401k Plan data: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN plan

FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 401k Plan overview

Plan Name	FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN
Plan identification number	506

FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Other welfare benefit cover

401k Sponsoring company profile

FIRST NEW YORK SECURITIES LLC has sponsored the creation of one or more 401k plans.

Company Name: FIRST NEW YORK SECURITIES LLC

Employer identification number (EIN): 133270745

NAIC Classification: 525990
NAIC Description: Other Financial Vehicles

Additional information about FIRST NEW YORK SECURITIES LLC

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1995-06-20

Company Identification Number: 1932556

Legal Registered Office Address: ATTN: GENERAL COUNSEL
90 PARK AVENUE, 5TH FL
NEW YORK
United States of America (USA)
10016

More information about FIRST NEW YORK SECURITIES LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
506 2014-01-01 DONNA ERRIGO
506 2013-01-01 DONNA SABATINI
506 2012-01-01 HARRIS SUFIAN

Plan id#	Filing Submission Date	Name of Administrator
506	2014-01-01	DONNA ERRIGO
506	2013-01-01	DONNA SABATINI
506	2012-01-01	HARRIS SUFIAN

Plan Statistics for FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN

401k plan membership statisitcs for FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN

Measure Date Value
2014: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Total participants 2014-01-01 0
2013: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 243
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 173
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 173
Total participants 2013-01-01 173
2012: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 243
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 243
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 243
Total participants 2012-01-01 243

Measure	Date	Value
2014: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Total participants	2014-01-01	0
2013: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	243
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	173
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	173
Total participants	2013-01-01	173
2012: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	243
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	243
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	243
Total participants	2012-01-01	243

Form 5500 Responses for FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN

2014: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	First time form 5500 has been submitted	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

CIGNA GROUP INSURANCE (National Association of Insurance Commissioners NAIC id number: 64548 )

Policy contract number

YOK960281

Policy instance

Insurance contract or identification number	YOK960281
Number of Individuals Covered	176
Insurance policy start date	2013-12-01
Insurance policy end date	2014-11-30
Total amount of commissions paid to insurance broker	USD $40
Total amount of fees paid to insurance company	USD $43
Other welfare benefits provided	AD&D
Welfare Benefit Premiums Paid to Carrier	USD $265
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $40
Amount paid for insurance broker fees	43
Additional information about fees paid to insurance broker	SERVICE & OVERRIDES
Insurance broker organization code?	3
Insurance broker name	BENEFITMALL

CIGNA GROUP INSURANCE (National Association of Insurance Commissioners NAIC id number: 64548 )

Policy contract number

YOK960281

Policy instance

Insurance contract or identification number	YOK960281
Number of Individuals Covered	173
Insurance policy start date	2012-12-01
Insurance policy end date	2013-11-30
Total amount of commissions paid to insurance broker	USD $268
Total amount of fees paid to insurance company	USD $129
Other welfare benefits provided	AD&D
Welfare Benefit Premiums Paid to Carrier	USD $1,787
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $268
Amount paid for insurance broker fees	129
Additional information about fees paid to insurance broker	SERVICE & OVERRIDES
Insurance broker organization code?	3
Insurance broker name	BENEFITMALL

CIGNA GROUP INSURANCE (National Association of Insurance Commissioners NAIC id number: 64548 )

Policy contract number

YOK960281

Policy instance

Insurance contract or identification number	YOK960281
Number of Individuals Covered	243
Insurance policy start date	2011-12-01
Insurance policy end date	2012-11-30
Total amount of commissions paid to insurance broker	USD $342
Total amount of fees paid to insurance company	USD $160
Other welfare benefits provided	AD&D
Welfare Benefit Premiums Paid to Carrier	USD $2,281
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $342
Amount paid for insurance broker fees	160
Additional information about fees paid to insurance broker	SERVICE & OVERRIDES
Insurance broker organization code?	3
Insurance broker name	BENEFITMALL

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Company Name:	FIRST NEW YORK SECURITIES LLC
Employer identification number (EIN):	133270745
NAIC Classification:	525990
NAIC Description:	Other Financial Vehicles

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1995-06-20
Company Identification Number:	1932556
Legal Registered Office Address:	ATTN: GENERAL COUNSEL 90 PARK AVENUE, 5TH FL NEW YORK United States of America (USA) 10016