Plan Name | PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | PAUL SCHERER & COMPANY LLP |
Employer identification number (EIN): | 131974840 |
NAIC Classification: | 541211 |
NAIC Description: | Offices of Certified Public Accountants |
Additional information about PAUL SCHERER & COMPANY LLP
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1994-12-30 |
Company Identification Number: | 1880469 |
Legal Registered Office Address: |
80 state street ALBANY United States of America (USA) 12207 |
More information about PAUL SCHERER & COMPANY LLP
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2012-01-01 | STEVEN MARKOVITS | STEVEN MARKOVITS | 2013-02-25 | |
002 | 2011-01-01 | STEVEN MARKOVITS | STEVEN MARKOVITS | 2012-09-19 | |
002 | 2010-01-01 | SHELLY DANIELS | SHELLY DANIELS | 2011-10-12 | |
002 | 2009-01-01 | SHELLY DANIELS | SHELLY DANIELS | 2010-10-11 |
Measure | Date | Value |
---|---|---|
2012: PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 93 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
Total of all active and inactive participants | 2012-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 0 |
Number of participants with account balances | 2012-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 99 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 21 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 71 |
Total of all active and inactive participants | 2011-01-01 | 93 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 93 |
Number of participants with account balances | 2011-01-01 | 87 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 4 |
2010: PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 101 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 70 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 29 |
Total of all active and inactive participants | 2010-01-01 | 99 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 99 |
Number of participants with account balances | 2010-01-01 | 93 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 1 |
2009: PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 109 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 77 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 24 |
Total of all active and inactive participants | 2009-01-01 | 101 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 101 |
Number of participants with account balances | 2009-01-01 | 87 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2012 : PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN 2012 401k financial data | ||
Total income from all sources | 2012-07-11 | $808,317 |
Expenses. Total of all expenses incurred | 2012-07-11 | $13,243,264 |
Benefits paid (including direct rollovers) | 2012-07-11 | $13,242,435 |
Total plan assets at end of year | 2012-07-11 | $0 |
Total plan assets at beginning of year | 2012-07-11 | $12,434,947 |
Value of fidelity bond covering the plan | 2012-07-11 | $500,000 |
Other income received | 2012-07-11 | $808,317 |
Net income (gross income less expenses) | 2012-07-11 | $-12,434,947 |
Net plan assets at end of year (total assets less liabilities) | 2012-07-11 | $0 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-07-11 | $12,434,947 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2012-07-11 | $829 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-07-11 | $0 |
2011 : PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN 2011 401k financial data | ||
Total income from all sources | 2011-12-31 | $867,914 |
Expenses. Total of all expenses incurred | 2011-12-31 | $1,805,691 |
Benefits paid (including direct rollovers) | 2011-12-31 | $1,805,362 |
Total plan assets at end of year | 2011-12-31 | $12,434,947 |
Total plan assets at beginning of year | 2011-12-31 | $13,372,724 |
Value of fidelity bond covering the plan | 2011-12-31 | $500,000 |
Total contributions received or receivable from participants | 2011-12-31 | $799,828 |
Contributions received from other sources (not participants or employers) | 2011-12-31 | $536 |
Other income received | 2011-12-31 | $-101,506 |
Net income (gross income less expenses) | 2011-12-31 | $-937,777 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $12,434,947 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $13,372,724 |
Assets. Value of participant loans | 2011-12-31 | $30,425 |
Total contributions received or receivable from employer(s) | 2011-12-31 | $169,056 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $329 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
2010 : PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN 2010 401k financial data | ||
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $2,473,021 |
Total of all expenses incurred | 2010-12-31 | $488,663 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $488,456 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $826,662 |
Value of total assets at end of year | 2010-12-31 | $13,372,724 |
Value of total assets at beginning of year | 2010-12-31 | $11,388,366 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $207 |
Total interest from all sources | 2010-12-31 | $1,191 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $182,845 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $182,845 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $777,749 |
Participant contributions at end of year | 2010-12-31 | $9,060 |
Participant contributions at beginning of year | 2010-12-31 | $18,407 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $90 |
Administrative expenses (other) incurred | 2010-12-31 | $207 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,984,358 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $13,372,724 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $11,388,366 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $12,566,862 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $10,639,913 |
Interest on participant loans | 2010-12-31 | $1,052 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $796,802 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $730,046 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $730,046 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $139 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,462,323 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $48,823 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $488,456 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | LILLING & COMPANY |
Accountancy firm EIN | 2010-12-31 | 133447681 |
2009 : PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2012: PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN 2012 form 5500 responses | ||
---|---|---|
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | Yes |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: PAUL SCHERER & COMPANY LLP 401(K) SAVINGS PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |