401k Plan data: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN plan

UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 401k Plan overview

Plan Name	UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN
Plan identification number	001

UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UMG RECORDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name: UMG RECORDINGS, INC.

Employer identification number (EIN): 132613071

NAIC Classification: 512200
NAIC Description: Sound Recording Industries

Additional information about UMG RECORDINGS, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2000-01-18

Company Identification Number: 0012984606

Legal Registered Office Address: 800 3RD AVE FL 3 C/O VIVENDI TAX

NEW YORK
United States of America (USA)
10022

More information about UMG RECORDINGS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 IVY COLBERT JASON GALLIEN 2018-10-15
001 2016-01-01 IVY COLBERT JASON GALLIEN 2017-10-05
001 2015-01-01 IVY COLBERT JASON GALLIEN 2016-10-10
001 2014-01-01 IVY COLBERT JASON GALLIEN 2015-10-09
001 2013-01-01 IVY COLBERT JASON GALLIEN 2014-10-06
001 2012-01-01 IVY COLBERT JASON GALLIEN 2013-10-24
001 2011-01-01 IVY COLBERT JASON GALLIEN 2012-10-12
001 2009-01-01 IVY COLBERT CHARLES C. CIONGOLI 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	IVY COLBERT	JASON GALLIEN	2018-10-15
001	2016-01-01	IVY COLBERT	JASON GALLIEN	2017-10-05
001	2015-01-01	IVY COLBERT	JASON GALLIEN	2016-10-10
001	2014-01-01	IVY COLBERT	JASON GALLIEN	2015-10-09
001	2013-01-01	IVY COLBERT	JASON GALLIEN	2014-10-06
001	2012-01-01	IVY COLBERT	JASON GALLIEN	2013-10-24
001	2011-01-01	IVY COLBERT	JASON GALLIEN	2012-10-12
001	2009-01-01	IVY COLBERT	CHARLES C. CIONGOLI	2010-10-13

Plan Statistics for UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN

401k plan membership statisitcs for UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2017: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 3,393
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 3,195
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2,492
Number of retired or separated participants receiving benefits 2016-01-01 7
Number of other retired or separated participants entitled to future benefits 2016-01-01 891
Total of all active and inactive participants 2016-01-01 3,390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 3
Total participants 2016-01-01 3,393
Number of participants with account balances 2016-01-01 3,317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 189
2015: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3,136
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2,358
Number of retired or separated participants receiving benefits 2015-01-01 4
Number of other retired or separated participants entitled to future benefits 2015-01-01 829
Total of all active and inactive participants 2015-01-01 3,191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 4
Total participants 2015-01-01 3,195
Number of participants with account balances 2015-01-01 3,136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 143
2014: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3,149
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2,316
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 817
Total of all active and inactive participants 2014-01-01 3,135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 3,136
Number of participants with account balances 2014-01-01 3,088
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 155
2013: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,526
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,352
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 795
Total of all active and inactive participants 2013-01-01 3,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 3,149
Number of participants with account balances 2013-01-01 3,092
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 125
2012: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,562
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,807
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 719
Total of all active and inactive participants 2012-01-01 2,526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 2,526
Number of participants with account balances 2012-01-01 2,487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 145
2011: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,756
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,918
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 642
Total of all active and inactive participants 2011-01-01 2,560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 2,562
Number of participants with account balances 2011-01-01 2,510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 181
2009: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 3,530
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,537
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 406
Total of all active and inactive participants 2009-01-01 2,943
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 2,944
Number of participants with account balances 2009-01-01 2,907
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 228

Measure	Date	Value
2017: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	3,393
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	3,195
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2,492
Number of retired or separated participants receiving benefits	2016-01-01	7
Number of other retired or separated participants entitled to future benefits	2016-01-01	891
Total of all active and inactive participants	2016-01-01	3,390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	3
Total participants	2016-01-01	3,393
Number of participants with account balances	2016-01-01	3,317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	189
2015: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3,136
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2,358
Number of retired or separated participants receiving benefits	2015-01-01	4
Number of other retired or separated participants entitled to future benefits	2015-01-01	829
Total of all active and inactive participants	2015-01-01	3,191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	4
Total participants	2015-01-01	3,195
Number of participants with account balances	2015-01-01	3,136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	143
2014: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3,149
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,316
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	817
Total of all active and inactive participants	2014-01-01	3,135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	3,136
Number of participants with account balances	2014-01-01	3,088
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	155
2013: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,526
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,352
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	795
Total of all active and inactive participants	2013-01-01	3,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	3,149
Number of participants with account balances	2013-01-01	3,092
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	125
2012: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,562
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,807
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	719
Total of all active and inactive participants	2012-01-01	2,526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	2,526
Number of participants with account balances	2012-01-01	2,487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	145
2011: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,756
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,918
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	642
Total of all active and inactive participants	2011-01-01	2,560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	2,562
Number of participants with account balances	2011-01-01	2,510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	181
2009: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	3,530
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,537
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	406
Total of all active and inactive participants	2009-01-01	2,943
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	2,944
Number of participants with account balances	2009-01-01	2,907
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	228

Financial Data on UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN

Measure	Date	Value
2017 : UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-28	$0
Total transfer of assets from this plan	2017-12-28	$111,335,989
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-28	$0
Total income from all sources (including contributions)	2017-12-28	$23,676,690
Total loss/gain on sale of assets	2017-12-28	$0
Total of all expenses incurred	2017-12-28	$6,233,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-28	$6,202,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-28	$9,447,882
Value of total assets at end of year	2017-12-28	$0
Value of total assets at beginning of year	2017-12-28	$93,893,185
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-28	$31,501
Total interest from all sources	2017-12-28	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-12-28	$1,709,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-28	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-28	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-28	$1,709,483
Was this plan covered by a fidelity bond	2017-12-28	Yes
Value of fidelity bond cover	2017-12-28	$500,000
If this is an individual account plan, was there a blackout period	2017-12-28	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-28	No
Other income not declared elsewhere	2017-12-28	$1,024
Administrative expenses (other) incurred	2017-12-28	$31,501
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-28	No
Value of net income/loss	2017-12-28	$17,442,804
Value of net assets at end of year (total assets less liabilities)	2017-12-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-28	$93,893,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-28	No
Were any leases to which the plan was party in default or uncollectible	2017-12-28	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-28	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-28	$71,499,369
Value of interest in common/collective trusts at end of year	2017-12-28	$0
Value of interest in common/collective trusts at beginning of year	2017-12-28	$21,745,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-28	$12,112,605
Net investment gain or loss from common/collective trusts	2017-12-28	$405,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-28	No
Was there a failure to transmit to the plan any participant contributions	2017-12-28	No
Has the plan failed to provide any benefit when due under the plan	2017-12-28	No
Contributions received in cash from employer	2017-12-28	$9,447,882
Employer contributions (assets) at end of year	2017-12-28	$0
Employer contributions (assets) at beginning of year	2017-12-28	$647,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-28	$6,202,385
Did the plan have assets held for investment	2017-12-28	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-28	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-28	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-28	Disclaimer
Accountancy firm name	2017-12-28	FARBER HASS HURLEY LLP
Accountancy firm EIN	2017-12-28	204207759
2016 : UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$15,002,294
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$5,199,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$5,146,086
Value of total corrective distributions	2016-12-31	$67
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$8,876,981
Value of total assets at end of year	2016-12-31	$93,893,185
Value of total assets at beginning of year	2016-12-31	$84,090,044
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$53,000
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,803,138
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,803,138
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$587
Other income not declared elsewhere	2016-12-31	$161
Administrative expenses (other) incurred	2016-12-31	$53,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$9,803,141
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$93,893,185
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$84,090,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$71,499,369
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$61,771,883
Value of interest in common/collective trusts at end of year	2016-12-31	$21,745,840
Value of interest in common/collective trusts at beginning of year	2016-12-31	$21,701,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,897,985
Net investment gain or loss from common/collective trusts	2016-12-31	$424,029
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$8,876,981
Employer contributions (assets) at end of year	2016-12-31	$647,976
Employer contributions (assets) at beginning of year	2016-12-31	$616,318
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$5,145,499
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	FARBER HASS HURLEY LLP
Accountancy firm EIN	2016-12-31	204207759
2015 : UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$7,477,125
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$6,726,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$6,678,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$8,420,672
Value of total assets at end of year	2015-12-31	$84,090,044
Value of total assets at beginning of year	2015-12-31	$83,339,277
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$47,540
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$2,325,592
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,325,592
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$576
Other income not declared elsewhere	2015-12-31	$1,284
Administrative expenses (other) incurred	2015-12-31	$47,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$750,767
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$84,090,044
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$83,339,277
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$61,771,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$59,320,141
Value of interest in common/collective trusts at end of year	2015-12-31	$21,701,843
Value of interest in common/collective trusts at beginning of year	2015-12-31	$23,500,792
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-3,002,894
Net investment gain or loss from common/collective trusts	2015-12-31	$-267,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$8,420,672
Employer contributions (assets) at end of year	2015-12-31	$616,318
Employer contributions (assets) at beginning of year	2015-12-31	$518,344
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$6,678,242
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RSM US LLP
Accountancy firm EIN	2015-12-31	420714325
2014 : UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$13,422,585
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$6,037,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,989,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$8,679,066
Value of total assets at end of year	2014-12-31	$83,339,277
Value of total assets at beginning of year	2014-12-31	$75,954,548
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$48,400
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,439,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,439,247
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$110
Other income not declared elsewhere	2014-12-31	$1,880
Administrative expenses (other) incurred	2014-12-31	$48,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$7,384,729
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$83,339,277
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$75,954,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$59,320,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$52,206,561
Value of interest in common/collective trusts at end of year	2014-12-31	$23,500,792
Value of interest in common/collective trusts at beginning of year	2014-12-31	$23,141,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,813,449
Net investment gain or loss from common/collective trusts	2014-12-31	$488,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$8,679,066
Employer contributions (assets) at end of year	2014-12-31	$518,344
Employer contributions (assets) at beginning of year	2014-12-31	$606,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,989,346
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MCGLADREY, LLP
Accountancy firm EIN	2014-12-31	420714325
2013 : UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$17,002,463
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$4,422,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,373,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$8,046,602
Value of total assets at end of year	2013-12-31	$75,954,548
Value of total assets at beginning of year	2013-12-31	$63,374,735
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$49,085
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,037,657
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,037,657
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$42,895
Other income not declared elsewhere	2013-12-31	$1,458
Administrative expenses (other) incurred	2013-12-31	$49,085
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$12,579,813
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$75,954,548
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$63,374,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$52,206,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$39,296,662
Value of interest in common/collective trusts at end of year	2013-12-31	$23,141,181
Value of interest in common/collective trusts at beginning of year	2013-12-31	$23,599,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$8,057,608
Net investment gain or loss from common/collective trusts	2013-12-31	$-140,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$8,046,602
Employer contributions (assets) at end of year	2013-12-31	$606,806
Employer contributions (assets) at beginning of year	2013-12-31	$478,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,330,670
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCGLADREY, LLP
Accountancy firm EIN	2013-12-31	420714325
2012 : UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$12,110,312
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$5,675,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,633,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$6,505,102
Value of total assets at end of year	2012-12-31	$63,374,735
Value of total assets at beginning of year	2012-12-31	$56,939,688
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$41,660
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$984,837
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$984,837
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Other income not declared elsewhere	2012-12-31	$38,416
Administrative expenses (other) incurred	2012-12-31	$41,660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$6,435,047
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$63,374,735
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$56,939,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$39,296,662
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$33,092,672
Value of interest in common/collective trusts at end of year	2012-12-31	$23,599,641
Value of interest in common/collective trusts at beginning of year	2012-12-31	$23,354,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,952,882
Net investment gain or loss from common/collective trusts	2012-12-31	$629,075
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$6,505,102
Employer contributions (assets) at end of year	2012-12-31	$478,432
Employer contributions (assets) at beginning of year	2012-12-31	$492,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,633,605
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCGLADREY, LLP
Accountancy firm EIN	2012-12-31	420714325
2011 : UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$7,075,389
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$5,911,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$5,871,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,638,819
Value of total assets at end of year	2011-12-31	$56,939,688
Value of total assets at beginning of year	2011-12-31	$55,776,017
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$39,993
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$747,158
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$747,158
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$601
Other income not declared elsewhere	2011-12-31	$475
Administrative expenses (other) incurred	2011-12-31	$39,993
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,163,671
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$56,939,688
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$55,776,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$33,092,672
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$32,499,465
Value of interest in common/collective trusts at end of year	2011-12-31	$23,354,225
Value of interest in common/collective trusts at beginning of year	2011-12-31	$22,609,065
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,157,081
Net investment gain or loss from common/collective trusts	2011-12-31	$846,018
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$6,638,819
Employer contributions (assets) at end of year	2011-12-31	$492,791
Employer contributions (assets) at beginning of year	2011-12-31	$667,487
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$5,871,124
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCGLADREY, LLP
Accountancy firm EIN	2011-12-31	420714325
2010 : UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$12,738,055
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$4,664,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,623,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$7,556,822
Value of total assets at end of year	2010-12-31	$55,776,017
Value of total assets at beginning of year	2010-12-31	$47,702,108
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$40,637
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$766,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$766,656
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$14,980
Other income not declared elsewhere	2010-12-31	$937
Administrative expenses (other) incurred	2010-12-31	$40,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$8,073,909
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$55,776,017
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$47,702,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$32,499,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$25,748,485
Value of interest in common/collective trusts at end of year	2010-12-31	$22,609,065
Value of interest in common/collective trusts at beginning of year	2010-12-31	$21,877,623
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,370,720
Net investment gain or loss from common/collective trusts	2010-12-31	$1,042,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$7,556,822
Employer contributions (assets) at end of year	2010-12-31	$667,487
Employer contributions (assets) at beginning of year	2010-12-31	$76,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,608,529
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCGLADREY & PULLEN, LLP
Accountancy firm EIN	2010-12-31	420714325

Form 5500 Responses for UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN

2017: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSAL MUSIC GROUP RETIREMENT SAVINGS AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

UNIVERSAL MUSIC COMPANY INC PROFIT SHARING PLAN [EIN = 841487620]

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Company Name:	UMG RECORDINGS, INC.
Employer identification number (EIN):	132613071
NAIC Classification:	512200
NAIC Description:	Sound Recording Industries

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2000-01-18
Company Identification Number:	0012984606
Legal Registered Office Address:	800 3RD AVE FL 3 C/O VIVENDI TAX NEW YORK United States of America (USA) 10022