FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 401k Plan overview

FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN Benefits

401k Sponsoring company profile

Company Name:	FIRST NEW YORK SECURITIES LLC
Employer identification number (EIN):	133270745
NAIC Classification:	525990
NAIC Description:	Other Financial Vehicles

Form 5500 Filing Information

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
506	2014-01-01	DONNA ERRIGO
506	2013-01-01	DONNA SABATINI
506	2012-01-01	HARRIS SUFIAN

Plan Statistics for FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN

Measure	Date	Value
2014: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Total participants	2014-01-01	0
2013: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	243
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	173
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	173
Total participants	2013-01-01	173
2012: FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	243
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	243
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	243
Total participants	2012-01-01	243

Form 5500 Responses for FIRST NEW YORK SECURITIES L.L.C. AD&D PLAN

Insurance Providers Used on plan

Potentially related plans

• FIRST NEWTON NATIONAL BANK EMPLOYEE SAVINGS AND PROFIT SHARING PLAN [EIN = 420437985]
• FIRST NEW ENGLAND CAPITAL 401(K) PLAN [EIN = 061208395]
• FIRST NEW YORK FEDERAL CREDIT UNION CAPITAL ACCUMULATION PLAN [EIN = 141345856]
• FIRST NEW MEXICO FINANCIAL CORPORATION 401(K) PLAN [EIN = 850302192]
• FIRST NEW ENGLAND MORTGAGE 401(K) P/S PLAN [EIN = 300105679]
• FIRST NEWTON NATIONAL BANK EMPLOYEE SAVINGS AND PROFIT SHARING PLAN [EIN = 420437985]

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