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US SECURITIES INTL CORP PENSION PLAN 401k Plan overview

Plan NameUS SECURITIES INTL CORP PENSION PLAN
Plan identification number 001

US SECURITIES INTL CORP PENSION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Money purchase (other than target benefit)
  • Offset plan - Plan benefits are subject to offset for retirement benefits provided in another plan or arrangement of the employer.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Non-U.S. plan - Pension plan maintained outside the United States primarily for nonresident aliens.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Health (other than dental or vision)

401k Sponsoring company profile

US SECURITIES INTL CORP has sponsored the creation of one or more 401k plans.

Company Name:US SECURITIES INTL CORP
Employer identification number (EIN):132776016
NAIC Classification:523120
NAIC Description:Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan US SECURITIES INTL CORP PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01WILLIAM COPPA2023-05-10 WILLIAM COPPA2023-05-10
0012021-01-01WILIAM COPPA2022-05-04 WILIAM COPPA2022-05-04
0012020-01-01WILIAM COPPA2021-06-10 WILIAM COPPA2021-06-10
0012019-01-01WILIAM COPPA2020-07-07 WILIAM COPPA2020-07-07
0012018-01-01WILIAM COPPA WILIAM COPPA2019-06-10
0012017-01-01WILIAM COPPA WILIAM COPPA2018-06-29
0012016-01-01WILIAM COPPA WILIAM COPPA2017-09-07
0012015-01-01WILIAM COPPA WILIAM COPPA2016-07-08
0012014-01-01WILIAM COPPA WILIAM COPPA2015-06-25
0012013-01-01WILIAM COPPA WILIAM COPPA2014-07-17
0012012-01-01WILIAM COPPA2013-07-17 WILIAM COPPA2013-07-17
0012011-01-01WILIAM COPPA
0012010-01-01WILIAM COPPA

Plan Statistics for US SECURITIES INTL CORP PENSION PLAN

401k plan membership statisitcs for US SECURITIES INTL CORP PENSION PLAN

Measure Date Value
2018: US SECURITIES INTL CORP PENSION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014
Total number of active participants reported on line 7a of the Form 55002018-01-014
Number of retired or separated participants receiving benefits2018-01-010
Total of all active and inactive participants2018-01-014
Total participants2018-01-014
Number of participants with account balances2018-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: US SECURITIES INTL CORP PENSION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014
Total number of active participants reported on line 7a of the Form 55002017-01-013
Number of retired or separated participants receiving benefits2017-01-010
Total of all active and inactive participants2017-01-013
Total participants2017-01-013
Number of participants with account balances2017-01-013
2016: US SECURITIES INTL CORP PENSION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014
Total number of active participants reported on line 7a of the Form 55002016-01-013
Number of retired or separated participants receiving benefits2016-01-010
Total of all active and inactive participants2016-01-013
Total participants2016-01-013
Number of participants with account balances2016-01-013
2015: US SECURITIES INTL CORP PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-016
Total number of active participants reported on line 7a of the Form 55002015-01-014
Number of retired or separated participants receiving benefits2015-01-010
Total of all active and inactive participants2015-01-014
Total participants2015-01-014
Number of participants with account balances2015-01-014
2014: US SECURITIES INTL CORP PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016
Total number of active participants reported on line 7a of the Form 55002014-01-015
Number of retired or separated participants receiving benefits2014-01-011
Total of all active and inactive participants2014-01-016
Total participants2014-01-016
2013: US SECURITIES INTL CORP PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016
Total number of active participants reported on line 7a of the Form 55002013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-016
Total participants2013-01-016
Number of participants with account balances2013-01-016
2012: US SECURITIES INTL CORP PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016
Total number of active participants reported on line 7a of the Form 55002012-01-016
Total of all active and inactive participants2012-01-016
Total participants2012-01-016
Number of participants with account balances2012-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: US SECURITIES INTL CORP PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-016
Total of all active and inactive participants2011-01-016
Total participants2011-01-016
Number of participants with account balances2011-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: US SECURITIES INTL CORP PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015
Total number of active participants reported on line 7a of the Form 55002010-01-015
Number of retired or separated participants receiving benefits2010-01-010
Total of all active and inactive participants2010-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-015
Number of participants with account balances2010-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010

Financial Data on US SECURITIES INTL CORP PENSION PLAN

Measure Date Value
2018 : US SECURITIES INTL CORP PENSION PLAN 2018 401k financial data
Total income from all sources2018-12-31$-219,901
Expenses. Total of all expenses incurred2018-12-31$120,000
Benefits paid (including direct rollovers)2018-12-31$120,000
Total plan assets at end of year2018-12-31$1,500,330
Total plan assets at beginning of year2018-12-31$1,840,231
Other income received2018-12-31$-256,130
Net income (gross income less expenses)2018-12-31$-339,901
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,500,330
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,840,231
Total contributions received or receivable from employer(s)2018-12-31$36,229
2017 : US SECURITIES INTL CORP PENSION PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$445,925
Expenses. Total of all expenses incurred2017-12-31$103,100
Benefits paid (including direct rollovers)2017-12-31$103,100
Total plan assets at end of year2017-12-31$1,840,231
Total plan assets at beginning of year2017-12-31$1,497,406
Contributions received from other sources (not participants or employers)2017-12-31$100,000
Other income received2017-12-31$313,591
Net income (gross income less expenses)2017-12-31$342,825
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,840,231
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,497,406
Total contributions received or receivable from employer(s)2017-12-31$32,334
2016 : US SECURITIES INTL CORP PENSION PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$134,101
Expenses. Total of all expenses incurred2016-12-31$107,161
Benefits paid (including direct rollovers)2016-12-31$107,161
Total plan assets at end of year2016-12-31$1,497,406
Total plan assets at beginning of year2016-12-31$1,470,466
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$100,000
Net income (gross income less expenses)2016-12-31$26,940
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,497,406
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,470,466
Total contributions received or receivable from employer(s)2016-12-31$34,101
2015 : US SECURITIES INTL CORP PENSION PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total income from all sources2015-12-31$38,286
Expenses. Total of all expenses incurred2015-12-31$302,424
Benefits paid (including direct rollovers)2015-12-31$221,046
Total plan assets at end of year2015-12-31$1,470,466
Total plan assets at beginning of year2015-12-31$1,734,604
Expenses. Other expenses not covered elsewhere2015-12-31$81,378
Net income (gross income less expenses)2015-12-31$-264,138
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,470,466
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,734,604
Total contributions received or receivable from employer(s)2015-12-31$38,286
2014 : US SECURITIES INTL CORP PENSION PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$231,286
Expenses. Total of all expenses incurred2014-12-31$132,158
Benefits paid (including direct rollovers)2014-12-31$132,158
Total plan assets at end of year2014-12-31$1,734,604
Total plan assets at beginning of year2014-12-31$1,635,476
Other income received2014-12-31$170,424
Net income (gross income less expenses)2014-12-31$99,128
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,734,604
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,635,476
Total contributions received or receivable from employer(s)2014-12-31$60,862
2013 : US SECURITIES INTL CORP PENSION PLAN 2013 401k financial data
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$245,487
Expenses. Total of all expenses incurred2013-12-31$101,363
Benefits paid (including direct rollovers)2013-12-31$101,363
Total plan assets at end of year2013-12-31$1,635,476
Total plan assets at beginning of year2013-12-31$1,491,352
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$148,457
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$144,124
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,635,476
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,491,352
Total contributions received or receivable from employer(s)2013-12-31$97,030
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
2012 : US SECURITIES INTL CORP PENSION PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$151,775
Expenses. Total of all expenses incurred2012-12-31$107,487
Benefits paid (including direct rollovers)2012-12-31$107,487
Total plan assets at end of year2012-12-31$1,491,352
Total plan assets at beginning of year2012-12-31$1,447,064
Other income received2012-12-31$76,244
Net income (gross income less expenses)2012-12-31$44,288
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,491,352
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,447,064
Total contributions received or receivable from employer(s)2012-12-31$75,531
2011 : US SECURITIES INTL CORP PENSION PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$168,674
Expenses. Total of all expenses incurred2011-12-31$136,519
Benefits paid (including direct rollovers)2011-12-31$136,519
Total plan assets at end of year2011-12-31$1,447,064
Total plan assets at beginning of year2011-12-31$1,414,909
Other income received2011-12-31$78,838
Net income (gross income less expenses)2011-12-31$32,155
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,447,064
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,414,909
Total contributions received or receivable from employer(s)2011-12-31$89,836
2010 : US SECURITIES INTL CORP PENSION PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$217,001
Expenses. Total of all expenses incurred2010-12-31$191,821
Benefits paid (including direct rollovers)2010-12-31$191,821
Total plan assets at end of year2010-12-31$1,414,909
Total plan assets at beginning of year2010-12-31$1,386,729
Value of fidelity bond covering the plan2010-12-31$300,000
Other income received2010-12-31$131,168
Net income (gross income less expenses)2010-12-31$25,180
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,414,909
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,386,729
Total contributions received or receivable from employer(s)2010-12-31$85,833

Form 5500 Responses for US SECURITIES INTL CORP PENSION PLAN

2018: US SECURITIES INTL CORP PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: US SECURITIES INTL CORP PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: US SECURITIES INTL CORP PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: US SECURITIES INTL CORP PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: US SECURITIES INTL CORP PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: US SECURITIES INTL CORP PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: US SECURITIES INTL CORP PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: US SECURITIES INTL CORP PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: US SECURITIES INTL CORP PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes

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