WAVE SYSTEMS CORP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WAVE SYSTEMS CORP 401K SAVINGS & INVESTMENT PLAN
401k plan membership statisitcs for WAVE SYSTEMS CORP 401K SAVINGS & INVESTMENT PLAN
Measure | Date | Value |
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2016 : WAVE SYSTEMS CORP 401K SAVINGS & INVESTMENT PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-10-31 | $0 |
Total transfer of assets to this plan | 2016-10-31 | $0 |
Total transfer of assets from this plan | 2016-10-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-10-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-10-31 | $0 |
Total income from all sources (including contributions) | 2016-10-31 | $190,231 |
Total loss/gain on sale of assets | 2016-10-31 | $0 |
Total of all expenses incurred | 2016-10-31 | $6,932,838 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-10-31 | $6,776,189 |
Expenses. Certain deemed distributions of participant loans | 2016-10-31 | $417 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-10-31 | $27,192 |
Value of total assets at end of year | 2016-10-31 | $0 |
Value of total assets at beginning of year | 2016-10-31 | $6,742,607 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-10-31 | $156,232 |
Total interest from all sources | 2016-10-31 | $692 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-10-31 | $16,766 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-10-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-10-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-10-31 | $16,766 |
Was this plan covered by a fidelity bond | 2016-10-31 | Yes |
Value of fidelity bond cover | 2016-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-10-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-10-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-10-31 | No |
Contributions received from participants | 2016-10-31 | $18,335 |
Participant contributions at beginning of year | 2016-10-31 | $74,762 |
Other income not declared elsewhere | 2016-10-31 | $77,900 |
Administrative expenses (other) incurred | 2016-10-31 | $156,232 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
Value of net income/loss | 2016-10-31 | $-6,742,607 |
Value of net assets at end of year (total assets less liabilities) | 2016-10-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-10-31 | $6,742,607 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-10-31 | $6,333,204 |
Interest on participant loans | 2016-10-31 | $692 |
Value of interest in common/collective trusts at beginning of year | 2016-10-31 | $334,641 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-10-31 | $67,077 |
Net investment gain or loss from common/collective trusts | 2016-10-31 | $604 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-10-31 | No |
Contributions received in cash from employer | 2016-10-31 | $8,857 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-10-31 | $6,776,189 |
Did the plan have assets held for investment | 2016-10-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-10-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-10-31 | Disclaimer |
Accountancy firm name | 2016-10-31 | DOWNEY & CO. |
Accountancy firm EIN | 2016-10-31 | 043106302 |
2015 : WAVE SYSTEMS CORP 401K SAVINGS & INVESTMENT PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,180,402 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $3,572,526 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,571,290 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $1,236 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,287,952 |
Value of total assets at end of year | 2015-12-31 | $6,742,607 |
Value of total assets at beginning of year | 2015-12-31 | $9,134,731 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $0 |
Total interest from all sources | 2015-12-31 | $6,466 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $373,049 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $373,049 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $612,679 |
Participant contributions at end of year | 2015-12-31 | $74,762 |
Participant contributions at beginning of year | 2015-12-31 | $147,225 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $87,111 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $429,748 |
Other income not declared elsewhere | 2015-12-31 | $7,917 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-2,392,124 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $6,742,607 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $9,134,731 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $6,333,204 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $4,310,592 |
Interest on participant loans | 2015-12-31 | $6,466 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $334,641 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $4,390,348 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $199,455 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $199,455 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-630,717 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $135,735 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $245,525 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,571,290 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | DOWNEY & CO. |
Accountancy firm EIN | 2015-12-31 | 043106302 |
2014 : WAVE SYSTEMS CORP 401K SAVINGS & INVESTMENT PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets to this plan | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,404,789 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,624,202 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,622,729 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $1,398 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $732,230 |
Value of total assets at end of year | 2014-12-31 | $9,134,731 |
Value of total assets at beginning of year | 2014-12-31 | $10,354,144 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $75 |
Total interest from all sources | 2014-12-31 | $6,028 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $544,857 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $544,857 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $676,185 |
Participant contributions at end of year | 2014-12-31 | $147,225 |
Participant contributions at beginning of year | 2014-12-31 | $81,058 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $87,111 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $88,773 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $56,045 |
Other income not declared elsewhere | 2014-12-31 | $-1,417 |
Administrative expenses (other) incurred | 2014-12-31 | $75 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-1,219,413 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $9,134,731 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $10,354,144 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $4,310,592 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $4,638,359 |
Interest on participant loans | 2014-12-31 | $6,028 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $4,390,348 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $4,743,141 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $199,455 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $802,813 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $802,813 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-239,608 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $362,699 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,622,729 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | DOWNEY & CO. |
Accountancy firm EIN | 2014-12-31 | 043106302 |
2013 : WAVE SYSTEMS CORP 401K SAVINGS & INVESTMENT PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $3,177,745 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,625,158 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,601,709 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $23,374 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $893,399 |
Value of total assets at end of year | 2013-12-31 | $10,354,144 |
Value of total assets at beginning of year | 2013-12-31 | $8,801,557 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $75 |
Total interest from all sources | 2013-12-31 | $5,331 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $382,625 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $382,625 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $893,052 |
Participant contributions at end of year | 2013-12-31 | $81,058 |
Participant contributions at beginning of year | 2013-12-31 | $107,476 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $88,773 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $103,753 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $347 |
Other income not declared elsewhere | 2013-12-31 | $-14,925 |
Administrative expenses (other) incurred | 2013-12-31 | $75 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,552,587 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $10,354,144 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,801,557 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $4,638,359 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $4,101,660 |
Interest on participant loans | 2013-12-31 | $5,331 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $4,743,141 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $4,092,913 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $802,813 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $395,755 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $395,755 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $745,565 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $1,165,750 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,601,709 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | DOWNEY & CO. |
Accountancy firm EIN | 2013-12-31 | 043106302 |
2012 : WAVE SYSTEMS CORP 401K SAVINGS & INVESTMENT PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $2,227,349 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $397,478 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $396,535 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $943 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,242,835 |
Value of total assets at end of year | 2012-12-31 | $8,801,557 |
Value of total assets at beginning of year | 2012-12-31 | $6,971,686 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $5,790 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $134,821 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $134,821 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,184,354 |
Participant contributions at end of year | 2012-12-31 | $107,476 |
Participant contributions at beginning of year | 2012-12-31 | $95,906 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $103,753 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $58,481 |
Other income not declared elsewhere | 2012-12-31 | $-13,823 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,829,871 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $8,801,557 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $6,971,686 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $4,101,660 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,298,122 |
Interest on participant loans | 2012-12-31 | $5,790 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $4,092,913 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $3,263,452 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $395,755 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $314,206 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $314,206 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $376,911 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $480,815 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $396,535 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | DOWNEY & CO. |
Accountancy firm EIN | 2012-12-31 | 043106302 |
2011 : WAVE SYSTEMS CORP 401K SAVINGS & INVESTMENT PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $781,546 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $118,678 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $105,715 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $12,963 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,045,944 |
Value of total assets at end of year | 2011-12-31 | $6,971,686 |
Value of total assets at beginning of year | 2011-12-31 | $6,308,818 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $3,626 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $61,980 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $61,980 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $908,980 |
Participant contributions at end of year | 2011-12-31 | $95,906 |
Participant contributions at beginning of year | 2011-12-31 | $57,287 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $136,964 |
Other income not declared elsewhere | 2011-12-31 | $277 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $662,868 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $6,971,686 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,308,818 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,298,122 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,098,798 |
Interest on participant loans | 2011-12-31 | $3,626 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $3,263,452 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $2,925,671 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $314,206 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $227,062 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $227,062 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-299,145 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $-31,136 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $105,715 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | DOWNEY & CO. |
Accountancy firm EIN | 2011-12-31 | 043106302 |
2010 : WAVE SYSTEMS CORP 401K SAVINGS & INVESTMENT PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,518,627 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $168,251 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $168,176 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $749,992 |
Value of total assets at end of year | 2010-12-31 | $6,308,818 |
Value of total assets at beginning of year | 2010-12-31 | $4,958,442 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $75 |
Total interest from all sources | 2010-12-31 | $3,171 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $18,489 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $18,489 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $496,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $686,825 |
Participant contributions at end of year | 2010-12-31 | $57,287 |
Participant contributions at beginning of year | 2010-12-31 | $45,626 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $63,167 |
Other income not declared elsewhere | 2010-12-31 | $42 |
Administrative expenses (other) incurred | 2010-12-31 | $75 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,350,376 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,308,818 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,958,442 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,098,798 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,275,719 |
Interest on participant loans | 2010-12-31 | $3,171 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $2,925,671 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $2,405,723 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $227,062 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $231,374 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $231,374 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $390,002 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $356,931 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $168,176 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | DOWNEY & CO. |
Accountancy firm EIN | 2010-12-31 | 043106302 |
2009 : WAVE SYSTEMS CORP 401K SAVINGS & INVESTMENT PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |