401k Plan data: TOPPAN RETIREMENT PLAN plan

TOPPAN RETIREMENT PLAN 401k Plan overview

Plan Name	TOPPAN RETIREMENT PLAN
Plan identification number	001

TOPPAN RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TOPPAN PRINTING COMPANY AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name: TOPPAN PRINTING COMPANY AMERICA, INC.

Employer identification number (EIN): 132684076

NAIC Classification: 323100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TOPPAN RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 KEVIN SMITH KEVIN SMITH 2015-09-11
001 2013-01-01 JOHN LEE JOHN LEE 2014-10-13
001 2012-01-01 JOHN LEE JOHN LEE 2013-10-04
001 2011-01-01 JOHN LEE
001 2010-01-01 JOHN LEE
001 2009-01-01 JOHN LEE
001 2009-01-01 JOHN LEE JOHN LEE 2010-10-13
001 2008-01-01 JOHN LEE
001 2008-01-01 JOHN LEE JOHN LEE 2014-01-09

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	KEVIN SMITH	KEVIN SMITH	2015-09-11
001	2013-01-01	JOHN LEE	JOHN LEE	2014-10-13
001	2012-01-01	JOHN LEE	JOHN LEE	2013-10-04
001	2011-01-01	JOHN LEE
001	2010-01-01	JOHN LEE
001	2009-01-01	JOHN LEE
001	2009-01-01	JOHN LEE	JOHN LEE	2010-10-13
001	2008-01-01	JOHN LEE
001	2008-01-01	JOHN LEE	JOHN LEE	2014-01-09

Plan Statistics for TOPPAN RETIREMENT PLAN

401k plan membership statisitcs for TOPPAN RETIREMENT PLAN

Measure Date Value
2014: TOPPAN RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 310
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 236
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 51
Total of all active and inactive participants 2014-01-01 287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 287
Number of participants with account balances 2014-01-01 210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: TOPPAN RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 310
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 228
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 66
Total of all active and inactive participants 2013-01-01 294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 296
Number of participants with account balances 2013-01-01 227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: TOPPAN RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 294
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 225
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 74
Total of all active and inactive participants 2012-01-01 299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 300
Number of participants with account balances 2012-01-01 231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: TOPPAN RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 316
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 172
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 93
Total of all active and inactive participants 2011-01-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 266
Number of participants with account balances 2011-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: TOPPAN RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 397
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 243
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 64
Total of all active and inactive participants 2010-01-01 307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 307
Number of participants with account balances 2010-01-01 252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 5
2009: TOPPAN RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 400
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 244
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 142
Total of all active and inactive participants 2009-01-01 386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 386
Number of participants with account balances 2009-01-01 336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3
Number of employers contributing to the scheme 2009-01-01 2
2008: TOPPAN RETIREMENT PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 439
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 324
Number of retired or separated participants receiving benefits 2008-01-01 0
Number of other retired or separated participants entitled to future benefits 2008-01-01 37
Total of all active and inactive participants 2008-01-01 361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-01-01 0
Total participants 2008-01-01 361
Number of participants with account balances 2008-01-01 361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-01-01 16

Measure	Date	Value
2014: TOPPAN RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	310
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	236
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	51
Total of all active and inactive participants	2014-01-01	287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	287
Number of participants with account balances	2014-01-01	210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: TOPPAN RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	310
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	228
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	66
Total of all active and inactive participants	2013-01-01	294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	296
Number of participants with account balances	2013-01-01	227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: TOPPAN RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	294
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	225
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	74
Total of all active and inactive participants	2012-01-01	299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	300
Number of participants with account balances	2012-01-01	231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: TOPPAN RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	316
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	172
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	93
Total of all active and inactive participants	2011-01-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	266
Number of participants with account balances	2011-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: TOPPAN RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	397
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	243
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	64
Total of all active and inactive participants	2010-01-01	307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	307
Number of participants with account balances	2010-01-01	252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	5
2009: TOPPAN RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	400
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	244
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	142
Total of all active and inactive participants	2009-01-01	386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	386
Number of participants with account balances	2009-01-01	336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3
Number of employers contributing to the scheme	2009-01-01	2
2008: TOPPAN RETIREMENT PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	439
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	324
Number of retired or separated participants receiving benefits	2008-01-01	0
Number of other retired or separated participants entitled to future benefits	2008-01-01	37
Total of all active and inactive participants	2008-01-01	361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-01-01	0
Total participants	2008-01-01	361
Number of participants with account balances	2008-01-01	361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-01-01	16

Financial Data on TOPPAN RETIREMENT PLAN

Measure	Date	Value
2014 : TOPPAN RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,931,562
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,128,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,125,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$841,704
Value of total assets at end of year	2014-12-31	$20,130,191
Value of total assets at beginning of year	2014-12-31	$21,327,085
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,400
Total interest from all sources	2014-12-31	$35,637
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$726,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$726,471
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$501,616
Participant contributions at end of year	2014-12-31	$850,278
Participant contributions at beginning of year	2014-12-31	$782,386
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$5,047
Administrative expenses (other) incurred	2014-12-31	$3,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-1,196,894
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$20,130,191
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$21,327,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$15,587,234
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$16,198,738
Interest on participant loans	2014-12-31	$35,637
Value of interest in common/collective trusts at end of year	2014-12-31	$3,555,031
Value of interest in common/collective trusts at beginning of year	2014-12-31	$4,345,961
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$265,413
Net investment gain or loss from common/collective trusts	2014-12-31	$62,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$335,041
Employer contributions (assets) at end of year	2014-12-31	$137,648
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,125,056
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BABUSH NEIMAN KORNMAN & JOHNSON LLP
Accountancy firm EIN	2014-12-31	580942047
2013 : TOPPAN RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$7,066
Total income from all sources (including contributions)	2013-12-31	$4,012,422
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,414,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,307,761
Value of total corrective distributions	2013-12-31	$7,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$932,414
Value of total assets at end of year	2013-12-31	$21,327,085
Value of total assets at beginning of year	2013-12-31	$19,736,009
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$98,643
Total interest from all sources	2013-12-31	$31,941
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$527,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$527,620
Administrative expenses professional fees incurred	2013-12-31	$95,780
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$483,061
Participant contributions at end of year	2013-12-31	$782,386
Participant contributions at beginning of year	2013-12-31	$782,632
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$245,465
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$7,066
Administrative expenses (other) incurred	2013-12-31	$2,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,598,142
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$21,327,085
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$19,728,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$16,198,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$13,981,934
Interest on participant loans	2013-12-31	$31,941
Value of interest in common/collective trusts at end of year	2013-12-31	$4,345,961
Value of interest in common/collective trusts at beginning of year	2013-12-31	$4,899,353
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,579,909
Net investment gain or loss from common/collective trusts	2013-12-31	$-59,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$203,888
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$72,090
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,307,761
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ROSENBERG RICH BAKER BERMAN & CO
Accountancy firm EIN	2013-12-31	223271252
2012 : TOPPAN RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$7,066
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,407,736
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,787,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,740,840
Value of total corrective distributions	2012-12-31	$7,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,142,071
Value of total assets at end of year	2012-12-31	$19,736,009
Value of total assets at beginning of year	2012-12-31	$18,108,614
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$39,501
Total interest from all sources	2012-12-31	$31,787
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$395,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$395,305
Administrative expenses professional fees incurred	2012-12-31	$35,378
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$391,486
Participant contributions at end of year	2012-12-31	$782,632
Participant contributions at beginning of year	2012-12-31	$727,750
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,565,198
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$7,066
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$4,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,620,329
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$19,728,943
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$18,108,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,981,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$13,339,820
Interest on participant loans	2012-12-31	$31,787
Value of interest in common/collective trusts at end of year	2012-12-31	$4,899,353
Value of interest in common/collective trusts at beginning of year	2012-12-31	$4,006,659
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,690,078
Net investment gain or loss from common/collective trusts	2012-12-31	$148,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$185,387
Employer contributions (assets) at end of year	2012-12-31	$72,090
Employer contributions (assets) at beginning of year	2012-12-31	$34,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,740,840
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ROSENBERG RICH BAKER BERMAN & CO
Accountancy firm EIN	2012-12-31	223271252
2011 : TOPPAN RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$613,485
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,630,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,620,534
Value of total corrective distributions	2011-12-31	$7,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$688,382
Value of total assets at end of year	2011-12-31	$17,934,498
Value of total assets at beginning of year	2011-12-31	$20,952,006
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,050
Total interest from all sources	2011-12-31	$46,849
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$335,047
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$465,604
Participant contributions at end of year	2011-12-31	$710,597
Participant contributions at beginning of year	2011-12-31	$1,068,516
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$87,161
Other income not declared elsewhere	2011-12-31	$-824,532
Administrative expenses (other) incurred	2011-12-31	$3,050
Liabilities. Value of operating payables at end of year	2011-12-31	$0
Liabilities. Value of operating payables at beginning of year	2011-12-31	$6,374
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-3,017,508
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$17,934,498
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$20,952,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$3,050
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$13,356,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$15,747,961
Interest on participant loans	2011-12-31	$46,849
Value of interest in common/collective trusts at end of year	2011-12-31	$3,866,928
Value of interest in common/collective trusts at beginning of year	2011-12-31	$4,135,529
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$579,790
Net investment gain or loss from common/collective trusts	2011-12-31	$122,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$135,617
Employer contributions (assets) at end of year	2011-12-31	$34,385
Employer contributions (assets) at beginning of year	2011-12-31	$27,664
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,620,534
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ROSENBERG RICH BAKER BERMAN & CO
Accountancy firm EIN	2011-12-31	223271252
2010 : TOPPAN RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,922,623
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,095,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,089,173
Value of total corrective distributions	2010-12-31	$2,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$682,520
Value of total assets at end of year	2010-12-31	$20,952,006
Value of total assets at beginning of year	2010-12-31	$19,125,262
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$4,009
Total interest from all sources	2010-12-31	$56,489
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$284,259
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$284,259
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$552,832
Participant contributions at end of year	2010-12-31	$1,068,516
Participant contributions at beginning of year	2010-12-31	$970,074
Administrative expenses (other) incurred	2010-12-31	$4,009
Liabilities. Value of operating payables at end of year	2010-12-31	$6,374
Liabilities. Value of operating payables at beginning of year	2010-12-31	$6,082
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,826,744
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$20,952,006
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$19,125,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$15,747,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$14,336,936
Interest on participant loans	2010-12-31	$56,489
Value of interest in common/collective trusts at end of year	2010-12-31	$4,135,529
Value of interest in common/collective trusts at beginning of year	2010-12-31	$3,818,252
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,748,759
Net investment gain or loss from common/collective trusts	2010-12-31	$150,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$129,688
Employer contributions (assets) at end of year	2010-12-31	$27,664
Employer contributions (assets) at beginning of year	2010-12-31	$14,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,089,173
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ROSENBERG RICH BAKER BERMAN & CO
Accountancy firm EIN	2010-12-31	223271252
2009 : TOPPAN RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$19
2008 : TOPPAN RETIREMENT PLAN 2008 401k financial data
Total unrealized appreciation/depreciation of assets	2008-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2008-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2008-12-31	$0
Total income from all sources (including contributions)	2008-12-31	$-4,213,028
Total loss/gain on sale of assets	2008-12-31	$0
Total of all expenses incurred	2008-12-31	$806,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2008-12-31	$798,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2008-12-31	$1,172,567
Value of total assets at end of year	2008-12-31	$16,019,039
Value of total assets at beginning of year	2008-12-31	$21,038,823
Total of administrative expenses incurred including professional, contract, advisory and management fees	2008-12-31	$7,850
Total interest from all sources	2008-12-31	$76,131
Total dividends received (eg from common stock, registered investment company shares)	2008-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2008-12-31	No
Administrative expenses professional fees incurred	2008-12-31	$7,850
Was this plan covered by a fidelity bond	2008-12-31	Yes
Value of fidelity bond cover	2008-12-31	$500,000
If this is an individual account plan, was there a blackout period	2008-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2008-12-31	No
Contributions received from participants	2008-12-31	$783,153
Participant contributions at end of year	2008-12-31	$989,464
Participant contributions at beginning of year	2008-12-31	$970,915
Participant contributions at end of year	2008-12-31	$18,590
Participant contributions at beginning of year	2008-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2008-12-31	$3,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2008-12-31	No
Value of net income/loss	2008-12-31	$-5,019,784
Value of net assets at end of year (total assets less liabilities)	2008-12-31	$16,019,039
Value of net assets at beginning of year (total assets less liabilities)	2008-12-31	$21,038,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2008-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2008-12-31	No
Were any leases to which the plan was party in default or uncollectible	2008-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2008-12-31	$10,474,463
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2008-12-31	$16,850,210
Interest on participant loans	2008-12-31	$74,421
Value of interest in common/collective trusts at end of year	2008-12-31	$4,377,421
Value of interest in common/collective trusts at beginning of year	2008-12-31	$2,985,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2008-12-31	$72,800
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2008-12-31	$65,225
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2008-12-31	$65,225
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2008-12-31	$1,710
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2008-12-31	$-5,614,386
Net investment gain/loss from pooled separate accounts	2008-12-31	$152,660
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2008-12-31	No
Was there a failure to transmit to the plan any participant contributions	2008-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2008-12-31	No
Contributions received in cash from employer	2008-12-31	$385,914
Employer contributions (assets) at end of year	2008-12-31	$86,301
Employer contributions (assets) at beginning of year	2008-12-31	$167,083
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2008-12-31	$798,906
Did the plan have assets held for investment	2008-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2008-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2008-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2008-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2008-12-31	Disclaimer
Accountancy firm name	2008-12-31	EISNER AMPER LLP
Accountancy firm EIN	2008-12-31	131639826

Form 5500 Responses for TOPPAN RETIREMENT PLAN

2014: TOPPAN RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TOPPAN RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TOPPAN RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TOPPAN RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: TOPPAN RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: TOPPAN RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: TOPPAN RETIREMENT PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TOPPAN PRINTING COMPANY AMERICA, INC.
Employer identification number (EIN):	132684076
NAIC Classification:	323100