
Interest on participant loans2019-12-31$139,336
Interest earned on other investments2019-12-31$2,098,875
Interest earned on other investments2019-12-31$2,098,875
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$42,855
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$42,855
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$82,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$82,031
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$82,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$82,031
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$57,564,523
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$57,564,523
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$49,385,818
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$49,385,818
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$22,059,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$22,059,396
Net investment gain/loss from pooled separate accounts2019-12-31$716,489
Net investment gain/loss from pooled separate accounts2019-12-31$716,489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,517,554
Contributions received in cash from employer2019-12-31$3,517,554
Employer contributions (assets) at end of year2019-12-31$111,868
Employer contributions (assets) at end of year2019-12-31$111,868
Employer contributions (assets) at beginning of year2019-12-31$131,407
Employer contributions (assets) at beginning of year2019-12-31$131,407
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,097,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,097,362
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WISS & COMPANY, LLP
Accountancy firm name2019-12-31WISS & COMPANY, LLP
Accountancy firm EIN2019-12-31221732349
Accountancy firm EIN2019-12-31221732349
2018 : NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$8,475,274
Total of all expenses incurred2018-12-31$8,636,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,994,557
Expenses. Certain deemed distributions of participant loans2018-12-31$169,720
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$12,523,815
Value of total assets at end of year2018-12-31$151,496,408
Value of total assets at beginning of year2018-12-31$151,657,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$471,855
Total interest from all sources2018-12-31$2,010,074
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,533,287
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,533,287
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$7,908,099
Participant contributions at end of year2018-12-31$2,545,213
Participant contributions at beginning of year2018-12-31$2,542,684
Participant contributions at end of year2018-12-31$316,910
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,113,268
Administrative expenses (other) incurred2018-12-31$471,855
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-160,858
Value of net assets at end of year (total assets less liabilities)2018-12-31$151,496,408
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$151,657,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$94,387,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$97,399,845
Value of interest in pooled separate accounts at end of year2018-12-31$4,647,064
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,004,037
Interest on participant loans2018-12-31$124,572
Interest earned on other investments2018-12-31$1,885,502
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$82,031
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$164,419
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$164,419
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$49,385,818
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$46,546,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,475,210
Net investment gain/loss from pooled separate accounts2018-12-31$-116,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,502,448
Employer contributions (assets) at end of year2018-12-31$131,407
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,994,557
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WISS & COMPANY, LLP
Accountancy firm EIN2018-12-31221732349
2017 : NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$30,192,220
Total of all expenses incurred2017-12-31$4,887,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,755,795
Expenses. Certain deemed distributions of participant loans2017-12-31$104,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$11,191,363
Value of total assets at end of year2017-12-31$151,657,266
Value of total assets at beginning of year2017-12-31$126,352,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$27,012
Total interest from all sources2017-12-31$1,837,150
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,251,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,251,112
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$6,840,513
Participant contributions at end of year2017-12-31$2,542,684
Participant contributions at beginning of year2017-12-31$2,079,049
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,220,355
Administrative expenses (other) incurred2017-12-31$27,012
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$25,305,109
Value of net assets at end of year (total assets less liabilities)2017-12-31$151,657,266
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$126,352,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$97,399,845
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$76,763,103
Value of interest in pooled separate accounts at end of year2017-12-31$5,004,037
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,714,991
Interest on participant loans2017-12-31$99,517
Interest earned on other investments2017-12-31$1,737,633
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$164,419
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$174,379
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$174,379
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$46,546,281
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$42,620,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$15,342,301
Net investment gain/loss from pooled separate accounts2017-12-31$570,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,130,495
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,755,795
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WISS & COMPANY, LLP
Accountancy firm EIN2017-12-31221732349
2016 : NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$18,334,802
Total of all expenses incurred2016-12-31$5,093,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,998,208
Expenses. Certain deemed distributions of participant loans2016-12-31$83,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$10,490,252
Value of total assets at end of year2016-12-31$126,352,157
Value of total assets at beginning of year2016-12-31$113,110,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$12,003
Total interest from all sources2016-12-31$1,675,126
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,118,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,118,603
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,354,658
Participant contributions at end of year2016-12-31$2,079,049
Participant contributions at beginning of year2016-12-31$2,030,851
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,315,365
Administrative expenses (other) incurred2016-12-31$12,003
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$13,241,359
Value of net assets at end of year (total assets less liabilities)2016-12-31$126,352,157
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$113,110,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$76,763,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$67,554,010
Value of interest in pooled separate accounts at end of year2016-12-31$4,714,991
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,732,310
Interest on participant loans2016-12-31$88,792
Interest earned on other investments2016-12-31$1,586,334
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$174,379
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$208,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$208,940
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$42,620,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$38,584,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,833,986
Net investment gain/loss from pooled separate accounts2016-12-31$216,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,820,229
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,998,208
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WISS & COMPANY, LLP
Accountancy firm EIN2016-12-31221732349
2015 : NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$11,640,887
Total of all expenses incurred2015-12-31$5,150,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,079,866
Expenses. Certain deemed distributions of participant loans2015-12-31$59,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,487,168
Value of total assets at end of year2015-12-31$113,110,798
Value of total assets at beginning of year2015-12-31$106,620,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$11,549
Total interest from all sources2015-12-31$1,529,751
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,025,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,025,483
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,778,101
Participant contributions at end of year2015-12-31$2,030,851
Participant contributions at beginning of year2015-12-31$1,827,960
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,177,821
Administrative expenses (other) incurred2015-12-31$11,549
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,490,398
Value of net assets at end of year (total assets less liabilities)2015-12-31$113,110,798
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$106,620,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$67,554,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$64,123,613
Value of interest in pooled separate accounts at end of year2015-12-31$4,732,310
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,812,575
Interest on participant loans2015-12-31$82,780
Interest earned on other investments2015-12-31$1,446,971
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$208,940
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$227,202
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$227,202
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$38,584,687
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$35,629,050
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-443,049
Net investment gain/loss from pooled separate accounts2015-12-31$41,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,531,246
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,079,866
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WISS & COMPANY, LLP
Accountancy firm EIN2015-12-31221732349
2014 : NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$13,705,682
Total of all expenses incurred2014-12-31$3,534,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,441,646
Expenses. Certain deemed distributions of participant loans2014-12-31$80,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,083,966
Value of total assets at end of year2014-12-31$106,620,400
Value of total assets at beginning of year2014-12-31$96,448,926
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,638
Total interest from all sources2014-12-31$1,380,243
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$808,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$808,627
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,287,262
Participant contributions at end of year2014-12-31$1,827,960
Participant contributions at beginning of year2014-12-31$1,663,613
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$312,238
Administrative expenses (other) incurred2014-12-31$11,638
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$10,171,474
Value of net assets at end of year (total assets less liabilities)2014-12-31$106,620,400
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$96,448,926
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$64,123,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$58,331,583
Value of interest in pooled separate accounts at end of year2014-12-31$4,812,575
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,723,901
Interest on participant loans2014-12-31$76,193
Interest earned on other investments2014-12-31$1,304,050
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$227,202
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$231,867
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$231,867
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$35,629,050
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$31,497,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,129,869
Net investment gain/loss from pooled separate accounts2014-12-31$302,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,484,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,441,646
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WISS & COMPANY, LLP
Accountancy firm EIN2014-12-31221732349
2013 : NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$20,918,532
Total of all expenses incurred2013-12-31$5,898,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,803,235
Expenses. Certain deemed distributions of participant loans2013-12-31$83,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,645,814
Value of total assets at end of year2013-12-31$96,448,926
Value of total assets at beginning of year2013-12-31$81,429,021
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$11,480
Total interest from all sources2013-12-31$1,234,904
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$545,926
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$545,926
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,939,274
Participant contributions at end of year2013-12-31$1,663,613
Participant contributions at beginning of year2013-12-31$1,486,365
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$307,605
Administrative expenses (other) incurred2013-12-31$11,480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$15,019,905
Value of net assets at end of year (total assets less liabilities)2013-12-31$96,448,926
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$81,429,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$58,331,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$46,816,495
Value of interest in pooled separate accounts at end of year2013-12-31$4,723,901
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,346,549
Interest on participant loans2013-12-31$66,263
Interest earned on other investments2013-12-31$1,168,641
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$231,867
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$246,639
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$246,639
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$31,497,962
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$28,532,973
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$10,828,144
Net investment gain/loss from pooled separate accounts2013-12-31$663,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,398,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,803,235
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WISS & COMPANY LLP
Accountancy firm EIN2013-12-31221732349
2012 : NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$15,131,008
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$6,937,351
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,869,044
Expenses. Certain deemed distributions of participant loans2012-12-31$57,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$7,327,366
Value of total assets at end of year2012-12-31$81,429,021
Value of total assets at beginning of year2012-12-31$73,235,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,212
Total interest from all sources2012-12-31$1,151,857
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$669,109
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$669,109
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,694,853
Participant contributions at end of year2012-12-31$1,486,365
Participant contributions at beginning of year2012-12-31$1,323,764
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$286,251
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$11,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,193,657
Value of net assets at end of year (total assets less liabilities)2012-12-31$81,429,021
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$73,235,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$46,816,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$40,111,944
Value of interest in pooled separate accounts at end of year2012-12-31$4,346,549
Value of interest in pooled separate accounts at beginning of year2012-12-31$4,408,102
Interest on participant loans2012-12-31$60,786
Interest earned on other investments2012-12-31$1,091,071
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$246,639
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$384,327
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$384,327
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$28,532,973
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$27,007,227
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,593,496
Net investment gain/loss from pooled separate accounts2012-12-31$389,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,346,262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,869,044
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WISS & COMPANY LLP
Accountancy firm EIN2012-12-31221732349
2011 : NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$6,732,806
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,531,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,482,874
Expenses. Certain deemed distributions of participant loans2011-12-31$39,218
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,718,385
Value of total assets at end of year2011-12-31$73,235,364
Value of total assets at beginning of year2011-12-31$70,034,082
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$9,432
Total interest from all sources2011-12-31$1,062,998
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$526,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$526,862
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,442,973
Participant contributions at end of year2011-12-31$1,323,764
Participant contributions at beginning of year2011-12-31$1,126,024
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$175,101
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$9,432
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,201,282
Value of net assets at end of year (total assets less liabilities)2011-12-31$73,235,364
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$70,034,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$40,111,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$38,433,625
Value of interest in pooled separate accounts at end of year2011-12-31$4,408,102
Value of interest in pooled separate accounts at beginning of year2011-12-31$4,597,128
Interest on participant loans2011-12-31$61,154
Interest earned on other investments2011-12-31$1,001,844
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$384,327
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$404,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$404,055
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$27,007,227
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$25,473,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,567,932
Net investment gain/loss from pooled separate accounts2011-12-31$-7,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,100,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,482,874
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WISS AND CO LLP
Accountancy firm EIN2011-12-31221732349
2010 : NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$11,994,774
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$4,005,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,985,202
Expenses. Certain deemed distributions of participant loans2010-12-31$10,762
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,992,951
Value of total assets at end of year2010-12-31$70,034,082
Value of total assets at beginning of year2010-12-31$62,044,913
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$9,641
Total interest from all sources2010-12-31$1,010,682
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$428,481
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$428,481
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,027,863
Participant contributions at end of year2010-12-31$1,126,024
Participant contributions at beginning of year2010-12-31$1,087,194
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$32,170
Administrative expenses (other) incurred2010-12-31$9,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,989,169
Value of net assets at end of year (total assets less liabilities)2010-12-31$70,034,082
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$62,044,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$38,433,625
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$37,628,399
Value of interest in pooled separate accounts at end of year2010-12-31$4,597,128
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$59,014
Interest earned on other investments2010-12-31$951,668
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$404,055
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$25,473,250
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$23,329,320
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,730,849
Net investment gain/loss from pooled separate accounts2010-12-31$831,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,932,918
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,985,202
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WISS & CO. LLP
Accountancy firm EIN2010-12-31221732349
2009 : NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN

2020: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHERN WESTCHESTER HOSPITAL 403(B) SAVINGS PLUS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1095048
Policy instance 3
Insurance contract or identification number1095048
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $894
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $894
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number909156
Policy instance 2
Insurance contract or identification number909156
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number004856
Policy instance 1
Insurance contract or identification number004856
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1095048
Policy instance 3
Insurance contract or identification number1095048
Number of Individuals Covered15
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,018
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,018
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number909156
Policy instance 2
Insurance contract or identification number909156
Number of Individuals Covered1536
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number004856
Policy instance 1
Insurance contract or identification number004856
Number of Individuals Covered1536
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number004856
Policy instance 1
Insurance contract or identification number004856
Number of Individuals Covered1503
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1095048
Policy instance 3
Insurance contract or identification number1095048
Number of Individuals Covered15
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $998
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $998
Insurance broker organization code?3
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number909156
Policy instance 2
Insurance contract or identification number909156
Number of Individuals Covered1503
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $65
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $65
Insurance broker organization code?3
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number004856
Policy instance 1
Insurance contract or identification number004856
Number of Individuals Covered1893
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number1095048
Policy instance 3
Insurance contract or identification number1095048
Number of Individuals Covered18
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,019
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,019
Insurance broker organization code?3
Insurance broker nameBRIGHTHOUSE SECURITIES, LLC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number909156
Policy instance 2
Insurance contract or identification number909156
Number of Individuals Covered1893
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $732
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $732
Insurance broker organization code?3
Insurance broker nameBRIGHTHOUSE SECURITIES, LLC
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number004856
Policy instance 1
Insurance contract or identification number004856
Number of Individuals Covered1771
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number004856
Policy instance 1
Insurance contract or identification number004856
Number of Individuals Covered1540
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number0045856
Policy instance 1
Insurance contract or identification number0045856
Number of Individuals Covered1477
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number0045856
Policy instance 1
Insurance contract or identification number0045856
Number of Individuals Covered1455
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $12,133
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees12133
Additional information about fees paid to insurance brokerSERVICE TO INSURER OR PLAN
Insurance broker organization code?3
Insurance broker nameMARSH INS AND INVEST CORP
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number0045856
Policy instance 1
Insurance contract or identification number0045856
Number of Individuals Covered1353
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $23,325
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number0045856
Policy instance 1
Insurance contract or identification number0045856
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $22,590
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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