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SCAN - NEW YORK 401(K) PLAN 401k Plan overview

Plan NameSCAN - NEW YORK 401(K) PLAN
Plan identification number 001

SCAN - NEW YORK 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCAN - NEW YORK VOLUNTEER PARENT-AIDS ASSOCIATION, INC. has sponsored the creation of one or more 401k plans.

Company Name:SCAN - NEW YORK VOLUNTEER PARENT-AIDS ASSOCIATION, INC.
Employer identification number (EIN):132912963
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCAN - NEW YORK 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01JIM SHARP2023-01-12
0012020-07-01JIM SHARP2022-04-04
0012019-07-01JIM SHARP2021-04-13
0012018-07-01CHRISTINA THOMPSON2019-12-18
0012017-07-01CHRISTINA THOMPSON2019-01-24
0012016-07-01
0012015-07-01
0012014-07-01CHRISTINA THOMPSON2018-10-17
0012013-07-01CHRISTINA THOMPSON
0012012-07-01CHRISTINA THOMPSON
0012011-07-01CHRISTINA THOMPSON
0012011-03-01CHRISTINA THOMPSON

Plan Statistics for SCAN - NEW YORK 401(K) PLAN

401k plan membership statisitcs for SCAN - NEW YORK 401(K) PLAN

Measure Date Value
2016: SCAN - NEW YORK 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01108
Total number of active participants reported on line 7a of the Form 55002016-07-0181
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0117
Total of all active and inactive participants2016-07-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-0198
Number of participants with account balances2016-07-0154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: SCAN - NEW YORK 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01128
Total number of active participants reported on line 7a of the Form 55002015-07-0163
Number of retired or separated participants receiving benefits2015-07-0161
Number of other retired or separated participants entitled to future benefits2015-07-010
Total of all active and inactive participants2015-07-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-011
Total participants2015-07-01125
Number of participants with account balances2015-07-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: SCAN - NEW YORK 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01120
Total number of active participants reported on line 7a of the Form 55002014-07-0160
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0160
Total of all active and inactive participants2014-07-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-011
Total participants2014-07-01121
Number of participants with account balances2014-07-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-011
2013: SCAN - NEW YORK 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01110
Total number of active participants reported on line 7a of the Form 55002013-07-0171
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0164
Total of all active and inactive participants2013-07-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-011
Total participants2013-07-01136
Number of participants with account balances2013-07-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: SCAN - NEW YORK 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01131
Total number of active participants reported on line 7a of the Form 55002012-07-0169
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0146
Total of all active and inactive participants2012-07-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-011
Total participants2012-07-01116
Number of participants with account balances2012-07-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: SCAN - NEW YORK 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01123
Total number of active participants reported on line 7a of the Form 55002011-07-0168
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0150
Total of all active and inactive participants2011-07-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-011
Total participants2011-07-01119
Number of participants with account balances2011-07-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-018
Total participants, beginning-of-year2011-03-01130
Total number of active participants reported on line 7a of the Form 55002011-03-0186
Number of retired or separated participants receiving benefits2011-03-010
Number of other retired or separated participants entitled to future benefits2011-03-0152
Total of all active and inactive participants2011-03-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-03-011
Total participants2011-03-01139
Number of participants with account balances2011-03-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-03-0117

Financial Data on SCAN - NEW YORK 401(K) PLAN

Measure Date Value
2017 : SCAN - NEW YORK 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-06-30$305,044
Total of all expenses incurred2017-06-30$211,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$195,343
Expenses. Certain deemed distributions of participant loans2017-06-30$4,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$83,035
Value of total assets at end of year2017-06-30$2,208,992
Value of total assets at beginning of year2017-06-30$2,115,044
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$11,720
Total interest from all sources2017-06-30$4,913
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$150,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$83,035
Participant contributions at end of year2017-06-30$56,661
Participant contributions at beginning of year2017-06-30$118,379
Participant contributions at end of year2017-06-30$4,164
Administrative expenses (other) incurred2017-06-30$11,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$93,948
Value of net assets at end of year (total assets less liabilities)2017-06-30$2,208,992
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$2,115,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in pooled separate accounts at end of year2017-06-30$1,976,169
Value of interest in pooled separate accounts at beginning of year2017-06-30$1,712,546
Interest on participant loans2017-06-30$3,702
Interest earned on other investments2017-06-30$1,211
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$171,998
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$284,119
Net investment gain/loss from pooled separate accounts2017-06-30$217,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$195,343
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-06-30No
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30WEI, WEI & CO., LLP
Accountancy firm EIN2017-06-30113264561
2016 : SCAN - NEW YORK 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-06-30$88,500
Total of all expenses incurred2016-06-30$159,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$147,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$110,539
Value of total assets at end of year2016-06-30$2,115,044
Value of total assets at beginning of year2016-06-30$2,186,337
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$12,753
Total interest from all sources2016-06-30$5,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$150,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$94,595
Participant contributions at end of year2016-06-30$118,379
Participant contributions at beginning of year2016-06-30$125,002
Participant contributions at beginning of year2016-06-30$3,037
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$15,895
Other income not declared elsewhere2016-06-30$1,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-71,293
Value of net assets at end of year (total assets less liabilities)2016-06-30$2,115,044
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$2,186,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in pooled separate accounts at end of year2016-06-30$1,712,546
Value of interest in pooled separate accounts at beginning of year2016-06-30$1,870,711
Interest on participant loans2016-06-30$5,018
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$284,119
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$187,587
Net investment gain/loss from pooled separate accounts2016-06-30$-28,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$49
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$147,040
Contract administrator fees2016-06-30$12,753
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30WEI, WEI & CO., LLP
Accountancy firm EIN2016-06-30113264561
2015 : SCAN - NEW YORK 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-06-30$119,702
Total of all expenses incurred2015-06-30$133,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$121,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$73,781
Value of total assets at end of year2015-06-30$2,186,337
Value of total assets at beginning of year2015-06-30$2,200,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$11,964
Total interest from all sources2015-06-30$4,920
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$150,000
If this is an individual account plan, was there a blackout period2015-06-30No
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$73,781
Participant contributions at end of year2015-06-30$125,002
Participant contributions at beginning of year2015-06-30$72,333
Participant contributions at end of year2015-06-30$3,037
Participant contributions at beginning of year2015-06-30$3,122
Other income not declared elsewhere2015-06-30$1,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$-14,055
Value of net assets at end of year (total assets less liabilities)2015-06-30$2,186,337
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$2,200,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in pooled separate accounts at end of year2015-06-30$1,870,711
Value of interest in pooled separate accounts at beginning of year2015-06-30$1,815,480
Interest on participant loans2015-06-30$4,920
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$187,587
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$309,457
Net investment gain/loss from pooled separate accounts2015-06-30$39,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$121,793
Contract administrator fees2015-06-30$11,964
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-06-30No
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30WEI, WEI & CO., LLP
Accountancy firm EIN2015-06-30113264561
2014 : SCAN - NEW YORK 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-06-30$736,181
Total of all expenses incurred2014-06-30$125,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$114,408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$474,422
Value of total assets at end of year2014-06-30$2,200,392
Value of total assets at beginning of year2014-06-30$1,589,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$11,377
Total interest from all sources2014-06-30$2,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$150,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$86,871
Participant contributions at end of year2014-06-30$72,333
Participant contributions at beginning of year2014-06-30$64,436
Participant contributions at end of year2014-06-30$3,122
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$387,551
Other income not declared elsewhere2014-06-30$1,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$610,396
Value of net assets at end of year (total assets less liabilities)2014-06-30$2,200,392
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$1,589,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in pooled separate accounts at end of year2014-06-30$1,815,480
Value of interest in pooled separate accounts at beginning of year2014-06-30$1,206,337
Interest on participant loans2014-06-30$2,699
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$309,457
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$319,223
Net investment gain/loss from pooled separate accounts2014-06-30$257,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$114,408
Contract administrator fees2014-06-30$11,377
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-30No
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30WEI, WEI, & CO., LLP
Accountancy firm EIN2014-06-30113264561
2013 : SCAN - NEW YORK 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-06-30$263,976
Total of all expenses incurred2013-06-30$82,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$73,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$130,781
Value of total assets at end of year2013-06-30$1,589,996
Value of total assets at beginning of year2013-06-30$1,408,276
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$8,515
Total interest from all sources2013-06-30$3,340
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$150,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$130,781
Participant contributions at end of year2013-06-30$64,436
Participant contributions at beginning of year2013-06-30$98,915
Other income not declared elsewhere2013-06-30$1,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$181,720
Value of net assets at end of year (total assets less liabilities)2013-06-30$1,589,996
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$1,408,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in pooled separate accounts at end of year2013-06-30$1,206,337
Value of interest in pooled separate accounts at beginning of year2013-06-30$1,009,457
Interest on participant loans2013-06-30$3,340
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$319,223
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$299,904
Net investment gain/loss from pooled separate accounts2013-06-30$128,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$73,741
Contract administrator fees2013-06-30$8,515
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-30No
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30WEI, WEI & CO., LLP
Accountancy firm EIN2013-06-30113264561
2012 : SCAN - NEW YORK 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-06-30$649,583
Total of all expenses incurred2012-06-30$97,723
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$84,860
Expenses. Certain deemed distributions of participant loans2012-06-30$6,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$618,972
Value of total assets at end of year2012-06-30$1,408,276
Value of total assets at beginning of year2012-06-30$856,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$6,578
Total interest from all sources2012-06-30$4,396
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$150,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$150,832
Participant contributions at end of year2012-06-30$98,915
Participant contributions at beginning of year2012-06-30$107,747
Participant contributions at beginning of year2012-06-30$13,605
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$468,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$551,860
Value of net assets at end of year (total assets less liabilities)2012-06-30$1,408,276
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$856,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in pooled separate accounts at end of year2012-06-30$1,009,457
Value of interest in pooled separate accounts at beginning of year2012-06-30$420,285
Interest on participant loans2012-06-30$4,396
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$299,904
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$314,779
Net investment gain/loss from pooled separate accounts2012-06-30$26,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$84,860
Contract administrator fees2012-06-30$6,578
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-30No
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30WEI, WEI & CO., LLP
Accountancy firm EIN2012-06-30113264561
2011 : SCAN - NEW YORK 401(K) PLAN 2011 401k financial data
Total transfer of assets to this plan2011-06-30$792,156
Total income from all sources (including contributions)2011-06-30$65,180
Total of all expenses incurred2011-06-30$920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$59,192
Value of total assets at end of year2011-06-30$856,416
Total interest from all sources2011-06-30$472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$150,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$59,192
Participant contributions at end of year2011-06-30$107,747
Participant contributions at end of year2011-06-30$13,605
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$64,260
Value of net assets at end of year (total assets less liabilities)2011-06-30$856,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in pooled separate accounts at end of year2011-06-30$420,285
Interest on participant loans2011-06-30$472
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$314,779
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$1,080
Net investment gain/loss from pooled separate accounts2011-06-30$4,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$920
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30WEI, WEI & CO., LLP
Accountancy firm EIN2011-06-30113264561

Form 5500 Responses for SCAN - NEW YORK 401(K) PLAN

2016: SCAN - NEW YORK 401(K) PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: SCAN - NEW YORK 401(K) PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: SCAN - NEW YORK 401(K) PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: SCAN - NEW YORK 401(K) PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: SCAN - NEW YORK 401(K) PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: SCAN - NEW YORK 401(K) PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2011-03-01Type of plan entitySingle employer plan
2011-03-01First time form 5500 has been submittedYes
2011-03-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-03-01Plan funding arrangement – InsuranceYes
2011-03-01Plan funding arrangement – TrustYes
2011-03-01Plan benefit arrangement – InsuranceYes
2011-03-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341857
Policy instance 1
Insurance contract or identification number341857
Number of Individuals Covered129
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $9,583
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,583
Insurance broker organization code?3
Insurance broker nameJHW FINANCIAL SERVICES INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341857
Policy instance 1
Insurance contract or identification number341857
Number of Individuals Covered151
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $7,191
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,191
Insurance broker organization code?3
Insurance broker nameJHW FINANCIAL SERVICES INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341857
Policy instance 1
Insurance contract or identification number341857
Number of Individuals Covered136
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $7,553
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,553
Insurance broker organization code?3
Insurance broker nameJHW FINANCIAL SERVICES INC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number341857-000
Policy instance 1
Insurance contract or identification number341857-000
Number of Individuals Covered126
Insurance policy start date2011-03-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $7,167
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,167
Insurance broker organization code?3
Insurance broker nameJHW FINANCIAL SERVICES

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