401k Plan data: DF KING & CO., INC. 401(K) SAVINGS PLAN plan

DF KING & CO., INC. 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	DF KING & CO., INC. 401(K) SAVINGS PLAN
Plan identification number	002

DF KING & CO., INC. 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

D.F. KING & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: D.F. KING & CO., INC.

Employer identification number (EIN): 132590221

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DF KING & CO., INC. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01 ARTHUR L. ZUCKER
002 2014-01-01 ARTHUR L. ZUCKER
002 2014-01-01 ARTHUR L. ZUCKER
002 2013-01-01 ARTHUR L. ZUCKER
002 2012-01-01 ARTHUR L. ZUCKER
002 2011-01-01 ARTHUR L. ZUCKER
002 2009-01-01 ARHTUR L. ZUCKER
002 2009-01-01 ARHTUR L. ZUCKER ARTHUR L. ZUCKER 2010-10-06
002 2009-01-01 ARHTUR L. ZUCKER ARTHUR L. ZUCKER 2010-10-05

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2015-01-01	ARTHUR L. ZUCKER
002	2014-01-01	ARTHUR L. ZUCKER
002	2014-01-01	ARTHUR L. ZUCKER
002	2013-01-01	ARTHUR L. ZUCKER
002	2012-01-01	ARTHUR L. ZUCKER
002	2011-01-01	ARTHUR L. ZUCKER
002	2009-01-01	ARHTUR L. ZUCKER
002	2009-01-01	ARHTUR L. ZUCKER	ARTHUR L. ZUCKER	2010-10-06
002	2009-01-01	ARHTUR L. ZUCKER	ARTHUR L. ZUCKER	2010-10-05

Plan Statistics for DF KING & CO., INC. 401(K) SAVINGS PLAN

401k plan membership statisitcs for DF KING & CO., INC. 401(K) SAVINGS PLAN

Measure Date Value
2015: DF KING & CO., INC. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 397
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: DF KING & CO., INC. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 458
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 359
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 38
Total of all active and inactive participants 2014-01-01 397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 397
Number of participants with account balances 2014-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: DF KING & CO., INC. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 484
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 422
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 21
Total of all active and inactive participants 2013-01-01 443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 443
Number of participants with account balances 2013-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: DF KING & CO., INC. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 458
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 460
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 23
Total of all active and inactive participants 2012-01-01 483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 483
Number of participants with account balances 2012-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: DF KING & CO., INC. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 429
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 416
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 19
Total of all active and inactive participants 2011-01-01 435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 435
Number of participants with account balances 2011-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 5
2009: DF KING & CO., INC. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 452
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 414
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 11
Total of all active and inactive participants 2009-01-01 425
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 425
Number of participants with account balances 2009-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 10

Measure	Date	Value
2015: DF KING & CO., INC. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	397
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: DF KING & CO., INC. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	458
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	359
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	38
Total of all active and inactive participants	2014-01-01	397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	397
Number of participants with account balances	2014-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: DF KING & CO., INC. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	484
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	422
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	21
Total of all active and inactive participants	2013-01-01	443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	443
Number of participants with account balances	2013-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: DF KING & CO., INC. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	458
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	460
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	23
Total of all active and inactive participants	2012-01-01	483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	483
Number of participants with account balances	2012-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: DF KING & CO., INC. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	429
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	416
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	19
Total of all active and inactive participants	2011-01-01	435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	435
Number of participants with account balances	2011-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	5
2009: DF KING & CO., INC. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	452
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	414
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	11
Total of all active and inactive participants	2009-01-01	425
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	425
Number of participants with account balances	2009-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	10

Financial Data on DF KING & CO., INC. 401(K) SAVINGS PLAN

Measure	Date	Value
2015 : DF KING & CO., INC. 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total transfer of assets from this plan	2015-06-30	$6,223,785
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$311,489
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$110,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$97,981
Value of total corrective distributions	2015-06-30	$8,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$169,167
Value of total assets at end of year	2015-06-30	$0
Value of total assets at beginning of year	2015-06-30	$6,023,117
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$4,362
Total interest from all sources	2015-06-30	$1,595
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$28,271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$28,271
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$1,500,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$169,167
Participant contributions at end of year	2015-06-30	$0
Participant contributions at beginning of year	2015-06-30	$114,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$200,668
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$6,023,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$4,784,671
Interest on participant loans	2015-06-30	$1,595
Value of interest in common/collective trusts at end of year	2015-06-30	$0
Value of interest in common/collective trusts at beginning of year	2015-06-30	$1,124,272
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$105,518
Net investment gain or loss from common/collective trusts	2015-06-30	$6,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$97,981
Contract administrator fees	2015-06-30	$4,362
Did the plan have assets held for investment	2015-06-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	BENDER CICCOTTO
Accountancy firm EIN	2015-06-30	113177399
2014 : DF KING & CO., INC. 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$822,573
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$230,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$205,807
Value of total corrective distributions	2014-12-31	$22,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$450,918
Value of total assets at end of year	2014-12-31	$6,023,117
Value of total assets at beginning of year	2014-12-31	$5,431,061
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,033
Total interest from all sources	2014-12-31	$4,516
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$327,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$327,971
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$450,918
Participant contributions at end of year	2014-12-31	$114,174
Participant contributions at beginning of year	2014-12-31	$113,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$592,056
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$6,023,117
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,431,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$4,784,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,187,905
Interest on participant loans	2014-12-31	$4,516
Value of interest in common/collective trusts at end of year	2014-12-31	$1,124,272
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,129,642
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$22,225
Net investment gain or loss from common/collective trusts	2014-12-31	$16,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$205,807
Contract administrator fees	2014-12-31	$2,033
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	BENDER CICCOTTO
Accountancy firm EIN	2014-12-31	113177399
2013 : DF KING & CO., INC. 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,366,146
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$280,669
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$278,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$514,619
Value of total assets at end of year	2013-12-31	$5,431,061
Value of total assets at beginning of year	2013-12-31	$4,345,584
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,850
Total interest from all sources	2013-12-31	$4,583
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$162,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$162,347
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$514,619
Participant contributions at end of year	2013-12-31	$113,514
Participant contributions at beginning of year	2013-12-31	$86,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,085,477
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,431,061
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,345,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$4,187,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,215,178
Interest on participant loans	2013-12-31	$4,583
Value of interest in common/collective trusts at end of year	2013-12-31	$1,129,642
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,043,773
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$669,289
Net investment gain or loss from common/collective trusts	2013-12-31	$15,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$278,819
Contract administrator fees	2013-12-31	$1,850
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	BENDER CICCOTTO
Accountancy firm EIN	2013-12-31	113177399
2012 : DF KING & CO., INC. 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$918,926
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$67,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$32,556
Value of total corrective distributions	2012-12-31	$33,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$546,048
Value of total assets at end of year	2012-12-31	$4,345,584
Value of total assets at beginning of year	2012-12-31	$3,493,895
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,435
Total interest from all sources	2012-12-31	$2,932
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$113,033
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$113,033
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$442,375
Participant contributions at end of year	2012-12-31	$86,633
Participant contributions at beginning of year	2012-12-31	$71,713
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$103,673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$851,689
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,345,584
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,493,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,215,178
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,490,473
Interest on participant loans	2012-12-31	$2,932
Value of interest in common/collective trusts at end of year	2012-12-31	$1,043,773
Value of interest in common/collective trusts at beginning of year	2012-12-31	$931,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$238,380
Net investment gain or loss from common/collective trusts	2012-12-31	$18,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$32,556
Contract administrator fees	2012-12-31	$1,435
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BENDER CICCOTTO
Accountancy firm EIN	2012-12-31	113177399
2011 : DF KING & CO., INC. 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$431,683
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$52,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$48,012
Value of total corrective distributions	2011-12-31	$2,229
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$466,059
Value of total assets at end of year	2011-12-31	$3,493,895
Value of total assets at beginning of year	2011-12-31	$3,114,334
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,881
Total interest from all sources	2011-12-31	$2,698
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$64,360
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$64,360
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$466,059
Participant contributions at end of year	2011-12-31	$71,713
Participant contributions at beginning of year	2011-12-31	$72,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$379,561
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,493,895
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,114,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,490,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,273,681
Interest on participant loans	2011-12-31	$2,698
Value of interest in common/collective trusts at end of year	2011-12-31	$931,709
Value of interest in common/collective trusts at beginning of year	2011-12-31	$767,790
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-129,331
Net investment gain or loss from common/collective trusts	2011-12-31	$27,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$48,012
Contract administrator fees	2011-12-31	$1,881
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BENDER CICCOTTO
Accountancy firm EIN	2011-12-31	113177399
2010 : DF KING & CO., INC. 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$682,723
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$878,661
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$220,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$202,964
Value of total corrective distributions	2010-12-31	$14,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$575,569
Value of total assets at end of year	2010-12-31	$3,114,334
Value of total assets at beginning of year	2010-12-31	$1,773,006
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,100
Total interest from all sources	2010-12-31	$1,727
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$38,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$38,663
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$467,462
Participant contributions at end of year	2010-12-31	$72,863
Participant contributions at beginning of year	2010-12-31	$30,870
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$7,504
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$658,605
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,114,334
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,773,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,273,681
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,418,419
Interest on participant loans	2010-12-31	$1,727
Value of interest in common/collective trusts at end of year	2010-12-31	$767,790
Value of interest in common/collective trusts at beginning of year	2010-12-31	$323,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$240,803
Net investment gain or loss from common/collective trusts	2010-12-31	$21,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$100,603
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$202,964
Contract administrator fees	2010-12-31	$2,100
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	BENDER CICCOTTO
Accountancy firm EIN	2010-12-31	113177399
2009 : DF KING & CO., INC. 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DF KING & CO., INC. 401(K) SAVINGS PLAN

2015: DF KING & CO., INC. 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DF KING & CO., INC. 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DF KING & CO., INC. 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DF KING & CO., INC. 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DF KING & CO., INC. 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DF KING & CO., INC. 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	D.F. KING & CO., INC.
Employer identification number (EIN):	132590221
NAIC Classification:	541600