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WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 401k Plan overview

Plan NameWESTCHESTER ARTS COUNCIL, INC. 403B PLAN
Plan identification number 001

WESTCHESTER ARTS COUNCIL, INC. 403B PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ARTSWESTCHESTER, INC. has sponsored the creation of one or more 401k plans.

Company Name:ARTSWESTCHESTER, INC.
Employer identification number (EIN):132604827
NAIC Classification:711300
NAIC Description: Promoters of Performing Arts, Sports, and Similar Events

Additional information about ARTSWESTCHESTER, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1965-12-03
Company Identification Number: 193093
Legal Registered Office Address: 31 MAMARONECK AVENUE
Westchester
WHITE PLAINS
United States of America (USA)
10601

More information about ARTSWESTCHESTER, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WESTCHESTER ARTS COUNCIL, INC. 403B PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MARIE SMITH2023-10-05
0012021-01-01MICHAEL J. MINIHAN2022-09-22
0012020-01-01MICHAEL J. MINIHAN2021-10-14
0012019-01-01MICHAEL J. MINIHAN2020-07-24
0012018-01-01MICHAEL J. MINIHAN2019-10-11
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01SANDRA ORSINO
0012011-01-01SANDRA ORSINO
0012009-01-01SANDRA ORSINO

Plan Statistics for WESTCHESTER ARTS COUNCIL, INC. 403B PLAN

401k plan membership statisitcs for WESTCHESTER ARTS COUNCIL, INC. 403B PLAN

Measure Date Value
2022: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0121
Total number of active participants reported on line 7a of the Form 55002022-01-0119
Total of all active and inactive participants2022-01-0119
Total participants2022-01-0119
Number of participants with account balances2022-01-0119
2021: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0121
Total number of active participants reported on line 7a of the Form 55002021-01-0121
Total of all active and inactive participants2021-01-0121
Total participants2021-01-0121
Number of participants with account balances2021-01-0121
2020: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0121
Total number of active participants reported on line 7a of the Form 55002020-01-0121
Total of all active and inactive participants2020-01-0121
Total participants2020-01-0121
Number of participants with account balances2020-01-0121
2019: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0121
Total number of active participants reported on line 7a of the Form 55002019-01-0121
Total of all active and inactive participants2019-01-0121
Total participants2019-01-0121
Number of participants with account balances2019-01-0121
2018: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0123
Total number of active participants reported on line 7a of the Form 55002018-01-0121
Total of all active and inactive participants2018-01-0121
Total participants2018-01-0121
Number of participants with account balances2018-01-0121
2017: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0123
Total number of active participants reported on line 7a of the Form 55002017-01-0123
Total of all active and inactive participants2017-01-0123
Total participants2017-01-0123
Number of participants with account balances2017-01-0123
2016: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0122
Total number of active participants reported on line 7a of the Form 55002016-01-0123
Total of all active and inactive participants2016-01-0123
Total participants2016-01-0123
Number of participants with account balances2016-01-0123
2015: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0119
Total number of active participants reported on line 7a of the Form 55002015-01-0122
Total of all active and inactive participants2015-01-0122
Total participants2015-01-0122
Number of participants with account balances2015-01-0122
2014: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0117
Total number of active participants reported on line 7a of the Form 55002014-01-0119
Total of all active and inactive participants2014-01-0119
Total participants2014-01-0119
Number of participants with account balances2014-01-0119
2013: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0115
Total number of active participants reported on line 7a of the Form 55002013-01-0117
Total of all active and inactive participants2013-01-0117
Total participants2013-01-0117
Number of participants with account balances2013-01-0117
2012: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0118
Total number of active participants reported on line 7a of the Form 55002012-01-0115
Total of all active and inactive participants2012-01-0115
Total participants2012-01-0115
Number of participants with account balances2012-01-0115
2011: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0120
Total number of active participants reported on line 7a of the Form 55002011-01-0118
Total of all active and inactive participants2011-01-0118
Total participants2011-01-0118
Number of participants with account balances2011-01-0118
2009: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0110
Total number of active participants reported on line 7a of the Form 55002009-01-0110
Number of other retired or separated participants entitled to future benefits2009-01-0112
Total of all active and inactive participants2009-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0122
Number of participants with account balances2009-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on WESTCHESTER ARTS COUNCIL, INC. 403B PLAN

Measure Date Value
2022 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$-672
Total plan liabilities at end of year2022-12-31$21,223
Total plan liabilities at beginning of year2022-12-31$2,772
Total income from all sources2022-12-31$-93,331
Expenses. Total of all expenses incurred2022-12-31$7,520
Total plan assets at end of year2022-12-31$1,096,991
Total plan assets at beginning of year2022-12-31$1,180,063
Expenses. Other expenses not covered elsewhere2022-12-31$160
Other income received2022-12-31$-93,331
Net income (gross income less expenses)2022-12-31$-100,851
Net plan assets at end of year (total assets less liabilities)2022-12-31$1,075,768
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$1,177,291
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$7,360
2021 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2021 401k financial data
Total plan liabilities at end of year2021-12-31$2,772
Total income from all sources2021-12-31$94,653
Expenses. Total of all expenses incurred2021-12-31$9,155
Total plan assets at end of year2021-12-31$1,180,063
Total plan assets at beginning of year2021-12-31$1,091,793
Expenses. Other expenses not covered elsewhere2021-12-31$0
Other income received2021-12-31$94,653
Net income (gross income less expenses)2021-12-31$85,498
Net plan assets at end of year (total assets less liabilities)2021-12-31$1,177,291
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$1,091,793
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$9,155
2020 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$-50,000
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$1,981
Total income from all sources2020-12-31$72,953
Expenses. Total of all expenses incurred2020-12-31$7,814
Total plan assets at end of year2020-12-31$1,091,793
Total plan assets at beginning of year2020-12-31$1,078,635
Expenses. Other expenses not covered elsewhere2020-12-31$0
Other income received2020-12-31$72,953
Net income (gross income less expenses)2020-12-31$65,139
Net plan assets at end of year (total assets less liabilities)2020-12-31$1,091,793
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,076,654
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$7,814
2019 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$1,981
Total plan liabilities at beginning of year2019-12-31$2,122
Total income from all sources2019-12-31$86,350
Expenses. Total of all expenses incurred2019-12-31$6,962
Total plan assets at end of year2019-12-31$1,078,635
Total plan assets at beginning of year2019-12-31$999,388
Expenses. Other expenses not covered elsewhere2019-12-31$0
Other income received2019-12-31$86,350
Net income (gross income less expenses)2019-12-31$79,388
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,076,654
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$997,266
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$6,962
2018 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$-975,817
Total plan liabilities at end of year2018-12-31$2,122
Total plan liabilities at beginning of year2018-12-31$27,245
Total income from all sources2018-12-31$545,899
Expenses. Total of all expenses incurred2018-12-31$463,857
Total plan assets at end of year2018-12-31$999,388
Total plan assets at beginning of year2018-12-31$1,918,286
Total contributions received or receivable from participants2018-12-31$21,630
Expenses. Other expenses not covered elsewhere2018-12-31$0
Other income received2018-12-31$514,966
Net income (gross income less expenses)2018-12-31$82,042
Net plan assets at end of year (total assets less liabilities)2018-12-31$997,266
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,891,041
Total contributions received or receivable from employer(s)2018-12-31$9,303
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$463,857
2017 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$27,245
Total plan liabilities at beginning of year2017-12-31$34,753
Total income from all sources2017-12-31$203,131
Expenses. Total of all expenses incurred2017-12-31$16,691
Total plan assets at end of year2017-12-31$1,918,286
Total plan assets at beginning of year2017-12-31$1,739,354
Total contributions received or receivable from participants2017-12-31$64,127
Expenses. Other expenses not covered elsewhere2017-12-31$0
Other income received2017-12-31$113,587
Net income (gross income less expenses)2017-12-31$186,440
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,891,041
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,704,601
Total contributions received or receivable from employer(s)2017-12-31$25,417
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$16,691
2016 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$-344,239
Total plan liabilities at end of year2016-12-31$34,753
Total plan liabilities at beginning of year2016-12-31$1,819
Total income from all sources2016-12-31$196,431
Expenses. Total of all expenses incurred2016-12-31$14,388
Total plan assets at end of year2016-12-31$1,739,354
Total plan assets at beginning of year2016-12-31$1,868,616
Total contributions received or receivable from participants2016-12-31$75,260
Expenses. Other expenses not covered elsewhere2016-12-31$602
Other income received2016-12-31$91,499
Net income (gross income less expenses)2016-12-31$182,043
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,704,601
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,866,797
Total contributions received or receivable from employer(s)2016-12-31$29,672
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$13,786
2015 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$100,000
Total plan liabilities at end of year2015-12-31$1,819
Total plan liabilities at beginning of year2015-12-31$1,731
Total income from all sources2015-12-31$91,217
Expenses. Total of all expenses incurred2015-12-31$19,632
Total plan assets at end of year2015-12-31$1,868,616
Total plan assets at beginning of year2015-12-31$1,696,943
Total contributions received or receivable from participants2015-12-31$84,573
Expenses. Other expenses not covered elsewhere2015-12-31$0
Other income received2015-12-31$-26,839
Net income (gross income less expenses)2015-12-31$71,585
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,866,797
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,695,212
Total contributions received or receivable from employer(s)2015-12-31$33,483
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$19,632
2014 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$-148
Total plan liabilities at end of year2014-12-31$1,731
Total income from all sources2014-12-31$188,221
Expenses. Total of all expenses incurred2014-12-31$21,484
Total plan assets at end of year2014-12-31$1,696,943
Total plan assets at beginning of year2014-12-31$1,528,623
Total contributions received or receivable from participants2014-12-31$79,264
Expenses. Other expenses not covered elsewhere2014-12-31$0
Other income received2014-12-31$74,596
Net income (gross income less expenses)2014-12-31$166,737
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,695,212
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,528,623
Total contributions received or receivable from employer(s)2014-12-31$34,361
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$21,484
2013 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$-50,000
Total plan liabilities at beginning of year2013-12-31$23,850
Total income from all sources2013-12-31$373,500
Expenses. Total of all expenses incurred2013-12-31$20,244
Total plan assets at end of year2013-12-31$1,528,623
Total plan assets at beginning of year2013-12-31$1,249,217
Total contributions received or receivable from participants2013-12-31$71,418
Expenses. Other expenses not covered elsewhere2013-12-31$0
Other income received2013-12-31$271,829
Net income (gross income less expenses)2013-12-31$353,256
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,528,623
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,225,367
Total contributions received or receivable from employer(s)2013-12-31$30,253
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$20,244
2012 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$1,329
Total plan liabilities at end of year2012-12-31$23,850
Total plan liabilities at beginning of year2012-12-31$7,164
Total income from all sources2012-12-31$203,589
Expenses. Total of all expenses incurred2012-12-31$43,839
Benefits paid (including direct rollovers)2012-12-31$23,850
Total plan assets at end of year2012-12-31$1,249,217
Total plan assets at beginning of year2012-12-31$1,071,452
Total contributions received or receivable from participants2012-12-31$68,021
Expenses. Other expenses not covered elsewhere2012-12-31$1,090
Other income received2012-12-31$105,766
Net income (gross income less expenses)2012-12-31$159,750
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,225,367
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,064,288
Assets. Value of participant loans2012-12-31$6,155
Total contributions received or receivable from employer(s)2012-12-31$29,802
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$18,899
2011 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$-9,904
Total plan liabilities at end of year2011-12-31$7,164
Total plan liabilities at beginning of year2011-12-31$6,009
Total income from all sources2011-12-31$67,770
Expenses. Total of all expenses incurred2011-12-31$15,782
Total plan assets at end of year2011-12-31$1,071,452
Total plan assets at beginning of year2011-12-31$1,028,213
Total contributions received or receivable from participants2011-12-31$68,346
Other income received2011-12-31$-30,206
Net income (gross income less expenses)2011-12-31$51,988
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,064,288
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,022,204
Total contributions received or receivable from employer(s)2011-12-31$29,630
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$15,782
2010 : WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$-79,917
Total plan liabilities at end of year2010-12-31$6,009
Total income from all sources2010-12-31$192,081
Expenses. Total of all expenses incurred2010-12-31$16,064
Total plan assets at end of year2010-12-31$1,028,213
Total plan assets at beginning of year2010-12-31$926,104
Total contributions received or receivable from participants2010-12-31$69,731
Other income received2010-12-31$94,340
Net income (gross income less expenses)2010-12-31$176,017
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,022,204
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$926,104
Total contributions received or receivable from employer(s)2010-12-31$28,010
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$16,064

Form 5500 Responses for WESTCHESTER ARTS COUNCIL, INC. 403B PLAN

2022: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan funding arrangement – General assets of the sponsorYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2021: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan funding arrangement – General assets of the sponsorYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2020: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan funding arrangement – General assets of the sponsorYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2019: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan funding arrangement – General assets of the sponsorYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2018: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan funding arrangement – General assets of the sponsorYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2017: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan funding arrangement – General assets of the sponsorYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2016: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan funding arrangement – General assets of the sponsorYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2015: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan funding arrangement – General assets of the sponsorYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2014: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan funding arrangement – General assets of the sponsorYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2013: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan funding arrangement – General assets of the sponsorYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2012: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan funding arrangement – General assets of the sponsorYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2011: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan funding arrangement – General assets of the sponsorYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2009: WESTCHESTER ARTS COUNCIL, INC. 403B PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan funding arrangement – General assets of the sponsorYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number700473 0001
Policy instance 1
Insurance contract or identification number700473 0001
Number of Individuals Covered19
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number700473 0001
Policy instance 1
Insurance contract or identification number700473 0001
Number of Individuals Covered21
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number700473 0001
Policy instance 1
Insurance contract or identification number700473 0001
Number of Individuals Covered21
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number700473 0001
Policy instance 1
Insurance contract or identification number700473 0001
Number of Individuals Covered21
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number700473 0001
Policy instance 1
Insurance contract or identification number700473 0001
Number of Individuals Covered21
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $900
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $525
Insurance broker organization code?3
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number700473 0001
Policy instance 1
Insurance contract or identification number700473 0001
Number of Individuals Covered23
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,488
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,530
Insurance broker organization code?3
Insurance broker nameJ. WINNER
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number700473 0001
Policy instance 1
Insurance contract or identification number700473 0001
Number of Individuals Covered22
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,641
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,277
Insurance broker organization code?3
Insurance broker nameJ QUIRK
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number700473 0001
Policy instance 1
Insurance contract or identification number700473 0001
Number of Individuals Covered19
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,849
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,838
Insurance broker organization code?3
Insurance broker nameT FOLEY, CLU
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number700473 0001
Policy instance 1
Insurance contract or identification number700473 0001
Number of Individuals Covered17
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,035
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,740
Insurance broker organization code?3
Insurance broker nameT FOLEY, CLU
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number700473 001
Policy instance 1
Insurance contract or identification number700473 001
Number of Individuals Covered15
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,348
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,418
Insurance broker organization code?3
Insurance broker nameJ WINNER
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number700473 001
Policy instance 1
Insurance contract or identification number700473 001
Number of Individuals Covered18
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $6,634
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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