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MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 401k Plan overview

Plan NameMITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN
Plan identification number 001

MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MITSUI SUMITOMO MARINE MANAGEMENT (U.S.A.), INC. has sponsored the creation of one or more 401k plans.

Company Name:MITSUI SUMITOMO MARINE MANAGEMENT (U.S.A.), INC.
Employer identification number (EIN):133429270
NAIC Classification:524150

Additional information about MITSUI SUMITOMO MARINE MANAGEMENT (U.S.A.), INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1987-09-24
Company Identification Number: 1204470
Legal Registered Office Address: 15 Independence Blvd
ATTN: JOANN ZUMMO
Warren
United States of America (USA)
07059

More information about MITSUI SUMITOMO MARINE MANAGEMENT (U.S.A.), INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01PATRICIA K. WALSH STEPHEN P. TASY2018-08-22
0012016-01-01PATRICIA K. WALSH STEPHEN P. TASY2017-09-21
0012015-01-01PATRICIA K. WALSH STEPHEN P. TASY2016-10-03
0012014-01-01PATRICIA K. WALSH STEPHEN P. TASY2015-09-14
0012013-01-01PATRICIA K. WALSH STEPHEN P. TASY2014-09-29
0012012-01-01PATRICIA K. WALSH STEPHEN P. TASY2013-10-04
0012011-01-01VIVIAN FERNANDEZ ESTHER STOMEL2012-10-01
0012010-01-01VIVIAN FERNANDEZ ESTHER STOMEL2011-09-21
0012009-01-01VIVIAN FERNANDEZ ESTHER STOMEL2010-10-14

Plan Statistics for MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN

401k plan membership statisitcs for MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN

Measure Date Value
2022: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01576
Total number of active participants reported on line 7a of the Form 55002022-01-01470
Number of retired or separated participants receiving benefits2022-01-018
Number of other retired or separated participants entitled to future benefits2022-01-01110
Total of all active and inactive participants2022-01-01588
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01588
Number of participants with account balances2022-01-01572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0126
2021: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01586
Total number of active participants reported on line 7a of the Form 55002021-01-01457
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-01115
Total of all active and inactive participants2021-01-01575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01576
Number of participants with account balances2021-01-01566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0129
2020: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01561
Total number of active participants reported on line 7a of the Form 55002020-01-01453
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-01129
Total of all active and inactive participants2020-01-01586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01586
Number of participants with account balances2020-01-01568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0124
2019: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01560
Total number of active participants reported on line 7a of the Form 55002019-01-01442
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-01115
Total of all active and inactive participants2019-01-01561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01561
Number of participants with account balances2019-01-01553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0134
2018: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01485
Total number of active participants reported on line 7a of the Form 55002018-01-01454
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-01102
Total of all active and inactive participants2018-01-01560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01560
Number of participants with account balances2018-01-01527
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0117
2017: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01466
Total number of active participants reported on line 7a of the Form 55002017-01-01386
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0197
Total of all active and inactive participants2017-01-01485
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01485
Number of participants with account balances2017-01-01472
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01464
Total number of active participants reported on line 7a of the Form 55002016-01-01361
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01104
Total of all active and inactive participants2016-01-01466
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01466
Number of participants with account balances2016-01-01458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01448
Total number of active participants reported on line 7a of the Form 55002015-01-01353
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01111
Total of all active and inactive participants2015-01-01464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01464
Number of participants with account balances2015-01-01449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0119
2014: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01450
Total number of active participants reported on line 7a of the Form 55002014-01-01338
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01110
Total of all active and inactive participants2014-01-01448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01448
Number of participants with account balances2014-01-01439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0119
2013: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01417
Total number of active participants reported on line 7a of the Form 55002013-01-01344
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01105
Total of all active and inactive participants2013-01-01450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01450
Number of participants with account balances2013-01-01443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0117
2012: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01406
Total number of active participants reported on line 7a of the Form 55002012-01-01326
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0190
Total of all active and inactive participants2012-01-01417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01417
Number of participants with account balances2012-01-01405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-018
2011: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01418
Total number of active participants reported on line 7a of the Form 55002011-01-01309
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0196
Total of all active and inactive participants2011-01-01406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01406
Number of participants with account balances2011-01-01400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0122
2010: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01423
Total number of active participants reported on line 7a of the Form 55002010-01-01328
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0189
Total of all active and inactive participants2010-01-01418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01418
Number of participants with account balances2010-01-01412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-019
2009: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01425
Total number of active participants reported on line 7a of the Form 55002009-01-01327
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0195
Total of all active and inactive participants2009-01-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01423
Number of participants with account balances2009-01-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN

Measure Date Value
2022 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-14,166,385
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$12,687,223
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$12,555,351
Expenses. Certain deemed distributions of participant loans2022-12-31$1,339
Value of total corrective distributions2022-12-31$6,743
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$11,738,373
Value of total assets at end of year2022-12-31$122,827,235
Value of total assets at beginning of year2022-12-31$149,680,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$123,790
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$147,827
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,571,810
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,571,810
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,056,411
Participant contributions at end of year2022-12-31$1,140,233
Participant contributions at beginning of year2022-12-31$1,123,326
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,624,316
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$111,097
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-26,853,608
Value of net assets at end of year (total assets less liabilities)2022-12-31$122,827,235
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$149,680,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$12,693
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$104,822,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$133,326,436
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$48,260
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$6,379,714
Value of interest in common/collective trusts at beginning of year2022-12-31$5,537,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$7,362,501
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$6,781,820
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$6,781,820
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$99,567
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-29,715,391
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$90,996
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$5,057,646
Employer contributions (assets) at end of year2022-12-31$3,122,361
Employer contributions (assets) at beginning of year2022-12-31$2,911,288
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$12,555,351
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST & YOUNG LLP
Accountancy firm EIN2022-12-31346565596
2021 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$30,802,477
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$14,100,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$13,971,315
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$7,049
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$10,218,275
Value of total assets at end of year2021-12-31$149,680,843
Value of total assets at beginning of year2021-12-31$132,978,904
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$122,174
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$43,213
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$6,804,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$6,804,875
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,650,523
Participant contributions at end of year2021-12-31$1,123,326
Participant contributions at beginning of year2021-12-31$854,857
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,003,290
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$-40,000
Administrative expenses (other) incurred2021-12-31$119,588
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$16,701,939
Value of net assets at end of year (total assets less liabilities)2021-12-31$149,680,843
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$132,978,904
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$2,586
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$133,326,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$122,843,271
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$42,641
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$5,537,973
Value of interest in common/collective trusts at beginning of year2021-12-31$6,451,791
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$6,781,820
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$572
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$13,697,673
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$78,441
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$4,564,462
Employer contributions (assets) at end of year2021-12-31$2,911,288
Employer contributions (assets) at beginning of year2021-12-31$2,828,985
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$13,971,315
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST & YOUNG LLP
Accountancy firm EIN2021-12-31346565596
2020 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$27,429,605
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$8,871,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$8,814,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,762,276
Value of total assets at end of year2020-12-31$132,978,904
Value of total assets at beginning of year2020-12-31$114,420,369
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$56,999
Total interest from all sources2020-12-31$47,043
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$4,419,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$4,419,740
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,204,039
Participant contributions at end of year2020-12-31$854,857
Participant contributions at beginning of year2020-12-31$940,971
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,059,796
Other income not declared elsewhere2020-12-31$40,572
Administrative expenses (other) incurred2020-12-31$56,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$18,558,535
Value of net assets at end of year (total assets less liabilities)2020-12-31$132,978,904
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$114,420,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$122,843,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$104,169,131
Interest on participant loans2020-12-31$47,043
Value of interest in common/collective trusts at end of year2020-12-31$6,451,791
Value of interest in common/collective trusts at beginning of year2020-12-31$6,645,712
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$13,026,792
Net investment gain or loss from common/collective trusts2020-12-31$133,182
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,498,441
Employer contributions (assets) at end of year2020-12-31$2,828,985
Employer contributions (assets) at beginning of year2020-12-31$2,664,555
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,814,071
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ERNST & YOUNG LLP
Accountancy firm EIN2020-12-31346565596
2019 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$28,204,768
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$7,323,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,319,707
Value of total corrective distributions2019-12-31$1,433
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,496,241
Value of total assets at end of year2019-12-31$114,420,369
Value of total assets at beginning of year2019-12-31$93,538,801
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,060
Total interest from all sources2019-12-31$44,732
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,302,940
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,302,940
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,845,528
Participant contributions at end of year2019-12-31$940,971
Participant contributions at beginning of year2019-12-31$911,195
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$494,679
Other income not declared elsewhere2019-12-31$474
Administrative expenses (other) incurred2019-12-31$2,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$20,881,568
Value of net assets at end of year (total assets less liabilities)2019-12-31$114,420,369
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$93,538,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$104,169,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$83,959,421
Interest on participant loans2019-12-31$44,732
Value of interest in common/collective trusts at end of year2019-12-31$6,645,712
Value of interest in common/collective trusts at beginning of year2019-12-31$6,198,143
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$16,221,273
Net investment gain or loss from common/collective trusts2019-12-31$139,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,156,034
Employer contributions (assets) at end of year2019-12-31$2,664,555
Employer contributions (assets) at beginning of year2019-12-31$2,470,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,319,707
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ERNST & YOUNG LLP
Accountancy firm EIN2019-12-31346565596
2018 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,661,464
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$7,331,487
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,330,307
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,753,322
Value of total assets at end of year2018-12-31$93,538,801
Value of total assets at beginning of year2018-12-31$96,208,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,180
Total interest from all sources2018-12-31$33,875
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,841,940
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,841,940
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,446,404
Participant contributions at end of year2018-12-31$911,195
Participant contributions at beginning of year2018-12-31$799,126
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,388,143
Other income not declared elsewhere2018-12-31$38
Administrative expenses (other) incurred2018-12-31$1,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,670,023
Value of net assets at end of year (total assets less liabilities)2018-12-31$93,538,801
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$96,208,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$83,959,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$86,485,751
Interest on participant loans2018-12-31$33,875
Value of interest in common/collective trusts at end of year2018-12-31$6,198,143
Value of interest in common/collective trusts at beginning of year2018-12-31$6,701,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-8,098,450
Net investment gain or loss from common/collective trusts2018-12-31$130,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,918,775
Employer contributions (assets) at end of year2018-12-31$2,470,042
Employer contributions (assets) at beginning of year2018-12-31$2,222,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,330,307
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ERNST & YOUNG LLP
Accountancy firm EIN2018-12-31346565596
2017 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$20,696,154
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,472,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,471,766
Value of total corrective distributions2017-12-31$49
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,034,016
Value of total assets at end of year2017-12-31$96,208,824
Value of total assets at beginning of year2017-12-31$79,985,624
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,139
Total interest from all sources2017-12-31$30,237
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,800,566
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,800,566
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,068,660
Participant contributions at end of year2017-12-31$799,126
Participant contributions at beginning of year2017-12-31$883,731
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$525,742
Administrative expenses (other) incurred2017-12-31$1,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$16,223,200
Value of net assets at end of year (total assets less liabilities)2017-12-31$96,208,824
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$79,985,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$86,485,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$70,654,162
Interest on participant loans2017-12-31$30,237
Value of interest in common/collective trusts at end of year2017-12-31$6,701,307
Value of interest in common/collective trusts at beginning of year2017-12-31$6,406,117
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$10,719,550
Net investment gain or loss from common/collective trusts2017-12-31$111,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,439,614
Employer contributions (assets) at end of year2017-12-31$2,222,640
Employer contributions (assets) at beginning of year2017-12-31$2,041,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,471,766
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$12,733,159
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,272,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,269,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,622,768
Value of total assets at end of year2016-12-31$79,985,624
Value of total assets at beginning of year2016-12-31$73,524,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,000
Total interest from all sources2016-12-31$33,466
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,151,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,151,695
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,843,602
Participant contributions at end of year2016-12-31$883,731
Participant contributions at beginning of year2016-12-31$922,240
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$541,563
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$3,379
Other income not declared elsewhere2016-12-31$27
Administrative expenses (other) incurred2016-12-31$3,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,460,630
Value of net assets at end of year (total assets less liabilities)2016-12-31$79,985,624
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$73,524,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$70,654,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$64,951,305
Interest on participant loans2016-12-31$33,466
Value of interest in common/collective trusts at end of year2016-12-31$6,406,117
Value of interest in common/collective trusts at beginning of year2016-12-31$5,808,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,814,242
Net investment gain or loss from common/collective trusts2016-12-31$110,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,237,603
Employer contributions (assets) at end of year2016-12-31$2,041,614
Employer contributions (assets) at beginning of year2016-12-31$1,842,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,266,150
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$6,307,387
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,885,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,884,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,347,475
Value of total assets at end of year2015-12-31$73,524,994
Value of total assets at beginning of year2015-12-31$71,103,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$840
Total interest from all sources2015-12-31$26,089
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,347,186
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,347,186
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,658,016
Participant contributions at end of year2015-12-31$922,240
Participant contributions at beginning of year2015-12-31$623,191
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$917,882
Other income not declared elsewhere2015-12-31$3,424
Administrative expenses (other) incurred2015-12-31$840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,421,921
Value of net assets at end of year (total assets less liabilities)2015-12-31$73,524,994
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$71,103,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$64,951,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$63,473,802
Interest on participant loans2015-12-31$26,089
Value of interest in common/collective trusts at end of year2015-12-31$5,808,907
Value of interest in common/collective trusts at beginning of year2015-12-31$5,203,938
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,518,489
Net investment gain or loss from common/collective trusts2015-12-31$101,702
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,771,577
Employer contributions (assets) at end of year2015-12-31$1,842,542
Employer contributions (assets) at beginning of year2015-12-31$1,802,142
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,884,626
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$11,148,915
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,459,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,458,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,021,722
Value of total assets at end of year2014-12-31$71,103,073
Value of total assets at beginning of year2014-12-31$66,413,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$960
Total interest from all sources2014-12-31$27,799
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,329,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,329,523
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,542,950
Participant contributions at end of year2014-12-31$623,191
Participant contributions at beginning of year2014-12-31$852,484
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$592,327
Other income not declared elsewhere2014-12-31$39
Administrative expenses (other) incurred2014-12-31$960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,689,394
Value of net assets at end of year (total assets less liabilities)2014-12-31$71,103,073
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$66,413,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$63,473,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$58,050,663
Interest on participant loans2014-12-31$27,799
Value of interest in common/collective trusts at end of year2014-12-31$5,203,938
Value of interest in common/collective trusts at beginning of year2014-12-31$5,846,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,673,072
Net investment gain or loss from common/collective trusts2014-12-31$96,760
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,886,445
Employer contributions (assets) at end of year2014-12-31$1,802,142
Employer contributions (assets) at beginning of year2014-12-31$1,663,584
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,458,561
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$842,361
Total transfer of assets from this plan2013-12-31$638,419
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$16,041,265
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,189,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,188,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,403,725
Value of total assets at end of year2013-12-31$66,413,679
Value of total assets at beginning of year2013-12-31$54,357,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,120
Total interest from all sources2013-12-31$28,351
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,781,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,781,321
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,380,704
Participant contributions at end of year2013-12-31$852,484
Participant contributions at beginning of year2013-12-31$755,939
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$364,338
Other income not declared elsewhere2013-12-31$89
Administrative expenses (other) incurred2013-12-31$1,120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$11,851,880
Value of net assets at end of year (total assets less liabilities)2013-12-31$66,413,679
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$54,357,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$58,050,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$47,341,022
Interest on participant loans2013-12-31$28,351
Value of interest in common/collective trusts at end of year2013-12-31$5,846,948
Value of interest in common/collective trusts at beginning of year2013-12-31$4,972,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,733,904
Net investment gain or loss from common/collective trusts2013-12-31$93,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,658,683
Employer contributions (assets) at end of year2013-12-31$1,663,584
Employer contributions (assets) at beginning of year2013-12-31$1,288,501
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,188,265
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2013-12-31346565596
2012 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$10,295,528
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,840,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,828,406
Value of total corrective distributions2012-12-31$10,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,008,165
Value of total assets at end of year2012-12-31$54,357,857
Value of total assets at beginning of year2012-12-31$47,902,611
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,140
Total interest from all sources2012-12-31$27,743
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,229,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,229,188
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,142,328
Participant contributions at end of year2012-12-31$755,939
Participant contributions at beginning of year2012-12-31$680,688
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$696,859
Other income not declared elsewhere2012-12-31$1,102
Administrative expenses (other) incurred2012-12-31$1,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,455,246
Value of net assets at end of year (total assets less liabilities)2012-12-31$54,357,857
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$47,902,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$47,341,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$41,131,689
Interest on participant loans2012-12-31$27,743
Value of interest in common/collective trusts at end of year2012-12-31$4,972,395
Value of interest in common/collective trusts at beginning of year2012-12-31$4,605,313
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,917,022
Net investment gain or loss from common/collective trusts2012-12-31$112,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,168,978
Employer contributions (assets) at end of year2012-12-31$1,288,501
Employer contributions (assets) at beginning of year2012-12-31$1,484,921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,828,406
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2012-12-31346565596
2011 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,458,595
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,651,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,649,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,442,917
Value of total assets at end of year2011-12-31$47,902,611
Value of total assets at beginning of year2011-12-31$46,095,652
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,553
Total interest from all sources2011-12-31$31,350
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$988,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$988,579
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,064,652
Participant contributions at end of year2011-12-31$680,688
Participant contributions at beginning of year2011-12-31$753,608
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$19,756
Other income not declared elsewhere2011-12-31$126
Administrative expenses (other) incurred2011-12-31$2,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,806,959
Value of net assets at end of year (total assets less liabilities)2011-12-31$47,902,611
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$46,095,652
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$41,131,689
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$40,669,387
Interest on participant loans2011-12-31$31,350
Value of interest in common/collective trusts at end of year2011-12-31$4,605,313
Value of interest in common/collective trusts at beginning of year2011-12-31$3,394,703
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,121,639
Net investment gain or loss from common/collective trusts2011-12-31$117,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,358,509
Employer contributions (assets) at end of year2011-12-31$1,484,921
Employer contributions (assets) at beginning of year2011-12-31$1,277,954
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,649,083
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2011-12-31346565596
2010 : MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$8,781,441
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,914,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,913,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,198,697
Value of total assets at end of year2010-12-31$46,095,652
Value of total assets at beginning of year2010-12-31$39,229,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$939
Total interest from all sources2010-12-31$34,878
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$795,241
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$795,241
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,043,183
Participant contributions at end of year2010-12-31$753,608
Participant contributions at beginning of year2010-12-31$591,336
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$73,375
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$6,968
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Administrative expenses (other) incurred2010-12-31$939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,866,549
Value of net assets at end of year (total assets less liabilities)2010-12-31$46,095,652
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$39,229,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$40,669,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$34,965,194
Interest on participant loans2010-12-31$34,878
Value of interest in common/collective trusts at end of year2010-12-31$3,394,703
Value of interest in common/collective trusts at beginning of year2010-12-31$2,171,450
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,673,461
Net investment gain or loss from common/collective trusts2010-12-31$79,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,082,139
Employer contributions (assets) at end of year2010-12-31$1,277,954
Employer contributions (assets) at beginning of year2010-12-31$1,501,123
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,906,985
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2010-12-31346565596

Form 5500 Responses for MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN

2022: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MITSUI SUMITOMO 401(K) SAVINGS/RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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