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| Plan Name | FIRST NEW YORK SECURITIES L.L.C. LIFE PLAN |
| Plan identification number | 505 |
| 401k Plan Type | Welfare Benefit |
| Plan Features/Benefits |
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| Company Name: | FIRST NEW YORK SECURITIES LLC |
| Employer identification number (EIN): | 133270745 |
| NAIC Classification: | 525990 |
| NAIC Description: | Other Financial Vehicles |
Additional information about FIRST NEW YORK SECURITIES LLC
| Jurisdiction of Incorporation: | New York Department of State |
| Incorporation Date: | 1995-06-20 |
| Company Identification Number: | 1932556 |
| Legal Registered Office Address: |
ATTN: GENERAL COUNSEL 90 PARK AVENUE, 5TH FL NEW YORK United States of America (USA) 10016 |
More information about FIRST NEW YORK SECURITIES LLC
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 505 | 2013-12-01 | DONNA ERRIGO | |||
| 505 | 2011-12-01 | HARRIS SUFIAN |
| Measure | Date | Value |
|---|---|---|
| 2013: FIRST NEW YORK SECURITIES L.L.C. LIFE PLAN 2013 401k membership | ||
| Total participants, beginning-of-year | 2013-12-01 | 173 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-12-01 | 176 |
| Number of other retired or separated participants entitled to future benefits | 2013-12-01 | 0 |
| Total of all active and inactive participants | 2013-12-01 | 176 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-12-01 | 0 |
| Total participants | 2013-12-01 | 176 |
| 2011: FIRST NEW YORK SECURITIES L.L.C. LIFE PLAN 2011 401k membership | ||
| Total participants, beginning-of-year | 2011-12-01 | 320 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-12-01 | 320 |
| Number of retired or separated participants receiving benefits | 2011-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-12-01 | 0 |
| Total of all active and inactive participants | 2011-12-01 | 320 |
| Total participants | 2011-12-01 | 320 |
| 2013: FIRST NEW YORK SECURITIES L.L.C. LIFE PLAN 2013 form 5500 responses | ||
|---|---|---|
| 2013-12-01 | Type of plan entity | Single employer plan |
| 2013-12-01 | Plan funding arrangement – Insurance | Yes |
| 2013-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: FIRST NEW YORK SECURITIES L.L.C. LIFE PLAN 2011 form 5500 responses | ||
| 2011-12-01 | Type of plan entity | Single employer plan |
| 2011-12-01 | First time form 5500 has been submitted | Yes |
| 2011-12-01 | Plan funding arrangement – Insurance | Yes |
| 2011-12-01 | Plan benefit arrangement – Insurance | Yes |
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