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GLENCORE LTD. 401(K) SAVINGS PLAN 401k Plan overview

Plan NameGLENCORE LTD. 401(K) SAVINGS PLAN
Plan identification number 005

GLENCORE LTD. 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GLENCORE LTD. has sponsored the creation of one or more 401k plans.

Company Name:GLENCORE LTD.
Employer identification number (EIN):132942178
NAIC Classification:331200

Additional information about GLENCORE LTD.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1988-02-23
Company Identification Number: 0007558306
Legal Registered Office Address: 330 MADISON AVE FL 6

NEW YORK
United States of America (USA)
10017

More information about GLENCORE LTD.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GLENCORE LTD. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052023-01-01
0052022-01-01
0052021-01-01
0052020-01-01
0052019-01-01
0052018-01-01
0052017-01-01CHERYL DRISCOLL
0052016-01-01CHERYL DRISCOLL
0052015-01-01CHERYL DRISCOLL
0052014-01-01MICHELE MORCK
0052013-01-01CHERYL DRISCOLL
0052012-01-01MICHELE ROSS CHERYL DRISCOLL2013-10-15
0052011-01-01STEPHEN CRAMER CHERYL DRISCOLL2012-10-12
0052010-01-01STEPHEN CRAMER STEPHEN CRAMER2011-10-14
0052009-01-01STEPHEN CRAMER CHERYL DRISCOLL2010-10-13
0052009-01-01STEPHEN CRAMER CHERYL DRISCOLL2010-10-13

Plan Statistics for GLENCORE LTD. 401(K) SAVINGS PLAN

401k plan membership statisitcs for GLENCORE LTD. 401(K) SAVINGS PLAN

Measure Date Value
2023: GLENCORE LTD. 401(K) SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01423
Total number of active participants reported on line 7a of the Form 55002023-01-01329
Number of retired or separated participants receiving benefits2023-01-011
Number of other retired or separated participants entitled to future benefits2023-01-01140
Total of all active and inactive participants2023-01-01470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-013
Total participants2023-01-01473
Number of participants with account balances2023-01-01432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0111
2022: GLENCORE LTD. 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01407
Total number of active participants reported on line 7a of the Form 55002022-01-01294
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01137
Total of all active and inactive participants2022-01-01432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01435
Number of participants with account balances2022-01-01398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0122
2021: GLENCORE LTD. 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01445
Total number of active participants reported on line 7a of the Form 55002021-01-01309
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01109
Total of all active and inactive participants2021-01-01418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01420
Number of participants with account balances2021-01-01389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-019
2020: GLENCORE LTD. 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01450
Total number of active participants reported on line 7a of the Form 55002020-01-01339
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01106
Total of all active and inactive participants2020-01-01445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01445
Number of participants with account balances2020-01-01411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
2019: GLENCORE LTD. 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01423
Total number of active participants reported on line 7a of the Form 55002019-01-01335
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01114
Total of all active and inactive participants2019-01-01450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01450
Number of participants with account balances2019-01-01416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0118
2018: GLENCORE LTD. 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01399
Total number of active participants reported on line 7a of the Form 55002018-01-01325
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0197
Total of all active and inactive participants2018-01-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01423
Number of participants with account balances2018-01-01399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0113
2017: GLENCORE LTD. 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01423
Total number of active participants reported on line 7a of the Form 55002017-01-01311
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01134
Total of all active and inactive participants2017-01-01445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01445
Number of participants with account balances2017-01-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117
2016: GLENCORE LTD. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01419
Total number of active participants reported on line 7a of the Form 55002016-01-01298
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01119
Total of all active and inactive participants2016-01-01417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01417
Number of participants with account balances2016-01-01366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: GLENCORE LTD. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01404
Total number of active participants reported on line 7a of the Form 55002015-01-01312
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01103
Total of all active and inactive participants2015-01-01415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01415
Number of participants with account balances2015-01-01358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0127
2014: GLENCORE LTD. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01347
Total number of active participants reported on line 7a of the Form 55002014-01-01271
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0180
Total of all active and inactive participants2014-01-01351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01351
Number of participants with account balances2014-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: GLENCORE LTD. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01344
Total number of active participants reported on line 7a of the Form 55002013-01-01276
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0172
Total of all active and inactive participants2013-01-01348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01348
Number of participants with account balances2013-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0112
2012: GLENCORE LTD. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01326
Total number of active participants reported on line 7a of the Form 55002012-01-01275
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0169
Total of all active and inactive participants2012-01-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01344
Number of participants with account balances2012-01-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0114
2011: GLENCORE LTD. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01316
Total number of active participants reported on line 7a of the Form 55002011-01-01268
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0158
Total of all active and inactive participants2011-01-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01326
Number of participants with account balances2011-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0119
2010: GLENCORE LTD. 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01283
Total number of active participants reported on line 7a of the Form 55002010-01-01274
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0142
Total of all active and inactive participants2010-01-01316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01316
Number of participants with account balances2010-01-01257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: GLENCORE LTD. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01266
Total number of active participants reported on line 7a of the Form 55002009-01-01245
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0137
Total of all active and inactive participants2009-01-01282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01283
Number of participants with account balances2009-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016

Financial Data on GLENCORE LTD. 401(K) SAVINGS PLAN

Measure Date Value
2023 : GLENCORE LTD. 401(K) SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$15,194,473
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$3,293,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$3,241,448
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$6,414,969
Value of total assets at end of year2023-12-31$63,607,205
Value of total assets at beginning of year2023-12-31$51,706,099
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$51,919
Total interest from all sources2023-12-31$28,301
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,541,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,541,590
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$4,253,199
Participant contributions at end of year2023-12-31$396,542
Participant contributions at beginning of year2023-12-31$550,154
Participant contributions at end of year2023-12-31$0
Participant contributions at beginning of year2023-12-31$59,996
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$1,027,481
Other income not declared elsewhere2023-12-31$32,687
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$11,901,106
Value of net assets at end of year (total assets less liabilities)2023-12-31$63,607,205
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$51,706,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$57,170,498
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$44,822,690
Interest on participant loans2023-12-31$28,301
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$6,040,165
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$6,254,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$7,176,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,134,289
Employer contributions (assets) at end of year2023-12-31$0
Employer contributions (assets) at beginning of year2023-12-31$19,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$3,241,448
Contract administrator fees2023-12-31$51,919
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2023-12-31271728945
2022 : GLENCORE LTD. 401(K) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,754,979
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,324,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,283,608
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,949,891
Value of total assets at end of year2022-12-31$51,706,099
Value of total assets at beginning of year2022-12-31$58,785,991
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$41,305
Total interest from all sources2022-12-31$19,765
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,821,658
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,821,658
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,698,932
Participant contributions at end of year2022-12-31$550,154
Participant contributions at beginning of year2022-12-31$458,646
Participant contributions at end of year2022-12-31$59,996
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$309,665
Other income not declared elsewhere2022-12-31$40,966
Administrative expenses (other) incurred2022-12-31$41,305
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-7,079,892
Value of net assets at end of year (total assets less liabilities)2022-12-31$51,706,099
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$58,785,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$44,822,690
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$51,806,939
Interest on participant loans2022-12-31$19,765
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$6,254,011
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$6,520,406
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-11,587,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$941,294
Employer contributions (assets) at end of year2022-12-31$19,248
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,283,608
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2022-12-31271728945
2021 : GLENCORE LTD. 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$819,722
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$12,064,394
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,569,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,511,581
Expenses. Certain deemed distributions of participant loans2021-12-31$4,061
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,582,575
Value of total assets at end of year2021-12-31$58,785,991
Value of total assets at beginning of year2021-12-31$50,110,809
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$53,848
Total interest from all sources2021-12-31$18,536
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,241,887
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,241,887
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,498,046
Participant contributions at end of year2021-12-31$458,646
Participant contributions at beginning of year2021-12-31$290,745
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$226,534
Other income not declared elsewhere2021-12-31$43,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$9,494,904
Value of net assets at end of year (total assets less liabilities)2021-12-31$58,785,991
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$50,110,809
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$51,806,939
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$42,956,761
Interest on participant loans2021-12-31$18,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$6,520,406
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$6,863,303
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,177,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$857,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,511,581
Contract administrator fees2021-12-31$53,848
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2021-12-31271728945
2020 : GLENCORE LTD. 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$10,206,599
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,350,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,306,921
Value of total corrective distributions2020-12-31$774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,638,683
Value of total assets at end of year2020-12-31$50,110,809
Value of total assets at beginning of year2020-12-31$42,254,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$42,548
Total interest from all sources2020-12-31$61,533
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,816,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,816,452
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,533,239
Participant contributions at end of year2020-12-31$290,745
Participant contributions at beginning of year2020-12-31$382,626
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$234,465
Other income not declared elsewhere2020-12-31$3,689,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,856,356
Value of net assets at end of year (total assets less liabilities)2020-12-31$50,110,809
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$42,254,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$42,956,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$35,931,612
Interest on participant loans2020-12-31$19,392
Interest earned on other investments2020-12-31$42,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$6,863,303
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$5,940,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$870,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,306,921
Contract administrator fees2020-12-31$42,548
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2020-12-31271728945
2019 : GLENCORE LTD. 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$11,018,203
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,742,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,701,408
Expenses. Certain deemed distributions of participant loans2019-12-31$3,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,075,644
Value of total assets at end of year2019-12-31$42,254,453
Value of total assets at beginning of year2019-12-31$32,978,665
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$37,954
Total interest from all sources2019-12-31$90,447
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,112,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,112,952
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,249,473
Participant contributions at end of year2019-12-31$382,626
Participant contributions at beginning of year2019-12-31$360,028
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$291,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,275,788
Value of net assets at end of year (total assets less liabilities)2019-12-31$42,254,453
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$32,978,665
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$35,931,612
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$27,220,422
Interest on participant loans2019-12-31$19,231
Interest earned on other investments2019-12-31$71,216
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,940,215
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,398,215
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,739,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$534,815
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,701,408
Contract administrator fees2019-12-31$37,954
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2019-12-31271728945
2018 : GLENCORE LTD. 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,341,211
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,437,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,402,383
Expenses. Certain deemed distributions of participant loans2018-12-31$3,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,032,494
Value of total assets at end of year2018-12-31$32,978,665
Value of total assets at beginning of year2018-12-31$34,074,696
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$31,806
Total interest from all sources2018-12-31$14,966
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,560,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,020,765
Participant contributions at end of year2018-12-31$360,028
Participant contributions at beginning of year2018-12-31$326,353
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$288,337
Other income not declared elsewhere2018-12-31$82,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,096,031
Value of net assets at end of year (total assets less liabilities)2018-12-31$32,978,665
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$34,074,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$27,220,422
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$29,903,444
Interest on participant loans2018-12-31$14,966
Interest earned on other investments2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$5,398,215
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,844,899
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,349,890
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$723,392
Income. Dividends from common stock2018-12-31$1,560,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,402,383
Contract administrator fees2018-12-31$31,806
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2018-12-31271728945
2017 : GLENCORE LTD. 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,399,005
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,982,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,973,017
Expenses. Certain deemed distributions of participant loans2017-12-31$7,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,973,578
Value of total assets at end of year2017-12-31$34,074,696
Value of total assets at beginning of year2017-12-31$27,658,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,251
Total interest from all sources2017-12-31$15,170
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,773,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,773,547
Administrative expenses professional fees incurred2017-12-31$2,251
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,832,534
Participant contributions at end of year2017-12-31$326,353
Participant contributions at beginning of year2017-12-31$365,490
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$304,718
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$555,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,416,553
Value of net assets at end of year (total assets less liabilities)2017-12-31$34,074,696
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$27,658,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$29,903,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$22,423,329
Interest on participant loans2017-12-31$15,170
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$4,560,575
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$4,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$4,031
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,844,899
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,594,216
Net investment gain or loss from common/collective trusts2017-12-31$42,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$585,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,973,017
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2017-12-31271728945
2016 : GLENCORE LTD. 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$1,412,314
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,936,265
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,053,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,037,111
Expenses. Certain deemed distributions of participant loans2016-12-31$11,126
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,379,117
Value of total assets at end of year2016-12-31$27,658,143
Value of total assets at beginning of year2016-12-31$22,363,151
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,350
Total interest from all sources2016-12-31$13,246
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$627,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$627,954
Administrative expenses professional fees incurred2016-12-31$5,350
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,503,671
Participant contributions at end of year2016-12-31$365,490
Participant contributions at beginning of year2016-12-31$283,866
Assets. Other investments not covered elsewhere at end of year2016-12-31$304,718
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$257,370
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$403,063
Other income not declared elsewhere2016-12-31$27,908
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$145,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,882,678
Value of net assets at end of year (total assets less liabilities)2016-12-31$27,658,143
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$22,363,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$22,423,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$17,883,303
Interest on participant loans2016-12-31$13,158
Value of interest in common/collective trusts at end of year2016-12-31$4,560,575
Value of interest in common/collective trusts at beginning of year2016-12-31$3,793,139
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$4,031
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$88
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$838,487
Net investment gain or loss from common/collective trusts2016-12-31$49,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$472,383
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,037,111
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2016-12-31271728945
2015 : GLENCORE LTD. 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$1,546,254
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,270,669
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,275,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,263,431
Expenses. Certain deemed distributions of participant loans2015-12-31$10,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,403,526
Value of total assets at end of year2015-12-31$22,363,151
Value of total assets at beginning of year2015-12-31$18,822,023
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,300
Total interest from all sources2015-12-31$10,107
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,013,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,013,298
Administrative expenses professional fees incurred2015-12-31$2,300
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,492,739
Participant contributions at end of year2015-12-31$283,866
Participant contributions at beginning of year2015-12-31$118,211
Assets. Other investments not covered elsewhere at end of year2015-12-31$257,370
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$273,306
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$464,126
Other income not declared elsewhere2015-12-31$-34,709
Total non interest bearing cash at end of year2015-12-31$145,473
Total non interest bearing cash at beginning of year2015-12-31$630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,994,874
Value of net assets at end of year (total assets less liabilities)2015-12-31$22,363,151
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,822,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$17,883,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$14,930,268
Interest on participant loans2015-12-31$10,107
Value of interest in common/collective trusts at end of year2015-12-31$3,793,139
Value of interest in common/collective trusts at beginning of year2015-12-31$3,499,608
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,134,672
Net investment gain or loss from common/collective trusts2015-12-31$13,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$446,661
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,263,431
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PKF O'CONNOR DAVIES, LLP
Accountancy firm EIN2015-12-31271728945
2014 : GLENCORE LTD. 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,410,065
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,042,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,040,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,372,625
Value of total assets at end of year2014-12-31$18,822,023
Value of total assets at beginning of year2014-12-31$16,454,201
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,450
Total interest from all sources2014-12-31$3,718
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,231,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,231,570
Administrative expenses professional fees incurred2014-12-31$1,450
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,932,780
Participant contributions at end of year2014-12-31$118,211
Participant contributions at beginning of year2014-12-31$74,670
Assets. Other investments not covered elsewhere at end of year2014-12-31$273,306
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$173,173
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$198,958
Other income not declared elsewhere2014-12-31$30,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,367,822
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,822,023
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$16,454,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$14,930,268
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,856,687
Interest on participant loans2014-12-31$3,718
Value of interest in common/collective trusts at end of year2014-12-31$3,499,608
Value of interest in common/collective trusts at beginning of year2014-12-31$3,296,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$630
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$53,160
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$53,160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-269,296
Net investment gain or loss from common/collective trusts2014-12-31$41,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$240,887
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,040,793
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2014-12-31133891517
2013 : GLENCORE LTD. 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,592,653
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,806,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,784,548
Expenses. Certain deemed distributions of participant loans2013-12-31$6,429
Value of total corrective distributions2013-12-31$13,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,338,965
Value of total assets at end of year2013-12-31$16,454,201
Value of total assets at beginning of year2013-12-31$13,668,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,222
Total interest from all sources2013-12-31$3,942
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$620,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$620,697
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,775,297
Participant contributions at end of year2013-12-31$74,670
Participant contributions at beginning of year2013-12-31$112,321
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$173,173
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$119,399
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$429,444
Other income not declared elsewhere2013-12-31$33,742
Administrative expenses (other) incurred2013-12-31$2,222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,785,843
Value of net assets at end of year (total assets less liabilities)2013-12-31$16,454,201
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,668,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,856,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,607,075
Interest on participant loans2013-12-31$3,942
Value of interest in common/collective trusts at end of year2013-12-31$3,296,511
Value of interest in common/collective trusts at beginning of year2013-12-31$2,829,118
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$53,160
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$445
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$445
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,554,883
Net investment gain or loss from common/collective trusts2013-12-31$40,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$134,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,784,548
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DELOITTE & TOUCHE, LLP
Accountancy firm EIN2013-12-31133891517
2012 : GLENCORE LTD. 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,105,821
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,211,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,192,171
Expenses. Certain deemed distributions of participant loans2012-12-31$18,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,815,444
Value of total assets at end of year2012-12-31$13,668,358
Value of total assets at beginning of year2012-12-31$11,773,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$806
Total interest from all sources2012-12-31$5,698
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$298,304
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$298,304
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,680,511
Participant contributions at end of year2012-12-31$112,321
Participant contributions at beginning of year2012-12-31$139,080
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$10,211
Assets. Other investments not covered elsewhere at end of year2012-12-31$119,399
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$95,559
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$111,945
Other income not declared elsewhere2012-12-31$21,381
Administrative expenses (other) incurred2012-12-31$806
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,894,571
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,668,358
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,773,787
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,607,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,671,663
Interest on participant loans2012-12-31$5,698
Value of interest in common/collective trusts at end of year2012-12-31$2,829,118
Value of interest in common/collective trusts at beginning of year2012-12-31$2,856,779
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$445
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$445
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$445
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$903,126
Net investment gain or loss from common/collective trusts2012-12-31$61,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$22,988
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,192,171
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DELOITTE & TOUCHE, LLP
Accountancy firm EIN2012-12-31133891517
2011 : GLENCORE LTD. 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,343,271
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,026,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,003,806
Expenses. Certain deemed distributions of participant loans2011-12-31$5,581
Value of total corrective distributions2011-12-31$16,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,623,556
Value of total assets at end of year2011-12-31$11,773,787
Value of total assets at beginning of year2011-12-31$11,457,394
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,000
Total interest from all sources2011-12-31$6,590
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$219,567
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$219,567
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,534,963
Participant contributions at end of year2011-12-31$139,080
Participant contributions at beginning of year2011-12-31$148,804
Participant contributions at end of year2011-12-31$10,211
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$95,559
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$65,373
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$88,593
Other income not declared elsewhere2011-12-31$-33,957
Administrative expenses (other) incurred2011-12-31$1,000
Total non interest bearing cash at end of year2011-12-31$50
Total non interest bearing cash at beginning of year2011-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$316,393
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,773,787
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,457,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,671,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,760,169
Interest on participant loans2011-12-31$6,590
Value of interest in common/collective trusts at end of year2011-12-31$2,856,779
Value of interest in common/collective trusts at beginning of year2011-12-31$2,482,503
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$445
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$445
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$445
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-510,690
Net investment gain or loss from common/collective trusts2011-12-31$38,205
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,003,806
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DELOITTE & TOUCHE, LLP
Accountancy firm EIN2011-12-31133891517
2010 : GLENCORE LTD. 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,119,156
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,116,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,110,778
Expenses. Certain deemed distributions of participant loans2010-12-31$4,656
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,768,892
Value of total assets at end of year2010-12-31$11,457,394
Value of total assets at beginning of year2010-12-31$9,454,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,220
Total interest from all sources2010-12-31$7,910
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$198,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$198,572
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,541,373
Participant contributions at end of year2010-12-31$148,804
Participant contributions at beginning of year2010-12-31$144,102
Assets. Other investments not covered elsewhere at end of year2010-12-31$65,373
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$38,061
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$227,519
Other income not declared elsewhere2010-12-31$7,662
Administrative expenses (other) incurred2010-12-31$1,220
Total non interest bearing cash at end of year2010-12-31$100
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,002,502
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,457,394
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,454,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,760,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,406,406
Interest on participant loans2010-12-31$7,910
Value of interest in common/collective trusts at end of year2010-12-31$2,482,503
Value of interest in common/collective trusts at beginning of year2010-12-31$1,865,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$445
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$444
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$444
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$968,382
Net investment gain or loss from common/collective trusts2010-12-31$167,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,110,778
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DELOITTE & TOUCHE, LLP
Accountancy firm EIN2010-12-31133891517
2009 : GLENCORE LTD. 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for GLENCORE LTD. 401(K) SAVINGS PLAN

2023: GLENCORE LTD. 401(K) SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: GLENCORE LTD. 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GLENCORE LTD. 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GLENCORE LTD. 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GLENCORE LTD. 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GLENCORE LTD. 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GLENCORE LTD. 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GLENCORE LTD. 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GLENCORE LTD. 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GLENCORE LTD. 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GLENCORE LTD. 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GLENCORE LTD. 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GLENCORE LTD. 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: GLENCORE LTD. 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: GLENCORE LTD. 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number1905 GLC-001
Policy instance 1
Insurance contract or identification number1905 GLC-001
Number of Individuals Covered432
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number1905 GLC-001
Policy instance 1
Insurance contract or identification number1905 GLC-001
Number of Individuals Covered398
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number1905 GLC-001
Policy instance 1
Insurance contract or identification number1905 GLC-001
Number of Individuals Covered389
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number1905 GLC-001
Policy instance 1
Insurance contract or identification number1905 GLC-001
Number of Individuals Covered411
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number1905 GLC-001
Policy instance 1
Insurance contract or identification number1905 GLC-001
Number of Individuals Covered416
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number1905 GLC-001
Policy instance 1
Insurance contract or identification number1905 GLC-001
Number of Individuals Covered399
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number1905 GLC-001
Policy instance 1
Insurance contract or identification number1905 GLC-001
Number of Individuals Covered388
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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