401k Plan data: LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN plan

LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN
Plan identification number	001

LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LOWELL ASSOCIATES, L. P. has sponsored the creation of one or more 401k plans.

Company Name: LOWELL ASSOCIATES, L. P.

Employer identification number (EIN): 133235968

NAIC Classification: 721110
NAIC Description: Hotels (except Casino Hotels) and Motels

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 ANDREW GERMANN 2023-06-16
001 2021-01-01 MARILYN CAFONE 2022-10-13
001 2020-01-01 MARILYN CAFONE 2021-08-19 MARILYN CAFONE 2021-08-19
001 2019-01-01 MARILYN CAFONE 2020-10-14 MARILYN CAFONE 2020-10-14
001 2018-01-01 MARILYN CAFONE 2019-06-18 MARILYN CAFONE 2019-06-18
001 2017-01-01 MARILYN CAFONE 2018-06-27 MARILYN CAFONE 2018-06-27
001 2016-01-01 MARILYN CAFONE MARILYN CAFONE 2017-09-28
001 2015-01-01 DONALD BRENNAN DONALD BRENNAN 2016-07-19
001 2014-01-01 DONALD BRENNAN 2015-07-08 DONALD BRENNAN 2015-07-08
001 2013-01-01 DONALD BRENNAN 2014-06-10
001 2012-01-01 DONALD H. BRENNAN 2013-06-18 DONALD H. BRENNAN 2013-06-18
001 2011-01-01 DONALD BRENNAN 2012-09-13 DONALD BRENNAN 2012-09-13
001 2010-01-01 DONALD BRENNAN 2011-05-24 DONALD BRENNAN 2011-05-24
001 2009-01-01 DONALD H. BRENNAN DONALD H. BRENNAN 2010-06-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	ANDREW GERMANN	2023-06-16
001	2021-01-01	MARILYN CAFONE	2022-10-13
001	2020-01-01	MARILYN CAFONE	2021-08-19	MARILYN CAFONE	2021-08-19
001	2019-01-01	MARILYN CAFONE	2020-10-14	MARILYN CAFONE	2020-10-14
001	2018-01-01	MARILYN CAFONE	2019-06-18	MARILYN CAFONE	2019-06-18
001	2017-01-01	MARILYN CAFONE	2018-06-27	MARILYN CAFONE	2018-06-27
001	2016-01-01	MARILYN CAFONE		MARILYN CAFONE	2017-09-28
001	2015-01-01	DONALD BRENNAN		DONALD BRENNAN	2016-07-19
001	2014-01-01	DONALD BRENNAN	2015-07-08	DONALD BRENNAN	2015-07-08
001	2013-01-01	DONALD BRENNAN	2014-06-10
001	2012-01-01	DONALD H. BRENNAN	2013-06-18	DONALD H. BRENNAN	2013-06-18
001	2011-01-01	DONALD BRENNAN	2012-09-13	DONALD BRENNAN	2012-09-13
001	2010-01-01	DONALD BRENNAN	2011-05-24	DONALD BRENNAN	2011-05-24
001	2009-01-01	DONALD H. BRENNAN		DONALD H. BRENNAN	2010-06-22

Plan Statistics for LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN

401k plan membership statisitcs for LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN

Measure Date Value
2016: LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 28
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 20
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 6
Total of all active and inactive participants 2016-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 26
Number of participants with account balances 2016-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 18
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 5
Total of all active and inactive participants 2015-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 23
Number of participants with account balances 2015-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2009: LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 18
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 21
Number of participants with account balances 2009-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	28
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	20
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	6
Total of all active and inactive participants	2016-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	26
Number of participants with account balances	2016-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	18
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	5
Total of all active and inactive participants	2015-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	23
Number of participants with account balances	2015-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2009: LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	18
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	21
Number of participants with account balances	2009-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN

Measure	Date	Value
2016 : LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$163,364
Expenses. Total of all expenses incurred	2016-12-31	$13,273
Benefits paid (including direct rollovers)	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$1,392,914
Total plan assets at beginning of year	2016-12-31	$1,242,823
Total contributions received or receivable from participants	2016-12-31	$102,650
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$49,591
Net income (gross income less expenses)	2016-12-31	$150,091
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,392,914
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,242,823
Assets. Value of participant loans	2016-12-31	$38,718
Total contributions received or receivable from employer(s)	2016-12-31	$11,123
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$13,273
2015 : LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$138,816
Expenses. Total of all expenses incurred	2015-12-31	$96,656
Benefits paid (including direct rollovers)	2015-12-31	$83,783
Total plan assets at end of year	2015-12-31	$1,242,823
Total plan assets at beginning of year	2015-12-31	$1,200,663
Total contributions received or receivable from participants	2015-12-31	$92,058
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$37,323
Net income (gross income less expenses)	2015-12-31	$42,160
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,242,823
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,200,663
Assets. Value of participant loans	2015-12-31	$7,461
Total contributions received or receivable from employer(s)	2015-12-31	$9,435
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$12,873
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2009 : LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN

2016: LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2009: LOWELL ASSOCIATES, L. P. 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

FL 1612

Policy instance

Insurance contract or identification number	FL 1612
Number of Individuals Covered	23
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $3,996
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,661
Insurance broker organization code?	3
Insurance broker name	ROGER LEROY FLORE

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Company Name:	LOWELL ASSOCIATES, L. P.
Employer identification number (EIN):	133235968
NAIC Classification:	721110
NAIC Description:	Hotels (except Casino Hotels) and Motels