FORDHAM UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FORDHAM UNIVERSITY PLAN 003 ANNUITY (TDA) PLAN
| Measure | Date | Value |
|---|
| 2017 : FORDHAM UNIVERSITY PLAN 003 ANNUITY (TDA) PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $28,554,989 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $28,554,989 |
| Total transfer of assets from this plan | 2017-12-31 | $298,451,590 |
| Total income from all sources (including contributions) | 2017-12-31 | $54,445,089 |
| Total of all expenses incurred | 2017-12-31 | $13,629,829 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $13,592,651 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $18,330,660 |
| Value of total assets at end of year | 2017-12-31 | $0 |
| Value of total assets at beginning of year | 2017-12-31 | $257,636,330 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $37,178 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $4,702,129 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $4,702,129 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2017-12-31 | 0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2017-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $11,154,120 |
| Participant contributions at beginning of year | 2017-12-31 | $46,359 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $4,987,211 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $7,176,540 |
| Other income not declared elsewhere | 2017-12-31 | $2,857,311 |
| Administrative expenses (other) incurred | 2017-12-31 | $37,178 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $40,815,260 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $257,636,330 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $160,454,026 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $12,533,826 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $79,614,908 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $13,592,651 |
| Did the plan have assets held for investment | 2017-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | KPMG LLP |
| Accountancy firm EIN | 2017-12-31 | 135565207 |
| 2016 : FORDHAM UNIVERSITY PLAN 003 ANNUITY (TDA) PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $9,038,806 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $9,038,806 |
| Total income from all sources (including contributions) | 2016-12-31 | $32,902,514 |
| Total of all expenses incurred | 2016-12-31 | $9,585,582 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $9,582,140 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $18,002,356 |
| Value of total assets at end of year | 2016-12-31 | $257,636,330 |
| Value of total assets at beginning of year | 2016-12-31 | $234,319,398 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,442 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $2,980,206 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $2,980,206 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2016-12-31 | 0 |
| Minimum employer required contribution for this plan year | 2016-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $10,871,234 |
| Participant contributions at end of year | 2016-12-31 | $46,359 |
| Participant contributions at beginning of year | 2016-12-31 | $52,646 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $4,987,211 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $4,267,833 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $7,131,122 |
| Other income not declared elsewhere | 2016-12-31 | $2,881,146 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $23,316,932 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $257,636,330 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $234,319,398 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $3,442 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $160,454,026 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $146,962,880 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $12,533,826 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $10,968,339 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $79,614,908 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $72,067,700 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $9,582,140 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | KPMG LLP |
| Accountancy firm EIN | 2016-12-31 | 135565207 |
| 2015 : FORDHAM UNIVERSITY PLAN 003 ANNUITY (TDA) PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-2,589,672 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-2,589,672 |
| Total income from all sources (including contributions) | 2015-12-31 | $18,844,850 |
| Total of all expenses incurred | 2015-12-31 | $15,007,383 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $14,957,958 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $15,279,255 |
| Value of total assets at end of year | 2015-12-31 | $234,319,398 |
| Value of total assets at beginning of year | 2015-12-31 | $230,481,931 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $49,425 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $3,609,414 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $3,609,414 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2015-12-31 | 0 |
| Minimum employer required contribution for this plan year | 2015-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $10,723,111 |
| Participant contributions at end of year | 2015-12-31 | $52,646 |
| Participant contributions at beginning of year | 2015-12-31 | $79,126 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $4,267,833 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $830,595 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $4,556,144 |
| Other income not declared elsewhere | 2015-12-31 | $2,545,853 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $3,837,467 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $234,319,398 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $230,481,931 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $49,425 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $146,962,880 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $150,177,989 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $10,968,339 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $9,395,249 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $72,067,700 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $69,998,972 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $14,957,958 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | KPMG LLP |
| Accountancy firm EIN | 2015-12-31 | 135565207 |
| 2014 : FORDHAM UNIVERSITY PLAN 003 ANNUITY (TDA) PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $7,043,029 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $7,043,029 |
| Total income from all sources (including contributions) | 2014-12-31 | $26,538,616 |
| Total of all expenses incurred | 2014-12-31 | $11,047,568 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $10,991,893 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $13,064,007 |
| Value of total assets at end of year | 2014-12-31 | $230,481,931 |
| Value of total assets at beginning of year | 2014-12-31 | $214,990,883 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $55,675 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $3,860,432 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $3,860,432 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2014-12-31 | 0 |
| Minimum employer required contribution for this plan year | 2014-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $10,451,702 |
| Participant contributions at end of year | 2014-12-31 | $79,126 |
| Participant contributions at beginning of year | 2014-12-31 | $96,116 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $830,595 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $772,158 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $2,612,305 |
| Other income not declared elsewhere | 2014-12-31 | $2,571,148 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $15,491,048 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $230,481,931 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $214,990,883 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $55,675 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $150,177,989 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $139,369,155 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $9,395,249 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $8,353,484 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $69,998,972 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $66,399,970 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $10,991,893 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | KPMG LLP |
| Accountancy firm EIN | 2014-12-31 | 135565207 |
| 2013 : FORDHAM UNIVERSITY PLAN 003 ANNUITY (TDA) PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $23,242,468 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $23,242,468 |
| Total income from all sources (including contributions) | 2013-12-31 | $40,591,870 |
| Total of all expenses incurred | 2013-12-31 | $9,271,640 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $9,204,911 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $12,132,613 |
| Value of total assets at end of year | 2013-12-31 | $214,990,883 |
| Value of total assets at beginning of year | 2013-12-31 | $183,670,653 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $66,729 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $2,839,779 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $2,839,779 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2013-12-31 | 0 |
| Minimum employer required contribution for this plan year | 2013-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $10,273,610 |
| Participant contributions at end of year | 2013-12-31 | $96,116 |
| Participant contributions at beginning of year | 2013-12-31 | $122,048 |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $772,158 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $731,141 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,859,003 |
| Other income not declared elsewhere | 2013-12-31 | $2,377,010 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $31,320,230 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $214,990,883 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $183,670,653 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $66,729 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $139,369,155 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $112,285,834 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $8,353,484 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $7,057,871 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $66,399,970 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $63,473,759 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $9,204,911 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | KPMG LLP |
| Accountancy firm EIN | 2013-12-31 | 135565207 |
| 2012 : FORDHAM UNIVERSITY PLAN 003 ANNUITY (TDA) PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $12,967,685 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $12,967,685 |
| Total income from all sources (including contributions) | 2012-12-31 | $29,873,495 |
| Total of all expenses incurred | 2012-12-31 | $10,997,925 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $10,968,653 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $13,291,090 |
| Value of total assets at end of year | 2012-12-31 | $183,670,653 |
| Value of total assets at beginning of year | 2012-12-31 | $164,795,083 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $29,272 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,275,631 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,275,631 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2012-12-31 | 0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2012-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $9,685,597 |
| Participant contributions at end of year | 2012-12-31 | $122,048 |
| Participant contributions at beginning of year | 2012-12-31 | $171,454 |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $731,141 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $716,952 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $3,605,493 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $17,415,829 |
| Other income not declared elsewhere | 2012-12-31 | $2,339,089 |
| Administrative expenses (other) incurred | 2012-12-31 | $29,272 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $18,875,570 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $183,670,653 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $164,795,083 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $112,285,834 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $89,708,783 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $7,057,871 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $5,104,437 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $63,473,759 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $51,677,628 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $10,968,653 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | KPMG LLP |
| Accountancy firm EIN | 2012-12-31 | 135565207 |
| 2011 : FORDHAM UNIVERSITY PLAN 003 ANNUITY (TDA) PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-2,638,949 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-2,638,949 |
| Total transfer of assets to this plan | 2011-12-31 | $17,415,829 |
| Total income from all sources (including contributions) | 2011-12-31 | $10,407,725 |
| Total of all expenses incurred | 2011-12-31 | $7,650,894 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $7,644,928 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $10,374,183 |
| Value of total assets at end of year | 2011-12-31 | $164,795,083 |
| Value of total assets at beginning of year | 2011-12-31 | $144,622,423 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $5,966 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $2,672,491 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $2,672,491 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2011-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $8,309,846 |
| Participant contributions at end of year | 2011-12-31 | $171,454 |
| Participant contributions at beginning of year | 2011-12-31 | $117,056 |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $716,952 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $706,120 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $2,064,337 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $17,415,829 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $0 |
| Administrative expenses (other) incurred | 2011-12-31 | $5,966 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $2,756,831 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $164,795,083 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $144,622,423 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $89,708,783 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $90,367,445 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $5,104,437 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $4,279,024 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $51,677,628 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $49,152,778 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $7,644,928 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | KPMG LLP |
| Accountancy firm EIN | 2011-12-31 | 135565207 |
| 2010 : FORDHAM UNIVERSITY PLAN 003 ANNUITY (TDA) PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $10,475,610 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $10,475,610 |
| Total income from all sources (including contributions) | 2010-12-31 | $22,970,393 |
| Total of all expenses incurred | 2010-12-31 | $6,671,119 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $6,666,100 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $10,312,760 |
| Value of total assets at end of year | 2010-12-31 | $144,622,423 |
| Value of total assets at beginning of year | 2010-12-31 | $128,323,149 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $5,019 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $2,182,023 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $2,182,023 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $8,016,919 |
| Participant contributions at end of year | 2010-12-31 | $117,056 |
| Participant contributions at beginning of year | 2010-12-31 | $108,209 |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $706,120 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $668,670 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $2,295,841 |
| Administrative expenses (other) incurred | 2010-12-31 | $5,019 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $16,299,274 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $144,622,423 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $128,323,149 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $90,367,445 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $77,834,371 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $4,279,024 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $3,101,719 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $49,152,778 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $46,610,180 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $6,666,100 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | KPMG LLP |
| Accountancy firm EIN | 2010-12-31 | 135565207 |
