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GREAT PERFORMANCES 401(K) PLAN 401k Plan overview

Plan NameGREAT PERFORMANCES 401(K) PLAN
Plan identification number 003

GREAT PERFORMANCES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GREAT PERFORMANCES ARTISTS AS WAITRESSES INC. has sponsored the creation of one or more 401k plans.

Company Name:GREAT PERFORMANCES ARTISTS AS WAITRESSES INC.
Employer identification number (EIN):133008895
NAIC Classification:722300
NAIC Description: Special Food Services

Additional information about GREAT PERFORMANCES ARTISTS AS WAITRESSES INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1979-12-07
Company Identification Number: 539790
Legal Registered Office Address: 2417 Third Avenue
Suite 300
Bronx
United States of America (USA)
10451

More information about GREAT PERFORMANCES ARTISTS AS WAITRESSES INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GREAT PERFORMANCES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01MINDY BIRNBAUM MINDY BIRNBAUM2018-10-15
0032016-03-01PATTI MITTELMAN PATTI MITTELMAN2017-11-29

Plan Statistics for GREAT PERFORMANCES 401(K) PLAN

401k plan membership statisitcs for GREAT PERFORMANCES 401(K) PLAN

Measure Date Value
2022: GREAT PERFORMANCES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-015,611
Total number of active participants reported on line 7a of the Form 55002022-01-01591
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0122
Total of all active and inactive participants2022-01-01613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01613
Number of participants with account balances2022-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: GREAT PERFORMANCES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,226
Total number of active participants reported on line 7a of the Form 55002021-01-011,410
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0124
Total of all active and inactive participants2021-01-011,434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,434
Number of participants with account balances2021-01-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: GREAT PERFORMANCES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01937
Total number of active participants reported on line 7a of the Form 55002020-01-01685
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0113
Total of all active and inactive participants2020-01-01699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01699
Number of participants with account balances2020-01-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: GREAT PERFORMANCES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01732
Total number of active participants reported on line 7a of the Form 55002019-01-01738
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0113
Total of all active and inactive participants2019-01-01751
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01751
Number of participants with account balances2019-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: GREAT PERFORMANCES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01564
Total number of active participants reported on line 7a of the Form 55002018-01-01642
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0112
Total of all active and inactive participants2018-01-01655
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01655
Number of participants with account balances2018-01-0154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: GREAT PERFORMANCES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01569
Total number of active participants reported on line 7a of the Form 55002017-01-01576
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0113
Total of all active and inactive participants2017-01-01589
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01589
Number of participants with account balances2017-01-0152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: GREAT PERFORMANCES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-03-01504
Total number of active participants reported on line 7a of the Form 55002016-03-01545
Number of retired or separated participants receiving benefits2016-03-010
Number of other retired or separated participants entitled to future benefits2016-03-013
Total of all active and inactive participants2016-03-01548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-03-010
Total participants2016-03-01548
Number of participants with account balances2016-03-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-03-010

Financial Data on GREAT PERFORMANCES 401(K) PLAN

Measure Date Value
2022 : GREAT PERFORMANCES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$20,567
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$27,827
Total income from all sources (including contributions)2022-12-31$-133,544
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$102,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$58,560
Expenses. Certain deemed distributions of participant loans2022-12-31$4,451
Value of total corrective distributions2022-12-31$20,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$306,094
Value of total assets at end of year2022-12-31$2,428,469
Value of total assets at beginning of year2022-12-31$2,671,293
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$18,442
Total interest from all sources2022-12-31$341
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$306,094
Participant contributions at end of year2022-12-31$4,668
Participant contributions at beginning of year2022-12-31$34,459
Participant contributions at beginning of year2022-12-31$5,635
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$20,567
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$27,827
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-235,564
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,407,902
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,643,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,381,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,601,601
Interest on participant loans2022-12-31$341
Value of interest in common/collective trusts at end of year2022-12-31$41,695
Value of interest in common/collective trusts at beginning of year2022-12-31$29,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$134
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$178
Net investment gain or loss from common/collective trusts2022-12-31$-439,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$58,560
Contract administrator fees2022-12-31$18,442
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31TEMPLETON & COMPANY, LLP
Accountancy firm EIN2022-12-31141918990
2021 : GREAT PERFORMANCES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$27,827
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$26,424
Total income from all sources (including contributions)2021-12-31$475,671
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$90,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$41,454
Expenses. Certain deemed distributions of participant loans2021-12-31$2,780
Value of total corrective distributions2021-12-31$27,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$184,204
Value of total assets at end of year2021-12-31$2,671,293
Value of total assets at beginning of year2021-12-31$2,284,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$18,509
Total interest from all sources2021-12-31$1,884
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$184,204
Participant contributions at end of year2021-12-31$34,459
Participant contributions at beginning of year2021-12-31$57,528
Participant contributions at end of year2021-12-31$5,635
Participant contributions at beginning of year2021-12-31$3,873
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$27,827
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$26,424
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$385,101
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,643,466
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,258,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,601,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,186,629
Income. Interest from loans (other than to participants)2021-12-31$1,884
Value of interest in common/collective trusts at end of year2021-12-31$29,420
Value of interest in common/collective trusts at beginning of year2021-12-31$36,632
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$178
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$127
Net investment gain/loss from pooled separate accounts2021-12-31$289,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$41,454
Contract administrator fees2021-12-31$18,509
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31TEMPLETON & COMPANY
Accountancy firm EIN2021-12-31141918990
2020 : GREAT PERFORMANCES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$26,424
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$71,065
Total income from all sources (including contributions)2020-12-31$443,414
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$224,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$173,037
Expenses. Certain deemed distributions of participant loans2020-12-31$9,701
Value of total corrective distributions2020-12-31$26,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$183,455
Value of total assets at end of year2020-12-31$2,284,789
Value of total assets at beginning of year2020-12-31$2,110,657
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$15,382
Total interest from all sources2020-12-31$1,328
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$152,772
Participant contributions at end of year2020-12-31$57,528
Participant contributions at beginning of year2020-12-31$29,440
Participant contributions at end of year2020-12-31$3,873
Participant contributions at beginning of year2020-12-31$10,604
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$30,683
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$26,424
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$71,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$218,773
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,258,365
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,039,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,186,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,070,566
Interest on participant loans2020-12-31$1,328
Value of interest in common/collective trusts at end of year2020-12-31$36,632
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$127
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$47
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$258,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$173,037
Contract administrator fees2020-12-31$15,382
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31TEMPLETON & COMPANY
Accountancy firm EIN2020-12-31141918990
2019 : GREAT PERFORMANCES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$71,065
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$78,473
Total income from all sources (including contributions)2019-12-31$616,315
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$123,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$37,740
Expenses. Certain deemed distributions of participant loans2019-12-31$1,447
Value of total corrective distributions2019-12-31$71,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$267,424
Value of total assets at end of year2019-12-31$2,110,657
Value of total assets at beginning of year2019-12-31$1,625,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$13,245
Total interest from all sources2019-12-31$1,912
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$253,216
Participant contributions at end of year2019-12-31$29,440
Participant contributions at beginning of year2019-12-31$44,740
Participant contributions at end of year2019-12-31$10,604
Participant contributions at beginning of year2019-12-31$21
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$14,208
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$71,065
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$78,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$492,818
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,039,592
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,546,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,070,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,580,439
Interest on participant loans2019-12-31$1,912
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$47
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$47
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$346,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$37,740
Contract administrator fees2019-12-31$13,245
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31TEMPLETON & COMPANY
Accountancy firm EIN2019-12-31141918990
2018 : GREAT PERFORMANCES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$78,473
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$91,104
Total income from all sources (including contributions)2018-12-31$123,144
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$153,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$49,968
Expenses. Certain deemed distributions of participant loans2018-12-31$12,461
Value of total corrective distributions2018-12-31$78,473
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$212,238
Value of total assets at end of year2018-12-31$1,625,247
Value of total assets at beginning of year2018-12-31$1,668,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$12,625
Total interest from all sources2018-12-31$2,787
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$212,238
Participant contributions at end of year2018-12-31$44,740
Participant contributions at beginning of year2018-12-31$31,184
Participant contributions at end of year2018-12-31$21
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$78,473
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$91,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-30,383
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,546,774
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,577,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,580,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,637,077
Interest on participant loans2018-12-31$2,787
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$47
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-91,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$49,768
Contract administrator fees2018-12-31$12,625
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31TEMPLETON & COMPANY
Accountancy firm EIN2018-12-31141918990
2017 : GREAT PERFORMANCES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$91,104
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$83,396
Total income from all sources (including contributions)2017-12-31$450,347
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$151,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$48,857
Value of total corrective distributions2017-12-31$91,105
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$223,080
Value of total assets at end of year2017-12-31$1,668,261
Value of total assets at beginning of year2017-12-31$1,361,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$11,038
Total interest from all sources2017-12-31$1,106
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$197,375
Participant contributions at end of year2017-12-31$31,184
Participant contributions at beginning of year2017-12-31$11,651
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$25,705
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$91,104
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$83,396
Other income not declared elsewhere2017-12-31$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$299,347
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,577,157
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,277,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$11,038
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$1,637,077
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,349,555
Income. Interest from loans (other than to participants)2017-12-31$1,106
Net investment gain/loss from pooled separate accounts2017-12-31$226,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$48,857
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31TEMPLETON & COMPANY
Accountancy firm EIN2017-12-31141918990
2016 : GREAT PERFORMANCES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$1,114,881
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$83,396
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$272,250
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$109,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$20,847
Value of total corrective distributions2016-12-31$83,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$164,820
Value of total assets at end of year2016-12-31$1,361,206
Value of total assets at beginning of year2016-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,078
Total interest from all sources2016-12-31$518
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$156,323
Participant contributions at end of year2016-12-31$11,651
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$8,497
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$83,396
Other income not declared elsewhere2016-12-31$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$162,929
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,277,810
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,349,555
Interest on participant loans2016-12-31$518
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$106,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$20,847
Contract administrator fees2016-12-31$5,078
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31TEMPLETON & COMPLANY
Accountancy firm EIN2016-12-31141918990

Form 5500 Responses for GREAT PERFORMANCES 401(K) PLAN

2022: GREAT PERFORMANCES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GREAT PERFORMANCES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GREAT PERFORMANCES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GREAT PERFORMANCES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GREAT PERFORMANCES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GREAT PERFORMANCES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GREAT PERFORMANCES 401(K) PLAN 2016 form 5500 responses
2016-03-01Type of plan entitySingle employer plan
2016-03-01First time form 5500 has been submittedYes
2016-03-01Submission has been amendedNo
2016-03-01This submission is the final filingNo
2016-03-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-03-01Plan is a collectively bargained planNo
2016-03-01Plan funding arrangement – InsuranceYes
2016-03-01Plan funding arrangement – TrustYes
2016-03-01Plan benefit arrangement – InsuranceYes
2016-03-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386912-01
Policy instance 1
Insurance contract or identification number386912-01
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386912-01
Policy instance 1
Insurance contract or identification number386912-01
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386912-01
Policy instance 1
Insurance contract or identification number386912-01
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386912-01
Policy instance 1
Insurance contract or identification number386912-01
Number of Individuals Covered751
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386912-01
Policy instance 1
Insurance contract or identification number386912-01
Number of Individuals Covered655
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386912-01
Policy instance 1
Insurance contract or identification number386912-01
Number of Individuals Covered576
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $1
Insurance broker organization code?3
Insurance broker nameRONALD KAPLAN

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