401k Plan data: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN plan

M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 401k Plan overview

Plan Name	M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN
Plan identification number	001

M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

M.D. SASS ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: M.D. SASS ASSOCIATES, INC.

Employer identification number (EIN): 132704843

NAIC Classification: 523900

Additional information about M.D. SASS ASSOCIATES, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 0780399

More information about M.D. SASS ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-03-01
001 2017-03-01 JONATHAN CHEN
001 2016-03-01 JONATHAN CHEN
001 2015-03-01 JONATHAN CHEN
001 2014-03-01 SUZANNE MANNELL
001 2013-03-01 SUZANNE MANNELL
001 2012-03-01 SUZANNE MANNELL
001 2011-03-01 PHILIP SIVIN
001 2010-03-01 DANIEL M FISHBANE DANIEL M FISHBANE 2011-12-14
001 2009-03-01 DANIEL FISHBANE, CFO DANIEL FISHBANE, CFO 2010-12-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-03-01
001	2017-03-01	JONATHAN CHEN
001	2016-03-01	JONATHAN CHEN
001	2015-03-01	JONATHAN CHEN
001	2014-03-01	SUZANNE MANNELL
001	2013-03-01	SUZANNE MANNELL
001	2012-03-01	SUZANNE MANNELL
001	2011-03-01	PHILIP SIVIN
001	2010-03-01	DANIEL M FISHBANE	DANIEL M FISHBANE	2011-12-14
001	2009-03-01	DANIEL FISHBANE, CFO	DANIEL FISHBANE, CFO	2010-12-15

Plan Statistics for M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN

401k plan membership statisitcs for M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN

Measure Date Value
2018: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-03-01 114
Total number of active participants reported on line 7a of the Form 5500 2018-03-01 0
Number of retired or separated participants receiving benefits 2018-03-01 0
Number of other retired or separated participants entitled to future benefits 2018-03-01 0
Total of all active and inactive participants 2018-03-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-03-01 0
Total participants 2018-03-01 0
Number of participants with account balances 2018-03-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-03-01 1
2017: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-03-01 138
Total number of active participants reported on line 7a of the Form 5500 2017-03-01 34
Number of retired or separated participants receiving benefits 2017-03-01 3
Number of other retired or separated participants entitled to future benefits 2017-03-01 77
Total of all active and inactive participants 2017-03-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-03-01 0
Total participants 2017-03-01 114
Number of participants with account balances 2017-03-01 112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-03-01 0
2016: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-03-01 148
Total number of active participants reported on line 7a of the Form 5500 2016-03-01 38
Number of retired or separated participants receiving benefits 2016-03-01 2
Number of other retired or separated participants entitled to future benefits 2016-03-01 98
Total of all active and inactive participants 2016-03-01 138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-03-01 0
Total participants 2016-03-01 138
Number of participants with account balances 2016-03-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-03-01 0
2015: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-03-01 154
Total number of active participants reported on line 7a of the Form 5500 2015-03-01 38
Number of retired or separated participants receiving benefits 2015-03-01 2
Number of other retired or separated participants entitled to future benefits 2015-03-01 108
Total of all active and inactive participants 2015-03-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-03-01 0
Total participants 2015-03-01 148
Number of participants with account balances 2015-03-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-03-01 0
2014: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-03-01 178
Total number of active participants reported on line 7a of the Form 5500 2014-03-01 40
Number of retired or separated participants receiving benefits 2014-03-01 2
Number of other retired or separated participants entitled to future benefits 2014-03-01 112
Total of all active and inactive participants 2014-03-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-03-01 0
Total participants 2014-03-01 154
Number of participants with account balances 2014-03-01 153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-03-01 1
2013: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-03-01 195
Total number of active participants reported on line 7a of the Form 5500 2013-03-01 46
Number of retired or separated participants receiving benefits 2013-03-01 2
Number of other retired or separated participants entitled to future benefits 2013-03-01 130
Total of all active and inactive participants 2013-03-01 178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-03-01 0
Total participants 2013-03-01 178
Number of participants with account balances 2013-03-01 174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-03-01 2
2012: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-03-01 187
Total number of active participants reported on line 7a of the Form 5500 2012-03-01 102
Number of retired or separated participants receiving benefits 2012-03-01 0
Number of other retired or separated participants entitled to future benefits 2012-03-01 92
Total of all active and inactive participants 2012-03-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-03-01 1
Total participants 2012-03-01 195
Number of participants with account balances 2012-03-01 190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-03-01 4
2011: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-03-01 195
Total number of active participants reported on line 7a of the Form 5500 2011-03-01 101
Number of retired or separated participants receiving benefits 2011-03-01 0
Number of other retired or separated participants entitled to future benefits 2011-03-01 85
Total of all active and inactive participants 2011-03-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-03-01 1
Total participants 2011-03-01 187
Number of participants with account balances 2011-03-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-03-01 21
2010: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-03-01 183
Total number of active participants reported on line 7a of the Form 5500 2010-03-01 107
Number of retired or separated participants receiving benefits 2010-03-01 0
Number of other retired or separated participants entitled to future benefits 2010-03-01 87
Total of all active and inactive participants 2010-03-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-03-01 1
Total participants 2010-03-01 195
Number of participants with account balances 2010-03-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-03-01 17
2009: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-03-01 206
Total number of active participants reported on line 7a of the Form 5500 2009-03-01 102
Number of retired or separated participants receiving benefits 2009-03-01 0
Number of other retired or separated participants entitled to future benefits 2009-03-01 80
Total of all active and inactive participants 2009-03-01 182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-03-01 1
Total participants 2009-03-01 183
Number of participants with account balances 2009-03-01 170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-03-01 22

Measure	Date	Value
2018: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-03-01	114
Total number of active participants reported on line 7a of the Form 5500	2018-03-01	0
Number of retired or separated participants receiving benefits	2018-03-01	0
Number of other retired or separated participants entitled to future benefits	2018-03-01	0
Total of all active and inactive participants	2018-03-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-03-01	0
Total participants	2018-03-01	0
Number of participants with account balances	2018-03-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-03-01	1
2017: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-03-01	138
Total number of active participants reported on line 7a of the Form 5500	2017-03-01	34
Number of retired or separated participants receiving benefits	2017-03-01	3
Number of other retired or separated participants entitled to future benefits	2017-03-01	77
Total of all active and inactive participants	2017-03-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-03-01	0
Total participants	2017-03-01	114
Number of participants with account balances	2017-03-01	112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-03-01	0
2016: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-03-01	148
Total number of active participants reported on line 7a of the Form 5500	2016-03-01	38
Number of retired or separated participants receiving benefits	2016-03-01	2
Number of other retired or separated participants entitled to future benefits	2016-03-01	98
Total of all active and inactive participants	2016-03-01	138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-03-01	0
Total participants	2016-03-01	138
Number of participants with account balances	2016-03-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-03-01	0
2015: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-03-01	154
Total number of active participants reported on line 7a of the Form 5500	2015-03-01	38
Number of retired or separated participants receiving benefits	2015-03-01	2
Number of other retired or separated participants entitled to future benefits	2015-03-01	108
Total of all active and inactive participants	2015-03-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-03-01	0
Total participants	2015-03-01	148
Number of participants with account balances	2015-03-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-03-01	0
2014: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-03-01	178
Total number of active participants reported on line 7a of the Form 5500	2014-03-01	40
Number of retired or separated participants receiving benefits	2014-03-01	2
Number of other retired or separated participants entitled to future benefits	2014-03-01	112
Total of all active and inactive participants	2014-03-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-03-01	0
Total participants	2014-03-01	154
Number of participants with account balances	2014-03-01	153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-03-01	1
2013: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-03-01	195
Total number of active participants reported on line 7a of the Form 5500	2013-03-01	46
Number of retired or separated participants receiving benefits	2013-03-01	2
Number of other retired or separated participants entitled to future benefits	2013-03-01	130
Total of all active and inactive participants	2013-03-01	178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-03-01	0
Total participants	2013-03-01	178
Number of participants with account balances	2013-03-01	174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-03-01	2
2012: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-03-01	187
Total number of active participants reported on line 7a of the Form 5500	2012-03-01	102
Number of retired or separated participants receiving benefits	2012-03-01	0
Number of other retired or separated participants entitled to future benefits	2012-03-01	92
Total of all active and inactive participants	2012-03-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-03-01	1
Total participants	2012-03-01	195
Number of participants with account balances	2012-03-01	190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-03-01	4
2011: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-03-01	195
Total number of active participants reported on line 7a of the Form 5500	2011-03-01	101
Number of retired or separated participants receiving benefits	2011-03-01	0
Number of other retired or separated participants entitled to future benefits	2011-03-01	85
Total of all active and inactive participants	2011-03-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-03-01	1
Total participants	2011-03-01	187
Number of participants with account balances	2011-03-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-03-01	21
2010: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-03-01	183
Total number of active participants reported on line 7a of the Form 5500	2010-03-01	107
Number of retired or separated participants receiving benefits	2010-03-01	0
Number of other retired or separated participants entitled to future benefits	2010-03-01	87
Total of all active and inactive participants	2010-03-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-03-01	1
Total participants	2010-03-01	195
Number of participants with account balances	2010-03-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-03-01	17
2009: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-03-01	206
Total number of active participants reported on line 7a of the Form 5500	2009-03-01	102
Number of retired or separated participants receiving benefits	2009-03-01	0
Number of other retired or separated participants entitled to future benefits	2009-03-01	80
Total of all active and inactive participants	2009-03-01	182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-03-01	1
Total participants	2009-03-01	183
Number of participants with account balances	2009-03-01	170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-03-01	22

Financial Data on M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN

Measure	Date	Value
2019 : M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-01-25	$0
Total transfer of assets from this plan	2019-01-25	$14,213,108
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-01-25	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-01-25	$0
Total income from all sources (including contributions)	2019-01-25	$-323,588
Total loss/gain on sale of assets	2019-01-25	$0
Total of all expenses incurred	2019-01-25	$6,635,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-01-25	$6,561,372
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-01-25	$267,988
Value of total assets at end of year	2019-01-25	$0
Value of total assets at beginning of year	2019-01-25	$21,171,913
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-01-25	$73,845
Total interest from all sources	2019-01-25	$2,579
Total dividends received (eg from common stock, registered investment company shares)	2019-01-25	$590,585
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-01-25	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-01-25	$0
Total dividends received from registered investment company shares (eg mutual funds)	2019-01-25	$590,585
Was this plan covered by a fidelity bond	2019-01-25	Yes
Value of fidelity bond cover	2019-01-25	$10,000,000
If this is an individual account plan, was there a blackout period	2019-01-25	Yes
Were there any nonexempt tranactions with any party-in-interest	2019-01-25	No
Contributions received from participants	2019-01-25	$267,988
Participant contributions at end of year	2019-01-25	$0
Participant contributions at beginning of year	2019-01-25	$77,202
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-01-25	$577
Administrative expenses (other) incurred	2019-01-25	$73,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-01-25	No
Value of net income/loss	2019-01-25	$-6,958,805
Value of net assets at end of year (total assets less liabilities)	2019-01-25	$0
Value of net assets at beginning of year (total assets less liabilities)	2019-01-25	$21,171,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-01-25	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-01-25	No
Were any leases to which the plan was party in default or uncollectible	2019-01-25	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-01-25	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-01-25	$21,094,711
Interest on participant loans	2019-01-25	$2,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-01-25	$-1,184,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-01-25	No
Was there a failure to transmit to the plan any participant contributions	2019-01-25	No
Has the plan failed to provide any benefit when due under the plan	2019-01-25	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-01-25	$6,560,795
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-01-25	Yes
Did the plan have assets held for investment	2019-01-25	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-01-25	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-01-25	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-01-25	No
Opinion of an independent qualified public accountant for this plan	2019-01-25	Unqualified
Accountancy firm name	2019-01-25	BERDON LLP
Accountancy firm EIN	2019-01-25	130485070
2018 : M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-02-28	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-02-28	$0
Total income from all sources (including contributions)	2018-02-28	$2,715,410
Total loss/gain on sale of assets	2018-02-28	$0
Total of all expenses incurred	2018-02-28	$319,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-02-28	$278,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-02-28	$570,417
Value of total assets at end of year	2018-02-28	$21,171,913
Value of total assets at beginning of year	2018-02-28	$18,776,303
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-02-28	$41,300
Total interest from all sources	2018-02-28	$3,509
Total dividends received (eg from common stock, registered investment company shares)	2018-02-28	$562,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-02-28	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-02-28	$562,777
Was this plan covered by a fidelity bond	2018-02-28	Yes
Value of fidelity bond cover	2018-02-28	$10,000,000
If this is an individual account plan, was there a blackout period	2018-02-28	No
Were there any nonexempt tranactions with any party-in-interest	2018-02-28	No
Contributions received from participants	2018-02-28	$570,417
Participant contributions at end of year	2018-02-28	$77,202
Participant contributions at beginning of year	2018-02-28	$49,336
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-02-28	$0
Administrative expenses (other) incurred	2018-02-28	$41,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-02-28	No
Value of net income/loss	2018-02-28	$2,395,610
Value of net assets at end of year (total assets less liabilities)	2018-02-28	$21,171,913
Value of net assets at beginning of year (total assets less liabilities)	2018-02-28	$18,776,303
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-02-28	No
Were any leases to which the plan was party in default or uncollectible	2018-02-28	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-02-28	$21,094,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-02-28	$18,726,967
Interest on participant loans	2018-02-28	$3,509
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-02-28	$1,578,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-02-28	No
Was there a failure to transmit to the plan any participant contributions	2018-02-28	No
Has the plan failed to provide any benefit when due under the plan	2018-02-28	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-02-28	$278,500
Did the plan have assets held for investment	2018-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-02-28	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-02-28	No
Opinion of an independent qualified public accountant for this plan	2018-02-28	Unqualified
Accountancy firm name	2018-02-28	BERDON LLP
Accountancy firm EIN	2018-02-28	130485070
2017 : M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-02-28	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-02-28	$14,438
Total income from all sources (including contributions)	2017-02-28	$3,788,128
Total loss/gain on sale of assets	2017-02-28	$0
Total of all expenses incurred	2017-02-28	$1,097,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-02-28	$1,020,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-02-28	$712,212
Value of total assets at end of year	2017-02-28	$18,776,303
Value of total assets at beginning of year	2017-02-28	$16,099,798
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-02-28	$76,403
Total interest from all sources	2017-02-28	$2,653
Total dividends received (eg from common stock, registered investment company shares)	2017-02-28	$468,901
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-02-28	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-02-28	$468,901
Was this plan covered by a fidelity bond	2017-02-28	Yes
Value of fidelity bond cover	2017-02-28	$10,000,000
If this is an individual account plan, was there a blackout period	2017-02-28	No
Were there any nonexempt tranactions with any party-in-interest	2017-02-28	No
Contributions received from participants	2017-02-28	$609,984
Participant contributions at end of year	2017-02-28	$49,336
Participant contributions at beginning of year	2017-02-28	$69,979
Income. Received or receivable in cash from other sources (including rollovers)	2017-02-28	$102,228
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-02-28	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-02-28	$14,438
Administrative expenses (other) incurred	2017-02-28	$76,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-02-28	No
Value of net income/loss	2017-02-28	$2,690,943
Value of net assets at end of year (total assets less liabilities)	2017-02-28	$18,776,303
Value of net assets at beginning of year (total assets less liabilities)	2017-02-28	$16,085,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-02-28	No
Were any leases to which the plan was party in default or uncollectible	2017-02-28	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-02-28	$18,726,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-02-28	$16,029,819
Interest on participant loans	2017-02-28	$2,653
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-02-28	$2,604,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-02-28	No
Was there a failure to transmit to the plan any participant contributions	2017-02-28	No
Has the plan failed to provide any benefit when due under the plan	2017-02-28	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-02-28	$1,020,782
Did the plan have assets held for investment	2017-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-02-28	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-02-28	No
Opinion of an independent qualified public accountant for this plan	2017-02-28	Unqualified
Accountancy firm name	2017-02-28	BERDON LLP
Accountancy firm EIN	2017-02-28	130485070
2016 : M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-02-29	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-02-29	$14,438
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-02-29	$0
Total income from all sources (including contributions)	2016-02-29	$-814,933
Total loss/gain on sale of assets	2016-02-29	$0
Total of all expenses incurred	2016-02-29	$1,129,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-02-29	$1,112,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-02-29	$855,195
Value of total assets at end of year	2016-02-29	$16,099,798
Value of total assets at beginning of year	2016-02-29	$18,029,480
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-02-29	$16,300
Total interest from all sources	2016-02-29	$2,241
Total dividends received (eg from common stock, registered investment company shares)	2016-02-29	$527,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-02-29	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-02-29	$527,457
Was this plan covered by a fidelity bond	2016-02-29	Yes
Value of fidelity bond cover	2016-02-29	$3,000,000
If this is an individual account plan, was there a blackout period	2016-02-29	No
Were there any nonexempt tranactions with any party-in-interest	2016-02-29	No
Contributions received from participants	2016-02-29	$638,458
Participant contributions at end of year	2016-02-29	$69,979
Participant contributions at beginning of year	2016-02-29	$60,160
Participant contributions at end of year	2016-02-29	$0
Participant contributions at beginning of year	2016-02-29	$20,396
Income. Received or receivable in cash from other sources (including rollovers)	2016-02-29	$216,737
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-02-29	$14,438
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-02-29	$0
Administrative expenses (other) incurred	2016-02-29	$16,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-02-29	No
Value of net income/loss	2016-02-29	$-1,944,120
Value of net assets at end of year (total assets less liabilities)	2016-02-29	$16,085,360
Value of net assets at beginning of year (total assets less liabilities)	2016-02-29	$18,029,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-02-29	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-02-29	No
Were any leases to which the plan was party in default or uncollectible	2016-02-29	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-02-29	$16,029,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-02-29	$17,948,924
Interest on participant loans	2016-02-29	$2,241
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-02-29	$-2,199,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-02-29	No
Was there a failure to transmit to the plan any participant contributions	2016-02-29	No
Has the plan failed to provide any benefit when due under the plan	2016-02-29	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-02-29	$1,112,887
Did the plan have assets held for investment	2016-02-29	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-02-29	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-02-29	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-02-29	No
Opinion of an independent qualified public accountant for this plan	2016-02-29	Unqualified
Accountancy firm name	2016-02-29	BERDON LLP
Accountancy firm EIN	2016-02-29	130485070
2015 : M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-02-28	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-02-28	$0
Total income from all sources (including contributions)	2015-02-28	$2,109,138
Total loss/gain on sale of assets	2015-02-28	$0
Total of all expenses incurred	2015-02-28	$2,800,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-02-28	$2,742,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-02-28	$670,654
Value of total assets at end of year	2015-02-28	$18,029,480
Value of total assets at beginning of year	2015-02-28	$18,721,031
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-02-28	$58,020
Total interest from all sources	2015-02-28	$1,291
Total dividends received (eg from common stock, registered investment company shares)	2015-02-28	$640,399
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-02-28	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-02-28	$640,399
Was this plan covered by a fidelity bond	2015-02-28	Yes
Value of fidelity bond cover	2015-02-28	$3,000,000
If this is an individual account plan, was there a blackout period	2015-02-28	No
Were there any nonexempt tranactions with any party-in-interest	2015-02-28	No
Contributions received from participants	2015-02-28	$670,654
Participant contributions at end of year	2015-02-28	$60,160
Participant contributions at beginning of year	2015-02-28	$22,580
Participant contributions at end of year	2015-02-28	$20,396
Participant contributions at beginning of year	2015-02-28	$0
Other income not declared elsewhere	2015-02-28	$58
Administrative expenses (other) incurred	2015-02-28	$58,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-02-28	No
Value of net income/loss	2015-02-28	$-691,551
Value of net assets at end of year (total assets less liabilities)	2015-02-28	$18,029,480
Value of net assets at beginning of year (total assets less liabilities)	2015-02-28	$18,721,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-02-28	No
Were any leases to which the plan was party in default or uncollectible	2015-02-28	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-02-28	$17,948,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-02-28	$18,698,451
Interest on participant loans	2015-02-28	$1,291
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-02-28	$796,736
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-02-28	No
Was there a failure to transmit to the plan any participant contributions	2015-02-28	No
Has the plan failed to provide any benefit when due under the plan	2015-02-28	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-02-28	$2,742,669
Did the plan have assets held for investment	2015-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-02-28	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-02-28	No
Opinion of an independent qualified public accountant for this plan	2015-02-28	Unqualified
Accountancy firm name	2015-02-28	BERDON LLP
Accountancy firm EIN	2015-02-28	130485070
2014 : M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-02-28	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-02-28	$0
Total income from all sources (including contributions)	2014-02-28	$4,164,897
Total loss/gain on sale of assets	2014-02-28	$0
Total of all expenses incurred	2014-02-28	$3,190,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-02-28	$3,133,886
Value of total corrective distributions	2014-02-28	$39,323
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-02-28	$1,330,146
Value of total assets at end of year	2014-02-28	$18,721,031
Value of total assets at beginning of year	2014-02-28	$17,747,117
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-02-28	$17,774
Total interest from all sources	2014-02-28	$1,349
Total dividends received (eg from common stock, registered investment company shares)	2014-02-28	$510,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-02-28	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-02-28	$510,894
Was this plan covered by a fidelity bond	2014-02-28	Yes
Value of fidelity bond cover	2014-02-28	$3,000,000
If this is an individual account plan, was there a blackout period	2014-02-28	No
Were there any nonexempt tranactions with any party-in-interest	2014-02-28	No
Contributions received from participants	2014-02-28	$1,267,217
Participant contributions at end of year	2014-02-28	$22,580
Participant contributions at beginning of year	2014-02-28	$37,930
Income. Received or receivable in cash from other sources (including rollovers)	2014-02-28	$62,929
Administrative expenses (other) incurred	2014-02-28	$17,774
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-02-28	No
Value of net income/loss	2014-02-28	$973,914
Value of net assets at end of year (total assets less liabilities)	2014-02-28	$18,721,031
Value of net assets at beginning of year (total assets less liabilities)	2014-02-28	$17,747,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-02-28	No
Were any leases to which the plan was party in default or uncollectible	2014-02-28	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-02-28	$18,698,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-02-28	$17,709,187
Interest on participant loans	2014-02-28	$1,349
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-02-28	$2,322,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-02-28	No
Was there a failure to transmit to the plan any participant contributions	2014-02-28	No
Has the plan failed to provide any benefit when due under the plan	2014-02-28	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-02-28	$3,133,886
Did the plan have assets held for investment	2014-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-02-28	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-02-28	No
Opinion of an independent qualified public accountant for this plan	2014-02-28	Unqualified
Accountancy firm name	2014-02-28	BERDON LLP
Accountancy firm EIN	2014-02-28	130485070
2013 : M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-02-28	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-02-28	$41,593
Total income from all sources (including contributions)	2013-02-28	$2,533,408
Total loss/gain on sale of assets	2013-02-28	$0
Total of all expenses incurred	2013-02-28	$1,666,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-02-28	$1,653,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-02-28	$1,199,957
Value of total assets at end of year	2013-02-28	$17,747,117
Value of total assets at beginning of year	2013-02-28	$16,921,578
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-02-28	$12,691
Total interest from all sources	2013-02-28	$1,771
Total dividends received (eg from common stock, registered investment company shares)	2013-02-28	$436,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-02-28	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-02-28	$436,218
Was this plan covered by a fidelity bond	2013-02-28	Yes
Value of fidelity bond cover	2013-02-28	$3,000,000
If this is an individual account plan, was there a blackout period	2013-02-28	No
Were there any nonexempt tranactions with any party-in-interest	2013-02-28	No
Contributions received from participants	2013-02-28	$1,137,091
Participant contributions at end of year	2013-02-28	$37,930
Participant contributions at beginning of year	2013-02-28	$24,355
Income. Received or receivable in cash from other sources (including rollovers)	2013-02-28	$62,866
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-02-28	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-02-28	$41,593
Administrative expenses (other) incurred	2013-02-28	$12,691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-02-28	No
Value of net income/loss	2013-02-28	$867,132
Value of net assets at end of year (total assets less liabilities)	2013-02-28	$17,747,117
Value of net assets at beginning of year (total assets less liabilities)	2013-02-28	$16,879,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-02-28	No
Were any leases to which the plan was party in default or uncollectible	2013-02-28	No
Assets. partnership/joint venture interests at end of year	2013-02-28	$0
Assets. partnership/joint venture interests at beginning of year	2013-02-28	$17,931
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-02-28	$17,709,187
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-02-28	$16,464,429
Interest on participant loans	2013-02-28	$1,740
Interest earned on other investments	2013-02-28	$31
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-02-28	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-02-28	$5,587
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-02-28	$5,587
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-02-28	$895,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-02-28	No
Was there a failure to transmit to the plan any participant contributions	2013-02-28	No
Has the plan failed to provide any benefit when due under the plan	2013-02-28	No
Employer contributions (assets) at end of year	2013-02-28	$0
Employer contributions (assets) at beginning of year	2013-02-28	$409,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-02-28	$1,653,585
Did the plan have assets held for investment	2013-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-02-28	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-02-28	No
Opinion of an independent qualified public accountant for this plan	2013-02-28	Unqualified
Accountancy firm name	2013-02-28	BERDON LLP
Accountancy firm EIN	2013-02-28	130485070
2012 : M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-02-29	$1,215
Total unrealized appreciation/depreciation of assets	2012-02-29	$1,215
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-02-29	$41,593
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-02-29	$0
Total income from all sources (including contributions)	2012-02-29	$2,164,306
Total loss/gain on sale of assets	2012-02-29	$0
Total of all expenses incurred	2012-02-29	$2,108,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-02-29	$2,092,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-02-29	$1,843,702
Value of total assets at end of year	2012-02-29	$16,921,578
Value of total assets at beginning of year	2012-02-29	$16,823,946
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-02-29	$15,569
Total interest from all sources	2012-02-29	$21,414
Total dividends received (eg from common stock, registered investment company shares)	2012-02-29	$441,559
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-02-29	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-02-29	$441,559
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-02-29	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-02-29	$204,202
Was this plan covered by a fidelity bond	2012-02-29	Yes
Value of fidelity bond cover	2012-02-29	$3,000,000
If this is an individual account plan, was there a blackout period	2012-02-29	No
Were there any nonexempt tranactions with any party-in-interest	2012-02-29	No
Contributions received from participants	2012-02-29	$1,363,002
Participant contributions at end of year	2012-02-29	$24,355
Participant contributions at beginning of year	2012-02-29	$69,702
Income. Received or receivable in cash from other sources (including rollovers)	2012-02-29	$71,424
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-02-29	$41,593
Administrative expenses (other) incurred	2012-02-29	$15,569
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-02-29	No
Value of net income/loss	2012-02-29	$56,039
Value of net assets at end of year (total assets less liabilities)	2012-02-29	$16,879,985
Value of net assets at beginning of year (total assets less liabilities)	2012-02-29	$16,823,946
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-02-29	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-02-29	No
Were any leases to which the plan was party in default or uncollectible	2012-02-29	No
Assets. partnership/joint venture interests at end of year	2012-02-29	$17,931
Assets. partnership/joint venture interests at beginning of year	2012-02-29	$56,997
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-02-29	$16,464,429
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-02-29	$16,095,226
Interest on participant loans	2012-02-29	$1,725
Interest earned on other investments	2012-02-29	$19,689
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-02-29	$5,587
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-02-29	$14,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-02-29	$14,123
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-02-29	$-143,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-02-29	No
Was there a failure to transmit to the plan any participant contributions	2012-02-29	No
Has the plan failed to provide any benefit when due under the plan	2012-02-29	No
Contributions received in cash from employer	2012-02-29	$409,276
Employer contributions (assets) at end of year	2012-02-29	$409,276
Employer contributions (assets) at beginning of year	2012-02-29	$383,696
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-02-29	$2,092,698
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-02-29	No
Did the plan have assets held for investment	2012-02-29	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-02-29	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-02-29	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-02-29	No
Opinion of an independent qualified public accountant for this plan	2012-02-29	Unqualified
Accountancy firm name	2012-02-29	BERDON LLP
Accountancy firm EIN	2012-02-29	130485070
2011 : M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-02-28	$-16,970
Total unrealized appreciation/depreciation of assets	2011-02-28	$-16,970
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-02-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-02-28	$0
Total income from all sources (including contributions)	2011-02-28	$3,942,115
Total loss/gain on sale of assets	2011-02-28	$0
Total of all expenses incurred	2011-02-28	$608,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-02-28	$590,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-02-28	$1,684,991
Value of total assets at end of year	2011-02-28	$16,823,946
Value of total assets at beginning of year	2011-02-28	$13,489,996
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-02-28	$17,943
Total interest from all sources	2011-02-28	$35,932
Total dividends received (eg from common stock, registered investment company shares)	2011-02-28	$423,342
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-02-28	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-02-28	$423,342
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-02-28	$204,202
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-02-28	$191,157
Was this plan covered by a fidelity bond	2011-02-28	Yes
Value of fidelity bond cover	2011-02-28	$24,000,000
If this is an individual account plan, was there a blackout period	2011-02-28	No
Were there any nonexempt tranactions with any party-in-interest	2011-02-28	No
Contributions received from participants	2011-02-28	$1,164,758
Participant contributions at end of year	2011-02-28	$69,702
Participant contributions at beginning of year	2011-02-28	$88,956
Assets. Other investments not covered elsewhere at end of year	2011-02-28	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-02-28	$270
Income. Received or receivable in cash from other sources (including rollovers)	2011-02-28	$136,537
Administrative expenses (other) incurred	2011-02-28	$17,943
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-02-28	No
Value of net income/loss	2011-02-28	$3,333,950
Value of net assets at end of year (total assets less liabilities)	2011-02-28	$16,823,946
Value of net assets at beginning of year (total assets less liabilities)	2011-02-28	$13,489,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-02-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-02-28	No
Were any leases to which the plan was party in default or uncollectible	2011-02-28	No
Assets. partnership/joint venture interests at end of year	2011-02-28	$56,997
Assets. partnership/joint venture interests at beginning of year	2011-02-28	$46,579
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-02-28	$16,095,226
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-02-28	$12,727,675
Interest on participant loans	2011-02-28	$3,501
Interest earned on other investments	2011-02-28	$32,431
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-02-28	$14,123
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-02-28	$29,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-02-28	$29,591
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-02-28	$1,814,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-02-28	No
Was there a failure to transmit to the plan any participant contributions	2011-02-28	No
Has the plan failed to provide any benefit when due under the plan	2011-02-28	No
Contributions received in cash from employer	2011-02-28	$383,696
Employer contributions (assets) at end of year	2011-02-28	$383,696
Employer contributions (assets) at beginning of year	2011-02-28	$392,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-02-28	$590,222
Asset. Corporate debt instrument debt (other) at end of year	2011-02-28	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2011-02-28	$1,877
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-02-28	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-02-28	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-02-28	$10,967
Did the plan have assets held for investment	2011-02-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-02-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-02-28	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-02-28	No
Opinion of an independent qualified public accountant for this plan	2011-02-28	Unqualified
Accountancy firm name	2011-02-28	BERDON LLP
Accountancy firm EIN	2011-02-28	130485070

Form 5500 Responses for M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN

2018: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2018 form 5500 responses
2018-03-01	Type of plan entity	Single employer plan
2018-03-01	Submission has been amended	No
2018-03-01	This submission is the final filing	Yes
2018-03-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-03-01	Plan is a collectively bargained plan	No
2018-03-01	Plan funding arrangement – Trust	Yes
2018-03-01	Plan benefit arrangement - Trust	Yes
2017: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2017 form 5500 responses
2017-03-01	Type of plan entity	Single employer plan
2017-03-01	Submission has been amended	No
2017-03-01	This submission is the final filing	No
2017-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-03-01	Plan is a collectively bargained plan	No
2017-03-01	Plan funding arrangement – Trust	Yes
2017-03-01	Plan benefit arrangement - Trust	Yes
2016: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2016 form 5500 responses
2016-03-01	Type of plan entity	Single employer plan
2016-03-01	Submission has been amended	No
2016-03-01	This submission is the final filing	No
2016-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-03-01	Plan is a collectively bargained plan	No
2016-03-01	Plan funding arrangement – Trust	Yes
2016-03-01	Plan benefit arrangement - Trust	Yes
2015: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2015 form 5500 responses
2015-03-01	Type of plan entity	Single employer plan
2015-03-01	Submission has been amended	No
2015-03-01	This submission is the final filing	No
2015-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-03-01	Plan is a collectively bargained plan	No
2015-03-01	Plan funding arrangement – Trust	Yes
2015-03-01	Plan benefit arrangement - Trust	Yes
2014: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2014 form 5500 responses
2014-03-01	Type of plan entity	Single employer plan
2014-03-01	Submission has been amended	No
2014-03-01	This submission is the final filing	No
2014-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-03-01	Plan is a collectively bargained plan	No
2014-03-01	Plan funding arrangement – Trust	Yes
2014-03-01	Plan benefit arrangement - Trust	Yes
2013: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2013 form 5500 responses
2013-03-01	Type of plan entity	Single employer plan
2013-03-01	Submission has been amended	No
2013-03-01	This submission is the final filing	No
2013-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-03-01	Plan is a collectively bargained plan	No
2013-03-01	Plan funding arrangement – Trust	Yes
2013-03-01	Plan benefit arrangement - Trust	Yes
2012: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2012 form 5500 responses
2012-03-01	Type of plan entity	Single employer plan
2012-03-01	Submission has been amended	No
2012-03-01	This submission is the final filing	No
2012-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-03-01	Plan is a collectively bargained plan	No
2012-03-01	Plan funding arrangement – Trust	Yes
2012-03-01	Plan benefit arrangement - Trust	Yes
2011: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2011 form 5500 responses
2011-03-01	Type of plan entity	Single employer plan
2011-03-01	Submission has been amended	No
2011-03-01	This submission is the final filing	No
2011-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-03-01	Plan is a collectively bargained plan	No
2011-03-01	Plan funding arrangement – Trust	Yes
2011-03-01	Plan benefit arrangement - Trust	Yes
2010: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2010 form 5500 responses
2010-03-01	Type of plan entity	Single employer plan
2010-03-01	Submission has been amended	No
2010-03-01	This submission is the final filing	No
2010-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-03-01	Plan is a collectively bargained plan	No
2010-03-01	Plan funding arrangement – Trust	Yes
2010-03-01	Plan benefit arrangement - Trust	Yes
2009: M. D. SASS ASSOCIATES, INC. EMPLOYEES' PROFIT SHARING PLAN 2009 form 5500 responses
2009-03-01	Type of plan entity	Single employer plan
2009-03-01	Submission has been amended	No
2009-03-01	This submission is the final filing	No
2009-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-03-01	Plan is a collectively bargained plan	No
2009-03-01	Plan funding arrangement – Trust	Yes
2009-03-01	Plan benefit arrangement - Trust	Yes

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Company Name:	M.D. SASS ASSOCIATES, INC.
Employer identification number (EIN):	132704843
NAIC Classification:	523900

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	0780399