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DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 401k Plan overview

Plan NameDON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST
Plan identification number 001

DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DON BUCHWALD AND ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:DON BUCHWALD AND ASSOCIATES
Employer identification number (EIN):132891776
NAIC Classification:523900

Additional information about DON BUCHWALD AND ASSOCIATES

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1977-04-11
Company Identification Number: 430501
Legal Registered Office Address: 80 STATE STREET
New York
ALBANY
United States of America (USA)
122072543

More information about DON BUCHWALD AND ASSOCIATES

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01STEVEN FISHER2023-10-11 STEVEN FISHER2023-10-11
0012021-01-01STEVEN FISHER2022-10-11 STEVEN FISHER2022-10-11
0012020-01-01STEVEN FISHER2021-10-13 STEVEN FISHER2021-10-13
0012019-01-01
0012018-01-01STEPHEN FISHER2019-06-12
0012017-01-01STEPHEN R FISHER2018-07-09
0012016-01-01STEPHEN FISHER2017-07-20
0012015-01-01DELENE COPELAND2016-06-22
0012014-01-01STEPHEN FISHER2015-07-09
0012013-01-01STEPHEN FISHER2014-06-10
0012012-01-01STEPHEN FISHER
0012011-01-01STEPHEN FISHER
0012009-01-01STEPHEN FISHER STEPHEN FISHER2010-06-17
0012007-01-01STEPHEN FISHER

Plan Statistics for DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST

401k plan membership statisitcs for DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST

Measure Date Value
2022: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01118
Total number of active participants reported on line 7a of the Form 55002022-01-01116
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0110
Total of all active and inactive participants2022-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01126
Number of participants with account balances2022-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01129
Total number of active participants reported on line 7a of the Form 55002021-01-01108
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-018
Total of all active and inactive participants2021-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01116
Number of participants with account balances2021-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0121
2020: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01135
Total number of active participants reported on line 7a of the Form 55002020-01-01124
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0137
Total of all active and inactive participants2020-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01161
Number of participants with account balances2020-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01124
Total number of active participants reported on line 7a of the Form 55002019-01-01114
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0121
Total of all active and inactive participants2019-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01135
Number of participants with account balances2019-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2012: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0185
Total number of active participants reported on line 7a of the Form 55002012-01-0171
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0118
Total of all active and inactive participants2012-01-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0189
Number of participants with account balances2012-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0192
Total number of active participants reported on line 7a of the Form 55002011-01-0166
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-0185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0185
Number of participants with account balances2011-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0198
Total number of active participants reported on line 7a of the Form 55002009-01-0169
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0122
Total of all active and inactive participants2009-01-0191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0191
Number of participants with account balances2009-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2007: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2007 401k membership
Total participants, beginning-of-year2007-01-01104
Total number of active participants reported on line 7a of the Form 55002007-01-0184
Number of retired or separated participants receiving benefits2007-01-010
Number of other retired or separated participants entitled to future benefits2007-01-0123
Total of all active and inactive participants2007-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-01-010
Total participants2007-01-01107
Number of participants with account balances2007-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-01-010

Financial Data on DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST

Measure Date Value
2022 : DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$9,952
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$7,772
Total income from all sources (including contributions)2022-12-31$-1,130,092
Total of all expenses incurred2022-12-31$518,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$503,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$521,723
Value of total assets at end of year2022-12-31$5,568,626
Value of total assets at beginning of year2022-12-31$7,215,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$15,261
Total interest from all sources2022-12-31$2,261
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$103,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$103,322
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$521,723
Participant contributions at end of year2022-12-31$70,675
Participant contributions at beginning of year2022-12-31$37,496
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$9,952
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$7,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,648,843
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,558,674
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$7,207,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$15,261
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$5,305,509
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$7,097,503
Interest on participant loans2022-12-31$2,261
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$192,442
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$80,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,757,398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$503,490
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SCHULMAN LOBEL LLP
Accountancy firm EIN2022-12-31223840651
2021 : DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$7,772
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$38,346
Total income from all sources (including contributions)2021-12-31$1,341,152
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$51,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$36,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$534,013
Value of total assets at end of year2021-12-31$7,215,289
Value of total assets at beginning of year2021-12-31$5,955,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$15,093
Total interest from all sources2021-12-31$2,651
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$99,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$99,875
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$441,740
Participant contributions at end of year2021-12-31$37,496
Participant contributions at beginning of year2021-12-31$70,290
Participant contributions at end of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$92,273
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$7,772
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$38,346
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,289,949
Value of net assets at end of year (total assets less liabilities)2021-12-31$7,207,517
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,917,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$7,097,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$5,839,334
Interest on participant loans2021-12-31$2,651
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$80,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$46,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$704,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$36,110
Contract administrator fees2021-12-31$15,093
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31SCHULMAN LOBEL LLP
Accountancy firm EIN2021-12-31223840651
2020 : DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$38,346
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$29,846
Total income from all sources (including contributions)2020-12-31$1,402,240
Total of all expenses incurred2020-12-31$739,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$687,606
Value of total corrective distributions2020-12-31$29,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$364,609
Value of total assets at end of year2020-12-31$5,955,914
Value of total assets at beginning of year2020-12-31$5,284,854
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$22,228
Total interest from all sources2020-12-31$3,938
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$63,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$63,082
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$364,609
Participant contributions at end of year2020-12-31$70,290
Participant contributions at beginning of year2020-12-31$79,971
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$38,346
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$29,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$662,560
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,917,568
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,255,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$12,914
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$5,839,334
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$5,204,300
Interest on participant loans2020-12-31$3,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$583
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$583
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$10
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$46,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$970,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$687,606
Contract administrator fees2020-12-31$9,314
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SCHULMAN LOBEL LLP
Accountancy firm EIN2020-12-31223840651
2019 : DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$29,846
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,651,912
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,823,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,750,290
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$44,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$465,923
Value of total assets at end of year2019-12-31$5,284,854
Value of total assets at beginning of year2019-12-31$5,426,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$28,463
Total interest from all sources2019-12-31$3,503
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$337,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$337,426
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$372,129
Participant contributions at end of year2019-12-31$79,971
Participant contributions at beginning of year2019-12-31$81,934
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$93,794
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$29,846
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-171,117
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,255,008
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,426,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$14,127
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,204,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,344,191
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$3,500
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$583
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$845,060
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,750,290
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Contract administrator fees2019-12-31$14,336
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SCHULMAN LOBEL LLP
Accountancy firm EIN2019-12-31223840651
2012 : DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2012 401k financial data
Total income from all sources2012-12-31$604,011
Expenses. Total of all expenses incurred2012-12-31$6,702
Benefits paid (including direct rollovers)2012-12-31$2,375
Total plan assets at end of year2012-12-31$3,272,639
Total plan assets at beginning of year2012-12-31$2,675,330
Value of fidelity bond covering the plan2012-12-31$400,000
Total contributions received or receivable from participants2012-12-31$265,221
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$338,790
Net income (gross income less expenses)2012-12-31$597,309
Net plan assets at end of year (total assets less liabilities)2012-12-31$3,272,639
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,675,330
Assets. Value of participant loans2012-12-31$26,628
Total contributions received or receivable from employer(s)2012-12-31$0
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$3,977
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$350
2011 : DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2011 401k financial data
Total income from all sources2011-12-31$193,517
Expenses. Total of all expenses incurred2011-12-31$105,259
Benefits paid (including direct rollovers)2011-12-31$104,909
Total plan assets at end of year2011-12-31$2,675,330
Total plan assets at beginning of year2011-12-31$2,587,072
Value of fidelity bond covering the plan2011-12-31$3,000,000
Total contributions received or receivable from participants2011-12-31$222,064
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-28,547
Net income (gross income less expenses)2011-12-31$88,258
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,675,330
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,587,072
Assets. Value of participant loans2011-12-31$71,964
Total contributions received or receivable from employer(s)2011-12-31$0
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$350
2010 : DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2010 401k financial data
Total income from all sources2010-12-31$498,131
Expenses. Total of all expenses incurred2010-12-31$98,837
Benefits paid (including direct rollovers)2010-12-31$98,437
Total plan assets at end of year2010-12-31$2,587,072
Total plan assets at beginning of year2010-12-31$2,187,778
Value of fidelity bond covering the plan2010-12-31$3,000,000
Total contributions received or receivable from participants2010-12-31$215,420
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$282,711
Net income (gross income less expenses)2010-12-31$399,294
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,587,072
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,187,778
Assets. Value of participant loans2010-12-31$88,135
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$400

Form 5500 Responses for DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST

2022: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2012: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2007: DON BUCHWALD AND ASSOCIATES 401 K PROFIT SHARING PLAN TRUST 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedNo
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planNo
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517679-000
Policy instance 1
Insurance contract or identification number517679-000
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3,363
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3,033
Amount paid for insurance broker fees0
Insurance broker organization code?5
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517679-000
Policy instance 1
Insurance contract or identification number517679-000
Number of Individuals Covered81
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $143
Total amount of fees paid to insurance companyUSD $4,300
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees3364
Insurance broker organization code?5
Additional information about fees paid to insurance brokerTPA FEES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517679-000
Policy instance 1
Insurance contract or identification number517679-000
Number of Individuals Covered111
Insurance policy start date2020-04-14
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $19
Total amount of fees paid to insurance companyUSD $11,379
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees11379
Additional information about fees paid to insurance brokerFEES PAID
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $19

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