401k Plan data: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN plan

BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 401k Plan overview

Plan Name	BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN
Plan identification number	002

BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

BRAD ASHE SALES & ASSOCIATES INC has sponsored the creation of one or more 401k plans.

Company Name: BRAD ASHE SALES & ASSOCIATES INC

Employer identification number (EIN): 133096468

NAIC Classification: 424990
NAIC Description: Other Miscellaneous Nondurable Goods Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-11-01 BRAD ASHE
002 2014-11-01 BRAD ASHE
002 2013-11-01 BRAD ASHE
002 2012-11-01 BRAD ASHE
002 2011-11-01 BRAD ASHE
002 2010-11-01 BRAD ASHE
002 2009-11-01 BRAD ASHE

Plan id#	Filing Submission Date	Name of Administrator
002	2015-11-01	BRAD ASHE
002	2014-11-01	BRAD ASHE
002	2013-11-01	BRAD ASHE
002	2012-11-01	BRAD ASHE
002	2011-11-01	BRAD ASHE
002	2010-11-01	BRAD ASHE
002	2009-11-01	BRAD ASHE

Plan Statistics for BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN

401k plan membership statisitcs for BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN

Measure Date Value
2015: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-11-01 2
Total of all active and inactive participants 2015-11-01 0
Total participants 2015-11-01 0
2014: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-11-01 3
Number of retired or separated participants receiving benefits 2014-11-01 1
Total of all active and inactive participants 2014-11-01 1
Total participants 2014-11-01 1
Number of participants with account balances 2014-11-01 2
2013: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-11-01 3
Total of all active and inactive participants 2013-11-01 3
Total participants 2013-11-01 3
2012: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2012-11-01 3
Total of all active and inactive participants 2012-11-01 3
Total participants 2012-11-01 3
Number of participants with account balances 2012-11-01 3
2011: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2011-11-01 3
Total of all active and inactive participants 2011-11-01 3
Total participants 2011-11-01 3
Number of participants with account balances 2011-11-01 3
2010: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2010-11-01 3
Total of all active and inactive participants 2010-11-01 3
Total participants 2010-11-01 3
Number of participants with account balances 2010-11-01 3
2009: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-11-01 3
Total number of active participants reported on line 7a of the Form 5500 2009-11-01 3
Total of all active and inactive participants 2009-11-01 3
Total participants 2009-11-01 3
Number of participants with account balances 2009-11-01 3

Measure	Date	Value
2015: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-11-01	2
Total of all active and inactive participants	2015-11-01	0
Total participants	2015-11-01	0
2014: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-11-01	3
Number of retired or separated participants receiving benefits	2014-11-01	1
Total of all active and inactive participants	2014-11-01	1
Total participants	2014-11-01	1
Number of participants with account balances	2014-11-01	2
2013: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-11-01	3
Total of all active and inactive participants	2013-11-01	3
Total participants	2013-11-01	3
2012: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2012-11-01	3
Total of all active and inactive participants	2012-11-01	3
Total participants	2012-11-01	3
Number of participants with account balances	2012-11-01	3
2011: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2011-11-01	3
Total of all active and inactive participants	2011-11-01	3
Total participants	2011-11-01	3
Number of participants with account balances	2011-11-01	3
2010: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2010-11-01	3
Total of all active and inactive participants	2010-11-01	3
Total participants	2010-11-01	3
Number of participants with account balances	2010-11-01	3
2009: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-11-01	3
Total number of active participants reported on line 7a of the Form 5500	2009-11-01	3
Total of all active and inactive participants	2009-11-01	3
Total participants	2009-11-01	3
Number of participants with account balances	2009-11-01	3

Financial Data on BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN

Measure	Date	Value
2016 : BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-10-31	$16,586
Expenses. Total of all expenses incurred	2016-10-31	$2,055,043
Benefits paid (including direct rollovers)	2016-10-31	$2,055,043
Total plan assets at end of year	2016-10-31	$0
Total plan assets at beginning of year	2016-10-31	$2,038,457
Other income received	2016-10-31	$16,586
Net income (gross income less expenses)	2016-10-31	$-2,038,457
Net plan assets at end of year (total assets less liabilities)	2016-10-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2016-10-31	$2,038,457
2015 : BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-10-31	$33,083
Expenses. Total of all expenses incurred	2015-10-31	$186,414
Benefits paid (including direct rollovers)	2015-10-31	$186,414
Total plan assets at end of year	2015-10-31	$2,038,457
Total plan assets at beginning of year	2015-10-31	$2,191,788
Other income received	2015-10-31	$-8,017
Net income (gross income less expenses)	2015-10-31	$-153,331
Net plan assets at end of year (total assets less liabilities)	2015-10-31	$2,038,457
Net plan assets at beginning of year (total assets less liabilities)	2015-10-31	$2,191,788
Total contributions received or receivable from employer(s)	2015-10-31	$41,100
2014 : BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-10-31	$134,252
Total plan assets at end of year	2014-10-31	$2,191,788
Total plan assets at beginning of year	2014-10-31	$2,057,536
Other income received	2014-10-31	$76,201
Net income (gross income less expenses)	2014-10-31	$134,252
Net plan assets at end of year (total assets less liabilities)	2014-10-31	$2,191,788
Net plan assets at beginning of year (total assets less liabilities)	2014-10-31	$2,057,536
Total contributions received or receivable from employer(s)	2014-10-31	$58,051
2013 : BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-10-31	$94,429
Total plan assets at end of year	2013-10-31	$2,057,536
Total plan assets at beginning of year	2013-10-31	$1,963,107
Other income received	2013-10-31	$44,455
Net income (gross income less expenses)	2013-10-31	$94,429
Net plan assets at end of year (total assets less liabilities)	2013-10-31	$2,057,536
Net plan assets at beginning of year (total assets less liabilities)	2013-10-31	$1,963,107
Total contributions received or receivable from employer(s)	2013-10-31	$49,974
2012 : BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-10-31	$83,019
Total plan assets at end of year	2012-10-31	$1,963,107
Total plan assets at beginning of year	2012-10-31	$1,880,088
Other income received	2012-10-31	$31,989
Net income (gross income less expenses)	2012-10-31	$83,019
Net plan assets at end of year (total assets less liabilities)	2012-10-31	$1,963,107
Net plan assets at beginning of year (total assets less liabilities)	2012-10-31	$1,880,088
Total contributions received or receivable from employer(s)	2012-10-31	$51,030
2011 : BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-10-31	$66,843
Total plan assets at end of year	2011-10-31	$1,880,088
Total plan assets at beginning of year	2011-10-31	$1,813,245
Other income received	2011-10-31	$23,540
Net income (gross income less expenses)	2011-10-31	$66,843
Net plan assets at end of year (total assets less liabilities)	2011-10-31	$1,880,088
Net plan assets at beginning of year (total assets less liabilities)	2011-10-31	$1,813,245
Total contributions received or receivable from employer(s)	2011-10-31	$43,303

Form 5500 Responses for BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN

2015: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2015 form 5500 responses
2015-11-01	Type of plan entity	Single employer plan
2015-11-01	This submission is the final filing	Yes
2015-11-01	Plan funding arrangement – Trust	Yes
2015-11-01	Plan benefit arrangement - Trust	Yes
2014: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2014 form 5500 responses
2014-11-01	Type of plan entity	Single employer plan
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement - Trust	Yes
2013: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2013 form 5500 responses
2013-11-01	Type of plan entity	Single employer plan
2013-11-01	Plan funding arrangement – Trust	Yes
2013-11-01	Plan benefit arrangement - Trust	Yes
2012: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2012 form 5500 responses
2012-11-01	Type of plan entity	Single employer plan
2012-11-01	Plan funding arrangement – Trust	Yes
2012-11-01	Plan benefit arrangement - Trust	Yes
2011: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2011 form 5500 responses
2011-11-01	Type of plan entity	Single employer plan
2011-11-01	Plan funding arrangement – Trust	Yes
2011-11-01	Plan benefit arrangement - Trust	Yes
2010: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2010 form 5500 responses
2010-11-01	Type of plan entity	Single employer plan
2010-11-01	Plan funding arrangement – Trust	Yes
2010-11-01	Plan benefit arrangement - Trust	Yes
2009: BRAD ASHE SALES & ASSOCIATES INC PROFIT SHARING PLAN 2009 form 5500 responses
2009-11-01	Type of plan entity	Single employer plan
2009-11-01	Plan funding arrangement – Trust	Yes
2009-11-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BRAD ASHE SALES & ASSOCIATES INC
Employer identification number (EIN):	133096468
NAIC Classification:	424990
NAIC Description:	Other Miscellaneous Nondurable Goods Merchant Wholesalers