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AMERIPRISE FINANCIAL RETIREMENT PLAN 401k Plan overview

Plan NameAMERIPRISE FINANCIAL RETIREMENT PLAN
Plan identification number 002

AMERIPRISE FINANCIAL RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AMERIPRISE FINANCIAL, INC has sponsored the creation of one or more 401k plans.

Company Name:AMERIPRISE FINANCIAL, INC
Employer identification number (EIN):133180631
NAIC Classification:523900

Additional information about AMERIPRISE FINANCIAL, INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2018118

More information about AMERIPRISE FINANCIAL, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERIPRISE FINANCIAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-10-01
0022020-10-01
0022019-10-01
0022018-10-01
0022017-10-01
0022016-10-01MICHELLE RUDLONG LUKE MALLOY2018-07-13
0022015-10-01MICHELLE RUDLONG BRENT SABIN2017-07-17
0022014-10-01MICHELLE RUDLONG BRENT SABIN2016-07-15
0022013-10-01MICHELLE RUDLONG BRENT C SABIN2015-07-15
0022012-10-01MICHELLE RUDLONG BRENT C SABIN2014-07-15
0022011-10-01MICHELLE RUDLONG BRENT SABIN2013-07-15
0022010-10-01MICHELLE RUDLONG BRENT SABIN2012-07-16
0022008-10-01
0022005-10-01MICHELLE RUDLONG MARTIN SOLHAUG2010-05-27

Plan Statistics for AMERIPRISE FINANCIAL RETIREMENT PLAN

401k plan membership statisitcs for AMERIPRISE FINANCIAL RETIREMENT PLAN

Measure Date Value
2022: AMERIPRISE FINANCIAL RETIREMENT PLAN 2022 401k membership
Market value of plan assets2022-09-30803,219,813
Acturial value of plan assets2022-09-30725,178,850
Funding target for retired participants and beneficiaries receiving payment2022-09-3029,238,570
Number of terminated vested participants2022-09-304,101
Fundng target for terminated vested participants2022-09-30250,262,865
Active participant vested funding target2022-09-30392,078,011
Number of active participants2022-09-306,448
Total funding liabilities for active participants2022-09-30393,070,789
Total participant count2022-09-3011,048
Total funding target for all participants2022-09-30672,572,224
Balance at beginning of prior year after applicable adjustments2022-09-300
Prefunding balance at beginning of prior year after applicable adjustments2022-09-3026,580
Carryover balanced portion elected for use to offset prior years funding requirement2022-09-300
Prefunding balanced used to offset prior years funding requirement2022-09-300
Amount remaining of carryover balance2022-09-300
Amount remaining of prefunding balance2022-09-3026,580
Present value of excess contributions2022-09-309,531,484
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-09-3010,065,247
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-09-300
Reductions in caryover balances due to elections or deemed elections2022-09-300
Reductions in prefunding balances due to elections or deemed elections2022-09-300
Balance of carryovers at beginning of current year2022-09-300
Balance of prefunding at beginning of current year2022-09-3032,994
Total employer contributions2022-09-3044,000,000
Total employee contributions2022-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2022-09-300
Contributions made to avoid restrictions adjusted to valuation date2022-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-09-3040,330,954
Unpaid minimum required contributions for all prior years2022-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-09-300
Remaining amount of unpaid minimum required contributions2022-09-300
Minimum required contributions for current year target normal cost2022-09-3035,696,898
Net shortfall amortization installment of oustanding balance2022-09-300
Waiver amortization installment2022-09-300
Total funding amount beforereflecting carryover/prefunding balances2022-09-300
Carryover balance elected to use to offset funding requirement2022-09-300
Prefunding balance elected to use to offset funding requirement2022-09-300
Additional cash requirement2022-09-300
Contributions allocatedtoward minimum required contributions for current year2022-09-3040,330,954
Unpaid minimum required contributions for current year2022-09-300
Unpaid minimum required contributions for all years2022-09-300
2021: AMERIPRISE FINANCIAL RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-0111,026
Total number of active participants reported on line 7a of the Form 55002021-10-015,652
Number of retired or separated participants receiving benefits2021-10-01450
Number of other retired or separated participants entitled to future benefits2021-10-014,286
Total of all active and inactive participants2021-10-0110,388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-01120
Total participants2021-10-0110,508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-0120
Market value of plan assets2021-09-30639,526,905
Acturial value of plan assets2021-09-30643,629,825
Funding target for retired participants and beneficiaries receiving payment2021-09-3027,469,913
Number of terminated vested participants2021-09-304,501
Fundng target for terminated vested participants2021-09-30229,325,609
Active participant vested funding target2021-09-30379,439,241
Number of active participants2021-09-307,190
Total funding liabilities for active participants2021-09-30381,913,974
Total participant count2021-09-3012,172
Total funding target for all participants2021-09-30638,709,496
Balance at beginning of prior year after applicable adjustments2021-09-300
Prefunding balance at beginning of prior year after applicable adjustments2021-09-3031,531,757
Carryover balanced portion elected for use to offset prior years funding requirement2021-09-300
Prefunding balanced used to offset prior years funding requirement2021-09-3031,507,187
Amount remaining of carryover balance2021-09-300
Amount remaining of prefunding balance2021-09-3024,570
Present value of excess contributions2021-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-09-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-09-300
Reductions in caryover balances due to elections or deemed elections2021-09-300
Reductions in prefunding balances due to elections or deemed elections2021-09-300
Balance of carryovers at beginning of current year2021-09-300
Balance of prefunding at beginning of current year2021-09-3026,580
Total employer contributions2021-09-3047,000,000
Total employee contributions2021-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2021-09-300
Contributions made to avoid restrictions adjusted to valuation date2021-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-09-3043,163,347
Unpaid minimum required contributions for all prior years2021-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-09-300
Remaining amount of unpaid minimum required contributions2021-09-300
Minimum required contributions for current year target normal cost2021-09-3038,525,612
Net shortfall amortization installment of oustanding balance2021-09-300
Waiver amortization installment2021-09-300
Total funding amount beforereflecting carryover/prefunding balances2021-09-3033,631,863
Carryover balance elected to use to offset funding requirement2021-09-300
Prefunding balance elected to use to offset funding requirement2021-09-300
Additional cash requirement2021-09-3033,631,863
Contributions allocatedtoward minimum required contributions for current year2021-09-3043,163,347
Unpaid minimum required contributions for current year2021-09-300
Unpaid minimum required contributions for all years2021-09-300
2020: AMERIPRISE FINANCIAL RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-0112,152
Total number of active participants reported on line 7a of the Form 55002020-10-016,448
Number of retired or separated participants receiving benefits2020-10-01435
Number of other retired or separated participants entitled to future benefits2020-10-014,027
Total of all active and inactive participants2020-10-0110,910
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-01116
Total participants2020-10-0111,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-01135
Market value of plan assets2020-09-30629,305,197
Acturial value of plan assets2020-09-30651,838,064
Funding target for retired participants and beneficiaries receiving payment2020-09-3028,034,085
Number of terminated vested participants2020-09-305,074
Fundng target for terminated vested participants2020-09-30222,883,441
Active participant vested funding target2020-09-30364,257,118
Number of active participants2020-09-307,481
Total funding liabilities for active participants2020-09-30366,321,610
Total participant count2020-09-3013,030
Total funding target for all participants2020-09-30617,239,136
Balance at beginning of prior year after applicable adjustments2020-09-300
Prefunding balance at beginning of prior year after applicable adjustments2020-09-3026,976,630
Carryover balanced portion elected for use to offset prior years funding requirement2020-09-300
Prefunding balanced used to offset prior years funding requirement2020-09-300
Amount remaining of carryover balance2020-09-300
Amount remaining of prefunding balance2020-09-3026,976,630
Present value of excess contributions2020-09-304,226,157
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-09-304,460,709
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-09-304,460,709
Reductions in caryover balances due to elections or deemed elections2020-09-300
Reductions in prefunding balances due to elections or deemed elections2020-09-300
Balance of carryovers at beginning of current year2020-09-300
Balance of prefunding at beginning of current year2020-09-3031,531,757
Total employer contributions2020-09-303,500,000
Total employee contributions2020-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2020-09-300
Contributions made to avoid restrictions adjusted to valuation date2020-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-09-303,206,862
Unpaid minimum required contributions for all prior years2020-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-09-300
Remaining amount of unpaid minimum required contributions2020-09-300
Minimum required contributions for current year target normal cost2020-09-3037,781,220
Net shortfall amortization installment of oustanding balance2020-09-300
Waiver amortization installment2020-09-300
Total funding amount beforereflecting carryover/prefunding balances2020-09-3034,714,049
Carryover balance elected to use to offset funding requirement2020-09-300
Prefunding balance elected to use to offset funding requirement2020-09-3031,507,187
Additional cash requirement2020-09-303,206,862
Contributions allocatedtoward minimum required contributions for current year2020-09-303,206,862
Unpaid minimum required contributions for current year2020-09-300
Unpaid minimum required contributions for all years2020-09-300
2019: AMERIPRISE FINANCIAL RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-0113,011
Total number of active participants reported on line 7a of the Form 55002019-10-017,190
Number of retired or separated participants receiving benefits2019-10-01424
Number of other retired or separated participants entitled to future benefits2019-10-014,435
Total of all active and inactive participants2019-10-0112,049
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-01103
Total participants2019-10-0112,152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-01157
Market value of plan assets2019-09-30629,605,903
Acturial value of plan assets2019-09-30610,794,294
Funding target for retired participants and beneficiaries receiving payment2019-09-3027,072,659
Number of terminated vested participants2019-09-303,390
Fundng target for terminated vested participants2019-09-30177,705,562
Active participant vested funding target2019-09-30356,312,931
Number of active participants2019-09-308,685
Total funding liabilities for active participants2019-09-30358,929,500
Total participant count2019-09-3012,546
Total funding target for all participants2019-09-30563,707,721
Balance at beginning of prior year after applicable adjustments2019-09-300
Prefunding balance at beginning of prior year after applicable adjustments2019-09-3097,338
Carryover balanced portion elected for use to offset prior years funding requirement2019-09-300
Prefunding balanced used to offset prior years funding requirement2019-09-300
Amount remaining of carryover balance2019-09-300
Amount remaining of prefunding balance2019-09-3097,338
Present value of excess contributions2019-09-3025,420,418
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-09-3026,871,924
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-09-3026,871,924
Reductions in caryover balances due to elections or deemed elections2019-09-300
Reductions in prefunding balances due to elections or deemed elections2019-09-300
Balance of carryovers at beginning of current year2019-09-300
Balance of prefunding at beginning of current year2019-09-3026,976,630
Total employer contributions2019-09-3020,000,000
Total employee contributions2019-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2019-09-300
Contributions made to avoid restrictions adjusted to valuation date2019-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-09-3018,289,152
Unpaid minimum required contributions for all prior years2019-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-09-300
Remaining amount of unpaid minimum required contributions2019-09-300
Minimum required contributions for current year target normal cost2019-09-3034,172,938
Net shortfall amortization installment of oustanding balance2019-09-300
Waiver amortization installment2019-09-300
Total funding amount beforereflecting carryover/prefunding balances2019-09-3014,062,995
Carryover balance elected to use to offset funding requirement2019-09-300
Prefunding balance elected to use to offset funding requirement2019-09-300
Additional cash requirement2019-09-3014,062,995
Contributions allocatedtoward minimum required contributions for current year2019-09-3018,289,152
Unpaid minimum required contributions for current year2019-09-300
Unpaid minimum required contributions for all years2019-09-300
2018: AMERIPRISE FINANCIAL RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-0112,524
Total number of active participants reported on line 7a of the Form 55002018-10-017,481
Number of retired or separated participants receiving benefits2018-10-01419
Number of other retired or separated participants entitled to future benefits2018-10-015,007
Total of all active and inactive participants2018-10-0112,907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-01104
Total participants2018-10-0113,011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-01154
Market value of plan assets2018-09-30556,772,286
Acturial value of plan assets2018-09-30521,806,849
Funding target for retired participants and beneficiaries receiving payment2018-09-3024,833,765
Number of terminated vested participants2018-09-303,301
Fundng target for terminated vested participants2018-09-30163,254,723
Active participant vested funding target2018-09-30329,498,276
Number of active participants2018-09-308,509
Total funding liabilities for active participants2018-09-30332,453,965
Total participant count2018-09-3012,272
Total funding target for all participants2018-09-30520,542,453
Balance at beginning of prior year after applicable adjustments2018-09-300
Prefunding balance at beginning of prior year after applicable adjustments2018-09-3010,189,445
Carryover balanced portion elected for use to offset prior years funding requirement2018-09-300
Prefunding balanced used to offset prior years funding requirement2018-09-3010,105,692
Amount remaining of carryover balance2018-09-300
Amount remaining of prefunding balance2018-09-3083,753
Present value of excess contributions2018-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-09-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-09-300
Reductions in caryover balances due to elections or deemed elections2018-09-300
Reductions in prefunding balances due to elections or deemed elections2018-09-300
Balance of carryovers at beginning of current year2018-09-300
Balance of prefunding at beginning of current year2018-09-3097,338
Total employer contributions2018-09-3059,985,650
Total employee contributions2018-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2018-09-300
Contributions made to avoid restrictions adjusted to valuation date2018-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-09-3057,410,179
Unpaid minimum required contributions for all prior years2018-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-09-300
Remaining amount of unpaid minimum required contributions2018-09-300
Minimum required contributions for current year target normal cost2018-09-3033,156,819
Net shortfall amortization installment of oustanding balance2018-09-300
Waiver amortization installment2018-09-300
Total funding amount beforereflecting carryover/prefunding balances2018-09-3031,989,761
Carryover balance elected to use to offset funding requirement2018-09-300
Prefunding balance elected to use to offset funding requirement2018-09-3097,338
Additional cash requirement2018-09-3031,892,423
Contributions allocatedtoward minimum required contributions for current year2018-09-3057,410,179
Unpaid minimum required contributions for current year2018-09-300
Unpaid minimum required contributions for all years2018-09-300
2017: AMERIPRISE FINANCIAL RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-0112,251
Total number of active participants reported on line 7a of the Form 55002017-10-018,685
Number of retired or separated participants receiving benefits2017-10-01409
Number of other retired or separated participants entitled to future benefits2017-10-013,328
Total of all active and inactive participants2017-10-0112,422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-01102
Total participants2017-10-0112,524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-01195
Market value of plan assets2017-09-30490,018,207
Acturial value of plan assets2017-09-30493,221,884
Funding target for retired participants and beneficiaries receiving payment2017-09-3025,202,827
Number of terminated vested participants2017-09-303,066
Fundng target for terminated vested participants2017-09-30136,868,718
Active participant vested funding target2017-09-30308,546,179
Number of active participants2017-09-308,554
Total funding liabilities for active participants2017-09-30310,920,951
Total participant count2017-09-3012,089
Total funding target for all participants2017-09-30472,992,496
Balance at beginning of prior year after applicable adjustments2017-09-300
Prefunding balance at beginning of prior year after applicable adjustments2017-09-3021,915,776
Carryover balanced portion elected for use to offset prior years funding requirement2017-09-300
Prefunding balanced used to offset prior years funding requirement2017-09-3012,689,549
Amount remaining of carryover balance2017-09-300
Amount remaining of prefunding balance2017-09-309,226,227
Present value of excess contributions2017-09-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-09-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-09-300
Reductions in caryover balances due to elections or deemed elections2017-09-300
Reductions in prefunding balances due to elections or deemed elections2017-09-300
Balance of carryovers at beginning of current year2017-09-300
Balance of prefunding at beginning of current year2017-09-3010,189,445
Total employer contributions2017-09-3014,014,350
Total employee contributions2017-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2017-09-300
Contributions made to avoid restrictions adjusted to valuation date2017-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-09-3012,790,710
Unpaid minimum required contributions for all prior years2017-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-09-300
Remaining amount of unpaid minimum required contributions2017-09-300
Minimum required contributions for current year target normal cost2017-09-3032,936,345
Net shortfall amortization installment of oustanding balance2017-09-300
Waiver amortization installment2017-09-300
Total funding amount beforereflecting carryover/prefunding balances2017-09-3022,896,402
Carryover balance elected to use to offset funding requirement2017-09-300
Prefunding balance elected to use to offset funding requirement2017-09-3010,105,692
Additional cash requirement2017-09-3012,790,710
Contributions allocatedtoward minimum required contributions for current year2017-09-3012,790,710
Unpaid minimum required contributions for current year2017-09-300
Unpaid minimum required contributions for all years2017-09-300
2016: AMERIPRISE FINANCIAL RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-0112,066
Total number of active participants reported on line 7a of the Form 55002016-10-018,509
Number of retired or separated participants receiving benefits2016-10-01394
Number of other retired or separated participants entitled to future benefits2016-10-013,246
Total of all active and inactive participants2016-10-0112,149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-01102
Total participants2016-10-0112,251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-01278
2015: AMERIPRISE FINANCIAL RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-0111,609
Total number of active participants reported on line 7a of the Form 55002015-10-018,554
Number of retired or separated participants receiving benefits2015-10-01398
Number of other retired or separated participants entitled to future benefits2015-10-013,012
Total of all active and inactive participants2015-10-0111,964
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-01102
Total participants2015-10-0112,066
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-01184
2014: AMERIPRISE FINANCIAL RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-0111,399
Total number of active participants reported on line 7a of the Form 55002014-10-018,234
Number of retired or separated participants receiving benefits2014-10-01408
Number of other retired or separated participants entitled to future benefits2014-10-012,872
Total of all active and inactive participants2014-10-0111,514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-0195
Total participants2014-10-0111,609
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-01149
2013: AMERIPRISE FINANCIAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-0111,520
Total number of active participants reported on line 7a of the Form 55002013-10-018,222
Number of retired or separated participants receiving benefits2013-10-01415
Number of other retired or separated participants entitled to future benefits2013-10-012,665
Total of all active and inactive participants2013-10-0111,302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-0197
Total participants2013-10-0111,399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-01173
2012: AMERIPRISE FINANCIAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-0111,579
Total number of active participants reported on line 7a of the Form 55002012-10-018,443
Number of retired or separated participants receiving benefits2012-10-01418
Number of other retired or separated participants entitled to future benefits2012-10-012,565
Total of all active and inactive participants2012-10-0111,426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-0194
Total participants2012-10-0111,520
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-01161
2011: AMERIPRISE FINANCIAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-0111,233
Total number of active participants reported on line 7a of the Form 55002011-10-018,724
Number of retired or separated participants receiving benefits2011-10-01429
Number of other retired or separated participants entitled to future benefits2011-10-012,330
Total of all active and inactive participants2011-10-0111,483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-0196
Total participants2011-10-0111,579
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-01161
2010: AMERIPRISE FINANCIAL RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-0111,033
Total number of active participants reported on line 7a of the Form 55002010-10-018,564
Number of retired or separated participants receiving benefits2010-10-01445
Number of other retired or separated participants entitled to future benefits2010-10-012,136
Total of all active and inactive participants2010-10-0111,145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-0188
Total participants2010-10-0111,233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-0178
2005: AMERIPRISE FINANCIAL RETIREMENT PLAN 2005 401k membership
Total participants, beginning-of-year2005-10-0110,882
Total number of active participants reported on line 7a of the Form 55002005-10-018,655
Number of retired or separated participants receiving benefits2005-10-01498
Number of other retired or separated participants entitled to future benefits2005-10-011,488
Total of all active and inactive participants2005-10-0110,641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2005-10-0176
Total participants2005-10-0110,717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2005-10-011,043

Financial Data on AMERIPRISE FINANCIAL RETIREMENT PLAN

Measure Date Value
2022 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-09-30$-17,642,007
Total unrealized appreciation/depreciation of assets2022-09-30$-17,642,007
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$241,570
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$7,774,889
Total income from all sources (including contributions)2022-09-30$-105,184,340
Total loss/gain on sale of assets2022-09-30$-1,691,978
Total of all expenses incurred2022-09-30$38,672,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$28,380,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$44,000,000
Value of total assets at end of year2022-09-30$661,024,243
Value of total assets at beginning of year2022-09-30$812,414,207
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$10,292,068
Total interest from all sources2022-09-30$1,240,254
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$3,516,120
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$2,067,551
Administrative expenses professional fees incurred2022-09-30$55,962
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$410,000,000
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Assets. Other investments not covered elsewhere at end of year2022-09-30$27,740,644
Assets. Other investments not covered elsewhere at beginning of year2022-09-30$52,202,052
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-09-30$393,812
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-09-30$556,246
Administrative expenses (other) incurred2022-09-30$7,205,912
Liabilities. Value of operating payables at end of year2022-09-30$241,570
Liabilities. Value of operating payables at beginning of year2022-09-30$7,774,889
Total non interest bearing cash at end of year2022-09-30$0
Total non interest bearing cash at beginning of year2022-09-30$9,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-143,856,645
Value of net assets at end of year (total assets less liabilities)2022-09-30$660,782,673
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$804,639,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Assets. partnership/joint venture interests at end of year2022-09-30$21,394,240
Assets. partnership/joint venture interests at beginning of year2022-09-30$0
Investment advisory and management fees2022-09-30$2,419,209
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$73,531,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$91,596,022
Interest earned on other investments2022-09-30$738,649
Income. Interest from US Government securities2022-09-30$91,248
Income. Interest from corporate debt instruments2022-09-30$237,925
Value of interest in common/collective trusts at end of year2022-09-30$417,251,223
Value of interest in common/collective trusts at beginning of year2022-09-30$495,073,870
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-09-30$172,432
Asset value of US Government securities at end of year2022-09-30$0
Asset value of US Government securities at beginning of year2022-09-30$19,333,699
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-20,132,090
Net investment gain or loss from common/collective trusts2022-09-30$-114,474,639
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30Yes
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$44,000,000
Employer contributions (assets) at end of year2022-09-30$44,000,000
Employer contributions (assets) at beginning of year2022-09-30$47,000,000
Income. Dividends from common stock2022-09-30$1,448,569
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$28,380,237
Asset. Corporate debt instrument preferred debt at end of year2022-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-09-30$2,142,270
Asset. Corporate debt instrument debt (other) at end of year2022-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-09-30$9,647,279
Contract administrator fees2022-09-30$610,985
Assets. Corporate common stocks other than exployer securities at end of year2022-09-30$76,712,842
Assets. Corporate common stocks other than exployer securities at beginning of year2022-09-30$94,853,195
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Aggregate proceeds on sale of assets2022-09-30$88,666,568
Aggregate carrying amount (costs) on sale of assets2022-09-30$90,358,546
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2022-09-30134008324
2021 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-09-30$52,960,903
Total unrealized appreciation/depreciation of assets2021-09-30$52,960,903
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$7,774,889
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$8,388,965
Total income from all sources (including contributions)2021-09-30$198,882,743
Total loss/gain on sale of assets2021-09-30$26,924,428
Total of all expenses incurred2021-09-30$33,891,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$23,172,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$47,000,000
Value of total assets at end of year2021-09-30$812,414,207
Value of total assets at beginning of year2021-09-30$648,036,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$10,719,244
Total interest from all sources2021-09-30$708,150
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$3,269,429
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Administrative expenses professional fees incurred2021-09-30$156,169
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$410,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Assets. Other investments not covered elsewhere at end of year2021-09-30$52,202,052
Assets. Other investments not covered elsewhere at beginning of year2021-09-30$55,199,685
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-09-30$556,246
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-09-30$1,822,452
Other income not declared elsewhere2021-09-30$585,471
Administrative expenses (other) incurred2021-09-30$7,825,887
Liabilities. Value of operating payables at end of year2021-09-30$7,774,889
Liabilities. Value of operating payables at beginning of year2021-09-30$8,388,965
Total non interest bearing cash at end of year2021-09-30$9,574
Total non interest bearing cash at beginning of year2021-09-30$3,182
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$164,991,484
Value of net assets at end of year (total assets less liabilities)2021-09-30$804,639,318
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$639,647,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Investment advisory and management fees2021-09-30$2,090,721
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$91,596,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$89,927,411
Interest earned on other investments2021-09-30$141,119
Income. Interest from US Government securities2021-09-30$199,479
Income. Interest from corporate debt instruments2021-09-30$367,552
Value of interest in common/collective trusts at end of year2021-09-30$495,073,870
Value of interest in common/collective trusts at beginning of year2021-09-30$262,076,691
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-09-30$21,892,995
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-09-30$21,892,995
Asset value of US Government securities at end of year2021-09-30$19,333,699
Asset value of US Government securities at beginning of year2021-09-30$19,945,655
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$21,540,905
Net investment gain or loss from common/collective trusts2021-09-30$45,893,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30Yes
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$47,000,000
Employer contributions (assets) at end of year2021-09-30$47,000,000
Employer contributions (assets) at beginning of year2021-09-30$3,500,000
Income. Dividends from preferred stock2021-09-30$8,465
Income. Dividends from common stock2021-09-30$3,260,964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$23,172,015
Asset. Corporate debt instrument preferred debt at end of year2021-09-30$2,142,270
Asset. Corporate debt instrument preferred debt at beginning of year2021-09-30$2,371,475
Asset. Corporate debt instrument debt (other) at end of year2021-09-30$9,647,279
Asset. Corporate debt instrument debt (other) at beginning of year2021-09-30$8,699,213
Contract administrator fees2021-09-30$646,467
Assets. Corporate common stocks other than exployer securities at end of year2021-09-30$94,853,195
Assets. Corporate common stocks other than exployer securities at beginning of year2021-09-30$182,598,040
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Aggregate proceeds on sale of assets2021-09-30$344,713,781
Aggregate carrying amount (costs) on sale of assets2021-09-30$317,789,353
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2021-09-30134008324
2020 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-09-30$1,984,070
Total unrealized appreciation/depreciation of assets2020-09-30$1,984,070
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$8,388,965
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$6,240,802
Total income from all sources (including contributions)2020-09-30$53,708,245
Total loss/gain on sale of assets2020-09-30$24,930,102
Total of all expenses incurred2020-09-30$44,061,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$35,397,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$3,500,000
Value of total assets at end of year2020-09-30$648,036,799
Value of total assets at beginning of year2020-09-30$636,241,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$8,663,907
Total interest from all sources2020-09-30$1,319,504
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$5,218,255
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Administrative expenses professional fees incurred2020-09-30$130,654
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-09-30$249,048
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$450,000,000
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Assets. Other investments not covered elsewhere at end of year2020-09-30$55,199,685
Assets. Other investments not covered elsewhere at beginning of year2020-09-30$53,785,201
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$1,822,452
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$2,700,029
Other income not declared elsewhere2020-09-30$679,140
Administrative expenses (other) incurred2020-09-30$6,218,211
Liabilities. Value of operating payables at end of year2020-09-30$8,388,965
Liabilities. Value of operating payables at beginning of year2020-09-30$6,240,802
Total non interest bearing cash at end of year2020-09-30$3,182
Total non interest bearing cash at beginning of year2020-09-30$1,317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$9,646,837
Value of net assets at end of year (total assets less liabilities)2020-09-30$639,647,834
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$630,000,997
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Investment advisory and management fees2020-09-30$1,629,106
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$89,927,411
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$85,160,106
Interest earned on other investments2020-09-30$450,462
Income. Interest from US Government securities2020-09-30$531,368
Income. Interest from corporate debt instruments2020-09-30$337,674
Value of interest in common/collective trusts at end of year2020-09-30$262,076,691
Value of interest in common/collective trusts at beginning of year2020-09-30$213,960,431
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-09-30$21,892,995
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-09-30$41,467,288
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-09-30$41,467,288
Asset value of US Government securities at end of year2020-09-30$19,945,655
Asset value of US Government securities at beginning of year2020-09-30$20,821,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$2,345,754
Net investment gain or loss from common/collective trusts2020-09-30$13,731,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30Yes
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$3,500,000
Employer contributions (assets) at end of year2020-09-30$3,500,000
Employer contributions (assets) at beginning of year2020-09-30$20,000,000
Income. Dividends from preferred stock2020-09-30$7,305
Income. Dividends from common stock2020-09-30$5,210,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$35,397,501
Asset. Corporate debt instrument preferred debt at end of year2020-09-30$2,371,475
Asset. Corporate debt instrument preferred debt at beginning of year2020-09-30$994,198
Asset. Corporate debt instrument debt (other) at end of year2020-09-30$8,699,213
Asset. Corporate debt instrument debt (other) at beginning of year2020-09-30$7,311,385
Contract administrator fees2020-09-30$685,936
Assets. Corporate common stocks other than exployer securities at end of year2020-09-30$182,598,040
Assets. Corporate common stocks other than exployer securities at beginning of year2020-09-30$189,791,192
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Aggregate proceeds on sale of assets2020-09-30$334,463,910
Aggregate carrying amount (costs) on sale of assets2020-09-30$309,533,808
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2020-09-30134008324
2019 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-09-30$-14,707,923
Total unrealized appreciation/depreciation of assets2019-09-30$-14,707,923
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$6,240,802
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$5,180,624
Total income from all sources (including contributions)2019-09-30$23,643,898
Total loss/gain on sale of assets2019-09-30$3,744,261
Total of all expenses incurred2019-09-30$23,248,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$19,757,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$20,000,000
Value of total assets at end of year2019-09-30$636,241,799
Value of total assets at beginning of year2019-09-30$634,786,527
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$3,491,569
Total interest from all sources2019-09-30$1,752,951
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$5,581,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Administrative expenses professional fees incurred2019-09-30$125,836
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-09-30$249,048
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-09-30$316,982
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$450,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Assets. Other investments not covered elsewhere at end of year2019-09-30$53,785,201
Assets. Other investments not covered elsewhere at beginning of year2019-09-30$52,960,169
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-09-30$2,700,029
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-09-30$1,167,120
Other income not declared elsewhere2019-09-30$942,838
Administrative expenses (other) incurred2019-09-30$926,776
Liabilities. Value of operating payables at end of year2019-09-30$6,240,802
Liabilities. Value of operating payables at beginning of year2019-09-30$5,180,624
Total non interest bearing cash at end of year2019-09-30$1,317
Total non interest bearing cash at beginning of year2019-09-30$5,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$395,094
Value of net assets at end of year (total assets less liabilities)2019-09-30$630,000,997
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$629,605,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Investment advisory and management fees2019-09-30$1,706,995
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$85,160,106
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$107,696,503
Interest earned on other investments2019-09-30$933,378
Income. Interest from US Government securities2019-09-30$492,593
Income. Interest from corporate debt instruments2019-09-30$326,980
Value of interest in common/collective trusts at end of year2019-09-30$213,960,431
Value of interest in common/collective trusts at beginning of year2019-09-30$209,371,852
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-09-30$41,467,288
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-09-30$43,857,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-09-30$43,857,451
Asset value of US Government securities at end of year2019-09-30$20,821,604
Asset value of US Government securities at beginning of year2019-09-30$16,990,167
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$1,399,332
Net investment gain or loss from common/collective trusts2019-09-30$4,930,883
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30Yes
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$20,000,000
Employer contributions (assets) at end of year2019-09-30$20,000,000
Employer contributions (assets) at beginning of year2019-09-30$0
Income. Dividends from preferred stock2019-09-30$17,907
Income. Dividends from common stock2019-09-30$5,563,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$19,757,235
Asset. Corporate debt instrument preferred debt at end of year2019-09-30$994,198
Asset. Corporate debt instrument preferred debt at beginning of year2019-09-30$827,028
Asset. Corporate debt instrument debt (other) at end of year2019-09-30$7,311,385
Asset. Corporate debt instrument debt (other) at beginning of year2019-09-30$6,713,858
Contract administrator fees2019-09-30$731,962
Assets. Corporate common stocks other than exployer securities at end of year2019-09-30$189,791,192
Assets. Corporate common stocks other than exployer securities at beginning of year2019-09-30$194,880,370
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Aggregate proceeds on sale of assets2019-09-30$226,263,722
Aggregate carrying amount (costs) on sale of assets2019-09-30$222,519,461
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2019-09-30134008324
2018 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-09-30$11,415,756
Total unrealized appreciation/depreciation of assets2018-09-30$11,415,756
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$5,180,624
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$4,296,169
Total income from all sources (including contributions)2018-09-30$102,974,337
Total loss/gain on sale of assets2018-09-30$22,264,678
Total of all expenses incurred2018-09-30$30,608,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$25,308,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$59,985,650
Value of total assets at end of year2018-09-30$634,786,527
Value of total assets at beginning of year2018-09-30$561,536,164
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$5,299,672
Total interest from all sources2018-09-30$996,396
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$6,277,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Administrative expenses professional fees incurred2018-09-30$162,320
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-09-30$316,982
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-09-30$521,088
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$450,000,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Assets. Other investments not covered elsewhere at end of year2018-09-30$52,960,169
Assets. Other investments not covered elsewhere at beginning of year2018-09-30$49,416,297
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-09-30$1,167,120
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-09-30$2,737,144
Other income not declared elsewhere2018-09-30$876,698
Administrative expenses (other) incurred2018-09-30$2,495,849
Liabilities. Value of operating payables at end of year2018-09-30$5,180,624
Liabilities. Value of operating payables at beginning of year2018-09-30$4,296,169
Total non interest bearing cash at end of year2018-09-30$5,027
Total non interest bearing cash at beginning of year2018-09-30$288,392
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$72,365,908
Value of net assets at end of year (total assets less liabilities)2018-09-30$629,605,903
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$557,239,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Investment advisory and management fees2018-09-30$1,695,811
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$107,696,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$112,835,024
Interest earned on other investments2018-09-30$580,004
Income. Interest from US Government securities2018-09-30$185,789
Income. Interest from corporate debt instruments2018-09-30$230,603
Value of interest in common/collective trusts at end of year2018-09-30$209,371,852
Value of interest in common/collective trusts at beginning of year2018-09-30$172,026,532
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-09-30$43,857,451
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-09-30$0
Asset value of US Government securities at end of year2018-09-30$16,990,167
Asset value of US Government securities at beginning of year2018-09-30$8,522,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$-3,812,977
Net investment gain or loss from common/collective trusts2018-09-30$4,970,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30Yes
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$59,985,650
Employer contributions (assets) at end of year2018-09-30$0
Employer contributions (assets) at beginning of year2018-09-30$14,014,350
Income. Dividends from preferred stock2018-09-30$22,989
Income. Dividends from common stock2018-09-30$6,254,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$25,308,757
Asset. Corporate debt instrument preferred debt at end of year2018-09-30$827,028
Asset. Corporate debt instrument preferred debt at beginning of year2018-09-30$980,532
Asset. Corporate debt instrument debt (other) at end of year2018-09-30$6,713,858
Asset. Corporate debt instrument debt (other) at beginning of year2018-09-30$4,989,066
Contract administrator fees2018-09-30$945,692
Assets. Corporate common stocks other than exployer securities at end of year2018-09-30$194,880,370
Assets. Corporate common stocks other than exployer securities at beginning of year2018-09-30$195,205,280
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Aggregate proceeds on sale of assets2018-09-30$318,182,895
Aggregate carrying amount (costs) on sale of assets2018-09-30$295,918,217
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2018-09-30134008324
2017 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-09-30$25,764,263
Total unrealized appreciation/depreciation of assets2017-09-30$25,764,263
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$4,296,169
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$4,540,919
Total income from all sources (including contributions)2017-09-30$90,953,085
Total loss/gain on sale of assets2017-09-30$9,846,570
Total of all expenses incurred2017-09-30$24,426,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$19,177,957
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$14,014,350
Value of total assets at end of year2017-09-30$561,536,164
Value of total assets at beginning of year2017-09-30$495,254,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$5,248,889
Total interest from all sources2017-09-30$689,455
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$4,249,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Administrative expenses professional fees incurred2017-09-30$175,839
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-09-30$521,088
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-09-30$234,839
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$450,000,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Assets. Other investments not covered elsewhere at end of year2017-09-30$49,416,297
Assets. Other investments not covered elsewhere at beginning of year2017-09-30$45,410,267
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-09-30$2,737,144
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-09-30$1,373,383
Other income not declared elsewhere2017-09-30$826,642
Administrative expenses (other) incurred2017-09-30$2,825,884
Liabilities. Value of operating payables at end of year2017-09-30$4,296,169
Liabilities. Value of operating payables at beginning of year2017-09-30$4,540,919
Total non interest bearing cash at end of year2017-09-30$288,392
Total non interest bearing cash at beginning of year2017-09-30$201,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$66,526,239
Value of net assets at end of year (total assets less liabilities)2017-09-30$557,239,995
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$490,713,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$1,432,531
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$112,835,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$104,311,943
Interest earned on other investments2017-09-30$283,057
Income. Interest from US Government securities2017-09-30$152,338
Income. Interest from corporate debt instruments2017-09-30$254,060
Value of interest in common/collective trusts at end of year2017-09-30$172,026,532
Value of interest in common/collective trusts at beginning of year2017-09-30$145,900,186
Asset value of US Government securities at end of year2017-09-30$8,522,459
Asset value of US Government securities at beginning of year2017-09-30$8,757,745
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$9,158,391
Net investment gain or loss from common/collective trusts2017-09-30$26,403,463
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30Yes
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$14,014,350
Employer contributions (assets) at end of year2017-09-30$14,014,350
Employer contributions (assets) at beginning of year2017-09-30$20,200,000
Income. Dividends from preferred stock2017-09-30$6,974
Income. Dividends from common stock2017-09-30$4,242,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$19,177,957
Asset. Corporate debt instrument preferred debt at end of year2017-09-30$980,532
Asset. Corporate debt instrument preferred debt at beginning of year2017-09-30$1,126,029
Asset. Corporate debt instrument debt (other) at end of year2017-09-30$4,989,066
Asset. Corporate debt instrument debt (other) at beginning of year2017-09-30$5,990,707
Contract administrator fees2017-09-30$814,635
Assets. Corporate common stocks other than exployer securities at end of year2017-09-30$195,205,280
Assets. Corporate common stocks other than exployer securities at beginning of year2017-09-30$161,747,606
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Aggregate proceeds on sale of assets2017-09-30$227,105,702
Aggregate carrying amount (costs) on sale of assets2017-09-30$217,259,132
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2017-09-30134008324
2016 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$19,589,416
Total unrealized appreciation/depreciation of assets2016-09-30$19,589,416
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$4,540,919
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$4,583,597
Total income from all sources (including contributions)2016-09-30$66,922,661
Total loss/gain on sale of assets2016-09-30$6,039,813
Total of all expenses incurred2016-09-30$25,082,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$20,572,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$20,200,000
Value of total assets at end of year2016-09-30$495,254,675
Value of total assets at beginning of year2016-09-30$453,456,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$4,509,707
Total interest from all sources2016-09-30$558,034
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$4,751,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Administrative expenses professional fees incurred2016-09-30$194,851
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-09-30$234,839
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-09-30$148,478
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$200,000,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Assets. Other investments not covered elsewhere at end of year2016-09-30$45,410,267
Assets. Other investments not covered elsewhere at beginning of year2016-09-30$44,500,393
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-09-30$1,373,383
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$1,966,787
Other income not declared elsewhere2016-09-30$784,937
Administrative expenses (other) incurred2016-09-30$2,179,881
Liabilities. Value of operating payables at end of year2016-09-30$4,540,919
Liabilities. Value of operating payables at beginning of year2016-09-30$4,583,597
Total non interest bearing cash at end of year2016-09-30$201,970
Total non interest bearing cash at beginning of year2016-09-30$139,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$41,840,591
Value of net assets at end of year (total assets less liabilities)2016-09-30$490,713,756
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$448,873,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$1,372,885
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$104,311,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$94,374,067
Interest earned on other investments2016-09-30$149,981
Income. Interest from US Government securities2016-09-30$142,091
Income. Interest from corporate debt instruments2016-09-30$265,962
Value of interest in common/collective trusts at end of year2016-09-30$145,900,186
Value of interest in common/collective trusts at beginning of year2016-09-30$145,140,142
Asset value of US Government securities at end of year2016-09-30$8,757,745
Asset value of US Government securities at beginning of year2016-09-30$8,685,558
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$761,125
Net investment gain or loss from common/collective trusts2016-09-30$14,238,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30Yes
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$20,200,000
Employer contributions (assets) at end of year2016-09-30$20,200,000
Employer contributions (assets) at beginning of year2016-09-30$4,000,000
Income. Dividends from preferred stock2016-09-30$12,959
Income. Dividends from common stock2016-09-30$4,738,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$20,572,363
Asset. Corporate debt instrument preferred debt at end of year2016-09-30$1,126,029
Asset. Corporate debt instrument preferred debt at beginning of year2016-09-30$1,042,395
Asset. Corporate debt instrument debt (other) at end of year2016-09-30$5,990,707
Asset. Corporate debt instrument debt (other) at beginning of year2016-09-30$4,614,623
Contract administrator fees2016-09-30$762,090
Assets. Corporate common stocks other than exployer securities at end of year2016-09-30$161,747,606
Assets. Corporate common stocks other than exployer securities at beginning of year2016-09-30$148,844,638
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Aggregate proceeds on sale of assets2016-09-30$287,222,294
Aggregate carrying amount (costs) on sale of assets2016-09-30$281,182,481
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-09-30134008324
2015 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$-15,237,126
Total unrealized appreciation/depreciation of assets2015-09-30$-15,237,126
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$4,583,597
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$6,896,514
Total income from all sources (including contributions)2015-09-30$-3,924,060
Total loss/gain on sale of assets2015-09-30$18,972,689
Total of all expenses incurred2015-09-30$23,537,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$20,770,648
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$4,762,109
Value of total assets at end of year2015-09-30$453,456,762
Value of total assets at beginning of year2015-09-30$483,231,652
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$2,767,265
Total interest from all sources2015-09-30$484,542
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$4,789,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$4,778,658
Administrative expenses professional fees incurred2015-09-30$126,975
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-09-30$148,478
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-09-30$728,705
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$200,000,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Assets. Other investments not covered elsewhere at end of year2015-09-30$44,500,393
Assets. Other investments not covered elsewhere at beginning of year2015-09-30$33,700,966
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-09-30$1,966,787
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$1,219,884
Other income not declared elsewhere2015-09-30$711,732
Administrative expenses (other) incurred2015-09-30$558,551
Liabilities. Value of operating payables at end of year2015-09-30$4,583,597
Liabilities. Value of operating payables at beginning of year2015-09-30$6,896,514
Total non interest bearing cash at end of year2015-09-30$139,681
Total non interest bearing cash at beginning of year2015-09-30$193,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-27,461,973
Value of net assets at end of year (total assets less liabilities)2015-09-30$448,873,165
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$476,335,138
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Investment advisory and management fees2015-09-30$1,220,834
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$94,374,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$120,981,525
Interest earned on other investments2015-09-30$101,884
Income. Interest from US Government securities2015-09-30$151,466
Income. Interest from corporate debt instruments2015-09-30$231,192
Value of interest in common/collective trusts at end of year2015-09-30$145,140,142
Value of interest in common/collective trusts at beginning of year2015-09-30$153,047,481
Asset value of US Government securities at end of year2015-09-30$8,685,558
Asset value of US Government securities at beginning of year2015-09-30$8,388,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-12,521,971
Net investment gain or loss from common/collective trusts2015-09-30$-5,885,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30Yes
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$4,762,109
Employer contributions (assets) at end of year2015-09-30$4,000,000
Employer contributions (assets) at beginning of year2015-09-30$36,659,784
Income. Dividends from common stock2015-09-30$10,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$20,770,648
Asset. Corporate debt instrument preferred debt at end of year2015-09-30$1,042,395
Asset. Corporate debt instrument preferred debt at beginning of year2015-09-30$1,650,194
Asset. Corporate debt instrument debt (other) at end of year2015-09-30$4,614,623
Asset. Corporate debt instrument debt (other) at beginning of year2015-09-30$3,894,669
Contract administrator fees2015-09-30$860,905
Assets. Corporate common stocks other than exployer securities at end of year2015-09-30$148,844,638
Assets. Corporate common stocks other than exployer securities at beginning of year2015-09-30$122,766,591
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Aggregate proceeds on sale of assets2015-09-30$382,651,956
Aggregate carrying amount (costs) on sale of assets2015-09-30$363,679,267
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-09-30134008324
2014 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$-19,277,535
Total unrealized appreciation/depreciation of assets2014-09-30$-19,277,535
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$6,896,514
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$3,088,426
Total income from all sources (including contributions)2014-09-30$87,643,158
Total loss/gain on sale of assets2014-09-30$43,286,298
Total of all expenses incurred2014-09-30$25,716,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$23,076,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$51,979,352
Value of total assets at end of year2014-09-30$483,231,652
Value of total assets at beginning of year2014-09-30$417,496,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$2,639,659
Total interest from all sources2014-09-30$725,437
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$3,571,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Administrative expenses professional fees incurred2014-09-30$143,336
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-09-30$728,705
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-09-30$957,478
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$200,000,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Assets. Other investments not covered elsewhere at end of year2014-09-30$33,700,966
Assets. Other investments not covered elsewhere at beginning of year2014-09-30$33,968,275
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$1,219,884
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-09-30$1,554,609
Other income not declared elsewhere2014-09-30$345,015
Administrative expenses (other) incurred2014-09-30$686,124
Liabilities. Value of operating payables at end of year2014-09-30$6,896,514
Liabilities. Value of operating payables at beginning of year2014-09-30$3,088,426
Total non interest bearing cash at end of year2014-09-30$193,437
Total non interest bearing cash at beginning of year2014-09-30$207,596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$61,926,887
Value of net assets at end of year (total assets less liabilities)2014-09-30$476,335,138
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$414,408,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Investment advisory and management fees2014-09-30$1,154,066
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$120,981,525
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$81,460,343
Interest earned on other investments2014-09-30$354,378
Income. Interest from US Government securities2014-09-30$133,131
Income. Interest from corporate debt instruments2014-09-30$237,928
Value of interest in common/collective trusts at end of year2014-09-30$153,047,481
Value of interest in common/collective trusts at beginning of year2014-09-30$69,762,226
Asset value of US Government securities at end of year2014-09-30$8,388,416
Asset value of US Government securities at beginning of year2014-09-30$8,153,296
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$-1,333,471
Net investment gain or loss from common/collective trusts2014-09-30$8,346,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30Yes
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$51,979,352
Employer contributions (assets) at end of year2014-09-30$36,659,784
Employer contributions (assets) at beginning of year2014-09-30$20,264,138
Income. Dividends from preferred stock2014-09-30$6,498
Income. Dividends from common stock2014-09-30$3,565,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$23,076,612
Asset. Corporate debt instrument preferred debt at end of year2014-09-30$1,650,194
Asset. Corporate debt instrument preferred debt at beginning of year2014-09-30$8,697,073
Asset. Corporate debt instrument debt (other) at end of year2014-09-30$3,894,669
Contract administrator fees2014-09-30$656,133
Assets. Corporate common stocks other than exployer securities at end of year2014-09-30$122,766,591
Assets. Corporate common stocks other than exployer securities at beginning of year2014-09-30$192,471,643
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Aggregate proceeds on sale of assets2014-09-30$540,250,546
Aggregate carrying amount (costs) on sale of assets2014-09-30$496,964,248
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-09-30134008324
2013 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$23,104,461
Total unrealized appreciation/depreciation of assets2013-09-30$23,104,461
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$3,088,426
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$2,961,802
Total income from all sources (including contributions)2013-09-30$99,271,893
Total loss/gain on sale of assets2013-09-30$14,776,624
Total of all expenses incurred2013-09-30$26,027,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$23,352,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$42,754,703
Value of total assets at end of year2013-09-30$417,496,677
Value of total assets at beginning of year2013-09-30$344,126,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$2,675,744
Total interest from all sources2013-09-30$966,133
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$4,689,045
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Administrative expenses professional fees incurred2013-09-30$135,631
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-09-30$957,478
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-09-30$886,709
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$125,000,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Assets. Other investments not covered elsewhere at end of year2013-09-30$33,968,275
Assets. Other investments not covered elsewhere at beginning of year2013-09-30$44,081,445
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-09-30$1,554,609
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-09-30$2,318,435
Other income not declared elsewhere2013-09-30$6,694
Administrative expenses (other) incurred2013-09-30$844,549
Liabilities. Value of operating payables at end of year2013-09-30$3,088,426
Liabilities. Value of operating payables at beginning of year2013-09-30$2,961,802
Total non interest bearing cash at end of year2013-09-30$207,596
Total non interest bearing cash at beginning of year2013-09-30$313,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$73,243,924
Value of net assets at end of year (total assets less liabilities)2013-09-30$414,408,251
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$341,164,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Investment advisory and management fees2013-09-30$910,287
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$81,460,343
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$49,470,683
Interest earned on other investments2013-09-30$577,610
Income. Interest from US Government securities2013-09-30$151,756
Income. Interest from corporate debt instruments2013-09-30$236,767
Value of interest in common/collective trusts at end of year2013-09-30$69,762,226
Value of interest in common/collective trusts at beginning of year2013-09-30$61,182,986
Asset value of US Government securities at end of year2013-09-30$8,153,296
Asset value of US Government securities at beginning of year2013-09-30$8,211,838
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$5,246,339
Net investment gain or loss from common/collective trusts2013-09-30$7,727,894
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30Yes
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$42,754,703
Employer contributions (assets) at end of year2013-09-30$20,264,138
Employer contributions (assets) at beginning of year2013-09-30$18,231,838
Income. Dividends from preferred stock2013-09-30$14,762
Income. Dividends from common stock2013-09-30$4,674,283
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$23,352,225
Asset. Corporate debt instrument preferred debt at end of year2013-09-30$8,697,073
Asset. Corporate debt instrument preferred debt at beginning of year2013-09-30$8,346,605
Contract administrator fees2013-09-30$785,277
Assets. Corporate common stocks other than exployer securities at end of year2013-09-30$192,471,643
Assets. Corporate common stocks other than exployer securities at beginning of year2013-09-30$151,081,594
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Aggregate proceeds on sale of assets2013-09-30$288,981,859
Aggregate carrying amount (costs) on sale of assets2013-09-30$274,205,235
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-09-30134008324
2012 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-09-30$32,469,897
Total unrealized appreciation/depreciation of assets2012-09-30$32,469,897
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$2,961,802
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$2,005,175
Total income from all sources (including contributions)2012-09-30$93,503,540
Total loss/gain on sale of assets2012-09-30$-120,573
Total of all expenses incurred2012-09-30$19,296,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$16,428,297
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$44,441,950
Value of total assets at end of year2012-09-30$344,126,129
Value of total assets at beginning of year2012-09-30$268,962,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$2,868,004
Total interest from all sources2012-09-30$2,204,338
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$3,735,534
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Administrative expenses professional fees incurred2012-09-30$190,636
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-09-30$886,709
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-09-30$345,813
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$100,000,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Assets. Other investments not covered elsewhere at end of year2012-09-30$44,081,445
Assets. Other investments not covered elsewhere at beginning of year2012-09-30$33,818,358
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-09-30$2,318,435
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$3,182,000
Other income not declared elsewhere2012-09-30$16,852
Administrative expenses (other) incurred2012-09-30$1,092,586
Liabilities. Value of operating payables at end of year2012-09-30$2,961,802
Liabilities. Value of operating payables at beginning of year2012-09-30$2,005,175
Total non interest bearing cash at end of year2012-09-30$313,996
Total non interest bearing cash at beginning of year2012-09-30$144,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$74,207,239
Value of net assets at end of year (total assets less liabilities)2012-09-30$341,164,327
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$266,957,088
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Investment advisory and management fees2012-09-30$784,128
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$49,470,683
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$35,571,131
Interest earned on other investments2012-09-30$578,791
Income. Interest from US Government securities2012-09-30$244,980
Income. Interest from corporate debt instruments2012-09-30$1,380,567
Value of interest in common/collective trusts at end of year2012-09-30$61,182,986
Value of interest in common/collective trusts at beginning of year2012-09-30$29,046,549
Asset value of US Government securities at end of year2012-09-30$8,211,838
Asset value of US Government securities at beginning of year2012-09-30$7,835,170
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$4,520,437
Net investment gain or loss from common/collective trusts2012-09-30$6,235,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30Yes
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$44,441,950
Employer contributions (assets) at end of year2012-09-30$18,231,838
Employer contributions (assets) at beginning of year2012-09-30$38,171,789
Income. Dividends from preferred stock2012-09-30$21,352
Income. Dividends from common stock2012-09-30$3,714,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$16,428,297
Asset. Corporate debt instrument preferred debt at end of year2012-09-30$8,346,605
Asset. Corporate debt instrument preferred debt at beginning of year2012-09-30$18,820,948
Contract administrator fees2012-09-30$800,654
Assets. Corporate common stocks other than exployer securities at end of year2012-09-30$151,081,594
Assets. Corporate common stocks other than exployer securities at beginning of year2012-09-30$102,025,538
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Aggregate proceeds on sale of assets2012-09-30$262,582,238
Aggregate carrying amount (costs) on sale of assets2012-09-30$262,702,811
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-09-30134008324
2011 : AMERIPRISE FINANCIAL RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-09-30$-31,438,054
Total unrealized appreciation/depreciation of assets2011-09-30$-31,438,054
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$2,005,175
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$2,723,101
Total income from all sources (including contributions)2011-09-30$52,977,499
Total loss/gain on sale of assets2011-09-30$32,426,012
Total of all expenses incurred2011-09-30$24,089,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$21,475,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$59,687,156
Value of total assets at end of year2011-09-30$268,962,263
Value of total assets at beginning of year2011-09-30$240,792,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$2,614,911
Total interest from all sources2011-09-30$1,871,582
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$3,087,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Administrative expenses professional fees incurred2011-09-30$718,604
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-09-30$345,813
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-09-30$552,247
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$100,000,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Assets. Other investments not covered elsewhere at end of year2011-09-30$33,818,358
Assets. Other investments not covered elsewhere at beginning of year2011-09-30$26,266,837
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-09-30$3,182,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-09-30$1,125,868
Other income not declared elsewhere2011-09-30$49,144
Administrative expenses (other) incurred2011-09-30$898,311
Liabilities. Value of operating payables at end of year2011-09-30$2,005,175
Liabilities. Value of operating payables at beginning of year2011-09-30$2,723,101
Total non interest bearing cash at end of year2011-09-30$144,967
Total non interest bearing cash at beginning of year2011-09-30$1,033
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$28,887,557
Value of net assets at end of year (total assets less liabilities)2011-09-30$266,957,088
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$238,069,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Investment advisory and management fees2011-09-30$855,227
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$35,571,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$68,032,534
Interest earned on other investments2011-09-30$710,172
Income. Interest from corporate debt instruments2011-09-30$1,161,410
Value of interest in common/collective trusts at end of year2011-09-30$29,046,549
Value of interest in common/collective trusts at beginning of year2011-09-30$29,845,534
Asset value of US Government securities at end of year2011-09-30$7,835,170
Asset value of US Government securities at beginning of year2011-09-30$6,757,332
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-9,182,088
Net investment gain or loss from common/collective trusts2011-09-30$-3,523,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30Yes
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$59,687,156
Employer contributions (assets) at end of year2011-09-30$38,171,789
Employer contributions (assets) at beginning of year2011-09-30$19,481,570
Income. Dividends from preferred stock2011-09-30$6,864
Income. Dividends from common stock2011-09-30$3,080,262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$21,475,031
Asset. Corporate debt instrument preferred debt at end of year2011-09-30$18,820,948
Asset. Corporate debt instrument preferred debt at beginning of year2011-09-30$18,556,269
Contract administrator fees2011-09-30$142,769
Assets. Corporate common stocks other than exployer securities at end of year2011-09-30$102,025,538
Assets. Corporate common stocks other than exployer securities at beginning of year2011-09-30$70,173,408
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Aggregate proceeds on sale of assets2011-09-30$351,699,465
Aggregate carrying amount (costs) on sale of assets2011-09-30$319,273,453
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-09-30134008324

Form 5500 Responses for AMERIPRISE FINANCIAL RETIREMENT PLAN

2021: AMERIPRISE FINANCIAL RETIREMENT PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: AMERIPRISE FINANCIAL RETIREMENT PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: AMERIPRISE FINANCIAL RETIREMENT PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: AMERIPRISE FINANCIAL RETIREMENT PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: AMERIPRISE FINANCIAL RETIREMENT PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: AMERIPRISE FINANCIAL RETIREMENT PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: AMERIPRISE FINANCIAL RETIREMENT PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: AMERIPRISE FINANCIAL RETIREMENT PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: AMERIPRISE FINANCIAL RETIREMENT PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: AMERIPRISE FINANCIAL RETIREMENT PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: AMERIPRISE FINANCIAL RETIREMENT PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: AMERIPRISE FINANCIAL RETIREMENT PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2008: AMERIPRISE FINANCIAL RETIREMENT PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo
2005: AMERIPRISE FINANCIAL RETIREMENT PLAN 2005 form 5500 responses
2005-10-01Type of plan entitySingle employer plan
2005-10-01Submission has been amendedYes
2005-10-01This submission is the final filingNo
2005-10-01This return/report is a short plan year return/report (less than 12 months)No
2005-10-01Plan is a collectively bargained planNo
2005-10-01Plan funding arrangement – TrustYes
2005-10-01Plan benefit arrangement - TrustYes

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