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HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 401k Plan overview

Plan NameHERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN
Plan identification number 002

HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HERRICK, FEINSTEIN LLP has sponsored the creation of one or more 401k plans.

Company Name:HERRICK, FEINSTEIN LLP
Employer identification number (EIN):132991662
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about HERRICK, FEINSTEIN LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1994-12-27
Company Identification Number: 1879151
Legal Registered Office Address: 2 PARK AVE
STE 2100
NEW YORK
United States of America (USA)
10016

More information about HERRICK, FEINSTEIN LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01FRED GREEN
0022016-01-01FRED GREEN
0022015-01-01FRED GREEN
0022015-01-01FRED GREEN
0022014-01-01FRED GREEN
0022013-01-01FRED GREEN
0022012-01-01FRED GREEN
0022011-01-01FRED GREEN FRED GREEN2012-10-12
0022010-01-01SHERRI GABBAY
0022009-01-01GEORGE J. WOLF, JR. GEORGE J. WOLF, JR2010-10-13

Plan Statistics for HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN

401k plan membership statisitcs for HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2023: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01202
Total number of active participants reported on line 7a of the Form 55002023-01-01127
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0171
Total of all active and inactive participants2023-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01198
Number of participants with account balances2023-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-011
2022: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01190
Total number of active participants reported on line 7a of the Form 55002022-01-01127
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0175
Total of all active and inactive participants2022-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01202
Number of participants with account balances2022-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01187
Total number of active participants reported on line 7a of the Form 55002021-01-01114
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0176
Total of all active and inactive participants2021-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01190
Number of participants with account balances2021-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01182
Total number of active participants reported on line 7a of the Form 55002020-01-01106
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0181
Total of all active and inactive participants2020-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01187
Number of participants with account balances2020-01-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01224
Total number of active participants reported on line 7a of the Form 55002019-01-01110
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0172
Total of all active and inactive participants2019-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01182
Number of participants with account balances2019-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01206
Total number of active participants reported on line 7a of the Form 55002018-01-01143
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0181
Total of all active and inactive participants2018-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01224
Number of participants with account balances2018-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01226
Total number of active participants reported on line 7a of the Form 55002017-01-01130
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0176
Total of all active and inactive participants2017-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01206
Number of participants with account balances2017-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019
2016: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01243
Total number of active participants reported on line 7a of the Form 55002016-01-01162
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0164
Total of all active and inactive participants2016-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01226
Number of participants with account balances2016-01-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01280
Total number of active participants reported on line 7a of the Form 55002015-01-01187
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0156
Total of all active and inactive participants2015-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01243
Number of participants with account balances2015-01-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01200
Total number of active participants reported on line 7a of the Form 55002014-01-01224
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0156
Total of all active and inactive participants2014-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01280
Number of participants with account balances2014-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01195
Total number of active participants reported on line 7a of the Form 55002013-01-01151
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0149
Total of all active and inactive participants2013-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01200
Number of participants with account balances2013-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01184
Total number of active participants reported on line 7a of the Form 55002012-01-01158
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0137
Total of all active and inactive participants2012-01-01195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01195
Number of participants with account balances2012-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01194
Total number of active participants reported on line 7a of the Form 55002011-01-01118
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0166
Total of all active and inactive participants2011-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01184
Number of participants with account balances2011-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01232
Total number of active participants reported on line 7a of the Form 55002010-01-01163
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0131
Total of all active and inactive participants2010-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01194
Number of participants with account balances2010-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01258
Total number of active participants reported on line 7a of the Form 55002009-01-01165
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0167
Total of all active and inactive participants2009-01-01232
Total participants2009-01-01232
Number of participants with account balances2009-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2023 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$13,304,455
Total of all expenses incurred2023-12-31$1,004,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$930,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$3,041,525
Value of total assets at end of year2023-12-31$68,017,888
Value of total assets at beginning of year2023-12-31$55,718,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$74,308
Total interest from all sources2023-12-31$12,942
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,514,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,514,727
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$5,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,433,938
Participant contributions at end of year2023-12-31$241,357
Participant contributions at beginning of year2023-12-31$188,287
Participant contributions at end of year2023-12-31$10,000
Participant contributions at beginning of year2023-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$139,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$12,299,537
Value of net assets at end of year (total assets less liabilities)2023-12-31$68,017,888
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$55,718,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$29,737
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$52,731,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$49,155,993
Interest on participant loans2023-12-31$12,942
Value of interest in common/collective trusts at end of year2023-12-31$13,567,354
Value of interest in common/collective trusts at beginning of year2023-12-31$4,976,638
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$6,922,499
Net investment gain or loss from common/collective trusts2023-12-31$1,812,762
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,468,073
Employer contributions (assets) at end of year2023-12-31$1,468,073
Employer contributions (assets) at beginning of year2023-12-31$1,397,433
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$930,610
Contract administrator fees2023-12-31$30,450
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31EISNERAMPER LLP
Accountancy firm EIN2023-12-31871363769
2022 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-10,209,552
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,728,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,554,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,884,010
Value of total assets at end of year2022-12-31$55,718,351
Value of total assets at beginning of year2022-12-31$72,656,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$174,287
Total interest from all sources2022-12-31$8,673
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,470,271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,470,271
Administrative expenses professional fees incurred2022-12-31$27,824
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,295,066
Participant contributions at end of year2022-12-31$188,287
Participant contributions at beginning of year2022-12-31$192,455
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$191,511
Administrative expenses (other) incurred2022-12-31$119,497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-16,938,000
Value of net assets at end of year (total assets less liabilities)2022-12-31$55,718,351
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$72,656,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$26,966
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$49,155,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$66,926,505
Interest on participant loans2022-12-31$8,673
Value of interest in common/collective trusts at end of year2022-12-31$4,976,638
Value of interest in common/collective trusts at beginning of year2022-12-31$4,460,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-15,670,963
Net investment gain or loss from common/collective trusts2022-12-31$98,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,397,433
Employer contributions (assets) at end of year2022-12-31$1,397,433
Employer contributions (assets) at beginning of year2022-12-31$1,077,089
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,554,161
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EISNERAMPER LLP
Accountancy firm EIN2022-12-31871363769
2021 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$48,715
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$11,944,205
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,522,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,366,166
Expenses. Certain deemed distributions of participant loans2021-12-31$37,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,588,528
Value of total assets at end of year2021-12-31$72,656,351
Value of total assets at beginning of year2021-12-31$64,185,830
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$118,777
Total interest from all sources2021-12-31$10,820
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,249,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,249,805
Administrative expenses professional fees incurred2021-12-31$23,925
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,139,407
Participant contributions at end of year2021-12-31$192,455
Participant contributions at beginning of year2021-12-31$237,461
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$372,032
Administrative expenses (other) incurred2021-12-31$69,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,421,806
Value of net assets at end of year (total assets less liabilities)2021-12-31$72,656,351
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$64,185,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$25,539
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$66,926,505
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$55,604,098
Interest on participant loans2021-12-31$10,820
Value of interest in common/collective trusts at end of year2021-12-31$4,460,302
Value of interest in common/collective trusts at beginning of year2021-12-31$7,301,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,008,855
Net investment gain or loss from common/collective trusts2021-12-31$86,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,077,089
Employer contributions (assets) at end of year2021-12-31$1,077,089
Employer contributions (assets) at beginning of year2021-12-31$1,042,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,366,166
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EISNERAMPER LLP
Accountancy firm EIN2021-12-31871363769
2020 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$166,629
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$11,416,264
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,705,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,617,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,100,992
Value of total assets at end of year2020-12-31$64,185,830
Value of total assets at beginning of year2020-12-31$58,308,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$88,090
Total interest from all sources2020-12-31$14,123
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,332,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,332,691
Administrative expenses professional fees incurred2020-12-31$22,999
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,039,753
Participant contributions at end of year2020-12-31$237,461
Participant contributions at beginning of year2020-12-31$344,723
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$25,000
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$18,387
Administrative expenses (other) incurred2020-12-31$42,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,710,915
Value of net assets at end of year (total assets less liabilities)2020-12-31$64,185,830
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$58,308,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$23,031
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$55,604,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$51,683,516
Interest on participant loans2020-12-31$14,123
Value of interest in common/collective trusts at end of year2020-12-31$7,301,419
Value of interest in common/collective trusts at beginning of year2020-12-31$5,065,953
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$7,840,782
Net investment gain or loss from common/collective trusts2020-12-31$127,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,042,852
Employer contributions (assets) at end of year2020-12-31$1,042,852
Employer contributions (assets) at beginning of year2020-12-31$1,189,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,617,259
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EISNERAMPER LLP
Accountancy firm EIN2020-12-31131639826
2019 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$367,925
Total transfer of assets to this plan2019-12-31$367,925
Total transfer of assets from this plan2019-12-31$400,257
Total transfer of assets from this plan2019-12-31$400,257
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$13,782,236
Total income from all sources (including contributions)2019-12-31$13,782,236
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$9,363,681
Total of all expenses incurred2019-12-31$9,363,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,314,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,314,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,311,559
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,311,559
Value of total assets at end of year2019-12-31$58,308,286
Value of total assets at end of year2019-12-31$58,308,286
Value of total assets at beginning of year2019-12-31$53,922,063
Value of total assets at beginning of year2019-12-31$53,922,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$49,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$49,271
Total interest from all sources2019-12-31$19,393
Total interest from all sources2019-12-31$19,393
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,835,834
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,835,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,835,834
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,835,834
Administrative expenses professional fees incurred2019-12-31$22,500
Administrative expenses professional fees incurred2019-12-31$22,500
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,003,484
Contributions received from participants2019-12-31$1,003,484
Participant contributions at end of year2019-12-31$344,723
Participant contributions at end of year2019-12-31$344,723
Participant contributions at beginning of year2019-12-31$409,957
Participant contributions at beginning of year2019-12-31$409,957
Participant contributions at end of year2019-12-31$25,000
Participant contributions at end of year2019-12-31$25,000
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$118,655
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$118,655
Administrative expenses (other) incurred2019-12-31$5,404
Administrative expenses (other) incurred2019-12-31$5,404
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,418,555
Value of net income/loss2019-12-31$4,418,555
Value of net assets at end of year (total assets less liabilities)2019-12-31$58,308,286
Value of net assets at end of year (total assets less liabilities)2019-12-31$58,308,286
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$53,922,063
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$53,922,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$21,367
Investment advisory and management fees2019-12-31$21,367
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$51,683,516
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$51,683,516
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$46,467,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$46,467,615
Interest on participant loans2019-12-31$19,393
Interest on participant loans2019-12-31$19,393
Value of interest in common/collective trusts at end of year2019-12-31$5,065,953
Value of interest in common/collective trusts at end of year2019-12-31$5,065,953
Value of interest in common/collective trusts at beginning of year2019-12-31$5,901,567
Value of interest in common/collective trusts at beginning of year2019-12-31$5,901,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,479,361
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,479,361
Net investment gain or loss from common/collective trusts2019-12-31$136,089
Net investment gain or loss from common/collective trusts2019-12-31$136,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,189,420
Contributions received in cash from employer2019-12-31$1,189,420
Employer contributions (assets) at end of year2019-12-31$1,189,094
Employer contributions (assets) at end of year2019-12-31$1,189,094
Employer contributions (assets) at beginning of year2019-12-31$1,142,924
Employer contributions (assets) at beginning of year2019-12-31$1,142,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,314,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,314,410
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EISNERAMPER LLP
Accountancy firm name2019-12-31EISNERAMPER LLP
Accountancy firm EIN2019-12-31131639826
Accountancy firm EIN2019-12-31131639826
2018 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$3,173,512
Total transfer of assets from this plan2018-12-31$5,436
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-296,306
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,961,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,910,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,090,499
Value of total assets at end of year2018-12-31$53,922,063
Value of total assets at beginning of year2018-12-31$55,011,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$51,484
Total interest from all sources2018-12-31$21,967
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,524,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,524,091
Administrative expenses professional fees incurred2018-12-31$29,500
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$940,896
Participant contributions at end of year2018-12-31$409,957
Participant contributions at beginning of year2018-12-31$582,387
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$6,679
Administrative expenses (other) incurred2018-12-31$925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,257,813
Value of net assets at end of year (total assets less liabilities)2018-12-31$53,922,063
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$55,011,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$21,059
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$46,467,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$47,294,317
Interest on participant loans2018-12-31$21,967
Value of interest in common/collective trusts at end of year2018-12-31$5,901,567
Value of interest in common/collective trusts at beginning of year2018-12-31$5,952,277
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,055,133
Net investment gain or loss from common/collective trusts2018-12-31$122,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,142,924
Employer contributions (assets) at end of year2018-12-31$1,142,924
Employer contributions (assets) at beginning of year2018-12-31$1,182,819
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,910,023
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EISNERAMPER LLP
Accountancy firm EIN2018-12-31131639826
2017 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$11,447,021
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$8,329,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$8,307,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,402,876
Value of total assets at end of year2017-12-31$55,011,800
Value of total assets at beginning of year2017-12-31$51,894,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$22,224
Total interest from all sources2017-12-31$23,042
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,328,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,328,369
Administrative expenses professional fees incurred2017-12-31$7,500
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$855,865
Participant contributions at end of year2017-12-31$582,387
Participant contributions at beginning of year2017-12-31$535,909
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,364,192
Administrative expenses (other) incurred2017-12-31$4,521
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,117,128
Value of net assets at end of year (total assets less liabilities)2017-12-31$55,011,800
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$51,894,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$10,203
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$47,294,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$42,525,790
Interest on participant loans2017-12-31$23,042
Value of interest in common/collective trusts at end of year2017-12-31$5,952,277
Value of interest in common/collective trusts at beginning of year2017-12-31$7,231,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,606,764
Net investment gain or loss from common/collective trusts2017-12-31$85,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,182,819
Employer contributions (assets) at end of year2017-12-31$1,182,819
Employer contributions (assets) at beginning of year2017-12-31$1,601,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$8,307,669
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EISNERAMPER LLP
Accountancy firm EIN2017-12-31131639826
2016 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$52,500
Total unrealized appreciation/depreciation of assets2016-12-31$52,500
Total transfer of assets to this plan2016-12-31$2,494,788
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,561,728
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$12,038,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$12,020,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,904,086
Value of total assets at end of year2016-12-31$51,894,672
Value of total assets at beginning of year2016-12-31$53,876,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$17,454
Total interest from all sources2016-12-31$23,528
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,728,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,728,915
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$965,364
Participant contributions at end of year2016-12-31$535,909
Participant contributions at beginning of year2016-12-31$612,066
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$16,583
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,322,395
Other income not declared elsewhere2016-12-31$67,826
Administrative expenses (other) incurred2016-12-31$2,034
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-4,476,554
Value of net assets at end of year (total assets less liabilities)2016-12-31$51,894,672
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$53,876,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$872,600
Investment advisory and management fees2016-12-31$15,420
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$42,525,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$44,182,847
Interest on participant loans2016-12-31$23,528
Value of interest in common/collective trusts at end of year2016-12-31$7,231,886
Value of interest in common/collective trusts at beginning of year2016-12-31$6,458,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,689,970
Net investment gain or loss from common/collective trusts2016-12-31$94,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,616,327
Employer contributions (assets) at end of year2016-12-31$1,601,087
Employer contributions (assets) at beginning of year2016-12-31$1,733,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,020,828
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EISNERAMPER LLP
Accountancy firm EIN2016-12-31131639826
2015 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$993,146
Total unrealized appreciation/depreciation of assets2015-12-31$993,146
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,428,813
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,029,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,010,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,937,356
Value of total assets at end of year2015-12-31$54,067,838
Value of total assets at beginning of year2015-12-31$51,668,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$19,009
Total interest from all sources2015-12-31$21,602
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,432,553
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,432,553
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$3,841
Administrative expenses professional fees incurred2015-12-31$12,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,077,383
Participant contributions at end of year2015-12-31$612,066
Participant contributions at beginning of year2015-12-31$283,392
Participant contributions at end of year2015-12-31$16,584
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$126,515
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$27,863,584
Administrative expenses (other) incurred2015-12-31$1,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,399,121
Value of net assets at end of year (total assets less liabilities)2015-12-31$54,067,838
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$51,668,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$1,064,000
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$5,134
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$44,182,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$20,743,879
Interest on participant loans2015-12-31$21,602
Value of interest in common/collective trusts at end of year2015-12-31$6,458,884
Value of interest in common/collective trusts at beginning of year2015-12-31$2,586,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,103,662
Net investment gain or loss from common/collective trusts2015-12-31$147,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,733,458
Employer contributions (assets) at end of year2015-12-31$1,733,457
Employer contributions (assets) at beginning of year2015-12-31$187,762
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,010,683
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31EISNERAMPER LLP
Accountancy firm EIN2015-12-31131639826
2014 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$27,863,584
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,817,355
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$601,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$600,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,632,546
Value of total assets at end of year2014-12-31$51,668,717
Value of total assets at beginning of year2014-12-31$20,589,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,275
Total interest from all sources2014-12-31$10,758
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,128,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,128,315
Assets. Real estate other than employer real property at end of year2014-12-31$3,841
Assets. Real estate other than employer real property at beginning of year2014-12-31$6,767
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,012,206
Participant contributions at end of year2014-12-31$283,392
Participant contributions at beginning of year2014-12-31$254,693
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,432,578
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$27,863,584
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$12,311
Administrative expenses (other) incurred2014-12-31$1,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,215,668
Value of net assets at end of year (total assets less liabilities)2014-12-31$51,668,717
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$20,589,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$20,743,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$18,122,383
Interest on participant loans2014-12-31$10,758
Value of interest in common/collective trusts at end of year2014-12-31$2,586,259
Value of interest in common/collective trusts at beginning of year2014-12-31$2,017,556
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-230
Net investment gain or loss from common/collective trusts2014-12-31$33,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$187,762
Employer contributions (assets) at end of year2014-12-31$187,762
Employer contributions (assets) at beginning of year2014-12-31$188,066
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$600,412
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WEISERMAZARS LLP
Accountancy firm EIN2014-12-31131459550
2013 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$22,468
Total unrealized appreciation/depreciation of assets2013-12-31$22,468
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,682,991
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$341,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$340,627
Value of total corrective distributions2013-12-31$37
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,305,774
Value of total assets at end of year2013-12-31$20,589,465
Value of total assets at beginning of year2013-12-31$16,248,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,275
Total interest from all sources2013-12-31$9,384
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$626,514
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$626,514
Assets. Real estate other than employer real property at end of year2013-12-31$6,767
Assets. Real estate other than employer real property at beginning of year2013-12-31$9,532
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$940,080
Participant contributions at end of year2013-12-31$254,693
Participant contributions at beginning of year2013-12-31$250,629
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$13,875
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$177,628
Administrative expenses (other) incurred2013-12-31$1,275
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$2,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,341,052
Value of net assets at end of year (total assets less liabilities)2013-12-31$20,589,465
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$16,248,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$18,122,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,950,786
Interest on participant loans2013-12-31$9,384
Value of interest in common/collective trusts at end of year2013-12-31$2,017,556
Value of interest in common/collective trusts at beginning of year2013-12-31$1,848,271
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,683,681
Net investment gain or loss from common/collective trusts2013-12-31$35,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$188,066
Employer contributions (assets) at end of year2013-12-31$188,066
Employer contributions (assets) at beginning of year2013-12-31$172,707
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$340,627
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WEISERMAZARS LLP
Accountancy firm EIN2013-12-31131459550
2012 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$39,692
Total unrealized appreciation/depreciation of assets2012-12-31$39,692
Total transfer of assets to this plan2012-12-31$699,973
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,889,355
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$917,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$916,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,157,636
Value of total assets at end of year2012-12-31$16,248,413
Value of total assets at beginning of year2012-12-31$13,576,456
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,050
Total interest from all sources2012-12-31$8,378
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$370,510
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$370,510
Assets. Real estate other than employer real property at end of year2012-12-31$9,532
Assets. Real estate other than employer real property at beginning of year2012-12-31$19,989
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$937,860
Participant contributions at end of year2012-12-31$250,629
Participant contributions at beginning of year2012-12-31$176,305
Participant contributions at end of year2012-12-31$13,875
Participant contributions at beginning of year2012-12-31$16,500
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$47,069
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$5,351
Administrative expenses (other) incurred2012-12-31$1,050
Total non interest bearing cash at end of year2012-12-31$2,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,971,984
Value of net assets at end of year (total assets less liabilities)2012-12-31$16,248,413
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,576,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$13,950,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,208,046
Interest on participant loans2012-12-31$8,378
Value of interest in common/collective trusts at end of year2012-12-31$1,848,271
Value of interest in common/collective trusts at beginning of year2012-12-31$1,966,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,275,707
Net investment gain or loss from common/collective trusts2012-12-31$37,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$172,707
Employer contributions (assets) at end of year2012-12-31$172,707
Employer contributions (assets) at beginning of year2012-12-31$184,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$916,321
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WEISERMAZARS LLP
Accountancy firm EIN2012-12-31131459550
2011 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$-1,496
Total unrealized appreciation/depreciation of assets2011-12-31$-1,496
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,350,759
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$475,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$474,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,212,412
Value of total assets at end of year2011-12-31$13,576,456
Value of total assets at beginning of year2011-12-31$12,701,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,200
Total interest from all sources2011-12-31$7,921
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$256,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$256,139
Assets. Real estate other than employer real property at end of year2011-12-31$19,989
Assets. Real estate other than employer real property at beginning of year2011-12-31$21,485
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$962,185
Participant contributions at end of year2011-12-31$176,305
Participant contributions at beginning of year2011-12-31$155,942
Participant contributions at end of year2011-12-31$16,500
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$66,086
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$5,351
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$4,463
Administrative expenses (other) incurred2011-12-31$1,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$875,050
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,576,456
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$12,701,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,208,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,597,889
Interest on participant loans2011-12-31$7,921
Value of interest in common/collective trusts at end of year2011-12-31$1,966,124
Value of interest in common/collective trusts at beginning of year2011-12-31$1,758,925
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-166,464
Net investment gain or loss from common/collective trusts2011-12-31$42,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$184,141
Employer contributions (assets) at end of year2011-12-31$184,141
Employer contributions (assets) at beginning of year2011-12-31$162,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$474,509
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WEISERMAZARS LLP
Accountancy firm EIN2011-12-31131459550
2010 : HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$1,214
Total unrealized appreciation/depreciation of assets2010-12-31$1,214
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,351,114
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,416,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,411,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,166,913
Value of total assets at end of year2010-12-31$12,701,406
Value of total assets at beginning of year2010-12-31$11,767,152
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,405
Total interest from all sources2010-12-31$8,910
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$66,292
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$66,292
Assets. Real estate other than employer real property at end of year2010-12-31$21,485
Assets. Real estate other than employer real property at beginning of year2010-12-31$20,271
Administrative expenses professional fees incurred2010-12-31$5,405
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$921,737
Participant contributions at end of year2010-12-31$155,942
Participant contributions at beginning of year2010-12-31$159,559
Participant contributions at beginning of year2010-12-31$4,500
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$82,474
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$4,463
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$934,254
Value of net assets at end of year (total assets less liabilities)2010-12-31$12,701,406
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,767,152
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,597,889
Value of interest in pooled separate accounts at beginning of year2010-12-31$11,173,205
Interest on participant loans2010-12-31$8,910
Value of interest in common/collective trusts at end of year2010-12-31$1,758,925
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$243,611
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$143,834
Net investment gain/loss from pooled separate accounts2010-12-31$916,815
Net investment gain or loss from common/collective trusts2010-12-31$47,136
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$162,702
Employer contributions (assets) at end of year2010-12-31$162,702
Employer contributions (assets) at beginning of year2010-12-31$166,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,411,455
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CORNICK, GARBER & SANDLER LLP
Accountancy firm EIN2010-12-31132620561

Form 5500 Responses for HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN

2023: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HERRICK, FEINSTEIN LLP SAVINGS AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract number794711
Policy instance 1
Insurance contract or identification number794711
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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