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RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 401k Plan overview

Plan NameRABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN
Plan identification number 001

RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COOPERATIEVE RABOBANK U.A. has sponsored the creation of one or more 401k plans.

Company Name:COOPERATIEVE RABOBANK U.A.
Employer identification number (EIN):133036591
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012013-01-01PASQUALE FERRARA
0012012-01-01PASQUALE FERRARA
0012011-01-01PASQUALE FERRARA
0012010-01-01PASQUALE FERRARA
0012009-01-01PASQUALE FERRARA, JR. WENDY S. BELLUS2010-09-24
0012009-01-01PASQUALE FERRARA, JR. WENDY S. BELLUS2010-09-28

Plan Statistics for RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN

401k plan membership statisitcs for RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN

Measure Date Value
2013: RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01174
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01665
Total number of active participants reported on line 7a of the Form 55002012-01-0170
Number of retired or separated participants receiving benefits2012-01-0137
Number of other retired or separated participants entitled to future benefits2012-01-0167
Total of all active and inactive participants2012-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01733
Total number of active participants reported on line 7a of the Form 55002011-01-01431
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01232
Total of all active and inactive participants2011-01-01663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01665
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0114
2010: RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01728
Total number of active participants reported on line 7a of the Form 55002010-01-01440
Number of retired or separated participants receiving benefits2010-01-0167
Number of other retired or separated participants entitled to future benefits2010-01-01215
Total of all active and inactive participants2010-01-01722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-015
Total participants2010-01-01727
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0136
2009: RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01713
Total number of active participants reported on line 7a of the Form 55002009-01-01472
Number of retired or separated participants receiving benefits2009-01-0164
Number of other retired or separated participants entitled to future benefits2009-01-01196
Total of all active and inactive participants2009-01-01732
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-01735
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0118

Financial Data on RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN

Measure Date Value
2013 : RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total income from all sources (including contributions)2013-11-30$26,811,358
Total loss/gain on sale of assets2013-11-30$0
Total of all expenses incurred2013-11-30$37,686,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$37,561,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$26,810,548
Value of total assets at end of year2013-11-30$0
Value of total assets at beginning of year2013-11-30$10,874,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$124,295
Total interest from all sources2013-11-30$810
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-11-30$0
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-11-30$37,415,471
Administrative expenses (other) incurred2013-11-30$78,132
Total non interest bearing cash at end of year2013-11-30$0
Total non interest bearing cash at beginning of year2013-11-30$10,874,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$-10,874,797
Value of net assets at end of year (total assets less liabilities)2013-11-30$0
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$10,874,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Investment advisory and management fees2013-11-30$36,897
Interest earned on other investments2013-11-30$810
Value of interest in common/collective trusts at end of year2013-11-30$0
Value of interest in common/collective trusts at beginning of year2013-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30Yes
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Contributions received in cash from employer2013-11-30$26,810,548
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$146,389
Contract administrator fees2013-11-30$9,266
Did the plan have assets held for investment2013-11-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30No
Opinion of an independent qualified public accountant for this plan2013-11-30Unqualified
Accountancy firm name2013-11-30R A FREDERICKS & COMPANY, LLP
Accountancy firm EIN2013-11-30223559654
2012 : RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,610,499
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$60,614,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$60,334,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$10,874,797
Value of total assets at beginning of year2012-12-31$67,879,095
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$279,829
Total interest from all sources2012-12-31$20,308
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$41,324
Total non interest bearing cash at end of year2012-12-31$10,874,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-57,004,298
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,874,797
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$67,879,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$278,060
Interest earned on other investments2012-12-31$20,308
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$67,879,095
Net investment gain or loss from common/collective trusts2012-12-31$3,590,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$60,293,644
Contract administrator fees2012-12-31$1,769
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31R A FREDERICKS & COMPANY, LLP
Accountancy firm EIN2012-12-31223559654
2011 : RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$8,515,595
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$23,902,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$23,482,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,000,000
Value of total assets at end of year2011-12-31$67,879,095
Value of total assets at beginning of year2011-12-31$83,265,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$419,983
Total interest from all sources2011-12-31$168
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$45,277,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-15,386,666
Value of net assets at end of year (total assets less liabilities)2011-12-31$67,879,095
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$83,265,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$415,977
Interest earned on other investments2011-12-31$168
Value of interest in common/collective trusts at end of year2011-12-31$67,879,095
Value of interest in common/collective trusts at beginning of year2011-12-31$83,265,761
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$21,940,000
Net investment gain or loss from common/collective trusts2011-12-31$3,515,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$5,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,542,278
Contract administrator fees2011-12-31$4,006
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31R A FREDERICKS & COMPANY, LLP
Accountancy firm EIN2011-12-31223559654
2010 : RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$14,915,644
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,811,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,449,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,000,000
Value of total assets at end of year2010-12-31$83,265,761
Value of total assets at beginning of year2010-12-31$70,161,908
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$362,225
Total interest from all sources2010-12-31$3,444
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$45,277,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$13,103,853
Value of net assets at end of year (total assets less liabilities)2010-12-31$83,265,761
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$70,161,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$358,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Interest earned on other investments2010-12-31$3,444
Value of interest in common/collective trusts at end of year2010-12-31$83,265,761
Value of interest in common/collective trusts at beginning of year2010-12-31$70,161,908
Net investment gain or loss from common/collective trusts2010-12-31$9,912,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$5,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,449,566
Contract administrator fees2010-12-31$3,518
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31R A FREDERICKS & COMPANY, LLP
Accountancy firm EIN2010-12-31223559654
2009 : RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN

2013: RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingYes
2013-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RABOBANK INTERNATIONAL U.S. EMPLOYEES' RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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