401k Plan data: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN plan

AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 401k Plan overview

Plan Name	AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN
Plan identification number	507

AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Prepaid legal

401k Sponsoring company profile

AMERIPRISE FINANCIAL, INC has sponsored the creation of one or more 401k plans.

Company Name: AMERIPRISE FINANCIAL, INC

Employer identification number (EIN): 133180631

NAIC Classification: 523900

Additional information about AMERIPRISE FINANCIAL, INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2018118

More information about AMERIPRISE FINANCIAL, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
507 2022-01-01
507 2021-01-01
507 2020-01-01
507 2019-01-01
507 2018-01-01
507 2017-01-01 JEFF KLEGON LUKE MALLOY 2018-10-10
507 2016-01-01 JEFF KLEGON BRENT SABIN 2017-10-06
507 2015-01-01 JEFF KLEGON BRENT SABIN 2016-09-30
507 2014-01-01 JEFF KLEGON BRENT SABIN 2015-10-01
507 2013-01-01 JEFF KLEGON BRENT SABIN 2014-10-13
507 2012-01-01 JEFF KLEGON BRENT SABIN 2013-10-02
507 2011-01-01 JEFF KLEGON BRENT SABIN 2012-09-10
507 2010-01-01 JEFF KLEGON BRENT SABIN 2011-09-28
507 2009-01-01 JEFF KLEGON BRENT SABIN 2010-09-20

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
507	2022-01-01
507	2021-01-01
507	2020-01-01
507	2019-01-01
507	2018-01-01
507	2017-01-01	JEFF KLEGON	LUKE MALLOY	2018-10-10
507	2016-01-01	JEFF KLEGON	BRENT SABIN	2017-10-06
507	2015-01-01	JEFF KLEGON	BRENT SABIN	2016-09-30
507	2014-01-01	JEFF KLEGON	BRENT SABIN	2015-10-01
507	2013-01-01	JEFF KLEGON	BRENT SABIN	2014-10-13
507	2012-01-01	JEFF KLEGON	BRENT SABIN	2013-10-02
507	2011-01-01	JEFF KLEGON	BRENT SABIN	2012-09-10
507	2010-01-01	JEFF KLEGON	BRENT SABIN	2011-09-28
507	2009-01-01	JEFF KLEGON	BRENT SABIN	2010-09-20

Plan Statistics for AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN

401k plan membership statisitcs for AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN

Measure Date Value
2022: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 2,831
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 2,905
Total of all active and inactive participants 2022-01-01 2,905
2021: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 2,982
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 2,831
Total of all active and inactive participants 2021-01-01 2,831
2020: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 2,941
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 2,982
Total of all active and inactive participants 2020-01-01 2,982
2019: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 3,259
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 2,941
Total of all active and inactive participants 2019-01-01 2,941
2018: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 3,127
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 3,259
Total of all active and inactive participants 2018-01-01 3,259
2017: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 2,938
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 3,127
Total of all active and inactive participants 2017-01-01 3,127
2016: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2,869
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2,938
Total of all active and inactive participants 2016-01-01 2,938
2015: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,678
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2,869
Total of all active and inactive participants 2015-01-01 2,869
2014: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,595
Number of retired or separated participants receiving benefits 2014-01-01 2,678
Total of all active and inactive participants 2014-01-01 2,678
2013: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,545
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,595
Total of all active and inactive participants 2013-01-01 2,595
2012: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,341
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,545
Total of all active and inactive participants 2012-01-01 2,545
2011: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,034
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,341
Total of all active and inactive participants 2011-01-01 2,341
2010: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,927
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 2,034
Total of all active and inactive participants 2010-01-01 2,034
2009: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,537
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,927
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 1,927

Measure	Date	Value
2022: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	2,831
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	2,905
Total of all active and inactive participants	2022-01-01	2,905
2021: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	2,982
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	2,831
Total of all active and inactive participants	2021-01-01	2,831
2020: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	2,941
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	2,982
Total of all active and inactive participants	2020-01-01	2,982
2019: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	3,259
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	2,941
Total of all active and inactive participants	2019-01-01	2,941
2018: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	3,127
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	3,259
Total of all active and inactive participants	2018-01-01	3,259
2017: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	2,938
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	3,127
Total of all active and inactive participants	2017-01-01	3,127
2016: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2,869
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2,938
Total of all active and inactive participants	2016-01-01	2,938
2015: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,678
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2,869
Total of all active and inactive participants	2015-01-01	2,869
2014: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,595
Number of retired or separated participants receiving benefits	2014-01-01	2,678
Total of all active and inactive participants	2014-01-01	2,678
2013: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,545
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,595
Total of all active and inactive participants	2013-01-01	2,595
2012: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,341
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,545
Total of all active and inactive participants	2012-01-01	2,545
2011: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,034
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,341
Total of all active and inactive participants	2011-01-01	2,341
2010: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,927
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	2,034
Total of all active and inactive participants	2010-01-01	2,034
2009: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,537
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,927
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	1,927

Form 5500 Responses for AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN

2022: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2022-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2021: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2021-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2020: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2020-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2019: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2019-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2018: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2018-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2017: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2017-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2016: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2016-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2015: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2015-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2014: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2013: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2010: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2010-01-01	Plan benefit arrangement – General assets of the sponsor	Yes
2009: AMERIPRISE FINANCIAL LEGAL ASSISTANCE PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – General assets of the sponsor	Yes
2009-01-01	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	AMERIPRISE FINANCIAL, INC
Employer identification number (EIN):	133180631
NAIC Classification:	523900

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2018118