401k Plan data: OCASA, INC 401K PLAN plan

OCASA, INC 401K PLAN 401k Plan overview

Plan Name	OCASA, INC 401K PLAN
Plan identification number	001

OCASA, INC 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Health (other than dental or vision)

401k Sponsoring company profile

OCASA INC. has sponsored the creation of one or more 401k plans.

Company Name: OCASA INC.

Employer identification number (EIN): 133139560

NAIC Classification: 492110
NAIC Description: Couriers and Express Delivery Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OCASA, INC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 MONTE MALHOTRA 2023-10-17
001 2021-01-01 ALEJANDRO ONOFRIO 2022-10-17
001 2020-01-01 ALEJANDRO ONOFRIO 2021-08-26
001 2019-01-01 ALEJANDRO ONOFRIO 2020-10-06
001 2018-01-01 ALEJANDRO ONOFRIO 2019-01-11
001 2018-01-01 ALEJANDRO ONOFRIO 2019-10-11
001 2018-01-01 ALEJANDRO ONOFRIO 2020-10-06
001 2017-01-01 ALEJANDRO ONOFRIO 2018-10-15
001 2016-01-01 CLAUDIA NAVARRO 2017-06-14
001 2015-01-01 CLAUDIA NAVARRO 2016-06-24
001 2014-01-01 JORGE SANTANA 2015-06-04
001 2013-01-01 JORGE SANTANA JORGE SANTANA 2014-07-08
001 2012-01-01 JORGE SANTANA OCASA, INC 401K PLAN 2013-09-13
001 2011-01-01 JORGE SANTANA

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	MONTE MALHOTRA	2023-10-17
001	2021-01-01	ALEJANDRO ONOFRIO	2022-10-17
001	2020-01-01	ALEJANDRO ONOFRIO	2021-08-26
001	2019-01-01	ALEJANDRO ONOFRIO	2020-10-06
001	2018-01-01	ALEJANDRO ONOFRIO	2019-01-11
001	2018-01-01	ALEJANDRO ONOFRIO	2019-10-11
001	2018-01-01	ALEJANDRO ONOFRIO	2020-10-06
001	2017-01-01	ALEJANDRO ONOFRIO	2018-10-15
001	2016-01-01	CLAUDIA NAVARRO	2017-06-14
001	2015-01-01	CLAUDIA NAVARRO	2016-06-24
001	2014-01-01	JORGE SANTANA	2015-06-04
001	2013-01-01	JORGE SANTANA		JORGE SANTANA	2014-07-08
001	2012-01-01	JORGE SANTANA		OCASA, INC 401K PLAN	2013-09-13
001	2011-01-01	JORGE SANTANA

Plan Statistics for OCASA, INC 401K PLAN

401k plan membership statisitcs for OCASA, INC 401K PLAN

Measure Date Value
2013: OCASA, INC 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 78
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 40
Total of all active and inactive participants 2013-01-01 118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 118
Number of participants with account balances 2013-01-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 15
2012: OCASA, INC 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 128
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 30
Total of all active and inactive participants 2012-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 158
Number of participants with account balances 2012-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 18
2011: OCASA, INC 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 167
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 139
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 19
Total of all active and inactive participants 2011-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 158
Number of participants with account balances 2011-01-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 12

Measure	Date	Value
2013: OCASA, INC 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	78
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	40
Total of all active and inactive participants	2013-01-01	118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	118
Number of participants with account balances	2013-01-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	15
2012: OCASA, INC 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	128
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	30
Total of all active and inactive participants	2012-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	158
Number of participants with account balances	2012-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	18
2011: OCASA, INC 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	167
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	139
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	19
Total of all active and inactive participants	2011-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	158
Number of participants with account balances	2011-01-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	12

Financial Data on OCASA, INC 401K PLAN

Measure	Date	Value
2013 : OCASA, INC 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$496,186
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$201,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$198,369
Expenses. Certain deemed distributions of participant loans	2013-12-31	$157
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$253,210
Value of total assets at end of year	2013-12-31	$1,865,758
Value of total assets at beginning of year	2013-12-31	$1,570,798
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,700
Total interest from all sources	2013-12-31	$2,575
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$44,075
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$44,075
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$158,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$185,088
Participant contributions at end of year	2013-12-31	$66,739
Participant contributions at beginning of year	2013-12-31	$52,786
Administrative expenses (other) incurred	2013-12-31	$2,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$294,960
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,865,758
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,570,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$923,020
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$782,212
Interest on participant loans	2013-12-31	$2,575
Value of interest in common/collective trusts at end of year	2013-12-31	$875,999
Value of interest in common/collective trusts at beginning of year	2013-12-31	$735,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$70,823
Net investment gain or loss from common/collective trusts	2013-12-31	$125,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$68,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$198,369
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PREFERRED ACCOUNTING SERVICES,
Accountancy firm EIN	2013-12-31	753052788
2012 : OCASA, INC 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$377,267
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$188,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$181,287
Expenses. Certain deemed distributions of participant loans	2012-12-31	$4,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$220,542
Value of total assets at end of year	2012-12-31	$1,570,798
Value of total assets at beginning of year	2012-12-31	$1,381,653
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,375
Total interest from all sources	2012-12-31	$2,366
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$17,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$17,167
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$139,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$160,316
Participant contributions at end of year	2012-12-31	$52,786
Participant contributions at beginning of year	2012-12-31	$51,730
Administrative expenses (other) incurred	2012-12-31	$2,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$189,145
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,570,798
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,381,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$782,212
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$590,445
Interest on participant loans	2012-12-31	$2,366
Value of interest in common/collective trusts at end of year	2012-12-31	$735,800
Value of interest in common/collective trusts at beginning of year	2012-12-31	$739,478
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$50,072
Net investment gain or loss from common/collective trusts	2012-12-31	$87,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$60,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$181,287
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PREFERRED ACCOUNTING SERVICES,
Accountancy firm EIN	2012-12-31	753052788
2011 : OCASA, INC 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$350,874
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$342,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$340,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$359,162
Value of total assets at end of year	2011-12-31	$1,381,653
Value of total assets at beginning of year	2011-12-31	$1,372,845
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,875
Total interest from all sources	2011-12-31	$2,104
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$16,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$16,343
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$138,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$181,555
Participant contributions at end of year	2011-12-31	$51,730
Participant contributions at beginning of year	2011-12-31	$71,875
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$131,916
Administrative expenses (other) incurred	2011-12-31	$1,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$8,808
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,381,653
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,372,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$590,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$522
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,250,352
Interest on participant loans	2011-12-31	$2,104
Value of interest in common/collective trusts at end of year	2011-12-31	$739,478
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$50,096
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$50,096
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-18,972
Net investment gain or loss from common/collective trusts	2011-12-31	$-7,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$45,691
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$340,191
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PREFERRED ACCOUNTING SERVICES,
Accountancy firm EIN	2011-12-31	753052788
2010 : OCASA, INC 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$547,754
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$75,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$75,545
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$326,420
Value of total assets at end of year	2010-12-31	$1,372,845
Value of total assets at beginning of year	2010-12-31	$900,996
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$360
Total interest from all sources	2010-12-31	$3,344
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$157,483
Participant contributions at end of year	2010-12-31	$71,875
Participant contributions at beginning of year	2010-12-31	$0
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$93,804
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$360
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$471,849
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,372,845
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$900,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$867,971
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,250,352
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$33,025
Interest on participant loans	2010-12-31	$3,344
Value of interest in master investment trust accounts at end of year	2010-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$0
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$50,096
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2010-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2010-12-31	$0
Asset value of US Government securities at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$371,992
Net investment gain/loss from pooled separate accounts	2010-12-31	$-154,002
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Assets. Value of employer real property at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$75,133
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$75,545
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Contract administrator fees	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Qualified
Accountancy firm name	2010-12-31	PREFERRED ACCOUNTING SERVICES, INC
Accountancy firm EIN	2010-12-31	753052788

Form 5500 Responses for OCASA, INC 401K PLAN

2013: OCASA, INC 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OCASA, INC 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: OCASA, INC 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: )

Policy contract number

206906

Policy instance

Insurance contract or identification number	206906
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

206906

Policy instance

Insurance contract or identification number	206906
Number of Individuals Covered	76
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $4,475
Total amount of fees paid to insurance company	USD $5,173
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,475
Amount paid for insurance broker fees	5173
Additional information about fees paid to insurance broker	CONTRACT SERVICE FEES
Insurance broker organization code?	4
Insurance broker name	PAYCHEX SECURITIES CORP

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Company Name:	OCASA INC.
Employer identification number (EIN):	133139560
NAIC Classification:	492110
NAIC Description:	Couriers and Express Delivery Services