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MONTEFIORE NYACK HOSPITAL 403(B) PLAN 401k Plan overview

Plan NameMONTEFIORE NYACK HOSPITAL 403(B) PLAN
Plan identification number 003

MONTEFIORE NYACK HOSPITAL 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MONTEFIORE NYACK HOSPITAL has sponsored the creation of one or more 401k plans.

Company Name:MONTEFIORE NYACK HOSPITAL
Employer identification number (EIN):131740119
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MONTEFIORE NYACK HOSPITAL 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032019-01-01
0032018-01-01
0032017-01-01JOHN BURKE
0032016-01-01JOHN BURKE
0032015-01-01JOHN BURKE
0032014-01-01JOHN S. BURKE
0032013-01-01JOHN S. BURKE
0032012-01-01JOHN S. BURKE
0032011-01-01JOHN S. BURKE
0032010-01-01JOHN BURKE

Plan Statistics for MONTEFIORE NYACK HOSPITAL 403(B) PLAN

401k plan membership statisitcs for MONTEFIORE NYACK HOSPITAL 403(B) PLAN

Measure Date Value
2022: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01956
Total number of active participants reported on line 7a of the Form 55002022-01-01794
Number of retired or separated participants receiving benefits2022-01-0117
Number of other retired or separated participants entitled to future benefits2022-01-01156
Total of all active and inactive participants2022-01-01967
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-018
Total participants2022-01-01975
Number of participants with account balances2022-01-01975
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01971
Total number of active participants reported on line 7a of the Form 55002021-01-01780
Number of retired or separated participants receiving benefits2021-01-0115
Number of other retired or separated participants entitled to future benefits2021-01-01153
Total of all active and inactive participants2021-01-01948
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-018
Total participants2021-01-01956
Number of participants with account balances2021-01-01956
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01958
Total number of active participants reported on line 7a of the Form 55002020-01-01747
Number of retired or separated participants receiving benefits2020-01-019
Number of other retired or separated participants entitled to future benefits2020-01-01207
Total of all active and inactive participants2020-01-01963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-01971
Number of participants with account balances2020-01-01971
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01874
Total number of active participants reported on line 7a of the Form 55002019-01-01848
Number of retired or separated participants receiving benefits2019-01-0114
Number of other retired or separated participants entitled to future benefits2019-01-0190
Total of all active and inactive participants2019-01-01952
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-016
Total participants2019-01-01958
Number of participants with account balances2019-01-01958
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01819
Total number of active participants reported on line 7a of the Form 55002018-01-01816
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-0148
Total of all active and inactive participants2018-01-01872
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01874
Number of participants with account balances2018-01-01874
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01761
Total number of active participants reported on line 7a of the Form 55002017-01-01761
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-0149
Total of all active and inactive participants2017-01-01817
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01819
Number of participants with account balances2017-01-01819
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01717
Total number of active participants reported on line 7a of the Form 55002016-01-01701
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-0151
Total of all active and inactive participants2016-01-01758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01761
Number of participants with account balances2016-01-01761
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01690
Total number of active participants reported on line 7a of the Form 55002015-01-01660
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-0150
Total of all active and inactive participants2015-01-01715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01717
Number of participants with account balances2015-01-01717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01672
Total number of active participants reported on line 7a of the Form 55002014-01-01632
Number of retired or separated participants receiving benefits2014-01-019
Number of other retired or separated participants entitled to future benefits2014-01-0147
Total of all active and inactive participants2014-01-01688
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01690
Number of participants with account balances2014-01-01690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01653
Total number of active participants reported on line 7a of the Form 55002013-01-01617
Number of retired or separated participants receiving benefits2013-01-016
Number of other retired or separated participants entitled to future benefits2013-01-0147
Total of all active and inactive participants2013-01-01670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01672
Number of participants with account balances2013-01-01672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01621
Total number of active participants reported on line 7a of the Form 55002012-01-01604
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0145
Total of all active and inactive participants2012-01-01651
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01653
Number of participants with account balances2012-01-01653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,639
Total number of active participants reported on line 7a of the Form 55002011-01-01570
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0146
Total of all active and inactive participants2011-01-01618
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01621
Number of participants with account balances2011-01-01621
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2010 401k membership
Total number of active participants reported on line 7a of the Form 55002010-01-011,628
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-019
Total of all active and inactive participants2010-01-011,638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-011,639
Number of participants with account balances2010-01-01569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010

Financial Data on MONTEFIORE NYACK HOSPITAL 403(B) PLAN

Measure Date Value
2022 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-3,649,820
Total of all expenses incurred2022-12-31$4,947,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,785,925
Expenses. Certain deemed distributions of participant loans2022-12-31$8,906
Value of total corrective distributions2022-12-31$2,903
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,723,775
Value of total assets at end of year2022-12-31$55,953,765
Value of total assets at beginning of year2022-12-31$64,550,846
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$149,527
Total interest from all sources2022-12-31$40,012
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,300,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,300,536
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,450,639
Participant contributions at end of year2022-12-31$913,073
Participant contributions at beginning of year2022-12-31$808,401
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$273,136
Administrative expenses (other) incurred2022-12-31$89,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-8,597,081
Value of net assets at end of year (total assets less liabilities)2022-12-31$55,953,765
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$64,550,846
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$55,022,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$63,723,846
Interest on participant loans2022-12-31$40,009
Interest earned on other investments2022-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$18,602
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$18,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,714,143
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,785,925
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2022-12-31271728945
2021 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$12,740,691
Total of all expenses incurred2021-12-31$7,015,065
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,792,964
Expenses. Certain deemed distributions of participant loans2021-12-31$69,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,860,413
Value of total assets at end of year2021-12-31$64,550,846
Value of total assets at beginning of year2021-12-31$58,825,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$153,005
Total interest from all sources2021-12-31$43,643
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$995,914
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$995,914
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,366,680
Participant contributions at end of year2021-12-31$808,401
Participant contributions at beginning of year2021-12-31$1,001,690
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$76
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$493,733
Administrative expenses (other) incurred2021-12-31$93,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,725,626
Value of net assets at end of year (total assets less liabilities)2021-12-31$64,550,846
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$58,825,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$63,723,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$57,804,859
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$43,639
Interest earned on other investments2021-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$18,599
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$18,595
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,840,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,792,964
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2021-12-31271728945
2020 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$12,300,549
Total of all expenses incurred2020-12-31$5,476,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,326,984
Expenses. Certain deemed distributions of participant loans2020-12-31$13,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,187,430
Value of total assets at end of year2020-12-31$58,825,220
Value of total assets at beginning of year2020-12-31$52,001,072
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$135,580
Total interest from all sources2020-12-31$52,797
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$762,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$762,978
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,827,537
Participant contributions at end of year2020-12-31$1,001,690
Participant contributions at beginning of year2020-12-31$1,025,145
Participant contributions at end of year2020-12-31$76
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$359,893
Administrative expenses (other) incurred2020-12-31$75,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,824,148
Value of net assets at end of year (total assets less liabilities)2020-12-31$58,825,220
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$52,001,072
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$57,804,859
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$42,745,778
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$8,202,851
Interest on participant loans2020-12-31$52,794
Interest earned on other investments2020-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$18,595
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$27,298
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,168,261
Net investment gain/loss from pooled separate accounts2020-12-31$129,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,326,984
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2020-12-31271728945
2019 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$13,330,704
Total of all expenses incurred2019-12-31$4,864,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,709,418
Expenses. Certain deemed distributions of participant loans2019-12-31$1,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,236,677
Value of total assets at end of year2019-12-31$52,001,072
Value of total assets at beginning of year2019-12-31$43,534,523
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$153,011
Total interest from all sources2019-12-31$59,190
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$765,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$765,029
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,753,305
Participant contributions at end of year2019-12-31$1,025,145
Participant contributions at beginning of year2019-12-31$968,606
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$153,176
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$483,372
Administrative expenses (other) incurred2019-12-31$93,011
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$8,466,549
Value of net assets at end of year (total assets less liabilities)2019-12-31$52,001,072
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$43,534,523
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$60,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$42,745,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$33,774,770
Value of interest in pooled separate accounts at end of year2019-12-31$8,202,851
Value of interest in pooled separate accounts at beginning of year2019-12-31$8,597,209
Interest on participant loans2019-12-31$59,190
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$27,298
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$40,762
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,118,779
Net investment gain/loss from pooled separate accounts2019-12-31$151,029
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,709,418
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2019-12-31271728945
2018 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$3,283,143
Total of all expenses incurred2018-12-31$4,006,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,827,540
Expenses. Certain deemed distributions of participant loans2018-12-31$490
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,931,989
Value of total assets at end of year2018-12-31$43,534,523
Value of total assets at beginning of year2018-12-31$44,257,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$178,259
Total interest from all sources2018-12-31$46,787
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$712,647
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$712,647
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,585,404
Participant contributions at end of year2018-12-31$968,606
Participant contributions at beginning of year2018-12-31$1,011,701
Participant contributions at end of year2018-12-31$153,176
Participant contributions at beginning of year2018-12-31$144,398
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$346,585
Administrative expenses (other) incurred2018-12-31$117,929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-723,146
Value of net assets at end of year (total assets less liabilities)2018-12-31$43,534,523
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$44,257,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$60,330
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$33,774,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$34,568,216
Value of interest in pooled separate accounts at end of year2018-12-31$8,597,209
Value of interest in pooled separate accounts at beginning of year2018-12-31$8,494,947
Interest on participant loans2018-12-31$46,786
Interest earned on other investments2018-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$40,762
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$38,407
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,524,339
Net investment gain/loss from pooled separate accounts2018-12-31$116,059
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,827,540
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2018-12-31271728945
2017 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$9,716,410
Total of all expenses incurred2017-12-31$2,818,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,659,035
Expenses. Certain deemed distributions of participant loans2017-12-31$16
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,719,177
Value of total assets at end of year2017-12-31$44,257,669
Value of total assets at beginning of year2017-12-31$37,359,720
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$159,410
Total interest from all sources2017-12-31$39,874
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$606,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$606,519
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,377,717
Participant contributions at end of year2017-12-31$1,011,701
Participant contributions at beginning of year2017-12-31$865,503
Participant contributions at end of year2017-12-31$144,398
Participant contributions at beginning of year2017-12-31$136,261
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$341,460
Administrative expenses (other) incurred2017-12-31$104,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,897,949
Value of net assets at end of year (total assets less liabilities)2017-12-31$44,257,669
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$37,359,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$54,434
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$34,568,216
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$26,680,967
Value of interest in pooled separate accounts at end of year2017-12-31$8,494,947
Value of interest in pooled separate accounts at beginning of year2017-12-31$9,639,546
Interest on participant loans2017-12-31$39,874
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$38,407
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$37,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,240,279
Net investment gain/loss from pooled separate accounts2017-12-31$110,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,659,035
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2017-12-31271728945
2016 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$7,046,008
Total of all expenses incurred2016-12-31$4,582,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,410,770
Expenses. Certain deemed distributions of participant loans2016-12-31$38,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,864,075
Value of total assets at end of year2016-12-31$37,359,720
Value of total assets at beginning of year2016-12-31$34,896,095
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$133,316
Total interest from all sources2016-12-31$30,829
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$437,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$437,090
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,059,304
Participant contributions at end of year2016-12-31$865,503
Participant contributions at beginning of year2016-12-31$719,436
Participant contributions at end of year2016-12-31$136,261
Participant contributions at beginning of year2016-12-31$128,736
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$804,771
Administrative expenses (other) incurred2016-12-31$91,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,463,625
Value of net assets at end of year (total assets less liabilities)2016-12-31$37,359,720
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$34,896,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$41,626
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$26,680,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$24,493,301
Value of interest in pooled separate accounts at end of year2016-12-31$9,639,546
Value of interest in pooled separate accounts at beginning of year2016-12-31$9,524,181
Interest on participant loans2016-12-31$30,829
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$37,443
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$30,441
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,599,750
Net investment gain/loss from pooled separate accounts2016-12-31$114,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,410,770
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2016-12-31271728945
2015 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$4,814,542
Total of all expenses incurred2015-12-31$3,695,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,623,408
Expenses. Certain deemed distributions of participant loans2015-12-31$27,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,214,019
Value of total assets at end of year2015-12-31$34,896,095
Value of total assets at beginning of year2015-12-31$33,776,665
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$44,198
Total interest from all sources2015-12-31$28,140
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$549,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$549,838
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,849,259
Participant contributions at end of year2015-12-31$719,436
Participant contributions at beginning of year2015-12-31$711,990
Participant contributions at end of year2015-12-31$128,736
Participant contributions at beginning of year2015-12-31$106,838
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$364,760
Administrative expenses (other) incurred2015-12-31$44,198
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$6,811
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,119,430
Value of net assets at end of year (total assets less liabilities)2015-12-31$34,896,095
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$33,776,665
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$24,493,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$23,884,355
Value of interest in pooled separate accounts at end of year2015-12-31$9,524,181
Value of interest in pooled separate accounts at beginning of year2015-12-31$9,066,671
Interest on participant loans2015-12-31$28,140
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$30,441
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-90,841
Net investment gain/loss from pooled separate accounts2015-12-31$113,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,623,408
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2015-12-31271728945
2014 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$5,608,126
Total of all expenses incurred2014-12-31$3,864,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,845,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,315,998
Value of total assets at end of year2014-12-31$33,776,665
Value of total assets at beginning of year2014-12-31$32,033,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,166
Total interest from all sources2014-12-31$27,976
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$476,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$476,931
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,812,637
Participant contributions at end of year2014-12-31$711,990
Participant contributions at beginning of year2014-12-31$644,898
Participant contributions at end of year2014-12-31$106,838
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$503,361
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$470
Administrative expenses (other) incurred2014-12-31$19,166
Total non interest bearing cash at end of year2014-12-31$6,811
Total non interest bearing cash at beginning of year2014-12-31$17,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,743,442
Value of net assets at end of year (total assets less liabilities)2014-12-31$33,776,665
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$32,033,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$23,884,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$21,789,639
Value of interest in pooled separate accounts at end of year2014-12-31$9,066,671
Value of interest in pooled separate accounts at beginning of year2014-12-31$9,581,018
Interest on participant loans2014-12-31$27,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$668,102
Net investment gain/loss from pooled separate accounts2014-12-31$119,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,845,518
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31O'CONNER DAVIES, LLP
Accountancy firm EIN2014-12-31271728945
2013 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$2,031
Total income from all sources (including contributions)2013-12-31$7,337,689
Total of all expenses incurred2013-12-31$2,711,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,698,289
Expenses. Certain deemed distributions of participant loans2013-12-31$4,701
Value of total corrective distributions2013-12-31$2,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,937,923
Value of total assets at end of year2013-12-31$32,033,223
Value of total assets at beginning of year2013-12-31$27,405,344
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,202
Total interest from all sources2013-12-31$24,333
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$287,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$287,645
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,868,684
Participant contributions at end of year2013-12-31$644,898
Participant contributions at beginning of year2013-12-31$548,557
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$69,239
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$470
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$618
Administrative expenses (other) incurred2013-12-31$6,202
Total non interest bearing cash at end of year2013-12-31$17,198
Total non interest bearing cash at beginning of year2013-12-31$6,821
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,625,848
Value of net assets at end of year (total assets less liabilities)2013-12-31$32,033,223
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$27,405,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$21,789,639
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$17,238,893
Value of interest in pooled separate accounts at end of year2013-12-31$9,581,018
Value of interest in pooled separate accounts at beginning of year2013-12-31$9,610,455
Interest on participant loans2013-12-31$24,333
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,955,417
Net investment gain/loss from pooled separate accounts2013-12-31$132,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,698,289
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG
Accountancy firm EIN2013-12-31346565596
2012 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$152,714
Total income from all sources (including contributions)2012-12-31$6,398,442
Total of all expenses incurred2012-12-31$1,946,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,938,807
Expenses. Certain deemed distributions of participant loans2012-12-31$459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,260,064
Value of total assets at end of year2012-12-31$27,405,344
Value of total assets at beginning of year2012-12-31$22,801,088
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,634
Total interest from all sources2012-12-31$18,928
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$348,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$348,308
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,737,806
Participant contributions at end of year2012-12-31$548,557
Participant contributions at beginning of year2012-12-31$441,992
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$522,258
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$618
Administrative expenses (other) incurred2012-12-31$7,634
Total non interest bearing cash at end of year2012-12-31$6,821
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,451,542
Value of net assets at end of year (total assets less liabilities)2012-12-31$27,405,344
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$22,801,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$17,238,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,069,992
Value of interest in pooled separate accounts at end of year2012-12-31$9,610,455
Value of interest in pooled separate accounts at beginning of year2012-12-31$9,287,643
Interest on participant loans2012-12-31$18,928
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,461
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,641,564
Net investment gain/loss from pooled separate accounts2012-12-31$129,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,938,807
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG
Accountancy firm EIN2012-12-31346565596
2011 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$30,186
Total income from all sources (including contributions)2011-12-31$4,173,218
Total of all expenses incurred2011-12-31$1,392,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,388,900
Expenses. Certain deemed distributions of participant loans2011-12-31$835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,145,290
Value of total assets at end of year2011-12-31$22,801,088
Value of total assets at beginning of year2011-12-31$19,990,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,258
Total interest from all sources2011-12-31$13,404
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$237,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$237,558
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,479,355
Participant contributions at end of year2011-12-31$441,992
Participant contributions at beginning of year2011-12-31$286,369
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$665,935
Administrative expenses (other) incurred2011-12-31$3,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,780,225
Value of net assets at end of year (total assets less liabilities)2011-12-31$22,801,088
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,990,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,069,992
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,902,374
Value of interest in pooled separate accounts at end of year2011-12-31$9,287,643
Value of interest in pooled separate accounts at beginning of year2011-12-31$8,800,473
Interest on participant loans2011-12-31$13,404
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,461
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,461
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-388,244
Net investment gain/loss from pooled separate accounts2011-12-31$165,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,388,900
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$133,150
Total income from all sources (including contributions)2010-12-31$4,807,543
Total of all expenses incurred2010-12-31$900,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$895,214
Expenses. Certain deemed distributions of participant loans2010-12-31$3,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,430,709
Value of total assets at end of year2010-12-31$19,990,677
Value of total assets at beginning of year2010-12-31$15,950,895
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,475
Total interest from all sources2010-12-31$11,799
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$212,583
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$212,583
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,086,968
Participant contributions at end of year2010-12-31$286,369
Participant contributions at beginning of year2010-12-31$120,233
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$343,741
Administrative expenses (other) incurred2010-12-31$2,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,906,632
Value of net assets at end of year (total assets less liabilities)2010-12-31$19,990,677
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$15,950,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,902,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,766,840
Value of interest in pooled separate accounts at end of year2010-12-31$8,800,473
Value of interest in pooled separate accounts at beginning of year2010-12-31$8,063,822
Interest on participant loans2010-12-31$11,799
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,461
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$868,125
Net investment gain/loss from pooled separate accounts2010-12-31$284,327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$895,214
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596

Form 5500 Responses for MONTEFIORE NYACK HOSPITAL 403(B) PLAN

2022: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MONTEFIORE NYACK HOSPITAL 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01First time form 5500 has been submittedYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069336
Policy instance 1
Insurance contract or identification numberTT069336
Number of Individuals Covered975
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069336
Policy instance 1
Insurance contract or identification numberTT069336
Number of Individuals Covered956
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069336
Policy instance 1
Insurance contract or identification numberTT069336
Number of Individuals Covered971
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069336
Policy instance 1
Insurance contract or identification numberTT069336
Number of Individuals Covered958
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069336
Policy instance 1
Insurance contract or identification numberTT069336
Number of Individuals Covered874
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069336
Policy instance 1
Insurance contract or identification numberTT069336
Number of Individuals Covered819
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069336
Policy instance 1
Insurance contract or identification numberTT069336
Number of Individuals Covered717
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $10,264
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,264
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069336
Policy instance 1
Insurance contract or identification numberTT069336
Number of Individuals Covered690
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $14,173
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,173
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069336
Policy instance 1
Insurance contract or identification numberTT069336
Number of Individuals Covered672
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $14,887
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,887
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069336
Policy instance 1
Insurance contract or identification numberTT069336
Number of Individuals Covered653
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $14,335
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,335
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069336
Policy instance 1
Insurance contract or identification numberTT069336
Number of Individuals Covered621
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $13,209
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069336
Policy instance 1
Insurance contract or identification numberTT069336
Number of Individuals Covered569
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $9,203
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,203
Insurance broker nameMERRILL LYNCH

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