401k Plan data: NATIONAL BOOK FOUNDATION plan

NATIONAL BOOK FOUNDATION 401k Plan overview

Plan Name	NATIONAL BOOK FOUNDATION
Plan identification number	001

NATIONAL BOOK FOUNDATION Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE NATIONAL BOOK FOUNDATION INC. has sponsored the creation of one or more 401k plans.

Company Name: THE NATIONAL BOOK FOUNDATION INC.

Employer identification number (EIN): 133347524

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATIONAL BOOK FOUNDATION

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 RUTH DICKEY 2024-09-04 RUTH DICKEY 2024-09-04
001 2022-01-01 RUTH DICKEY 2023-09-13 RUTH DICKEY 2023-09-13
001 2021-01-01 RUTH DICKEY 2022-09-26 RUTH DICKEY 2022-09-26
001 2020-01-01 RUTH DICKEY 2021-06-01 RUTH DICKEY 2021-06-01
001 2019-01-01 LISA LUCAS 2020-08-26 LISA LUCAS 2020-08-26
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 HAROLD AUGENBRAUM
001 2011-01-01 HAROLD AUGENBRAUM
001 2009-01-01 HAROLD AUGENBRAUM
001 2009-01-01 HAROLD AUGENBRAUM

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	RUTH DICKEY	2024-09-04	RUTH DICKEY	2024-09-04
001	2022-01-01	RUTH DICKEY	2023-09-13	RUTH DICKEY	2023-09-13
001	2021-01-01	RUTH DICKEY	2022-09-26	RUTH DICKEY	2022-09-26
001	2020-01-01	RUTH DICKEY	2021-06-01	RUTH DICKEY	2021-06-01
001	2019-01-01	LISA LUCAS	2020-08-26	LISA LUCAS	2020-08-26
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	HAROLD AUGENBRAUM
001	2011-01-01	HAROLD AUGENBRAUM
001	2009-01-01	HAROLD AUGENBRAUM
001	2009-01-01	HAROLD AUGENBRAUM

Plan Statistics for NATIONAL BOOK FOUNDATION

401k plan membership statisitcs for NATIONAL BOOK FOUNDATION

Measure Date Value
2017: NATIONAL BOOK FOUNDATION 2017 401k membership
Total participants, beginning-of-year 2017-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 9
Total of all active and inactive participants 2017-01-01 9
Total participants 2017-01-01 9
2016: NATIONAL BOOK FOUNDATION 2016 401k membership
Total participants, beginning-of-year 2016-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 7
Total of all active and inactive participants 2016-01-01 7
Total participants 2016-01-01 7
2015: NATIONAL BOOK FOUNDATION 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 7
Total of all active and inactive participants 2015-01-01 7
Total participants 2015-01-01 7
2014: NATIONAL BOOK FOUNDATION 2014 401k membership
Total participants, beginning-of-year 2014-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 6
Total of all active and inactive participants 2014-01-01 6
Total participants 2014-01-01 6
2013: NATIONAL BOOK FOUNDATION 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 6
Total of all active and inactive participants 2013-01-01 6
Total participants 2013-01-01 6
2012: NATIONAL BOOK FOUNDATION 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 6
Total of all active and inactive participants 2012-01-01 6
Total participants 2012-01-01 6
2011: NATIONAL BOOK FOUNDATION 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 6
Total of all active and inactive participants 2011-01-01 6
Total participants 2011-01-01 6
2009: NATIONAL BOOK FOUNDATION 2009 401k membership
Total participants, beginning-of-year 2009-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 12
Total of all active and inactive participants 2009-01-01 12
Total participants 2009-01-01 12

Measure	Date	Value
2017: NATIONAL BOOK FOUNDATION 2017 401k membership
Total participants, beginning-of-year	2017-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	9
Total of all active and inactive participants	2017-01-01	9
Total participants	2017-01-01	9
2016: NATIONAL BOOK FOUNDATION 2016 401k membership
Total participants, beginning-of-year	2016-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	7
Total of all active and inactive participants	2016-01-01	7
Total participants	2016-01-01	7
2015: NATIONAL BOOK FOUNDATION 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	7
Total of all active and inactive participants	2015-01-01	7
Total participants	2015-01-01	7
2014: NATIONAL BOOK FOUNDATION 2014 401k membership
Total participants, beginning-of-year	2014-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	6
Total of all active and inactive participants	2014-01-01	6
Total participants	2014-01-01	6
2013: NATIONAL BOOK FOUNDATION 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	6
Total of all active and inactive participants	2013-01-01	6
Total participants	2013-01-01	6
2012: NATIONAL BOOK FOUNDATION 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6
Total of all active and inactive participants	2012-01-01	6
Total participants	2012-01-01	6
2011: NATIONAL BOOK FOUNDATION 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	6
Total of all active and inactive participants	2011-01-01	6
Total participants	2011-01-01	6
2009: NATIONAL BOOK FOUNDATION 2009 401k membership
Total participants, beginning-of-year	2009-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	12
Total of all active and inactive participants	2009-01-01	12
Total participants	2009-01-01	12

Financial Data on NATIONAL BOOK FOUNDATION

Measure	Date	Value
2017 : NATIONAL BOOK FOUNDATION 2017 401k financial data
Total income from all sources	2017-12-31	$131,449
Expenses. Total of all expenses incurred	2017-12-31	$60,952
Benefits paid (including direct rollovers)	2017-12-31	$60,952
Total plan assets at end of year	2017-12-31	$820,897
Total plan assets at beginning of year	2017-12-31	$750,400
Total contributions received or receivable from participants	2017-12-31	$17,915
Other income received	2017-12-31	$102,882
Net income (gross income less expenses)	2017-12-31	$70,497
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$820,897
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$750,400
Total contributions received or receivable from employer(s)	2017-12-31	$10,652
2016 : NATIONAL BOOK FOUNDATION 2016 401k financial data
Total income from all sources	2016-12-31	$23,811
Expenses. Total of all expenses incurred	2016-12-31	$20,088
Total plan assets at end of year	2016-12-31	$750,400
Total plan assets at beginning of year	2016-12-31	$746,677
Total contributions received or receivable from participants	2016-12-31	$26,676
Other income received	2016-12-31	$-29,135
Net income (gross income less expenses)	2016-12-31	$3,723
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$750,400
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$746,677
Total contributions received or receivable from employer(s)	2016-12-31	$26,270
Value of certain deemed distributions of participant loans	2016-12-31	$20,088
2015 : NATIONAL BOOK FOUNDATION 2015 401k financial data
Total income from all sources	2015-12-31	$120,142
Total plan assets at end of year	2015-12-31	$746,677
Total plan assets at beginning of year	2015-12-31	$626,535
Total contributions received or receivable from participants	2015-12-31	$47,022
Other income received	2015-12-31	$57,765
Net income (gross income less expenses)	2015-12-31	$120,142
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$746,677
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$626,535
Assets. Value of participant loans	2015-12-31	$16,552
Total contributions received or receivable from employer(s)	2015-12-31	$15,355
2014 : NATIONAL BOOK FOUNDATION 2014 401k financial data
Transfers to/from the plan	2014-12-31	$-12,731
Total income from all sources	2014-12-31	$116,305
Total plan assets at end of year	2014-12-31	$626,535
Total plan assets at beginning of year	2014-12-31	$522,961
Total contributions received or receivable from participants	2014-12-31	$18,038
Other income received	2014-12-31	$78,385
Net income (gross income less expenses)	2014-12-31	$116,305
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$626,535
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$522,961
Assets. Value of participant loans	2014-12-31	$16,552
Total contributions received or receivable from employer(s)	2014-12-31	$19,882
2013 : NATIONAL BOOK FOUNDATION 2013 401k financial data
Total income from all sources	2013-12-31	$84,969
Total plan assets at end of year	2013-12-31	$522,961
Total plan assets at beginning of year	2013-12-31	$437,992
Total contributions received or receivable from participants	2013-12-31	$12,008
Other income received	2013-12-31	$56,508
Net income (gross income less expenses)	2013-12-31	$84,969
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$522,961
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$437,992
Assets. Value of participant loans	2013-12-31	$18,786
Total contributions received or receivable from employer(s)	2013-12-31	$16,453
2012 : NATIONAL BOOK FOUNDATION 2012 401k financial data
Total income from all sources	2012-12-31	$46,396
Total plan assets at end of year	2012-12-31	$437,992
Total plan assets at beginning of year	2012-12-31	$391,596
Total contributions received or receivable from participants	2012-12-31	$28,967
Other income received	2012-12-31	$-2,863
Net income (gross income less expenses)	2012-12-31	$46,396
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$437,992
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$391,596
Assets. Value of participant loans	2012-12-31	$19,602
Total contributions received or receivable from employer(s)	2012-12-31	$20,292
2011 : NATIONAL BOOK FOUNDATION 2011 401k financial data
Total income from all sources	2011-12-31	$115,588
Total plan assets at end of year	2011-12-31	$496,877
Total plan assets at beginning of year	2011-12-31	$381,289
Total contributions received or receivable from participants	2011-12-31	$31,606
Other income received	2011-12-31	$68,357
Net income (gross income less expenses)	2011-12-31	$115,588
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$496,877
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$381,289
Total contributions received or receivable from employer(s)	2011-12-31	$15,625
2010 : NATIONAL BOOK FOUNDATION 2010 401k financial data
Total income from all sources	2010-12-31	$130,033
Total plan assets at end of year	2010-12-31	$381,289
Total plan assets at beginning of year	2010-12-31	$251,256
Total contributions received or receivable from participants	2010-12-31	$35,547
Other income received	2010-12-31	$65,111
Net income (gross income less expenses)	2010-12-31	$130,033
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$381,289
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$251,256
Assets. Value of participant loans	2010-12-31	$17,552
Total contributions received or receivable from employer(s)	2010-12-31	$29,375

Form 5500 Responses for NATIONAL BOOK FOUNDATION

2017: NATIONAL BOOK FOUNDATION 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2016: NATIONAL BOOK FOUNDATION 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2015: NATIONAL BOOK FOUNDATION 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: NATIONAL BOOK FOUNDATION 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: NATIONAL BOOK FOUNDATION 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: NATIONAL BOOK FOUNDATION 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: NATIONAL BOOK FOUNDATION 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: NATIONAL BOOK FOUNDATION 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

ARN5467149EE

Policy instance

Insurance contract or identification number	ARN5467149EE
Number of Individuals Covered	8
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $999
Total amount of fees paid to insurance company	USD $111
Are there contracts with allocated funds for individual policies?	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $821
Amount paid for insurance broker fees	2
Insurance broker organization code?	3
Insurance broker name	MICHAEL A BOOK

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

ARN5467149EE

Policy instance

Insurance contract or identification number	ARN5467149EE
Number of Individuals Covered	7
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $2,177
Total amount of fees paid to insurance company	USD $563
Are there contracts with allocated funds for individual policies?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,789
Amount paid for insurance broker fees	18
Insurance broker organization code?	3
Insurance broker name	HOWARD B COWAN

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

ARN5467149EE

Policy instance

Insurance contract or identification number	ARN5467149EE
Number of Individuals Covered	6
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $1,300
Total amount of fees paid to insurance company	USD $116
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $610
Amount paid for insurance broker fees	4
Insurance broker organization code?	3
Insurance broker name	HOWARD B COWAN

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

ARN5467149EE

Policy instance

Insurance contract or identification number	ARN5467149EE
Number of Individuals Covered	6
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $1,039
Total amount of fees paid to insurance company	USD $10
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $854
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	HOWARD B COWAN

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

ARN5467149EE

Policy instance

Insurance contract or identification number	ARN5467149EE
Number of Individuals Covered	6
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $1,735
Total amount of fees paid to insurance company	USD $136
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,487
Amount paid for insurance broker fees	15
Insurance broker organization code?	3
Insurance broker name	HOWARD B COWAN

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

ARN5467149EE

Policy instance

Insurance contract or identification number	ARN5467149EE
Number of Individuals Covered	6
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $1,691
Total amount of fees paid to insurance company	USD $211
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

ARN5467149EE

Policy instance

Insurance contract or identification number	ARN5467149EE
Number of Individuals Covered	5
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $1,950
Total amount of fees paid to insurance company	USD $194
Are there contracts with allocated funds for individual policies?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	THE NATIONAL BOOK FOUNDATION INC.
Employer identification number (EIN):	133347524
NAIC Classification:	813000
NAIC Description:	Religious, Grantmaking, Civic, Professional, and Similar Organizations