401k Plan data: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN plan

EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 401k Plan overview

Plan Name	EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN
Plan identification number	004

EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

YONKERS RACING CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: YONKERS RACING CORPORATION

Employer identification number (EIN): 132710385

NAIC Classification: 713200
NAIC Description: Gambling Industries

Additional information about YONKERS RACING CORPORATION

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1972-03-03

Company Identification Number: 324949

Legal Registered Office Address: YONKERS RACEWAY
810 YONKERS AVENUE
YONKERS
United States of America (USA)
10704

More information about YONKERS RACING CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2018-01-01
004 2017-01-01 JOEL DAUM
004 2016-01-01 JOEL DAUM
004 2015-01-01 JOEL DAUM
004 2014-01-01 JOEL DAUM
004 2013-01-01 JOEL DAUM
004 2012-01-01 JOEL DAUM
004 2011-01-01 JOEL DAUM
004 2009-01-01 STEPHANIE BUNYAN

Plan Statistics for EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN

401k plan membership statisitcs for EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN

Measure Date Value
2018: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 714
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 550
Number of other retired or separated participants entitled to future benefits 2018-01-01 127
Total of all active and inactive participants 2018-01-01 677
Total participants 2018-01-01 677
Number of participants with account balances 2018-01-01 602
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 40
2017: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 811
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 596
Number of other retired or separated participants entitled to future benefits 2017-01-01 118
Total of all active and inactive participants 2017-01-01 714
Total participants 2017-01-01 714
Number of participants with account balances 2017-01-01 600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 34
2016: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 710
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 631
Number of other retired or separated participants entitled to future benefits 2016-01-01 180
Total of all active and inactive participants 2016-01-01 811
Total participants 2016-01-01 811
Number of participants with account balances 2016-01-01 613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 23
2015: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 629
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 560
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 150
Total of all active and inactive participants 2015-01-01 710
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 710
Number of participants with account balances 2015-01-01 577
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 40
2014: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 626
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 508
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 121
Total of all active and inactive participants 2014-01-01 629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 629
Number of participants with account balances 2014-01-01 553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 36
2013: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 542
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 553
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 73
Total of all active and inactive participants 2013-01-01 626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 626
Number of participants with account balances 2013-01-01 532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 7
2012: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 551
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 499
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 43
Total of all active and inactive participants 2012-01-01 542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 542
Number of participants with account balances 2012-01-01 271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 529
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 518
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 33
Total of all active and inactive participants 2011-01-01 551
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 551
Number of participants with account balances 2011-01-01 551
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2009: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 292
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 233
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 28
Total of all active and inactive participants 2009-01-01 261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 261
Number of participants with account balances 2009-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 27

Measure	Date	Value
2018: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	714
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	550
Number of other retired or separated participants entitled to future benefits	2018-01-01	127
Total of all active and inactive participants	2018-01-01	677
Total participants	2018-01-01	677
Number of participants with account balances	2018-01-01	602
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	40
2017: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	811
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	596
Number of other retired or separated participants entitled to future benefits	2017-01-01	118
Total of all active and inactive participants	2017-01-01	714
Total participants	2017-01-01	714
Number of participants with account balances	2017-01-01	600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	34
2016: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	710
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	631
Number of other retired or separated participants entitled to future benefits	2016-01-01	180
Total of all active and inactive participants	2016-01-01	811
Total participants	2016-01-01	811
Number of participants with account balances	2016-01-01	613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	23
2015: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	629
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	560
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	150
Total of all active and inactive participants	2015-01-01	710
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	710
Number of participants with account balances	2015-01-01	577
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	40
2014: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	626
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	508
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	121
Total of all active and inactive participants	2014-01-01	629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	629
Number of participants with account balances	2014-01-01	553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	36
2013: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	542
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	553
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	73
Total of all active and inactive participants	2013-01-01	626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	626
Number of participants with account balances	2013-01-01	532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	7
2012: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	551
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	499
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	43
Total of all active and inactive participants	2012-01-01	542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	542
Number of participants with account balances	2012-01-01	271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	529
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	518
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	33
Total of all active and inactive participants	2011-01-01	551
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	551
Number of participants with account balances	2011-01-01	551
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2009: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	292
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	233
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	28
Total of all active and inactive participants	2009-01-01	261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	261
Number of participants with account balances	2009-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	27

Financial Data on EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN

Measure	Date	Value
2018 : EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,010,863
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$583,298
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$520,291
Expenses. Certain deemed distributions of participant loans	2018-12-31	$13,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,667,159
Value of total assets at end of year	2018-12-31	$13,144,503
Value of total assets at beginning of year	2018-12-31	$12,716,938
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$49,784
Total interest from all sources	2018-12-31	$43,531
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,277,720
Participant contributions at end of year	2018-12-31	$812,819
Participant contributions at beginning of year	2018-12-31	$710,957
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$427,565
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$13,144,503
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$12,716,938
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$49,784
Value of interest in pooled separate accounts at end of year	2018-12-31	$12,331,684
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$12,000,412
Interest on participant loans	2018-12-31	$43,531
Net investment gain/loss from pooled separate accounts	2018-12-31	$-699,827
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$388,328
Employer contributions (assets) at beginning of year	2018-12-31	$5,569
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$520,291
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	DAY SECKLER LLP
Accountancy firm EIN	2018-12-31	262310586
2017 : EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,389,162
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$801,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$703,891
Expenses. Certain deemed distributions of participant loans	2017-12-31	$42,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,602,326
Value of total assets at end of year	2017-12-31	$12,716,938
Value of total assets at beginning of year	2017-12-31	$10,129,095
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$54,594
Total interest from all sources	2017-12-31	$37,171
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,201,921
Participant contributions at end of year	2017-12-31	$710,957
Participant contributions at beginning of year	2017-12-31	$589,979
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$20,401
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,587,843
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$12,716,938
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,129,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$54,594
Value of interest in pooled separate accounts at end of year	2017-12-31	$12,000,412
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$9,531,300
Interest on participant loans	2017-12-31	$37,171
Net investment gain/loss from pooled separate accounts	2017-12-31	$1,749,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$380,004
Employer contributions (assets) at end of year	2017-12-31	$5,569
Employer contributions (assets) at beginning of year	2017-12-31	$7,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$703,891
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	DAY SECKLER LLP
Accountancy firm EIN	2017-12-31	262310586
2016 : EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,299,056
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$772,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$674,007
Expenses. Certain deemed distributions of participant loans	2016-12-31	$68,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,541,425
Value of total assets at end of year	2016-12-31	$10,129,095
Value of total assets at beginning of year	2016-12-31	$8,602,792
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$29,957
Total interest from all sources	2016-12-31	$30,170
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,156,438
Participant contributions at end of year	2016-12-31	$589,979
Participant contributions at beginning of year	2016-12-31	$599,667
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$17,833
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,526,303
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,129,095
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$8,602,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$29,957
Value of interest in pooled separate accounts at end of year	2016-12-31	$9,531,300
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$7,991,800
Interest on participant loans	2016-12-31	$30,170
Net investment gain/loss from pooled separate accounts	2016-12-31	$727,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$367,154
Employer contributions (assets) at end of year	2016-12-31	$7,816
Employer contributions (assets) at beginning of year	2016-12-31	$11,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$674,007
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	DAY SECKLER LLP
Accountancy firm EIN	2016-12-31	262310586
2015 : EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,231,895
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$736,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$652,924
Expenses. Certain deemed distributions of participant loans	2015-12-31	$46,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,482,557
Value of total assets at end of year	2015-12-31	$8,602,792
Value of total assets at beginning of year	2015-12-31	$8,107,136
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$37,214
Total interest from all sources	2015-12-31	$21,588
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,117,880
Participant contributions at end of year	2015-12-31	$599,667
Participant contributions at beginning of year	2015-12-31	$503,267
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$13,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$495,656
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$8,602,792
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$8,107,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$37,214
Value of interest in pooled separate accounts at end of year	2015-12-31	$7,991,800
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$7,603,869
Interest on participant loans	2015-12-31	$21,588
Net investment gain/loss from pooled separate accounts	2015-12-31	$-272,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$351,677
Employer contributions (assets) at end of year	2015-12-31	$11,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$652,924
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	DAY SECKLER LLP
Accountancy firm EIN	2015-12-31	262310586
2014 : EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,681,986
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$632,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$538,436
Expenses. Certain deemed distributions of participant loans	2014-12-31	$59,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,515,168
Value of total assets at end of year	2014-12-31	$8,107,136
Value of total assets at beginning of year	2014-12-31	$7,057,506
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$34,535
Total interest from all sources	2014-12-31	$16,608
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,155,701
Participant contributions at end of year	2014-12-31	$503,267
Participant contributions at beginning of year	2014-12-31	$471,079
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$5,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,049,630
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$8,107,136
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$7,057,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$34,535
Value of interest in pooled separate accounts at end of year	2014-12-31	$7,603,869
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$6,586,427
Interest on participant loans	2014-12-31	$16,608
Net investment gain/loss from pooled separate accounts	2014-12-31	$150,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$353,706
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$538,436
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DAY SECKLER LLP
Accountancy firm EIN	2014-12-31	262310586
2013 : EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,292,420
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$307,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$272,165
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,467,387
Value of total assets at end of year	2013-12-31	$7,057,506
Value of total assets at beginning of year	2013-12-31	$5,072,999
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$35,748
Total interest from all sources	2013-12-31	$12,635
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,075,717
Participant contributions at end of year	2013-12-31	$471,079
Participant contributions at beginning of year	2013-12-31	$307,708
Participant contributions at beginning of year	2013-12-31	$4,328
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$81,765
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$9,994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,984,507
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,057,506
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,072,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$35,748
Value of interest in pooled separate accounts at end of year	2013-12-31	$6,586,427
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$4,760,403
Interest on participant loans	2013-12-31	$12,635
Net investment gain/loss from pooled separate accounts	2013-12-31	$812,398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$309,905
Employer contributions (assets) at beginning of year	2013-12-31	$560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$262,171
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DAY SECKLER LLP
Accountancy firm EIN	2013-12-31	262310586
2012 : EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$1,652,908
Total of all expenses incurred	2012-12-31	$558,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$531,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,212,245
Value of total assets at end of year	2012-12-31	$5,072,999
Value of total assets at beginning of year	2012-12-31	$3,978,914
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$27,680
Total interest from all sources	2012-12-31	$7,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$901,626
Participant contributions at end of year	2012-12-31	$307,708
Participant contributions at beginning of year	2012-12-31	$197,847
Participant contributions at end of year	2012-12-31	$4,328
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$70,554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,094,085
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,072,999
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,978,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$27,680
Value of interest in pooled separate accounts at end of year	2012-12-31	$4,760,403
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$3,781,067
Interest on participant loans	2012-12-31	$7,380
Net investment gain/loss from pooled separate accounts	2012-12-31	$433,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$240,065
Employer contributions (assets) at end of year	2012-12-31	$560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$531,143
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DAY SECKLER LLP
Accountancy firm EIN	2012-12-31	262310586
2011 : EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$840,244
Total of all expenses incurred	2011-12-31	$178,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$160,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,058,192
Value of total assets at end of year	2011-12-31	$3,978,914
Value of total assets at beginning of year	2011-12-31	$3,317,517
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$17,854
Total interest from all sources	2011-12-31	$5,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$814,030
Participant contributions at end of year	2011-12-31	$197,847
Participant contributions at beginning of year	2011-12-31	$163,947
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$24,466
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$18,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$661,397
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,978,914
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,317,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$17,854
Value of interest in pooled separate accounts at end of year	2011-12-31	$3,781,067
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$3,153,570
Interest on participant loans	2011-12-31	$5,521
Net investment gain/loss from pooled separate accounts	2011-12-31	$-223,469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$219,696
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$142,575
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DAY SECKLER LLP
Accountancy firm EIN	2011-12-31	262310586
2010 : EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$1,424,395
Total of all expenses incurred	2010-12-31	$73,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$61,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,128,129
Value of total assets at end of year	2010-12-31	$3,317,517
Value of total assets at beginning of year	2010-12-31	$1,966,746
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$12,026
Total interest from all sources	2010-12-31	$2,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$774,188
Participant contributions at end of year	2010-12-31	$163,947
Participant contributions at beginning of year	2010-12-31	$30,914
Participant contributions at beginning of year	2010-12-31	$498
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$141,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,350,771
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,317,517
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,966,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$12,026
Value of interest in pooled separate accounts at end of year	2010-12-31	$3,153,570
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$1,935,334
Interest on participant loans	2010-12-31	$2,531
Net investment gain/loss from pooled separate accounts	2010-12-31	$293,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$212,866
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$61,598
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MARGOLIN, WINER & EVENS, LLP
Accountancy firm EIN	2010-12-31	111558868
2009 : EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN

2018: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2017: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: EMPIRE CITY - YONKERS RACEWAY 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AMERITAS LIFE INSURANCE CORP OF NY (National Association of Insurance Commissioners NAIC id number: 61301 )

Policy contract number

647431

Policy instance

Insurance contract or identification number	647431
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $32,168
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $32,168
Insurance broker organization code?	3

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630225

Policy instance

Insurance contract or identification number	630225
Number of Individuals Covered	606
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $29,880
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $29,880
Insurance broker organization code?	3
Insurance broker name	PARK AVENUE SECURITIES

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630225

Policy instance

Insurance contract or identification number	630225
Number of Individuals Covered	516
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $30,322
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $30,322
Insurance broker organization code?	3
Insurance broker name	PARK AVENUE SECURITIES

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630225

Policy instance

Insurance contract or identification number	630225
Number of Individuals Covered	516
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $30,410
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $30,410
Insurance broker organization code?	3
Insurance broker name	PARK AVENUE SECURITIES

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630225

Policy instance

Insurance contract or identification number	630225
Number of Individuals Covered	270
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $29,826
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $29,826
Insurance broker organization code?	3
Insurance broker name	PARK AVENUE SECURITIES

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630225

Policy instance

Insurance contract or identification number	630225
Number of Individuals Covered	240
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $33,412
Commission paid to Insurance Broker	USD $33,412
Insurance broker organization code?	3
Insurance broker name	PARK AVENUE SECURITIES

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630225

Policy instance

Insurance contract or identification number	630225
Number of Individuals Covered	240
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $30,055
Total amount of fees paid to insurance company	USD $0

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 78778 )

Policy contract number

630225

Policy instance

Insurance contract or identification number	630225
Number of Individuals Covered	245
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $20,931
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
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Company Name:	YONKERS RACING CORPORATION
Employer identification number (EIN):	132710385
NAIC Classification:	713200
NAIC Description:	Gambling Industries

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1972-03-03
Company Identification Number:	324949
Legal Registered Office Address:	YONKERS RACEWAY 810 YONKERS AVENUE YONKERS United States of America (USA) 10704

Plan id#	Filing Submission Date	Name of Administrator
004	2018-01-01
004	2017-01-01	JOEL DAUM
004	2016-01-01	JOEL DAUM
004	2015-01-01	JOEL DAUM
004	2014-01-01	JOEL DAUM
004	2013-01-01	JOEL DAUM
004	2012-01-01	JOEL DAUM
004	2011-01-01	JOEL DAUM
004	2009-01-01	STEPHANIE BUNYAN