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NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 401k Plan overview

Plan NameNEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN
Plan identification number 003

NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HUDSON VALLEY HOSPITAL CENTER has sponsored the creation of one or more 401k plans.

Company Name:HUDSON VALLEY HOSPITAL CENTER
Employer identification number (EIN):131740120
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about HUDSON VALLEY HOSPITAL CENTER

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1911-07-27
Company Identification Number: 11042
Legal Registered Office Address: ATTENTION: PRESIDENT
1980 CROMPOND ROAD
CORTLANDT MANOR
United States of America (USA)
10567

More information about HUDSON VALLEY HOSPITAL CENTER

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032019-01-01
0032018-01-01JENNIFER GNECCO2019-10-09
0032017-01-01
0032017-01-01
0032016-01-01
0032016-01-01JENNIFER GNECCO2017-10-10
0032015-01-01JENNIFER GNECCO
0032014-01-01BARBARA KATONA
0032013-01-01JEANE COSTELLA
0032012-01-01JEANE COSTELLA
0032011-01-01MARK WEBSTER
0032010-01-01MARK WEBSTER
0032009-01-01MARK WEBSTER
0032009-01-01MARK WEBSTER

Plan Statistics for NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN

401k plan membership statisitcs for NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN

Measure Date Value
2019: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,552
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,494
Total number of active participants reported on line 7a of the Form 55002018-01-011,172
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01380
Total of all active and inactive participants2018-01-011,552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,552
Number of participants with account balances2018-01-011,208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,453
Total number of active participants reported on line 7a of the Form 55002017-01-011,208
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01272
Total of all active and inactive participants2017-01-011,480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,480
Number of participants with account balances2017-01-011,029
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,416
Total number of active participants reported on line 7a of the Form 55002016-01-011,239
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01218
Total of all active and inactive participants2016-01-011,457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-011,460
Number of participants with account balances2016-01-01894
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,347
Total number of active participants reported on line 7a of the Form 55002015-01-011,241
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01198
Total of all active and inactive participants2015-01-011,439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-011,440
Number of participants with account balances2015-01-01782
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,362
Total number of active participants reported on line 7a of the Form 55002014-01-011,167
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01183
Total of all active and inactive participants2014-01-011,350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,350
Number of participants with account balances2014-01-01735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,303
Total number of active participants reported on line 7a of the Form 55002013-01-011,171
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01173
Total of all active and inactive participants2013-01-011,344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,344
Number of participants with account balances2013-01-01725
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,303
Total number of active participants reported on line 7a of the Form 55002012-01-011,194
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01162
Total of all active and inactive participants2012-01-011,356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,356
Number of participants with account balances2012-01-01689
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,216
Total number of active participants reported on line 7a of the Form 55002011-01-011,172
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01133
Total of all active and inactive participants2011-01-011,305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,305
Number of participants with account balances2011-01-01648
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,152
Total number of active participants reported on line 7a of the Form 55002010-01-011,118
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01127
Total of all active and inactive participants2010-01-011,245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,245
Number of participants with account balances2010-01-01604
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,119
Total number of active participants reported on line 7a of the Form 55002009-01-011,085
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0195
Total of all active and inactive participants2009-01-011,180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,180
Number of participants with account balances2009-01-01567
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN

Measure Date Value
2019 : NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$74,057,617
Total transfer of assets from this plan2019-12-31$74,057,617
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$19,400,535
Total income from all sources (including contributions)2019-12-31$19,400,535
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$8,244,338
Total of all expenses incurred2019-12-31$8,244,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,891,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,891,447
Expenses. Certain deemed distributions of participant loans2019-12-31$165,373
Expenses. Certain deemed distributions of participant loans2019-12-31$165,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,279,894
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,279,894
Value of total assets at end of year2019-12-31$0
Value of total assets at end of year2019-12-31$0
Value of total assets at beginning of year2019-12-31$62,901,420
Value of total assets at beginning of year2019-12-31$62,901,420
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$187,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$187,518
Total interest from all sources2019-12-31$1,100,530
Total interest from all sources2019-12-31$1,100,530
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$818,355
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$818,355
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$818,355
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$818,355
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,460,801
Contributions received from participants2019-12-31$5,460,801
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$937,665
Participant contributions at beginning of year2019-12-31$937,665
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$251,140
Participant contributions at beginning of year2019-12-31$251,140
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,676,601
Other income not declared elsewhere2019-12-31$-690,849
Other income not declared elsewhere2019-12-31$-690,849
Administrative expenses (other) incurred2019-12-31$187,518
Administrative expenses (other) incurred2019-12-31$187,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$11,156,197
Value of net income/loss2019-12-31$11,156,197
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at end of year (total assets less liabilities)2019-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$62,901,420
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$62,901,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$38,653,723
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$38,653,723
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$87
Value of interest in pooled separate accounts at beginning of year2019-12-31$87
Interest on participant loans2019-12-31$31,453
Interest on participant loans2019-12-31$31,453
Interest earned on other investments2019-12-31$1,069,077
Interest earned on other investments2019-12-31$1,069,077
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$23,058,805
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$23,058,805
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,892,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,892,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,142,492
Contributions received in cash from employer2019-12-31$2,142,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,891,447
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,891,447
Did the plan have assets held for investment2019-12-31No
Did the plan have assets held for investment2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ERNST & YOUNG LLP
Accountancy firm name2019-12-31ERNST & YOUNG LLP
Accountancy firm EIN2019-12-31346565596
Accountancy firm EIN2019-12-31346565596
2018 : NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$6,738
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$6,061,746
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,947,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,712,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,210,356
Value of total assets at end of year2018-12-31$62,901,420
Value of total assets at beginning of year2018-12-31$61,793,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$235,326
Total interest from all sources2018-12-31$991,189
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$235,326
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,098,513
Participant contributions at end of year2018-12-31$937,665
Participant contributions at beginning of year2018-12-31$904,229
Participant contributions at end of year2018-12-31$251,140
Participant contributions at beginning of year2018-12-31$231,569
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,184,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,114,236
Value of net assets at end of year (total assets less liabilities)2018-12-31$62,901,420
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$61,793,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$38,653,723
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$39,423,112
Value of interest in pooled separate accounts at end of year2018-12-31$87
Interest on participant loans2018-12-31$26,105
Interest earned on other investments2018-12-31$965,084
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$23,058,805
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$21,235,012
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,139,800
Net investment gain/loss from pooled separate accounts2018-12-31$1
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$927,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,712,184
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ERNST & YOUNG LLP
Accountancy firm EIN2018-12-31346565596
2017 : NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$12,781,132
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,108,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,902,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,011,668
Value of total assets at end of year2017-12-31$61,562,229
Value of total assets at beginning of year2017-12-31$52,890,052
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$206,403
Total interest from all sources2017-12-31$943,427
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$206,403
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,289,342
Participant contributions at end of year2017-12-31$904,229
Participant contributions at beginning of year2017-12-31$916,179
Participant contributions at end of year2017-12-31$114,289
Participant contributions at beginning of year2017-12-31$159,176
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$922,078
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,672,177
Value of net assets at end of year (total assets less liabilities)2017-12-31$61,562,229
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$52,890,052
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$39,308,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$31,846,929
Value of interest in pooled separate accounts at end of year2017-12-31$89
Interest on participant loans2017-12-31$27,648
Interest earned on other investments2017-12-31$915,779
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$21,234,922
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$19,967,768
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,826,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$800,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,902,552
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$10,445,058
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,821,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,710,573
Expenses. Certain deemed distributions of participant loans2016-12-31$111,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,470,321
Value of total assets at end of year2016-12-31$52,735,375
Value of total assets at beginning of year2016-12-31$47,112,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$105
Total interest from all sources2016-12-31$849,752
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,970,311
Participant contributions at end of year2016-12-31$916,178
Participant contributions at beginning of year2016-12-31$779,873
Participant contributions at end of year2016-12-31$5,051
Participant contributions at beginning of year2016-12-31$64,716
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,799,905
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$5,557
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$214
Administrative expenses (other) incurred2016-12-31$105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$2,457
Value of net income/loss2016-12-31$5,623,217
Value of net assets at end of year (total assets less liabilities)2016-12-31$52,735,375
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$47,112,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$31,840,821
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$28,514,436
Value of interest in pooled separate accounts at beginning of year2016-12-31$100,674
Interest on participant loans2016-12-31$27,887
Interest earned on other investments2016-12-31$821,865
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$19,967,768
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$17,652,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,122,808
Net investment gain/loss from pooled separate accounts2016-12-31$2,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$697,648
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,710,573
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$6,196,920
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,035,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,034,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,692,884
Value of total assets at end of year2015-12-31$47,112,158
Value of total assets at beginning of year2015-12-31$43,950,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$250
Total interest from all sources2015-12-31$757,766
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,388,773
Participant contributions at end of year2015-12-31$779,873
Participant contributions at beginning of year2015-12-31$795,030
Participant contributions at end of year2015-12-31$64,716
Participant contributions at beginning of year2015-12-31$51,237
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,631,144
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$214
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$74
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,161,799
Value of net assets at end of year (total assets less liabilities)2015-12-31$47,112,158
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$43,950,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$28,514,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$27,373,503
Value of interest in pooled separate accounts at end of year2015-12-31$100,674
Value of interest in pooled separate accounts at beginning of year2015-12-31$98,285
Interest on participant loans2015-12-31$29,651
Interest earned on other investments2015-12-31$728,115
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$17,652,245
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$15,632,230
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-256,119
Net investment gain/loss from pooled separate accounts2015-12-31$2,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$672,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,034,871
Contract administrator fees2015-12-31$250
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31VANACORE, DEBENEDICTUS, DIGOVANNI &
Accountancy firm EIN2015-12-31141604297
2014 : NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,503,986
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,699,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,584,251
Expenses. Certain deemed distributions of participant loans2014-12-31$114,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,177,080
Value of total assets at end of year2014-12-31$43,950,359
Value of total assets at beginning of year2014-12-31$39,145,402
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$39
Total interest from all sources2014-12-31$660,588
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,332,258
Participant contributions at end of year2014-12-31$795,030
Participant contributions at beginning of year2014-12-31$744,426
Participant contributions at end of year2014-12-31$51,237
Participant contributions at beginning of year2014-12-31$56,030
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,165,350
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$74
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,804,957
Value of net assets at end of year (total assets less liabilities)2014-12-31$43,950,359
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$39,145,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$27,373,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$24,889,304
Value of interest in pooled separate accounts at end of year2014-12-31$98,285
Value of interest in pooled separate accounts at beginning of year2014-12-31$95,960
Interest on participant loans2014-12-31$25,716
Interest earned on other investments2014-12-31$634,872
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$15,632,230
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$13,358,611
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,663,994
Net investment gain/loss from pooled separate accounts2014-12-31$2,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$679,472
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,584,251
Contract administrator fees2014-12-31$39
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31VANACORE, DEBENEDICTUS, DIGOVANNI &
Accountancy firm EIN2014-12-31141604297
2013 : NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$12,243,085
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,740,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,719,206
Expenses. Certain deemed distributions of participant loans2013-12-31$20,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,331,712
Value of total assets at end of year2013-12-31$39,145,402
Value of total assets at beginning of year2013-12-31$30,642,956
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$645
Total interest from all sources2013-12-31$538,548
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,586,532
Participant contributions at end of year2013-12-31$744,426
Participant contributions at beginning of year2013-12-31$477,491
Participant contributions at end of year2013-12-31$56,030
Participant contributions at beginning of year2013-12-31$44,775
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,497,326
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,071
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$254
Administrative expenses (other) incurred2013-12-31$645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$595,293
Value of net income/loss2013-12-31$8,502,446
Value of net assets at end of year (total assets less liabilities)2013-12-31$39,145,402
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$30,642,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$24,889,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$19,090,342
Value of interest in pooled separate accounts at end of year2013-12-31$95,960
Value of interest in pooled separate accounts at beginning of year2013-12-31$78,743
Interest on participant loans2013-12-31$20,273
Interest earned on other investments2013-12-31$518,275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$13,358,611
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$10,951,351
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,370,569
Net investment gain/loss from pooled separate accounts2013-12-31$2,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$652,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,719,206
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31VANACORE, DEBENEDICTUS, DIGOVANNI &
Accountancy firm EIN2013-12-31141604297
2012 : NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,936,056
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,084,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,002,105
Expenses. Certain deemed distributions of participant loans2012-12-31$81,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,523,741
Value of total assets at end of year2012-12-31$30,642,956
Value of total assets at beginning of year2012-12-31$24,791,463
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,037
Total interest from all sources2012-12-31$447,084
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,062,878
Participant contributions at end of year2012-12-31$477,491
Participant contributions at beginning of year2012-12-31$449,774
Participant contributions at end of year2012-12-31$44,775
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$869,261
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$254
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$131
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,851,493
Value of net assets at end of year (total assets less liabilities)2012-12-31$30,642,956
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$24,791,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$19,090,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$14,905,014
Value of interest in pooled separate accounts at end of year2012-12-31$78,743
Value of interest in pooled separate accounts at beginning of year2012-12-31$68,423
Interest on participant loans2012-12-31$15,501
Interest earned on other investments2012-12-31$431,583
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$10,951,351
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$9,368,121
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,963,225
Net investment gain/loss from pooled separate accounts2012-12-31$2,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$591,602
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,002,105
Contract administrator fees2012-12-31$1,037
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31VANACORE, DEBENEDICTUS, DIGOVANNI &
Accountancy firm EIN2012-12-31141604297
2011 : NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,086,505
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$622,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$604,479
Expenses. Certain deemed distributions of participant loans2011-12-31$17,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,042,067
Value of total assets at end of year2011-12-31$24,791,463
Value of total assets at beginning of year2011-12-31$21,327,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$381,449
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,996,803
Participant contributions at end of year2011-12-31$449,774
Participant contributions at beginning of year2011-12-31$398,730
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$507,086
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$131
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$81
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,464,460
Value of net assets at end of year (total assets less liabilities)2011-12-31$24,791,463
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,327,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$14,905,014
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$13,149,352
Value of interest in pooled separate accounts at end of year2011-12-31$68,423
Value of interest in pooled separate accounts at beginning of year2011-12-31$58,498
Interest on participant loans2011-12-31$14,145
Interest earned on other investments2011-12-31$367,304
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$9,368,121
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$7,720,342
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-338,856
Net investment gain/loss from pooled separate accounts2011-12-31$1,845
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$538,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$604,479
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31VANACORE, DEBENEDICTUS, DIGOVANNI &
Accountancy firm EIN2011-12-31141604297
2010 : NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,656,368
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,067,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,056,021
Expenses. Certain deemed distributions of participant loans2010-12-31$11,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,859,007
Value of total assets at end of year2010-12-31$21,327,003
Value of total assets at beginning of year2010-12-31$16,738,477
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$376
Total interest from all sources2010-12-31$316,377
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,874,235
Participant contributions at end of year2010-12-31$398,730
Participant contributions at beginning of year2010-12-31$272,823
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$465,139
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$81
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,588,526
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,327,003
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,738,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$13,149,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,205,640
Value of interest in pooled separate accounts at end of year2010-12-31$58,498
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,897,234
Interest on participant loans2010-12-31$14,110
Interest earned on other investments2010-12-31$302,267
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$7,720,342
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$6,362,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,479,410
Net investment gain/loss from pooled separate accounts2010-12-31$1,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$519,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,056,021
Contract administrator fees2010-12-31$376
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31VANACORE, DEBENEDICTUS, DIGOVANNI &
Accountancy firm EIN2010-12-31141604297
2009 : NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN

2019: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NEWYORK-PRESBYTERIAN/HUDSON VALLEY HOSPITAL 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

LINCOLN LIFE & ANNUITY COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 60139 )
Policy contract number892187+006
Policy instance 1
Insurance contract or identification number892187+006
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $99,797
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $99,797
Amount paid for insurance broker fees0
Insurance broker organization code?4
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550358
Policy instance 2
Insurance contract or identification numberL7550358
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3,462
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,462
Amount paid for insurance broker fees0
Insurance broker organization code?3
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892187+006
Policy instance 2
Insurance contract or identification number892187+006
Number of Individuals Covered301
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $93,718
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $93,718
Amount paid for insurance broker fees0
Insurance broker organization code?4
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550358
Policy instance 1
Insurance contract or identification numberL7550358
Number of Individuals Covered25
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $4,371
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,371
Amount paid for insurance broker fees0
Insurance broker organization code?3
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892187+006
Policy instance 2
Insurance contract or identification number892187+006
Number of Individuals Covered312
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $86,509
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $86,509
Amount paid for insurance broker fees0
Insurance broker organization code?4
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550358
Policy instance 1
Insurance contract or identification numberL7550358
Number of Individuals Covered29
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,558
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,558
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES COR
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892187+006
Policy instance 2
Insurance contract or identification number892187+006
Number of Individuals Covered331
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $74,471
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $74,471
Amount paid for insurance broker fees0
Insurance broker organization code?4
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550358
Policy instance 1
Insurance contract or identification numberL7550358
Number of Individuals Covered39
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $9,236
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $9,236
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES COR
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892187+006
Policy instance 2
Insurance contract or identification number892187+006
Number of Individuals Covered346
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $66,750
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $66,750
Amount paid for insurance broker fees0
Insurance broker organization code?4
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550358
Policy instance 1
Insurance contract or identification numberL7550358
Number of Individuals Covered42
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $9,153
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $9,153
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES COR
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892187+006
Policy instance 2
Insurance contract or identification number892187+006
Number of Individuals Covered348
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $48,390
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $48,390
Insurance broker organization code?4
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550358
Policy instance 1
Insurance contract or identification numberL7550358
Number of Individuals Covered44
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $17,206
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $17,206
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES COR
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550358
Policy instance 1
Insurance contract or identification numberL7550358
Number of Individuals Covered54
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $11,070
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $11,070
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES COR
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892187+006
Policy instance 2
Insurance contract or identification number892187+006
Number of Individuals Covered336
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $39,574
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $39,574
Amount paid for insurance broker fees0
Insurance broker organization code?4
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892187+006
Policy instance 2
Insurance contract or identification number892187+006
Number of Individuals Covered332
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $29,827
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550358
Policy instance 1
Insurance contract or identification numberL7550358
Number of Individuals Covered54
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $9,817
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberL7550358
Policy instance 1
Insurance contract or identification numberL7550358
Number of Individuals Covered56
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $3,920
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,920
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES COR
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number892187+006
Policy instance 2
Insurance contract or identification number892187+006
Number of Individuals Covered316
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $7,758
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $7,758
Amount paid for insurance broker fees0
Insurance broker organization code?4
Insurance broker nameHEALTHCARE COMMUNITY SECURITIES

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