401k Plan data: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN plan

SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 401k Plan overview

Plan Name	SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN
Plan identification number	001

SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. has sponsored the creation of one or more 401k plans.

Company Name: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C.

Employer identification number (EIN): 132797049

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 VU TRAN 2023-05-22
001 2021-01-01 VU TRAN 2022-05-06
001 2020-01-01 VU TRAN 2021-06-07
001 2019-01-01 VU TRAN 2020-05-14
001 2018-01-01 VU TRAN 2019-10-11
001 2017-01-01 VITO CANNAVO
001 2016-01-01 VITO CANNAVO
001 2015-01-01 VITO CANNAVO
001 2014-01-01 VITO CANNAVO
001 2013-01-01 VITO CANNAVO
001 2012-01-01 VITO CANNAVO 2013-07-01
001 2011-01-01 VITO CANNAVO 2012-06-25
001 2010-01-01 VITO CANNAVO 2011-06-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	VU TRAN	2023-05-22
001	2021-01-01	VU TRAN	2022-05-06
001	2020-01-01	VU TRAN	2021-06-07
001	2019-01-01	VU TRAN	2020-05-14
001	2018-01-01	VU TRAN	2019-10-11
001	2017-01-01	VITO CANNAVO
001	2016-01-01	VITO CANNAVO
001	2015-01-01	VITO CANNAVO
001	2014-01-01	VITO CANNAVO
001	2013-01-01	VITO CANNAVO
001	2012-01-01	VITO CANNAVO	2013-07-01
001	2011-01-01	VITO CANNAVO	2012-06-25
001	2010-01-01	VITO CANNAVO	2011-06-14

Plan Statistics for SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN

401k plan membership statisitcs for SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN

Measure Date Value
2017: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 104
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 89
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 7
Total of all active and inactive participants 2017-01-01 97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 97
Number of participants with account balances 2017-01-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 88
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 14
Total of all active and inactive participants 2016-01-01 102
Total participants 2016-01-01 102
Number of participants with account balances 2016-01-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 104
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 93
Number of other retired or separated participants entitled to future benefits 2015-01-01 18
Total of all active and inactive participants 2015-01-01 111
Total participants 2015-01-01 111
Number of participants with account balances 2015-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 4
2014: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 95
Number of other retired or separated participants entitled to future benefits 2014-01-01 10
Total of all active and inactive participants 2014-01-01 105
Total participants 2014-01-01 105
Number of participants with account balances 2014-01-01 86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3
2013: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 102
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 12
Total of all active and inactive participants 2013-01-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 114
Number of participants with account balances 2013-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2017: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	104
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	89
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	7
Total of all active and inactive participants	2017-01-01	97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	97
Number of participants with account balances	2017-01-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	88
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	14
Total of all active and inactive participants	2016-01-01	102
Total participants	2016-01-01	102
Number of participants with account balances	2016-01-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	104
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	93
Number of other retired or separated participants entitled to future benefits	2015-01-01	18
Total of all active and inactive participants	2015-01-01	111
Total participants	2015-01-01	111
Number of participants with account balances	2015-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	4
2014: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	95
Number of other retired or separated participants entitled to future benefits	2014-01-01	10
Total of all active and inactive participants	2014-01-01	105
Total participants	2014-01-01	105
Number of participants with account balances	2014-01-01	86
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3
2013: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	102
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	12
Total of all active and inactive participants	2013-01-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	114
Number of participants with account balances	2013-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN

Measure	Date	Value
2017 : SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$3,657,981
Total of all expenses incurred	2017-12-31	$795,357
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$773,797
Expenses. Certain deemed distributions of participant loans	2017-12-31	$2,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,197,029
Value of total assets at end of year	2017-12-31	$18,026,346
Value of total assets at beginning of year	2017-12-31	$15,163,722
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$19,029
Total interest from all sources	2017-12-31	$26,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$818,248
Participant contributions at end of year	2017-12-31	$123,979
Participant contributions at beginning of year	2017-12-31	$109,336
Administrative expenses (other) incurred	2017-12-31	$19,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,862,624
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$18,026,346
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$15,163,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$16,356,369
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$13,370,665
Interest on participant loans	2017-12-31	$4,466
Interest earned on other investments	2017-12-31	$21,593
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,544,458
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,683,721
Net investment gain/loss from pooled separate accounts	2017-12-31	$2,434,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$378,781
Employer contributions (assets) at end of year	2017-12-31	$1,540
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$773,797
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2017-12-31	222428965
2016 : SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,951,546
Total of all expenses incurred	2016-12-31	$393,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$340,612
Expenses. Certain deemed distributions of participant loans	2016-12-31	$34,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,110,122
Value of total assets at end of year	2016-12-31	$15,163,722
Value of total assets at beginning of year	2016-12-31	$13,605,355
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$18,130
Total interest from all sources	2016-12-31	$5,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$788,747
Participant contributions at end of year	2016-12-31	$109,336
Participant contributions at beginning of year	2016-12-31	$159,303
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$8,370
Other income not declared elsewhere	2016-12-31	$20,128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,558,367
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$15,163,722
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$13,605,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$13,370,665
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$12,093,354
Interest on participant loans	2016-12-31	$5,590
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,683,721
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,323,135
Net investment gain/loss from pooled separate accounts	2016-12-31	$815,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$321,375
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$21,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$340,612
Contract administrator fees	2016-12-31	$18,130
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2016-12-31	222428965
2015 : SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,110,326
Total of all expenses incurred	2015-12-31	$169,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$142,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,016,339
Value of total assets at end of year	2015-12-31	$13,605,355
Value of total assets at beginning of year	2015-12-31	$12,664,063
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$26,716
Total interest from all sources	2015-12-31	$6,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$1,850
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$774,109
Participant contributions at end of year	2015-12-31	$159,303
Participant contributions at beginning of year	2015-12-31	$136,833
Participant contributions at end of year	2015-12-31	$8,370
Participant contributions at beginning of year	2015-12-31	$7,259
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$7,363
Other income not declared elsewhere	2015-12-31	$19,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$941,292
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$13,605,355
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,664,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$24,866
Value of interest in pooled separate accounts at end of year	2015-12-31	$12,093,354
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$11,251,338
Interest on participant loans	2015-12-31	$6,737
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,323,135
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,266,241
Net investment gain/loss from pooled separate accounts	2015-12-31	$67,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$234,867
Employer contributions (assets) at end of year	2015-12-31	$21,193
Employer contributions (assets) at beginning of year	2015-12-31	$2,392
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$142,318
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2015-12-31	222428965
2014 : SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,686,746
Total of all expenses incurred	2014-12-31	$476,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$403,165
Value of total corrective distributions	2014-12-31	$45,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$884,436
Value of total assets at end of year	2014-12-31	$12,664,063
Value of total assets at beginning of year	2014-12-31	$11,453,638
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$27,157
Total interest from all sources	2014-12-31	$3,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$1,800
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$701,146
Participant contributions at end of year	2014-12-31	$136,833
Participant contributions at beginning of year	2014-12-31	$64,889
Participant contributions at end of year	2014-12-31	$7,259
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$80,186
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$19,520
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,210,425
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,664,063
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$11,453,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$25,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$0
Value of interest in pooled separate accounts at end of year	2014-12-31	$11,251,338
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$10,033,663
Interest on participant loans	2014-12-31	$3,982
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,266,241
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,355,086
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from pooled separate accounts	2014-12-31	$778,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$103,104
Employer contributions (assets) at end of year	2014-12-31	$2,392
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$403,165
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2014-12-31	222428965
2013 : SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,356,878
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$260,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$147,709
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$85,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$633,421
Value of total assets at end of year	2013-12-31	$11,453,638
Value of total assets at beginning of year	2013-12-31	$9,356,892
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$26,483
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$2,268
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$0
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$1,850
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$633,421
Participant contributions at end of year	2013-12-31	$64,889
Participant contributions at beginning of year	2013-12-31	$51,502
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$21,719
Administrative expenses (other) incurred	2013-12-31	$0
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$2,096,746
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$11,453,638
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,356,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$24,633
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$0
Value of interest in pooled separate accounts at end of year	2013-12-31	$10,033,663
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$7,957,601
Interest on participant loans	2013-12-31	$2,268
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,355,086
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,347,789
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$0
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,699,470
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$0
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$147,709
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2013-12-31	222428965

Form 5500 Responses for SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN

2017: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C. 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600551

Policy instance

Insurance contract or identification number	600551
Number of Individuals Covered	80
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $66,092
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $33,046
Insurance broker organization code?	3
Insurance broker name	R. DEGRUTTOLA, MERRILL LYNCH LIFE A

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600551-000

Policy instance

Insurance contract or identification number	600551-000
Number of Individuals Covered	93
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $52,338
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $19,806
Insurance broker organization code?	3
Insurance broker name	RICHARD SCHWAMB, MERRILL LYNCH LIFE

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600551-000

Policy instance

Insurance contract or identification number	600551-000
Number of Individuals Covered	86
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $47,533
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $47,533
Insurance broker organization code?	3
Insurance broker name	RICHARD SCHWAMB, MERRILL LYNCH LIFE

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600551-000

Policy instance

Insurance contract or identification number	600551-000
Number of Individuals Covered	78
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $40,777
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $40,777
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	RICHARD SCHWAMB

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Company Name:	SULLIVAN, PAPAIN, BLOCK, MCGRATH AND CANNAVO, P.C.
Employer identification number (EIN):	132797049
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers