ROTHSCHILD & CO. NORTH AMERICA INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN
401k plan membership statisitcs for ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN
Measure | Date | Value |
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2022 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-8,767,418 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $5,775,536 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $5,705,911 |
Value of total corrective distributions | 2022-12-31 | $618 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $11,305,093 |
Value of total assets at end of year | 2022-12-31 | $105,913,967 |
Value of total assets at beginning of year | 2022-12-31 | $120,456,921 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $69,007 |
Total interest from all sources | 2022-12-31 | $10,239 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $3,318,038 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $3,318,038 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $6,920,971 |
Participant contributions at end of year | 2022-12-31 | $285,381 |
Participant contributions at beginning of year | 2022-12-31 | $158,197 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $5,661,465 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $7,130,597 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,218,782 |
Other income not declared elsewhere | 2022-12-31 | $-945,161 |
Administrative expenses (other) incurred | 2022-12-31 | $10,171 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-14,542,954 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $105,913,967 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $120,456,921 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2022-12-31 | $1,823 |
Assets. partnership/joint venture interests at beginning of year | 2022-12-31 | $3,058 |
Investment advisory and management fees | 2022-12-31 | $58,836 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $91,159,965 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $104,761,602 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $8,184,195 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $7,860,440 |
Interest on participant loans | 2022-12-31 | $10,239 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-22,618,168 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $162,541 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $3,165,340 |
Employer contributions (assets) at end of year | 2022-12-31 | $621,138 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $543,027 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $5,705,911 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Disclaimer |
Accountancy firm name | 2022-12-31 | NOVAK FRANCELLA |
Accountancy firm EIN | 2022-12-31 | 611436956 |
2021 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $29,180,052 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $8,607,457 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $8,520,892 |
Value of total corrective distributions | 2021-12-31 | $27,097 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $10,638,308 |
Value of total assets at end of year | 2021-12-31 | $120,456,921 |
Value of total assets at beginning of year | 2021-12-31 | $99,884,326 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $59,468 |
Total interest from all sources | 2021-12-31 | $10,682 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $6,417,870 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $6,417,870 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $6,271,693 |
Participant contributions at end of year | 2021-12-31 | $158,197 |
Participant contributions at beginning of year | 2021-12-31 | $273,635 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $7,130,597 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $5,243,743 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,150,127 |
Other income not declared elsewhere | 2021-12-31 | $718,794 |
Administrative expenses (other) incurred | 2021-12-31 | $7,150 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $20,572,595 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $120,456,921 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $99,884,326 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2021-12-31 | $3,058 |
Assets. partnership/joint venture interests at beginning of year | 2021-12-31 | $1,945 |
Investment advisory and management fees | 2021-12-31 | $52,318 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $104,761,602 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $86,057,763 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $7,860,440 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $8,307,240 |
Interest on participant loans | 2021-12-31 | $10,682 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $11,232,269 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $162,129 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $3,216,488 |
Employer contributions (assets) at end of year | 2021-12-31 | $543,027 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $8,520,892 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
Accountancy firm name | 2021-12-31 | NOVAK FRANCELLA |
Accountancy firm EIN | 2021-12-31 | 611436956 |
2020 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $21,895,401 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $9,005,974 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $8,954,780 |
Value of total corrective distributions | 2020-12-31 | $2,385 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $7,887,659 |
Value of total assets at end of year | 2020-12-31 | $99,884,326 |
Value of total assets at beginning of year | 2020-12-31 | $86,994,899 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $48,809 |
Total interest from all sources | 2020-12-31 | $15,550 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $2,688,053 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $2,688,053 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $4,816,695 |
Participant contributions at end of year | 2020-12-31 | $273,635 |
Participant contributions at beginning of year | 2020-12-31 | $351,472 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $5,243,743 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $2,506,740 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $566,641 |
Other income not declared elsewhere | 2020-12-31 | $608,562 |
Administrative expenses (other) incurred | 2020-12-31 | $4,941 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $12,889,427 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $99,884,326 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $86,994,899 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2020-12-31 | $1,945 |
Assets. partnership/joint venture interests at beginning of year | 2020-12-31 | $0 |
Investment advisory and management fees | 2020-12-31 | $43,868 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $86,057,763 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $75,457,295 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $8,307,240 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $8,679,392 |
Interest on participant loans | 2020-12-31 | $15,550 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $10,505,154 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $190,423 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $2,504,323 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $8,954,780 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | NOVAK FRANCELLA |
Accountancy firm EIN | 2020-12-31 | 611436956 |
2019 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $24,220,287 |
Total income from all sources (including contributions) | 2019-12-31 | $24,220,287 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $9,544,626 |
Total of all expenses incurred | 2019-12-31 | $9,544,626 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $9,512,054 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $9,512,054 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $7,836,417 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $7,836,417 |
Value of total assets at end of year | 2019-12-31 | $86,994,899 |
Value of total assets at end of year | 2019-12-31 | $86,994,899 |
Value of total assets at beginning of year | 2019-12-31 | $72,319,238 |
Value of total assets at beginning of year | 2019-12-31 | $72,319,238 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $32,572 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $32,572 |
Total interest from all sources | 2019-12-31 | $14,109 |
Total interest from all sources | 2019-12-31 | $14,109 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,837,299 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,837,299 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,837,299 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,837,299 |
Administrative expenses professional fees incurred | 2019-12-31 | $12,676 |
Administrative expenses professional fees incurred | 2019-12-31 | $12,676 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $4,313,022 |
Contributions received from participants | 2019-12-31 | $4,313,022 |
Participant contributions at end of year | 2019-12-31 | $351,472 |
Participant contributions at end of year | 2019-12-31 | $351,472 |
Participant contributions at beginning of year | 2019-12-31 | $416,484 |
Participant contributions at beginning of year | 2019-12-31 | $416,484 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $2,506,740 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $2,506,740 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $1,303,248 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $1,303,248 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,216,674 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,216,674 |
Other income not declared elsewhere | 2019-12-31 | $226,274 |
Other income not declared elsewhere | 2019-12-31 | $226,274 |
Administrative expenses (other) incurred | 2019-12-31 | $419 |
Administrative expenses (other) incurred | 2019-12-31 | $419 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $14,675,661 |
Value of net income/loss | 2019-12-31 | $14,675,661 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $86,994,899 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $86,994,899 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $72,319,238 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $72,319,238 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $19,477 |
Investment advisory and management fees | 2019-12-31 | $19,477 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $75,457,295 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $75,457,295 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $60,780,256 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $60,780,256 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $8,679,392 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $8,679,392 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $0 |
Interest on participant loans | 2019-12-31 | $14,109 |
Interest on participant loans | 2019-12-31 | $14,109 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $9,819,250 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $9,819,250 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $13,170,799 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $13,170,799 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $135,389 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $135,389 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $2,306,721 |
Contributions received in cash from employer | 2019-12-31 | $2,306,721 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $9,512,054 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $9,512,054 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | NOVAK FRANCELLA |
Accountancy firm name | 2019-12-31 | NOVAK FRANCELLA |
Accountancy firm EIN | 2019-12-31 | 611436956 |
Accountancy firm EIN | 2019-12-31 | 611436956 |
2018 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $3,483,584 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $10,930,963 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $10,886,237 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $7,588,250 |
Value of total assets at end of year | 2018-12-31 | $72,319,238 |
Value of total assets at beginning of year | 2018-12-31 | $79,766,617 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $44,726 |
Total interest from all sources | 2018-12-31 | $21,118 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $983,330 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $983,330 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $4,150,022 |
Participant contributions at end of year | 2018-12-31 | $416,484 |
Participant contributions at beginning of year | 2018-12-31 | $334,547 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $1,303,248 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $1,442,944 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,654,967 |
Other income not declared elsewhere | 2018-12-31 | $97,407 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-7,447,379 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $72,319,238 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $79,766,617 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $39,860 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $60,780,256 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $62,820,292 |
Interest on participant loans | 2018-12-31 | $21,118 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $9,819,250 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $14,951,875 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-5,206,521 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,783,261 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $216,959 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $10,886,237 |
Contract administrator fees | 2018-12-31 | $4,866 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | NOVAK FRANCELLA |
Accountancy firm EIN | 2018-12-31 | 611436956 |
2017 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $18,313,840 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $6,689,169 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $6,645,841 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $7,020,422 |
Value of total assets at end of year | 2017-12-31 | $79,766,617 |
Value of total assets at beginning of year | 2017-12-31 | $68,141,946 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $43,328 |
Total interest from all sources | 2017-12-31 | $10,785 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $214,218 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $214,218 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $3,660,234 |
Participant contributions at end of year | 2017-12-31 | $334,547 |
Participant contributions at beginning of year | 2017-12-31 | $311,398 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $1,442,944 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $1,216,582 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,518,626 |
Other income not declared elsewhere | 2017-12-31 | $545,310 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $11,624,671 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $79,766,617 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $68,141,946 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $35,869 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $62,820,292 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $51,094,899 |
Interest on participant loans | 2017-12-31 | $10,785 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $14,951,875 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $15,335,392 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $10,523,105 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,841,562 |
Employer contributions (assets) at end of year | 2017-12-31 | $216,959 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $183,675 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $6,645,841 |
Contract administrator fees | 2017-12-31 | $7,459 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | NOVAK FRANCELLA |
Accountancy firm EIN | 2017-12-31 | 611436956 |
2016 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $3,479,061 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $9,300,913 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,923,953 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,889,233 |
Value of total corrective distributions | 2016-12-31 | $393 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,936,505 |
Value of total assets at end of year | 2016-12-31 | $68,141,946 |
Value of total assets at beginning of year | 2016-12-31 | $58,285,925 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $34,327 |
Total interest from all sources | 2016-12-31 | $14,422 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $813,819 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $813,819 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $3,148,110 |
Participant contributions at end of year | 2016-12-31 | $311,398 |
Participant contributions at beginning of year | 2016-12-31 | $359,053 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $1,216,582 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $868,210 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $145,670 |
Other income not declared elsewhere | 2016-12-31 | $669,776 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $6,376,960 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $68,141,946 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $58,285,925 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $26,073 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $51,094,899 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $42,508,168 |
Interest on participant loans | 2016-12-31 | $14,422 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $15,335,392 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $14,451,582 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,866,391 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,642,725 |
Employer contributions (assets) at end of year | 2016-12-31 | $183,675 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $98,912 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,889,233 |
Contract administrator fees | 2016-12-31 | $8,254 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | SAX LLP |
Accountancy firm EIN | 2016-12-31 | 812950760 |
2015 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $4,353,296 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $8,139,355 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $8,103,202 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $4,326,612 |
Value of total assets at end of year | 2015-12-31 | $58,285,925 |
Value of total assets at beginning of year | 2015-12-31 | $62,071,984 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $36,153 |
Total interest from all sources | 2015-12-31 | $16,793 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $592,289 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $592,289 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $2,536,358 |
Participant contributions at end of year | 2015-12-31 | $359,053 |
Participant contributions at beginning of year | 2015-12-31 | $312,066 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $868,210 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $738,964 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $458,102 |
Other income not declared elsewhere | 2015-12-31 | $333,585 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-3,786,059 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $58,285,925 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $62,071,984 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $173 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $42,508,168 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $44,079,603 |
Interest on participant loans | 2015-12-31 | $16,793 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $14,451,582 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $16,827,650 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-915,983 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,332,152 |
Employer contributions (assets) at end of year | 2015-12-31 | $98,912 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $113,701 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $8,103,202 |
Contract administrator fees | 2015-12-31 | $35,980 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | SAX LLP |
Accountancy firm EIN | 2015-12-31 | 812950760 |
2014 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $7,148,001 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,726,241 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,695,667 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $4,055,886 |
Value of total assets at end of year | 2014-12-31 | $62,071,984 |
Value of total assets at beginning of year | 2014-12-31 | $57,650,224 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $30,574 |
Total interest from all sources | 2014-12-31 | $10,934 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $728,776 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $728,776 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $2,336,106 |
Participant contributions at end of year | 2014-12-31 | $312,066 |
Participant contributions at beginning of year | 2014-12-31 | $216,041 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $738,964 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $604,078 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $545,504 |
Other income not declared elsewhere | 2014-12-31 | $385,916 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $4,421,760 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $62,071,984 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $57,650,224 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $44,079,603 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $40,507,333 |
Interest on participant loans | 2014-12-31 | $10,934 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $16,827,650 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $15,760,862 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,966,489 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,174,276 |
Employer contributions (assets) at end of year | 2014-12-31 | $113,701 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $561,910 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,695,667 |
Contract administrator fees | 2014-12-31 | $30,574 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BOLLAM, SHEEDY, TORANI & CO, LLP |
Accountancy firm EIN | 2014-12-31 | 141442607 |
2013 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $11,376,098 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $3,177,902 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $3,169,586 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $4,163,993 |
Value of total assets at end of year | 2013-12-31 | $57,650,224 |
Value of total assets at beginning of year | 2013-12-31 | $49,452,028 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $8,316 |
Total interest from all sources | 2013-12-31 | $301,260 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $524,100 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $524,100 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,350,767 |
Participant contributions at end of year | 2013-12-31 | $216,041 |
Participant contributions at beginning of year | 2013-12-31 | $292,789 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $604,078 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $470,193 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $205,918 |
Other income not declared elsewhere | 2013-12-31 | $35,622 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $8,198,196 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $57,650,224 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $49,452,028 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $40,507,333 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $32,152,639 |
Interest on participant loans | 2013-12-31 | $11,165 |
Interest earned on other investments | 2013-12-31 | $290,095 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $15,760,862 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $15,742,758 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $6,351,123 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,607,308 |
Employer contributions (assets) at end of year | 2013-12-31 | $561,910 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $793,649 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $3,169,586 |
Contract administrator fees | 2013-12-31 | $8,316 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | SAXBST, LLP |
Accountancy firm EIN | 2013-12-31 | 464001827 |
2012 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $8,708,291 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $4,761,682 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $4,761,107 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,592,877 |
Value of total assets at end of year | 2012-12-31 | $49,452,028 |
Value of total assets at beginning of year | 2012-12-31 | $45,505,419 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $575 |
Total interest from all sources | 2012-12-31 | $207,658 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $545,107 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $545,107 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,530,995 |
Participant contributions at end of year | 2012-12-31 | $292,789 |
Participant contributions at beginning of year | 2012-12-31 | $309,517 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $470,193 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $333,628 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $178,284 |
Other income not declared elsewhere | 2012-12-31 | $28,549 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $3,946,609 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $49,452,028 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $45,505,419 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $32,152,639 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $29,020,851 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $15,086,592 |
Interest on participant loans | 2012-12-31 | $13,734 |
Interest earned on other investments | 2012-12-31 | $193,924 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $15,742,758 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $3,181,591 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $152,509 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,883,598 |
Employer contributions (assets) at end of year | 2012-12-31 | $793,649 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $754,831 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $4,761,107 |
Contract administrator fees | 2012-12-31 | $575 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BOLLAM, SHEEDY, TORANI & CO., LLP |
Accountancy firm EIN | 2012-12-31 | 141442607 |
2011 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $3,474,194 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $2,539,763 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,536,510 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,640,536 |
Value of total assets at end of year | 2011-12-31 | $45,505,419 |
Value of total assets at beginning of year | 2011-12-31 | $44,570,988 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,253 |
Total interest from all sources | 2011-12-31 | $25,804 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $473,255 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $473,255 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,427,251 |
Participant contributions at end of year | 2011-12-31 | $309,517 |
Participant contributions at beginning of year | 2011-12-31 | $269,749 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $333,628 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $243,901 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $363,192 |
Other income not declared elsewhere | 2011-12-31 | $8,710 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $934,431 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $45,505,419 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $44,570,988 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $29,020,851 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $28,909,706 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $15,086,592 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $14,643,220 |
Interest on participant loans | 2011-12-31 | $25,804 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-2,018,679 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $344,568 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,850,093 |
Employer contributions (assets) at end of year | 2011-12-31 | $754,831 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $504,412 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,536,510 |
Contract administrator fees | 2011-12-31 | $3,253 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BOLLAM, SHEEDY, TORANI & CO., LLP |
Accountancy firm EIN | 2011-12-31 | 141442607 |
2010 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $8,694,503 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $3,747,953 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $3,746,847 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,045,760 |
Value of total assets at end of year | 2010-12-31 | $44,570,988 |
Value of total assets at beginning of year | 2010-12-31 | $39,624,438 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,106 |
Total interest from all sources | 2010-12-31 | $21,800 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $333,048 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $333,048 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,436,643 |
Participant contributions at end of year | 2010-12-31 | $269,749 |
Participant contributions at beginning of year | 2010-12-31 | $265,564 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $243,901 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $454,104 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $49,273 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $4,946,550 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $44,570,988 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $39,624,438 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $31 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $28,909,706 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $24,432,288 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $14,643,220 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $1,813,448 |
Interest on participant loans | 2010-12-31 | $19,088 |
Interest earned on other investments | 2010-12-31 | $2,712 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $11,856,855 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $4,293,895 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,559,844 |
Employer contributions (assets) at end of year | 2010-12-31 | $504,412 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $802,179 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $3,746,847 |
Contract administrator fees | 2010-12-31 | $1,075 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BOLLAM, SHEEDY, TORANI & CO., LLP |
Accountancy firm EIN | 2010-12-31 | 141442607 |
2009 : ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |