AMERIPRISE FINANCIAL, INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AMERIPRISE FINANCIAL 401(K) PLAN
Measure | Date | Value |
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2022 : AMERIPRISE FINANCIAL 401(K) PLAN 2022 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-15,318,313 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-15,318,313 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $1,678,912 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $35,472,805 |
Total income from all sources (including contributions) | 2022-12-31 | $-270,175,462 |
Total loss/gain on sale of assets | 2022-12-31 | $-11,416,620 |
Total of all expenses incurred | 2022-12-31 | $212,766,057 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $211,252,003 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $196,499,999 |
Value of total assets at end of year | 2022-12-31 | $2,669,916,910 |
Value of total assets at beginning of year | 2022-12-31 | $3,186,652,322 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $1,514,054 |
Total interest from all sources | 2022-12-31 | $3,352,690 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $20,091,957 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $13,111,567 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $410,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $124,145,197 |
Participant contributions at end of year | 2022-12-31 | $27,402,335 |
Participant contributions at beginning of year | 2022-12-31 | $26,864,409 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $114,837,592 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $165,202,063 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $9,047,985 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $1,586,905 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $2,068,019 |
Other income not declared elsewhere | 2022-12-31 | $-12,992,863 |
Liabilities. Value of operating payables at end of year | 2022-12-31 | $1,678,912 |
Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $35,472,805 |
Total non interest bearing cash at end of year | 2022-12-31 | $948,646 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $3,790,763 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-482,941,519 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $2,668,237,998 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $3,151,179,517 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $516,260 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $462,752,086 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $573,641,982 |
Interest on participant loans | 2022-12-31 | $1,020,379 |
Interest earned on other investments | 2022-12-31 | $1,745,502 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $1,503,977,297 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,820,096,776 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $81,977,135 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $74,949,797 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $74,949,797 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $586,809 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-125,732,243 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-324,660,069 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Assets. Invements in employer securities at end of year | 2022-12-31 | $351,762,162 |
Assets. Invements in employer securities at beginning of year | 2022-12-31 | $350,573,724 |
Contributions received in cash from employer | 2022-12-31 | $63,306,817 |
Employer contributions (assets) at end of year | 2022-12-31 | $5,264,099 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $5,243,027 |
Income. Dividends from common stock | 2022-12-31 | $6,980,390 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $211,252,003 |
Contract administrator fees | 2022-12-31 | $997,794 |
Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $119,408,653 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $164,221,762 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $32,637,652 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $44,054,272 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2022-12-31 | 134008324 |
2021 : AMERIPRISE FINANCIAL 401(K) PLAN 2021 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $134,261,450 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $134,261,450 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $35,472,805 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $9,648,904 |
Total income from all sources (including contributions) | 2021-12-31 | $718,947,874 |
Total loss/gain on sale of assets | 2021-12-31 | $3,926,335 |
Total of all expenses incurred | 2021-12-31 | $243,078,269 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $242,041,581 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $22,077 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $184,548,113 |
Value of total assets at end of year | 2021-12-31 | $3,186,652,322 |
Value of total assets at beginning of year | 2021-12-31 | $2,684,958,816 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,014,611 |
Total interest from all sources | 2021-12-31 | $2,892,901 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $11,920,056 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $6,400,238 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $410,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $118,560,585 |
Participant contributions at end of year | 2021-12-31 | $26,864,409 |
Participant contributions at beginning of year | 2021-12-31 | $30,173,829 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $165,202,063 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $289,608,314 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $10,720,524 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $-76,355 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $2,068,019 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $4,390,494 |
Other income not declared elsewhere | 2021-12-31 | $34,932,382 |
Liabilities. Value of operating payables at end of year | 2021-12-31 | $35,472,805 |
Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $9,648,904 |
Total non interest bearing cash at end of year | 2021-12-31 | $3,790,763 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $1,678,612 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $475,869,605 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $3,151,179,517 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $2,675,309,912 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $111,250 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $573,641,982 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $496,000,752 |
Interest on participant loans | 2021-12-31 | $1,172,626 |
Interest earned on other investments | 2021-12-31 | $1,709,712 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,820,096,776 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,545,266,143 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $74,949,797 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $54,354,816 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $54,354,816 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $10,563 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $71,561,630 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $274,905,007 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Assets. Invements in employer securities at end of year | 2021-12-31 | $350,573,724 |
Assets. Invements in employer securities at beginning of year | 2021-12-31 | $242,793,554 |
Contributions received in cash from employer | 2021-12-31 | $55,267,004 |
Employer contributions (assets) at end of year | 2021-12-31 | $5,243,027 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $4,855,710 |
Income. Dividends from common stock | 2021-12-31 | $5,519,818 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $242,117,936 |
Contract administrator fees | 2021-12-31 | $903,361 |
Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $164,221,762 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $15,836,592 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Aggregate proceeds on sale of assets | 2021-12-31 | $17,210,561 |
Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $13,284,226 |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2021-12-31 | 134008324 |
2020 : AMERIPRISE FINANCIAL 401(K) PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $48,660,756 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $48,660,756 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $9,648,904 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $7,137,689 |
Total income from all sources (including contributions) | 2020-12-31 | $564,277,469 |
Total loss/gain on sale of assets | 2020-12-31 | $-5,194,499 |
Total of all expenses incurred | 2020-12-31 | $215,607,491 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $214,688,829 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $-23,853 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $176,071,982 |
Value of total assets at end of year | 2020-12-31 | $2,684,958,816 |
Value of total assets at beginning of year | 2020-12-31 | $2,333,777,623 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $942,515 |
Total interest from all sources | 2020-12-31 | $4,254,027 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $11,458,351 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $5,745,030 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $450,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $112,980,968 |
Participant contributions at end of year | 2020-12-31 | $30,173,829 |
Participant contributions at beginning of year | 2020-12-31 | $32,750,250 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $289,608,314 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $244,161,971 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $8,083,485 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $-50,239 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $4,390,494 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $2,581,408 |
Other income not declared elsewhere | 2020-12-31 | $27,887,382 |
Liabilities. Value of operating payables at end of year | 2020-12-31 | $9,648,904 |
Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $7,137,689 |
Total non interest bearing cash at end of year | 2020-12-31 | $1,678,612 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $1,396,485 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $348,669,978 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $2,675,309,912 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $2,326,639,934 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $111,250 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $496,000,752 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $397,144,972 |
Interest on participant loans | 2020-12-31 | $1,479,763 |
Interest earned on other investments | 2020-12-31 | $2,688,875 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,545,266,143 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,362,427,021 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $54,354,816 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $50,791,265 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $50,791,265 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $85,389 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $88,692,431 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $212,447,039 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Assets. Invements in employer securities at end of year | 2020-12-31 | $242,793,554 |
Assets. Invements in employer securities at beginning of year | 2020-12-31 | $220,404,634 |
Contributions received in cash from employer | 2020-12-31 | $55,007,529 |
Employer contributions (assets) at end of year | 2020-12-31 | $4,855,710 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $4,430,947 |
Income. Dividends from common stock | 2020-12-31 | $5,713,321 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $214,739,068 |
Contract administrator fees | 2020-12-31 | $831,265 |
Assets. Corporate common stocks other than exployer securities at end of year | 2020-12-31 | $15,836,592 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-12-31 | $17,688,670 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $42,420,621 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $47,615,120 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2020-12-31 | 134008324 |
2019 : AMERIPRISE FINANCIAL 401(K) PLAN 2019 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $85,064,378 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $85,064,378 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $7,137,689 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $3,502,282 |
Total income from all sources (including contributions) | 2019-12-31 | $674,321,291 |
Total loss/gain on sale of assets | 2019-12-31 | $10,946,298 |
Total of all expenses incurred | 2019-12-31 | $213,121,371 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $212,087,577 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $-20,571 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $176,191,149 |
Value of total assets at end of year | 2019-12-31 | $2,333,777,623 |
Value of total assets at beginning of year | 2019-12-31 | $1,868,942,296 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,054,365 |
Total interest from all sources | 2019-12-31 | $5,008,781 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $11,953,521 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $6,200,538 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $450,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $109,878,557 |
Participant contributions at end of year | 2019-12-31 | $32,750,250 |
Participant contributions at beginning of year | 2019-12-31 | $34,582,932 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $244,161,971 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $195,183,643 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $10,787,056 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $2,581,408 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $2,283,980 |
Other income not declared elsewhere | 2019-12-31 | $27,258,403 |
Liabilities. Value of operating payables at end of year | 2019-12-31 | $7,137,689 |
Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $3,502,282 |
Total non interest bearing cash at end of year | 2019-12-31 | $1,396,485 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $1,223,974 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $461,199,920 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $2,326,639,934 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,865,440,014 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $111,250 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $397,144,972 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $326,358,542 |
Interest on participant loans | 2019-12-31 | $1,519,046 |
Interest earned on other investments | 2019-12-31 | $2,936,112 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,362,427,021 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,098,150,707 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $50,791,265 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $35,647,365 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $35,647,365 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $553,623 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $73,797,889 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $284,100,872 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Assets. Invements in employer securities at end of year | 2019-12-31 | $220,404,634 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $157,009,450 |
Contributions received in cash from employer | 2019-12-31 | $55,525,536 |
Employer contributions (assets) at end of year | 2019-12-31 | $4,430,947 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $4,331,507 |
Income. Dividends from common stock | 2019-12-31 | $5,752,983 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $212,087,577 |
Contract administrator fees | 2019-12-31 | $943,115 |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $17,688,670 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $14,170,196 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Aggregate proceeds on sale of assets | 2019-12-31 | $36,861,891 |
Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $25,915,593 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2019-12-31 | 134008324 |
2018 : AMERIPRISE FINANCIAL 401(K) PLAN 2018 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-92,964,053 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-92,964,053 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $3,502,282 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $2,703,852 |
Total income from all sources (including contributions) | 2018-12-31 | $-30,661,174 |
Total loss/gain on sale of assets | 2018-12-31 | $-408,848 |
Total of all expenses incurred | 2018-12-31 | $147,158,412 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $146,127,746 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $25,841 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $171,390,246 |
Value of total assets at end of year | 2018-12-31 | $1,868,942,296 |
Value of total assets at beginning of year | 2018-12-31 | $2,045,963,452 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,004,825 |
Total interest from all sources | 2018-12-31 | $4,131,782 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $10,691,226 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $5,350,384 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $450,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $103,087,818 |
Participant contributions at end of year | 2018-12-31 | $34,582,932 |
Participant contributions at beginning of year | 2018-12-31 | $33,718,874 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $195,183,643 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $215,282,045 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $14,347,962 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $-62,666 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $2,283,980 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $3,743,766 |
Other income not declared elsewhere | 2018-12-31 | $-2,990,213 |
Liabilities. Value of operating payables at end of year | 2018-12-31 | $3,502,282 |
Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $2,703,852 |
Total non interest bearing cash at end of year | 2018-12-31 | $1,223,974 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $878,240 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-177,819,586 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $1,865,440,014 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,043,259,600 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $111,343 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $326,358,542 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $352,691,295 |
Interest on participant loans | 2018-12-31 | $1,302,324 |
Interest earned on other investments | 2018-12-31 | $2,469,944 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,098,150,707 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,154,886,482 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $35,647,365 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $29,363,808 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $29,363,808 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $359,514 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-32,226,444 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-88,284,870 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Assets. Invements in employer securities at end of year | 2018-12-31 | $157,009,450 |
Assets. Invements in employer securities at beginning of year | 2018-12-31 | $237,482,415 |
Contributions received in cash from employer | 2018-12-31 | $53,954,466 |
Employer contributions (assets) at end of year | 2018-12-31 | $4,331,507 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $2,219,003 |
Income. Dividends from common stock | 2018-12-31 | $5,340,842 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $146,190,412 |
Contract administrator fees | 2018-12-31 | $893,482 |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $14,170,196 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $15,697,524 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Aggregate proceeds on sale of assets | 2018-12-31 | $9,427,229 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $9,836,077 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2018-12-31 | 134008324 |
2017 : AMERIPRISE FINANCIAL 401(K) PLAN 2017 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $80,357,421 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $80,357,421 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $2,703,852 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $3,956,250 |
Total income from all sources (including contributions) | 2017-12-31 | $499,744,694 |
Total loss/gain on sale of assets | 2017-12-31 | $7,184,050 |
Total of all expenses incurred | 2017-12-31 | $157,237,208 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $155,891,026 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $45,843 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $152,016,601 |
Value of total assets at end of year | 2017-12-31 | $2,045,963,452 |
Value of total assets at beginning of year | 2017-12-31 | $1,704,708,364 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,300,339 |
Total interest from all sources | 2017-12-31 | $4,789,223 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $9,907,305 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Administrative expenses professional fees incurred | 2017-12-31 | $83,667 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-12-31 | $14,718 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $450,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $94,527,075 |
Participant contributions at end of year | 2017-12-31 | $33,718,874 |
Participant contributions at beginning of year | 2017-12-31 | $32,560,195 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $215,282,045 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $195,939,540 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $8,062,254 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $-6,261 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $3,743,766 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $1,701,299 |
Other income not declared elsewhere | 2017-12-31 | $12,606,988 |
Administrative expenses (other) incurred | 2017-12-31 | $95,821 |
Liabilities. Value of operating payables at end of year | 2017-12-31 | $2,703,852 |
Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $3,956,250 |
Total non interest bearing cash at end of year | 2017-12-31 | $878,240 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $608,242 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $342,507,486 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $2,043,259,600 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,700,752,114 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $107,267 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $352,691,295 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $303,285,155 |
Interest on participant loans | 2017-12-31 | $1,161,289 |
Interest earned on other investments | 2017-12-31 | $3,627,934 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,154,886,482 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $952,888,719 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $29,363,808 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $30,505,250 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $30,505,250 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $53,419,426 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $179,463,680 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Assets. Invements in employer securities at end of year | 2017-12-31 | $237,482,415 |
Assets. Invements in employer securities at beginning of year | 2017-12-31 | $171,972,310 |
Contributions received in cash from employer | 2017-12-31 | $49,427,272 |
Employer contributions (assets) at end of year | 2017-12-31 | $2,219,003 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $850,896 |
Income. Dividends from preferred stock | 2017-12-31 | $4,975,893 |
Income. Dividends from common stock | 2017-12-31 | $4,931,412 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $155,897,287 |
Contract administrator fees | 2017-12-31 | $1,013,584 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $15,697,524 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $14,382,040 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Aggregate proceeds on sale of assets | 2017-12-31 | $47,062,684 |
Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $39,878,634 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2017-12-31 | 134008324 |
2016 : AMERIPRISE FINANCIAL 401(K) PLAN 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $13,171,239 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $13,171,239 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $3,956,250 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $767,322 |
Total income from all sources (including contributions) | 2016-12-31 | $269,707,609 |
Total loss/gain on sale of assets | 2016-12-31 | $6,616,962 |
Total of all expenses incurred | 2016-12-31 | $115,449,524 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $114,202,546 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $71,791 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $145,727,884 |
Value of total assets at end of year | 2016-12-31 | $1,704,708,364 |
Value of total assets at beginning of year | 2016-12-31 | $1,547,261,351 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,175,187 |
Total interest from all sources | 2016-12-31 | $2,961,430 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $9,482,497 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $4,526,840 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-12-31 | $14,718 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $200,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $90,198,294 |
Participant contributions at end of year | 2016-12-31 | $32,560,195 |
Participant contributions at beginning of year | 2016-12-31 | $31,747,183 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $195,939,540 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $159,775,276 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $7,897,070 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $-23,698 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $1,701,299 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $818,843 |
Other income not declared elsewhere | 2016-12-31 | $170,504 |
Administrative expenses (other) incurred | 2016-12-31 | $107,246 |
Liabilities. Value of operating payables at end of year | 2016-12-31 | $3,956,250 |
Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $767,322 |
Total non interest bearing cash at end of year | 2016-12-31 | $608,242 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $154,258,085 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $1,700,752,114 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,546,494,029 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $1,067,941 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $303,285,155 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $308,617,974 |
Interest on participant loans | 2016-12-31 | $1,089,776 |
Interest earned on other investments | 2016-12-31 | $1,871,654 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $952,888,719 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $863,435,293 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $30,505,250 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $14,322,999 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $8,214,618 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $69,039,476 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $171,972,310 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $166,375,857 |
Contributions received in cash from employer | 2016-12-31 | $47,632,520 |
Employer contributions (assets) at end of year | 2016-12-31 | $850,896 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $870,586 |
Income. Dividends from common stock | 2016-12-31 | $4,955,657 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $114,226,244 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $14,382,040 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $15,620,339 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $531,162,221 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $524,545,259 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2016-12-31 | 134008324 |
2015 : AMERIPRISE FINANCIAL 401(K) PLAN 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-41,678,490 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-41,678,490 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $767,322 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $5,660,488 |
Total income from all sources (including contributions) | 2015-12-31 | $111,377,345 |
Total loss/gain on sale of assets | 2015-12-31 | $11,725,087 |
Total of all expenses incurred | 2015-12-31 | $132,594,247 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $131,424,312 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $55,107 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $142,610,002 |
Value of total assets at end of year | 2015-12-31 | $1,547,261,351 |
Value of total assets at beginning of year | 2015-12-31 | $1,573,371,419 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,114,828 |
Total interest from all sources | 2015-12-31 | $2,799,193 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $8,613,295 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $4,356,737 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $200,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $87,267,680 |
Participant contributions at end of year | 2015-12-31 | $31,747,183 |
Participant contributions at beginning of year | 2015-12-31 | $31,624,290 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $159,775,276 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $89,769,528 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $9,135,565 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $-170,627 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $818,843 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $1,028,863 |
Other income not declared elsewhere | 2015-12-31 | $12,956,834 |
Liabilities. Value of operating payables at end of year | 2015-12-31 | $767,322 |
Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $5,660,488 |
Total non interest bearing cash at end of year | 2015-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $502,017 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-21,216,902 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $1,546,494,029 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,567,710,931 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $71,419 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $308,617,974 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $294,981,118 |
Interest on participant loans | 2015-12-31 | $1,062,790 |
Interest earned on other investments | 2015-12-31 | $1,736,403 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $863,435,293 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $923,675,328 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-27,068,847 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $1,420,271 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at end of year | 2015-12-31 | $166,375,857 |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $207,872,005 |
Contributions received in cash from employer | 2015-12-31 | $46,206,757 |
Employer contributions (assets) at end of year | 2015-12-31 | $870,586 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $845,960 |
Income. Dividends from common stock | 2015-12-31 | $4,256,558 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $131,594,939 |
Contract administrator fees | 2015-12-31 | $1,043,409 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $15,620,339 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $23,072,310 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $685,166,406 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $673,441,319 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2015-12-31 | 134008324 |
2014 : AMERIPRISE FINANCIAL 401(K) PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $27,391,400 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $27,391,400 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $5,660,488 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $14,361,687 |
Total income from all sources (including contributions) | 2014-12-31 | $246,343,470 |
Total loss/gain on sale of assets | 2014-12-31 | $26,850,043 |
Total of all expenses incurred | 2014-12-31 | $114,871,201 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $113,730,814 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $52,643 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $132,173,626 |
Value of total assets at end of year | 2014-12-31 | $1,573,371,419 |
Value of total assets at beginning of year | 2014-12-31 | $1,450,600,349 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,087,744 |
Total interest from all sources | 2014-12-31 | $2,693,297 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $7,742,683 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $3,861,723 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $200,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $81,565,786 |
Participant contributions at end of year | 2014-12-31 | $31,624,290 |
Participant contributions at beginning of year | 2014-12-31 | $30,549,868 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $89,769,528 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $99,282,798 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $7,231,303 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $-50,190 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $1,028,863 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $1,873,321 |
Other income not declared elsewhere | 2014-12-31 | $378,980 |
Liabilities. Value of operating payables at end of year | 2014-12-31 | $5,660,488 |
Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $14,361,687 |
Total non interest bearing cash at end of year | 2014-12-31 | $502,017 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $189,331 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $131,472,269 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $1,567,710,931 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,436,238,662 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $74,875 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $294,981,118 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $307,360,074 |
Interest on participant loans | 2014-12-31 | $1,033,505 |
Interest earned on other investments | 2014-12-31 | $1,659,792 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $923,675,328 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $800,209,378 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-14,013,490 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $63,126,931 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $207,872,005 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $186,886,875 |
Contributions received in cash from employer | 2014-12-31 | $43,376,537 |
Employer contributions (assets) at end of year | 2014-12-31 | $845,960 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $921,701 |
Income. Dividends from common stock | 2014-12-31 | $3,880,960 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $113,781,004 |
Contract administrator fees | 2014-12-31 | $1,012,869 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $23,072,310 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $23,327,003 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Aggregate proceeds on sale of assets | 2014-12-31 | $548,502,141 |
Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $521,652,098 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2014-12-31 | 134008324 |
2013 : AMERIPRISE FINANCIAL 401(K) PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2013-12-31 | $87,515,297 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $87,515,297 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $14,361,687 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $5,067,459 |
Total income from all sources (including contributions) | 2013-12-31 | $441,168,653 |
Total loss/gain on sale of assets | 2013-12-31 | $95,042,548 |
Total of all expenses incurred | 2013-12-31 | $144,190,962 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $142,571,237 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $56,981 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $123,843,233 |
Value of total assets at end of year | 2013-12-31 | $1,450,600,349 |
Value of total assets at beginning of year | 2013-12-31 | $1,144,328,430 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,562,744 |
Total interest from all sources | 2013-12-31 | $2,843,110 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $8,100,305 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $4,380,431 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $125,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $76,635,537 |
Participant contributions at end of year | 2013-12-31 | $30,549,868 |
Participant contributions at beginning of year | 2013-12-31 | $28,136,765 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $99,282,798 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $86,272,711 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $5,802,792 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $-66,630 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $1,873,321 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $2,912,915 |
Other income not declared elsewhere | 2013-12-31 | $3,472,077 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $14,361,687 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $5,067,459 |
Total non interest bearing cash at end of year | 2013-12-31 | $189,331 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $160,073 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $296,977,691 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,436,238,662 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,139,260,971 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $74,875 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $307,360,074 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $490,677,279 |
Interest on participant loans | 2013-12-31 | $998,011 |
Interest earned on other investments | 2013-12-31 | $1,845,099 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $800,209,378 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $401,484,431 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $14,142,758 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $106,209,325 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $186,886,875 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $114,749,950 |
Contributions received in cash from employer | 2013-12-31 | $41,404,904 |
Employer contributions (assets) at end of year | 2013-12-31 | $921,701 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $830,324 |
Income. Dividends from common stock | 2013-12-31 | $3,719,874 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $142,637,867 |
Contract administrator fees | 2013-12-31 | $1,487,869 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $23,327,003 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $19,103,982 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $943,638,829 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $848,596,281 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2013-12-31 | 134008324 |
2012 : AMERIPRISE FINANCIAL 401(K) PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $25,405,539 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $25,405,539 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $5,067,459 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $12,358,833 |
Total income from all sources (including contributions) | 2012-12-31 | $254,813,252 |
Total loss/gain on sale of assets | 2012-12-31 | $25,954,961 |
Total of all expenses incurred | 2012-12-31 | $82,839,573 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $80,621,428 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $5,968 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $120,544,152 |
Value of total assets at end of year | 2012-12-31 | $1,144,328,430 |
Value of total assets at beginning of year | 2012-12-31 | $979,646,125 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $2,212,177 |
Total interest from all sources | 2012-12-31 | $2,374,608 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $10,539,583 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $7,485,720 |
Administrative expenses professional fees incurred | 2012-12-31 | $1,475,821 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $74,218,000 |
Participant contributions at end of year | 2012-12-31 | $28,136,765 |
Participant contributions at beginning of year | 2012-12-31 | $25,686,536 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $86,272,711 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $103,872,875 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $4,507,261 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $4,575 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $2,912,915 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $881,819 |
Other income not declared elsewhere | 2012-12-31 | $0 |
Liabilities. Value of operating payables at end of year | 2012-12-31 | $5,067,459 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $12,358,833 |
Total non interest bearing cash at end of year | 2012-12-31 | $160,073 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $3,083,824 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $171,973,679 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,139,260,971 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $967,287,292 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $52,322 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $490,677,279 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $567,882,939 |
Interest on participant loans | 2012-12-31 | $955,428 |
Interest earned on other investments | 2012-12-31 | $1,419,180 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $401,484,431 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $176,795,314 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $37,605,381 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $32,389,028 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $114,749,950 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $100,367,231 |
Contributions received in cash from employer | 2012-12-31 | $41,818,891 |
Employer contributions (assets) at end of year | 2012-12-31 | $830,324 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $1,075,587 |
Income. Dividends from common stock | 2012-12-31 | $3,053,863 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $80,616,853 |
Contract administrator fees | 2012-12-31 | $684,034 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $19,103,982 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $526,008,220 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $500,053,259 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | PRICEWATERHOUSECOOPERS LLP |
Accountancy firm EIN | 2012-12-31 | 134008324 |
2011 : AMERIPRISE FINANCIAL 401(K) PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-12,901,866 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-12,901,866 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $12,358,833 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $11,789,376 |
Total income from all sources (including contributions) | 2011-12-31 | $86,042,121 |
Total loss/gain on sale of assets | 2011-12-31 | $6,257,972 |
Total of all expenses incurred | 2011-12-31 | $77,644,995 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $76,239,709 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $68,481 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $114,749,173 |
Value of total assets at end of year | 2011-12-31 | $979,646,125 |
Value of total assets at beginning of year | 2011-12-31 | $970,679,542 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,336,805 |
Total interest from all sources | 2011-12-31 | $4,532,257 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $11,301,623 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $9,602,491 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $69,391,465 |
Participant contributions at end of year | 2011-12-31 | $25,686,536 |
Participant contributions at beginning of year | 2011-12-31 | $23,818,696 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $103,872,875 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $92,463,969 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $5,683,391 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $881,819 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $1,384,309 |
Administrative expenses (other) incurred | 2011-12-31 | $1,336,805 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $12,358,833 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $11,789,376 |
Total non interest bearing cash at end of year | 2011-12-31 | $3,083,824 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $3,202,803 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $8,397,126 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $967,287,292 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $958,890,166 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $567,882,939 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $533,932,813 |
Interest on participant loans | 2011-12-31 | $968,695 |
Interest earned on other investments | 2011-12-31 | $3,563,562 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $176,795,314 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $200,548,356 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-29,964,518 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $-7,932,520 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $100,367,231 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $113,512,676 |
Contributions received in cash from employer | 2011-12-31 | $39,674,317 |
Employer contributions (assets) at end of year | 2011-12-31 | $1,075,587 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $1,815,920 |
Income. Dividends from common stock | 2011-12-31 | $1,699,132 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $76,239,709 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $466,969,930 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $460,711,958 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | PRICEWATERHOUSECOOPERS |
Accountancy firm EIN | 2011-12-31 | 134008324 |
2010 : AMERIPRISE FINANCIAL 401(K) PLAN 2010 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $34,581,038 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $34,581,038 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $11,789,376 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $2,492,195 |
Total income from all sources (including contributions) | 2010-12-31 | $238,705,430 |
Total loss/gain on sale of assets | 2010-12-31 | $5,359,269 |
Total of all expenses incurred | 2010-12-31 | $91,723,099 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $90,320,892 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $128,827 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $101,667,461 |
Value of total assets at end of year | 2010-12-31 | $970,679,542 |
Value of total assets at beginning of year | 2010-12-31 | $814,400,030 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,273,380 |
Total interest from all sources | 2010-12-31 | $4,803,878 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,430,858 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $100,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $58,273,147 |
Participant contributions at end of year | 2010-12-31 | $23,818,696 |
Participant contributions at beginning of year | 2010-12-31 | $21,589,524 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $92,463,969 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $80,864,430 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $11,845,375 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $1,384,309 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $974,928 |
Administrative expenses (other) incurred | 2010-12-31 | $1,273,380 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $11,789,376 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $2,492,195 |
Total non interest bearing cash at end of year | 2010-12-31 | $3,202,803 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $2,208,108 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $146,982,331 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $958,890,166 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $811,907,835 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $533,932,813 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $458,263,965 |
Interest on participant loans | 2010-12-31 | $1,026,414 |
Interest earned on other investments | 2010-12-31 | $3,777,464 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $200,548,356 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $170,198,098 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $69,124,714 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $21,738,212 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $113,512,676 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $80,090,069 |
Contributions received in cash from employer | 2010-12-31 | $31,548,939 |
Employer contributions (assets) at end of year | 2010-12-31 | $1,815,920 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $210,908 |
Income. Dividends from common stock | 2010-12-31 | $1,430,858 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $90,320,892 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $225,510,727 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $220,151,458 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | ERNST & YOUNG |
Accountancy firm EIN | 2010-12-31 | 346565596 |
2009 : AMERIPRISE FINANCIAL 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |