401k Plan data: DEALERWEB INC. RETIREMENT PLAN plan

DEALERWEB INC. RETIREMENT PLAN 401k Plan overview

Plan Name	DEALERWEB INC. RETIREMENT PLAN
Plan identification number	003

DEALERWEB INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HILLIARD FARBER & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: HILLIARD FARBER & CO., INC.

Employer identification number (EIN): 132838632

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DEALERWEB INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2012-01-01 RICHARD J. COTTER RICHARD J. COTTER 2014-12-17
003 2011-01-01 RICHARD J. COTTER RICHARD J. COTTER 2012-10-13
003 2009-08-01 RICHARD J. COTTER RICHARD J. COTTER 2010-10-05

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2012-01-01	RICHARD J. COTTER	RICHARD J. COTTER	2014-12-17
003	2011-01-01	RICHARD J. COTTER	RICHARD J. COTTER	2012-10-13
003	2009-08-01	RICHARD J. COTTER	RICHARD J. COTTER	2010-10-05

Plan Statistics for DEALERWEB INC. RETIREMENT PLAN

401k plan membership statisitcs for DEALERWEB INC. RETIREMENT PLAN

Measure Date Value
2012: DEALERWEB INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 202
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: DEALERWEB INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 113
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 173
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 29
Total of all active and inactive participants 2011-01-01 202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 202
Number of participants with account balances 2011-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: DEALERWEB INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-08-01 99
Total number of active participants reported on line 7a of the Form 5500 2009-08-01 81
Number of retired or separated participants receiving benefits 2009-08-01 0
Number of other retired or separated participants entitled to future benefits 2009-08-01 25
Total of all active and inactive participants 2009-08-01 106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-08-01 0
Total participants 2009-08-01 106
Number of participants with account balances 2009-08-01 99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-08-01 0

Measure	Date	Value
2012: DEALERWEB INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	202
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: DEALERWEB INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	113
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	173
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	29
Total of all active and inactive participants	2011-01-01	202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	202
Number of participants with account balances	2011-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: DEALERWEB INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-08-01	99
Total number of active participants reported on line 7a of the Form 5500	2009-08-01	81
Number of retired or separated participants receiving benefits	2009-08-01	0
Number of other retired or separated participants entitled to future benefits	2009-08-01	25
Total of all active and inactive participants	2009-08-01	106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-08-01	0
Total participants	2009-08-01	106
Number of participants with account balances	2009-08-01	99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-08-01	0

Financial Data on DEALERWEB INC. RETIREMENT PLAN

Measure	Date	Value
2012 : DEALERWEB INC. RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$24,406,646
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$6,559,148
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$60,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$60,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,079,990
Value of total assets at end of year	2012-12-31	$24,673,364
Value of total assets at beginning of year	2012-12-31	$18,175,158
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$300
Total interest from all sources	2012-12-31	$6,740
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$536,510
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$536,510
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,923,395
Participant contributions at end of year	2012-12-31	$190,305
Participant contributions at beginning of year	2012-12-31	$132,052
Participant contributions at end of year	2012-12-31	$73,675
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,330,038
Other income not declared elsewhere	2012-12-31	$6,895
Administrative expenses (other) incurred	2012-12-31	$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$6,498,206
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$24,673,364
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$18,175,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$17,912,316
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$13,746,340
Interest on participant loans	2012-12-31	$6,740
Value of interest in common/collective trusts at end of year	2012-12-31	$6,470,896
Value of interest in common/collective trusts at beginning of year	2012-12-31	$4,296,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,557,890
Net investment gain or loss from common/collective trusts	2012-12-31	$371,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$826,557
Employer contributions (assets) at end of year	2012-12-31	$26,172
Employer contributions (assets) at beginning of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$60,642
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2012-12-31	366055558
2011 : DEALERWEB INC. RETIREMENT PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$7,654,724
Expenses. Total of all expenses incurred	2011-12-31	$6,670,826
Benefits paid (including direct rollovers)	2011-12-31	$974,609
Total plan assets at end of year	2011-12-31	$18,175,158
Total plan assets at beginning of year	2011-12-31	$17,191,260
Value of fidelity bond covering the plan	2011-12-31	$25,000,000
Total contributions received or receivable from participants	2011-12-31	$1,000,159
Expenses. Other expenses not covered elsewhere	2011-12-31	$5,695,790
Contributions received from other sources (not participants or employers)	2011-12-31	$636,984
Other income received	2011-12-31	$5,568,706
Net income (gross income less expenses)	2011-12-31	$983,898
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$18,175,158
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$17,191,260
Assets. Value of participant loans	2011-12-31	$132,052
Total contributions received or receivable from employer(s)	2011-12-31	$448,875
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$427
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : DEALERWEB INC. RETIREMENT PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$7,897,952
Expenses. Total of all expenses incurred	2010-12-31	$315,294
Benefits paid (including direct rollovers)	2010-12-31	$97,768
Total plan assets at end of year	2010-12-31	$17,191,260
Total plan assets at beginning of year	2010-12-31	$9,608,602
Value of fidelity bond covering the plan	2010-12-31	$25,000,000
Total contributions received or receivable from participants	2010-12-31	$919,692
Contributions received from other sources (not participants or employers)	2010-12-31	$5,027,416
Other income received	2010-12-31	$1,557,322
Net income (gross income less expenses)	2010-12-31	$7,582,658
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$17,191,260
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$9,608,602
Assets. Value of participant loans	2010-12-31	$27,700
Total contributions received or receivable from employer(s)	2010-12-31	$393,522
Value of corrective distributions	2010-12-31	$217,247
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$279
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : DEALERWEB INC. RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DEALERWEB INC. RETIREMENT PLAN

2012: DEALERWEB INC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DEALERWEB INC. RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DEALERWEB INC. RETIREMENT PLAN 2009 form 5500 responses
2009-08-01	Type of plan entity	Single employer plan
2009-08-01	First time form 5500 has been submitted	Yes
2009-08-01	Submission has been amended	No
2009-08-01	This submission is the final filing	No
2009-08-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2009-08-01	Plan is a collectively bargained plan	No
2009-08-01	Plan funding arrangement – Trust	Yes
2009-08-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	HILLIARD FARBER & CO., INC.
Employer identification number (EIN):	132838632