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C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameC.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 003

C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

C.L. KING & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:C.L. KING & ASSOCIATES, INC.
Employer identification number (EIN):132700327
NAIC Classification:523900

Additional information about C.L. KING & ASSOCIATES, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1972-03-03
Company Identification Number: 324944
Legal Registered Office Address: 9 ELK ST
Albany
ALBANY
United States of America (USA)
12207

More information about C.L. KING & ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01ROBERT BENTON2021-10-11 ROBERT BENTON2021-10-11
0032019-01-01ROBERT BENTON2020-10-14 ROBERT BENTON2020-10-14
0032018-01-01ROBERT BENTON2019-10-08 ROBERT BENTON2019-10-08
0032017-01-01
0032016-01-01
0032015-01-01
0032014-01-01
0032013-01-01
0032012-01-01ROBERT BENTON ROBERT BENTON2013-10-15
0032011-01-01ROBERT BENTON ROBERT BENTON2012-10-15
0032010-01-01ROBERT BENTON ROBERT BENTON2012-03-29
0032009-01-01PETER BULGER PETER BULGER2010-10-15

Plan Statistics for C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2020: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0163
Total number of active participants reported on line 7a of the Form 55002020-01-0160
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011
Total of all active and inactive participants2020-01-0161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0161
Number of participants with account balances2020-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0169
Total number of active participants reported on line 7a of the Form 55002019-01-0161
Number of retired or separated participants receiving benefits2019-01-011
Total of all active and inactive participants2019-01-0162
Total participants2019-01-0162
Number of participants with account balances2019-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0188
Total number of active participants reported on line 7a of the Form 55002018-01-0160
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-018
Total of all active and inactive participants2018-01-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0168
Number of participants with account balances2018-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01101
Total number of active participants reported on line 7a of the Form 55002017-01-0174
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0112
Total of all active and inactive participants2017-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0186
Number of participants with account balances2017-01-0169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01106
Total number of active participants reported on line 7a of the Form 55002016-01-0194
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-019
Total of all active and inactive participants2016-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01103
Number of participants with account balances2016-01-0171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01105
Total number of active participants reported on line 7a of the Form 55002015-01-01100
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-017
Total of all active and inactive participants2015-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01107
Number of participants with account balances2015-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01118
Total number of active participants reported on line 7a of the Form 55002014-01-0194
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0110
Total of all active and inactive participants2014-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01104
Number of participants with account balances2014-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01134
Total number of active participants reported on line 7a of the Form 55002013-01-01106
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-01118
Total participants2013-01-01118
Number of participants with account balances2013-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01141
Total number of active participants reported on line 7a of the Form 55002012-01-01123
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0110
Total of all active and inactive participants2012-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01133
Number of participants with account balances2012-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01129
Total number of active participants reported on line 7a of the Form 55002011-01-01125
Number of other retired or separated participants entitled to future benefits2011-01-0111
Total of all active and inactive participants2011-01-01136
Total participants2011-01-01136
Number of participants with account balances2011-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01128
Total number of active participants reported on line 7a of the Form 55002010-01-01119
Number of other retired or separated participants entitled to future benefits2010-01-0121
Total of all active and inactive participants2010-01-01140
Total participants2010-01-01140
Number of participants with account balances2010-01-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01124
Total number of active participants reported on line 7a of the Form 55002009-01-01111
Number of other retired or separated participants entitled to future benefits2009-01-0117
Total of all active and inactive participants2009-01-01128
Total participants2009-01-01128
Number of participants with account balances2009-01-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2020 : C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$1,346,910
Total unrealized appreciation/depreciation of assets2020-12-31$1,346,910
Total income from all sources (including contributions)2020-12-31$2,620,593
Total loss/gain on sale of assets2020-12-31$337,312
Total of all expenses incurred2020-12-31$240,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$240,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$679,042
Value of total assets at end of year2020-12-31$11,768,652
Value of total assets at beginning of year2020-12-31$9,388,180
Total interest from all sources2020-12-31$68,797
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$188,532
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$157,903
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,300,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$635,989
Participant contributions at end of year2020-12-31$186,651
Participant contributions at beginning of year2020-12-31$176,387
Participant contributions at end of year2020-12-31$10,782
Assets. Other investments not covered elsewhere at end of year2020-12-31$11,367,427
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$9,053,496
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$43,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,380,472
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,768,652
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,388,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$203,792
Assets. partnership/joint venture interests at beginning of year2020-12-31$158,297
Interest on participant loans2020-12-31$9,864
Interest earned on other investments2020-12-31$10,611
Income. Interest from US Government securities2020-12-31$831
Income. Interest from corporate debt instruments2020-12-31$42,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$4,883
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Income. Dividends from common stock2020-12-31$30,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$240,121
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$4,553,368
Aggregate carrying amount (costs) on sale of assets2020-12-31$4,216,056
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2020-12-31141442607
2019 : C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,479,279
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,479,279
Total unrealized appreciation/depreciation of assets2019-12-31$1,479,279
Total unrealized appreciation/depreciation of assets2019-12-31$1,479,279
Total income from all sources (including contributions)2019-12-31$2,303,724
Total income from all sources (including contributions)2019-12-31$2,303,724
Total loss/gain on sale of assets2019-12-31$-1,803
Total loss/gain on sale of assets2019-12-31$-1,803
Total of all expenses incurred2019-12-31$2,000,639
Total of all expenses incurred2019-12-31$2,000,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,000,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,000,639
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$573,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$573,114
Value of total assets at end of year2019-12-31$9,388,180
Value of total assets at end of year2019-12-31$9,388,180
Value of total assets at beginning of year2019-12-31$9,085,095
Value of total assets at beginning of year2019-12-31$9,085,095
Total interest from all sources2019-12-31$97,817
Total interest from all sources2019-12-31$97,817
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$155,317
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$155,317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$127,377
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$127,377
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$573,114
Contributions received from participants2019-12-31$573,114
Participant contributions at end of year2019-12-31$176,387
Participant contributions at end of year2019-12-31$176,387
Participant contributions at beginning of year2019-12-31$229,727
Participant contributions at beginning of year2019-12-31$229,727
Assets. Other investments not covered elsewhere at end of year2019-12-31$9,053,496
Assets. Other investments not covered elsewhere at end of year2019-12-31$9,053,496
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$8,704,111
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$8,704,111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$303,085
Value of net income/loss2019-12-31$303,085
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,388,180
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,388,180
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,085,095
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,085,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$158,297
Assets. partnership/joint venture interests at end of year2019-12-31$158,297
Assets. partnership/joint venture interests at beginning of year2019-12-31$151,257
Assets. partnership/joint venture interests at beginning of year2019-12-31$151,257
Interest on participant loans2019-12-31$12,613
Interest on participant loans2019-12-31$12,613
Interest earned on other investments2019-12-31$7,694
Interest earned on other investments2019-12-31$7,694
Income. Interest from US Government securities2019-12-31$843
Income. Interest from US Government securities2019-12-31$843
Income. Interest from corporate debt instruments2019-12-31$60,009
Income. Interest from corporate debt instruments2019-12-31$60,009
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$16,658
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$16,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Income. Dividends from common stock2019-12-31$27,940
Income. Dividends from common stock2019-12-31$27,940
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,000,639
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,000,639
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$2,912,216
Aggregate proceeds on sale of assets2019-12-31$2,912,216
Aggregate carrying amount (costs) on sale of assets2019-12-31$2,914,019
Aggregate carrying amount (costs) on sale of assets2019-12-31$2,914,019
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BST & CO. CPAS, LLP
Accountancy firm name2019-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2019-12-31141442607
Accountancy firm EIN2019-12-31141442607
2018 : C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-1,117,228
Total unrealized appreciation/depreciation of assets2018-12-31$-1,117,228
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$47,680
Total loss/gain on sale of assets2018-12-31$152,247
Total of all expenses incurred2018-12-31$1,307,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,307,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$652,661
Value of total assets at end of year2018-12-31$9,085,095
Value of total assets at beginning of year2018-12-31$10,344,783
Total interest from all sources2018-12-31$100,772
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$259,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$652,661
Participant contributions at end of year2018-12-31$229,727
Participant contributions at beginning of year2018-12-31$213,357
Assets. Other investments not covered elsewhere at end of year2018-12-31$8,704,111
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$9,952,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,259,688
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,085,095
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,344,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$151,257
Assets. partnership/joint venture interests at beginning of year2018-12-31$179,232
Interest on participant loans2018-12-31$11,233
Interest earned on other investments2018-12-31$1,975
Income. Interest from corporate debt instruments2018-12-31$75,111
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$12,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Income. Dividends from preferred stock2018-12-31$32,173
Income. Dividends from common stock2018-12-31$227,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,307,368
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$2,049,128
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,896,881
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2018-12-31141442607
2017 : C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$356,540
Total unrealized appreciation/depreciation of assets2017-12-31$356,540
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,043,683
Total loss/gain on sale of assets2017-12-31$502,528
Total of all expenses incurred2017-12-31$2,141,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,141,449
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$878,648
Value of total assets at end of year2017-12-31$10,344,783
Value of total assets at beginning of year2017-12-31$10,442,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$106,029
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$199,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$160,993
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$801,532
Participant contributions at end of year2017-12-31$213,357
Participant contributions at beginning of year2017-12-31$174,186
Assets. Other investments not covered elsewhere at end of year2017-12-31$9,952,194
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$10,117,200
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$77,116
Administrative expenses (other) incurred2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-97,766
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,344,783
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,442,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$179,232
Assets. partnership/joint venture interests at beginning of year2017-12-31$151,163
Interest on participant loans2017-12-31$9,045
Income. Interest from US Government securities2017-12-31$288
Income. Interest from corporate debt instruments2017-12-31$87,306
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$9,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$0
Income. Dividends from common stock2017-12-31$38,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,141,449
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$3,257,332
Aggregate carrying amount (costs) on sale of assets2017-12-31$2,754,804
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2017-12-31141442607
2016 : C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$481,530
Total unrealized appreciation/depreciation of assets2016-12-31$481,530
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,421,251
Total loss/gain on sale of assets2016-12-31$-118,285
Total of all expenses incurred2016-12-31$1,526,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,525,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$810,908
Value of total assets at end of year2016-12-31$10,442,549
Value of total assets at beginning of year2016-12-31$10,548,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,343
Total interest from all sources2016-12-31$109,319
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$137,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$85,962
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$810,908
Participant contributions at end of year2016-12-31$174,186
Participant contributions at beginning of year2016-12-31$210,548
Assets. Other investments not covered elsewhere at end of year2016-12-31$10,117,200
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$10,209,545
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Administrative expenses (other) incurred2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-105,613
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,442,549
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,548,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$151,163
Assets. partnership/joint venture interests at beginning of year2016-12-31$128,069
Investment advisory and management fees2016-12-31$1,343
Interest on participant loans2016-12-31$9,522
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$1,017
Income. Interest from corporate debt instruments2016-12-31$90,975
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$7,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Income. Dividends from common stock2016-12-31$51,817
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,525,521
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$3,478,561
Aggregate carrying amount (costs) on sale of assets2016-12-31$3,596,846
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2016-12-31141442607
2015 : C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-1,790,682
Total unrealized appreciation/depreciation of assets2015-12-31$-1,790,682
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$147,463
Total loss/gain on sale of assets2015-12-31$862,241
Total of all expenses incurred2015-12-31$2,012,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,007,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$768,256
Value of total assets at end of year2015-12-31$10,548,162
Value of total assets at beginning of year2015-12-31$12,412,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$5,220
Total interest from all sources2015-12-31$92,482
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$215,166
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$137,978
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$768,256
Participant contributions at end of year2015-12-31$210,548
Participant contributions at beginning of year2015-12-31$144,242
Assets. Other investments not covered elsewhere at end of year2015-12-31$10,209,545
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$10,976,113
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Administrative expenses (other) incurred2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,864,800
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,548,162
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,412,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$128,069
Assets. partnership/joint venture interests at beginning of year2015-12-31$1,292,607
Investment advisory and management fees2015-12-31$5,220
Interest on participant loans2015-12-31$7,166
Income. Interest from US Government securities2015-12-31$1,250
Income. Interest from corporate debt instruments2015-12-31$82,504
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$0
Income. Dividends from preferred stock2015-12-31$279
Income. Dividends from common stock2015-12-31$76,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,007,043
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$5,000,462
Aggregate carrying amount (costs) on sale of assets2015-12-31$4,138,221
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BST & CO. CPAS, LLP
Accountancy firm EIN2015-12-31141442607
2014 : C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-577,063
Total unrealized appreciation/depreciation of assets2014-12-31$-577,063
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,103,895
Total loss/gain on sale of assets2014-12-31$501,537
Total of all expenses incurred2014-12-31$904,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$897,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$804,645
Value of total assets at end of year2014-12-31$12,412,962
Value of total assets at beginning of year2014-12-31$12,213,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,740
Total interest from all sources2014-12-31$72,672
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$302,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$215,762
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$791,892
Participant contributions at end of year2014-12-31$144,242
Participant contributions at beginning of year2014-12-31$164,447
Assets. Other investments not covered elsewhere at end of year2014-12-31$10,976,113
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$9,910,213
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$12,753
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$199,283
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,412,962
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,213,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$1,292,607
Assets. partnership/joint venture interests at beginning of year2014-12-31$2,139,019
Investment advisory and management fees2014-12-31$6,740
Interest on participant loans2014-12-31$7,121
Income. Interest from corporate debt instruments2014-12-31$62,915
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$0
Income. Dividends from preferred stock2014-12-31$3,363
Income. Dividends from common stock2014-12-31$82,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$897,872
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$4,801,155
Aggregate carrying amount (costs) on sale of assets2014-12-31$4,299,618
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31SAXBST
Accountancy firm EIN2014-12-31464001827
2013 : C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,238,078
Total unrealized appreciation/depreciation of assets2013-12-31$1,238,078
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,149,044
Total loss/gain on sale of assets2013-12-31$638,295
Total of all expenses incurred2013-12-31$1,246,085
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,208,939
Expenses. Certain deemed distributions of participant loans2013-12-31$32,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$967,111
Value of total assets at end of year2013-12-31$12,213,679
Value of total assets at beginning of year2013-12-31$10,310,720
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,557
Total interest from all sources2013-12-31$49,510
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$256,050
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$166,471
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$868,546
Participant contributions at end of year2013-12-31$164,447
Participant contributions at beginning of year2013-12-31$222,765
Assets. Other investments not covered elsewhere at end of year2013-12-31$9,910,213
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$8,077,705
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$98,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,902,959
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,213,679
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,310,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$2,139,019
Assets. partnership/joint venture interests at beginning of year2013-12-31$2,010,250
Investment advisory and management fees2013-12-31$4,557
Interest on participant loans2013-12-31$9,408
Income. Interest from US Government securities2013-12-31$781
Income. Interest from corporate debt instruments2013-12-31$37,827
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Income. Dividends from preferred stock2013-12-31$7,374
Income. Dividends from common stock2013-12-31$82,205
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,208,939
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$3,628,326
Aggregate carrying amount (costs) on sale of assets2013-12-31$2,990,031
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31SAXBST
Accountancy firm EIN2013-12-31464001827
2012 : C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$560,731
Total unrealized appreciation/depreciation of assets2012-12-31$560,731
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,652,057
Total loss/gain on sale of assets2012-12-31$45,734
Total of all expenses incurred2012-12-31$265,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$262,890
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$894,804
Value of total assets at end of year2012-12-31$10,310,720
Value of total assets at beginning of year2012-12-31$8,924,047
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,494
Total interest from all sources2012-12-31$34,943
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$115,845
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$23,522
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$121,831
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$893,353
Participant contributions at end of year2012-12-31$222,765
Participant contributions at beginning of year2012-12-31$141,299
Assets. Other investments not covered elsewhere at end of year2012-12-31$8,077,705
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,386,673
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,310,720
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,924,047
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$2,010,250
Assets. partnership/joint venture interests at beginning of year2012-12-31$1,833,175
Investment advisory and management fees2012-12-31$2,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,440,008
Interest on participant loans2012-12-31$9,174
Income. Interest from US Government securities2012-12-31$51
Income. Interest from corporate debt instruments2012-12-31$23,843
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,415,818
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,415,818
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,875
Asset value of US Government securities at beginning of year2012-12-31$133,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Income. Dividends from preferred stock2012-12-31$22,505
Income. Dividends from common stock2012-12-31$69,818
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$262,890
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$188,130
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$2,650,287
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$2,816,352
Aggregate carrying amount (costs) on sale of assets2012-12-31$2,770,618
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BROWN AND FITZGERALD PC
Accountancy firm EIN2012-12-31141630137
2011 : C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-875,011
Total unrealized appreciation/depreciation of assets2011-12-31$-875,011
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$157,973
Total loss/gain on sale of assets2011-12-31$65,329
Total of all expenses incurred2011-12-31$78,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$76,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$894,943
Value of total assets at end of year2011-12-31$8,924,047
Value of total assets at beginning of year2011-12-31$8,844,871
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,082
Total interest from all sources2011-12-31$30,144
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$75,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$16,084
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$121,831
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$43,501
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$4,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$894,943
Participant contributions at end of year2011-12-31$141,299
Participant contributions at beginning of year2011-12-31$136,367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$79,176
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,924,047
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,844,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$1,833,175
Assets. partnership/joint venture interests at beginning of year2011-12-31$1,934,362
Investment advisory and management fees2011-12-31$2,082
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,440,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,377,605
Interest on participant loans2011-12-31$7,404
Interest earned on other investments2011-12-31$2,267
Income. Interest from US Government securities2011-12-31$26
Income. Interest from corporate debt instruments2011-12-31$18,350
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,415,818
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,993,018
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,993,018
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$2,097
Asset value of US Government securities at end of year2011-12-31$133,499
Asset value of US Government securities at beginning of year2011-12-31$70,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-32,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Income. Dividends from preferred stock2011-12-31$3,661
Income. Dividends from common stock2011-12-31$55,749
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$76,715
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$188,130
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$158,874
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$2,650,287
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$3,130,565
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$3,660,808
Aggregate carrying amount (costs) on sale of assets2011-12-31$3,595,479
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BROWN AND FITZGERALD PC
Accountancy firm EIN2011-12-31141630137
2010 : C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$625,765
Total unrealized appreciation/depreciation of assets2010-12-31$625,765
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,008,993
Total loss/gain on sale of assets2010-12-31$303,292
Total of all expenses incurred2010-12-31$384,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$384,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$794,837
Value of total assets at end of year2010-12-31$8,844,871
Value of total assets at beginning of year2010-12-31$7,220,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$23,408
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$38,766
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$6,089
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$43,501
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$9,786
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$4,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$794,837
Participant contributions at end of year2010-12-31$136,367
Participant contributions at beginning of year2010-12-31$164,182
Participant contributions at beginning of year2010-12-31$865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,624,742
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,844,871
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,220,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$1,934,362
Assets. partnership/joint venture interests at beginning of year2010-12-31$1,594,743
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,377,605
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,213,226
Interest on participant loans2010-12-31$8,691
Interest earned on other investments2010-12-31$2,653
Income. Interest from US Government securities2010-12-31$94
Income. Interest from corporate debt instruments2010-12-31$8,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,993,018
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,133,800
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,133,800
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$3,716
Asset value of US Government securities at end of year2010-12-31$70,579
Asset value of US Government securities at beginning of year2010-12-31$1,458
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$222,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Income. Dividends from preferred stock2010-12-31$273
Income. Dividends from common stock2010-12-31$32,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$384,251
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$158,874
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$72,156
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$3,130,565
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$2,029,913
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$2,597,458
Aggregate carrying amount (costs) on sale of assets2010-12-31$2,294,166
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31BROWN AND FITZGERALD PC
Accountancy firm EIN2010-12-31141630137
2009 : C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

2020: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: C.L. KING & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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