401k Plan data: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN plan

SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN
Plan identification number	001

SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SANDLER ONEILL & PARTNERS, L.P. has sponsored the creation of one or more 401k plans.

Company Name: SANDLER ONEILL & PARTNERS, L.P.

Employer identification number (EIN): 133481277

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 MAY DELLA PIETRA
001 2016-01-01 MAY DELLA PIETRA
001 2015-01-01 MAY DELLA PIETRA
001 2015-01-01 MAY DELLA PIETRA
001 2014-01-01 MAY DELLA PIETRA
001 2013-01-01 MAY DELLA PIETRA
001 2012-01-01 MAY DELLAPIETRA
001 2011-01-01 MAY DELLA PIETRA
001 2010-01-01 MAY DELLA PIETRA
001 2009-01-01 MAY DELLA PIETRA
001 2009-01-01 MAY DELLA PIETRA

Plan Statistics for SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN

401k plan membership statisitcs for SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN

Measure Date Value
2020: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 344
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 353
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 270
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 73
Total of all active and inactive participants 2019-01-01 343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 344
Number of participants with account balances 2019-01-01 331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 24
2018: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 351
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 294
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 59
Total of all active and inactive participants 2018-01-01 353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 353
Number of participants with account balances 2018-01-01 346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 11
2017: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 337
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 291
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 59
Total of all active and inactive participants 2017-01-01 350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 351
Number of participants with account balances 2017-01-01 344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 8
2016: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 387
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 281
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 56
Total of all active and inactive participants 2016-01-01 337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 337
Number of participants with account balances 2016-01-01 329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 8
2015: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 319
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 273
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 114
Total of all active and inactive participants 2015-01-01 387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 387
Number of participants with account balances 2015-01-01 375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 15
2014: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 363
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 277
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 42
Total of all active and inactive participants 2014-01-01 319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 319
Number of participants with account balances 2014-01-01 269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 370
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 278
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 85
Total of all active and inactive participants 2013-01-01 363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 363
Number of participants with account balances 2013-01-01 363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 333
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 298
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 49
Total of all active and inactive participants 2012-01-01 347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 348
Number of participants with account balances 2012-01-01 276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 13
2011: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 336
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 290
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 43
Total of all active and inactive participants 2011-01-01 333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 333
Number of participants with account balances 2011-01-01 257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 311
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 292
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 44
Total of all active and inactive participants 2010-01-01 336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 336
Number of participants with account balances 2010-01-01 254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 297
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 254
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 47
Total of all active and inactive participants 2009-01-01 301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 301
Number of participants with account balances 2009-01-01 249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2020: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	344
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	353
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	270
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	73
Total of all active and inactive participants	2019-01-01	343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	344
Number of participants with account balances	2019-01-01	331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	24
2018: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	351
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	294
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	59
Total of all active and inactive participants	2018-01-01	353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	353
Number of participants with account balances	2018-01-01	346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	11
2017: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	337
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	291
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	59
Total of all active and inactive participants	2017-01-01	350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	351
Number of participants with account balances	2017-01-01	344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	8
2016: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	387
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	281
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	56
Total of all active and inactive participants	2016-01-01	337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	337
Number of participants with account balances	2016-01-01	329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	8
2015: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	319
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	273
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	114
Total of all active and inactive participants	2015-01-01	387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	387
Number of participants with account balances	2015-01-01	375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	15
2014: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	363
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	277
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	42
Total of all active and inactive participants	2014-01-01	319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	319
Number of participants with account balances	2014-01-01	269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	370
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	278
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	85
Total of all active and inactive participants	2013-01-01	363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	363
Number of participants with account balances	2013-01-01	363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	333
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	298
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	49
Total of all active and inactive participants	2012-01-01	347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	348
Number of participants with account balances	2012-01-01	276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	13
2011: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	336
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	290
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	43
Total of all active and inactive participants	2011-01-01	333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	333
Number of participants with account balances	2011-01-01	257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	311
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	292
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	44
Total of all active and inactive participants	2010-01-01	336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	336
Number of participants with account balances	2010-01-01	254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	297
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	254
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	47
Total of all active and inactive participants	2009-01-01	301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	301
Number of participants with account balances	2009-01-01	249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN

Measure	Date	Value
2020 : SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-11-06	$0
Total transfer of assets from this plan	2020-11-06	$249,285
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-11-06	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-11-06	$0
Total income from all sources (including contributions)	2020-11-06	$-5,752,403
Total loss/gain on sale of assets	2020-11-06	$0
Total of all expenses incurred	2020-11-06	$91,324,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-11-06	$91,268,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-11-06	$14,900
Value of total assets at end of year	2020-11-06	$0
Value of total assets at beginning of year	2020-11-06	$97,325,818
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-11-06	$55,167
Total interest from all sources	2020-11-06	$111
Total dividends received (eg from common stock, registered investment company shares)	2020-11-06	$435,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-11-06	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-11-06	$0
Total dividends received from registered investment company shares (eg mutual funds)	2020-11-06	$435,348
Was this plan covered by a fidelity bond	2020-11-06	Yes
Value of fidelity bond cover	2020-11-06	$5,000,000
If this is an individual account plan, was there a blackout period	2020-11-06	No
Were there any nonexempt tranactions with any party-in-interest	2020-11-06	No
Contributions received from participants	2020-11-06	$14,900
Participant contributions at end of year	2020-11-06	$0
Participant contributions at beginning of year	2020-11-06	$365,738
Other income not declared elsewhere	2020-11-06	$56,114
Administrative expenses (other) incurred	2020-11-06	$55,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-11-06	No
Value of net income/loss	2020-11-06	$-97,076,533
Value of net assets at end of year (total assets less liabilities)	2020-11-06	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-11-06	$97,325,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-11-06	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-11-06	No
Were any leases to which the plan was party in default or uncollectible	2020-11-06	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-11-06	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-11-06	$95,081,717
Interest on participant loans	2020-11-06	$111
Value of interest in common/collective trusts at end of year	2020-11-06	$0
Value of interest in common/collective trusts at beginning of year	2020-11-06	$1,878,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-11-06	$-6,276,613
Net investment gain or loss from common/collective trusts	2020-11-06	$17,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-11-06	No
Was there a failure to transmit to the plan any participant contributions	2020-11-06	No
Has the plan failed to provide any benefit when due under the plan	2020-11-06	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-11-06	$91,268,963
Did the plan have assets held for investment	2020-11-06	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-11-06	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-11-06	Yes
Opinion of an independent qualified public accountant for this plan	2020-11-06	Disclaimer
Accountancy firm name	2020-11-06	BDO USA, LLP
Accountancy firm EIN	2020-11-06	135381590
2019 : SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$24,292,736
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$8,312,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$8,193,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$5,068,398
Value of total assets at end of year	2019-12-31	$97,325,818
Value of total assets at beginning of year	2019-12-31	$81,345,273
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$118,990
Total interest from all sources	2019-12-31	$16,442
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$4,883,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$4,883,606
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$4,508,362
Participant contributions at end of year	2019-12-31	$365,738
Participant contributions at beginning of year	2019-12-31	$374,039
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$10,036
Other income not declared elsewhere	2019-12-31	$39,941
Administrative expenses (other) incurred	2019-12-31	$118,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$15,980,545
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$97,325,818
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$81,345,273
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$95,081,717
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$77,446,809
Interest on participant loans	2019-12-31	$16,442
Value of interest in common/collective trusts at end of year	2019-12-31	$1,878,363
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,974,425
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$14,154,137
Net investment gain or loss from common/collective trusts	2019-12-31	$130,212
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$550,000
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$550,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$8,193,201
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BDO USA, LLP
Accountancy firm EIN	2019-12-31	135381590
2018 : SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-339,230
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$3,221,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$3,188,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$5,266,791
Value of total assets at end of year	2018-12-31	$81,345,273
Value of total assets at beginning of year	2018-12-31	$84,905,880
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$33,322
Total interest from all sources	2018-12-31	$17,116
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$5,834,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$5,834,571
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$4,553,396
Participant contributions at end of year	2018-12-31	$374,039
Participant contributions at beginning of year	2018-12-31	$377,377
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$162,817
Administrative expenses (other) incurred	2018-12-31	$33,322
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-3,560,607
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$81,345,273
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$84,905,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$77,446,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$80,805,842
Interest on participant loans	2018-12-31	$17,116
Value of interest in common/collective trusts at end of year	2018-12-31	$2,974,425
Value of interest in common/collective trusts at beginning of year	2018-12-31	$3,172,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-11,503,374
Net investment gain or loss from common/collective trusts	2018-12-31	$45,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$550,578
Employer contributions (assets) at end of year	2018-12-31	$550,000
Employer contributions (assets) at beginning of year	2018-12-31	$550,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$3,188,055
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BDO USA, LLP
Accountancy firm EIN	2018-12-31	135381590
2017 : SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$17,341,334
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$3,210,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,179,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$4,894,462
Value of total assets at end of year	2017-12-31	$84,905,880
Value of total assets at beginning of year	2017-12-31	$70,774,841
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$30,773
Total interest from all sources	2017-12-31	$15,496
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$4,214,489
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$4,214,489
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$4,344,462
Participant contributions at end of year	2017-12-31	$377,377
Participant contributions at beginning of year	2017-12-31	$384,191
Other income not declared elsewhere	2017-12-31	$2,904
Administrative expenses (other) incurred	2017-12-31	$30,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$14,131,039
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$84,905,880
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$70,774,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$80,805,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$68,004,990
Interest on participant loans	2017-12-31	$15,496
Value of interest in common/collective trusts at end of year	2017-12-31	$3,172,661
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,885,660
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$8,182,814
Net investment gain or loss from common/collective trusts	2017-12-31	$31,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$550,000
Employer contributions (assets) at end of year	2017-12-31	$550,000
Employer contributions (assets) at beginning of year	2017-12-31	$500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,179,522
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BDO USA, LLP
Accountancy firm EIN	2017-12-31	135381590
2016 : SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$10,988,933
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,979,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,954,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,353,488
Value of total assets at end of year	2016-12-31	$70,774,841
Value of total assets at beginning of year	2016-12-31	$61,765,733
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$25,693
Total interest from all sources	2016-12-31	$17,302
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$3,380,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$3,380,557
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,832,497
Participant contributions at end of year	2016-12-31	$384,191
Participant contributions at beginning of year	2016-12-31	$439,872
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$20,991
Administrative expenses (other) incurred	2016-12-31	$25,693
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$9,009,108
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$70,774,841
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$61,765,733
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$68,004,990
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$59,874,115
Interest on participant loans	2016-12-31	$17,302
Value of interest in common/collective trusts at end of year	2016-12-31	$1,885,660
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,001,746
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,214,762
Net investment gain or loss from common/collective trusts	2016-12-31	$22,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$500,000
Employer contributions (assets) at end of year	2016-12-31	$500,000
Employer contributions (assets) at beginning of year	2016-12-31	$450,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,954,132
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BDO USA, LLP
Accountancy firm EIN	2016-12-31	135381590
2015 : SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,823,844
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,544,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,505,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,055,532
Value of total assets at end of year	2015-12-31	$61,765,733
Value of total assets at beginning of year	2015-12-31	$61,486,699
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$39,403
Total interest from all sources	2015-12-31	$17,391
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$4,115,637
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$4,115,637
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,595,070
Participant contributions at end of year	2015-12-31	$439,872
Participant contributions at beginning of year	2015-12-31	$382,187
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$10,462
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$3,476,519
Other income not declared elsewhere	2015-12-31	$-92,767
Administrative expenses (other) incurred	2015-12-31	$20,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$279,034
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$61,765,733
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$61,486,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$18,801
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$59,874,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$47,686,686
Interest on participant loans	2015-12-31	$17,391
Value of interest in common/collective trusts at end of year	2015-12-31	$1,001,746
Value of interest in common/collective trusts at beginning of year	2015-12-31	$967,132
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$4,446,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$4,446,257
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$232,736
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-5,283,456
Net investment gain or loss from common/collective trusts	2015-12-31	$11,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$450,000
Employer contributions (assets) at end of year	2015-12-31	$450,000
Employer contributions (assets) at beginning of year	2015-12-31	$400,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,505,407
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$3,895,182
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BDO USA, LLP
Accountancy firm EIN	2015-12-31	135381590
2014 : SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$7,667,991
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,092,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,024,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,468,750
Value of total assets at end of year	2014-12-31	$61,486,699
Value of total assets at beginning of year	2014-12-31	$56,911,080
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$67,874
Total interest from all sources	2014-12-31	$23,625
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$4,441,323
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$4,441,323
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,616,814
Participant contributions at end of year	2014-12-31	$382,187
Participant contributions at beginning of year	2014-12-31	$359,962
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$3,425,520
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$451,936
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$3,476,519
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$2,774
Other income not declared elsewhere	2014-12-31	$217,752
Administrative expenses (other) incurred	2014-12-31	$67,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$4,575,619
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$61,486,699
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$56,911,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$47,686,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$44,436,464
Interest on participant loans	2014-12-31	$16,837
Income. Interest from US Government securities	2014-12-31	$6,764
Value of interest in common/collective trusts at end of year	2014-12-31	$967,132
Value of interest in common/collective trusts at beginning of year	2014-12-31	$360,904
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$4,446,257
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$4,158,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$4,158,081
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$24
Asset value of US Government securities at end of year	2014-12-31	$232,736
Asset value of US Government securities at beginning of year	2014-12-31	$335,100
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-1,485,190
Net investment gain or loss from common/collective trusts	2014-12-31	$1,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$400,000
Employer contributions (assets) at end of year	2014-12-31	$400,000
Employer contributions (assets) at beginning of year	2014-12-31	$450,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,024,498
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$3,895,182
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$3,382,275
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	BDO USA, LLP
Accountancy firm EIN	2014-12-31	135381590
2013 : SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$13,328,276
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$832,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$777,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$4,110,635
Value of total assets at end of year	2013-12-31	$56,911,080
Value of total assets at beginning of year	2013-12-31	$44,415,120
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$54,445
Total interest from all sources	2013-12-31	$34,010
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$3,613,051
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$3,613,051
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,528,934
Participant contributions at end of year	2013-12-31	$359,962
Participant contributions at beginning of year	2013-12-31	$191,765
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$3,425,520
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$2,240,285
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$131,701
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$2,774
Other income not declared elsewhere	2013-12-31	$878,741
Administrative expenses (other) incurred	2013-12-31	$54,445
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$12,495,960
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$56,911,080
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$44,415,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$44,436,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$33,848,590
Interest on participant loans	2013-12-31	$13,295
Interest earned on other investments	2013-12-31	$20,715
Value of interest in common/collective trusts at end of year	2013-12-31	$360,904
Value of interest in common/collective trusts at beginning of year	2013-12-31	$173,108
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$4,158,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$4,188,905
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$4,188,905
Asset value of US Government securities at end of year	2013-12-31	$335,100
Asset value of US Government securities at beginning of year	2013-12-31	$992,012
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$4,688,607
Net investment gain or loss from common/collective trusts	2013-12-31	$3,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$450,000
Employer contributions (assets) at end of year	2013-12-31	$450,000
Employer contributions (assets) at beginning of year	2013-12-31	$350,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$777,871
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$3,382,275
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$2,430,455
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	BDO USA, LLP
Accountancy firm EIN	2013-12-31	135381590
2012 : SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$8,656,103
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,147,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,082,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,822,463
Value of total assets at end of year	2012-12-31	$44,415,120
Value of total assets at beginning of year	2012-12-31	$36,906,829
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$65,595
Total interest from all sources	2012-12-31	$44,937
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$921,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$797,289
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,264,526
Participant contributions at end of year	2012-12-31	$191,765
Participant contributions at beginning of year	2012-12-31	$206,736
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$2,240,285
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$2,147,703
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$207,937
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$209,932
Other income not declared elsewhere	2012-12-31	$247,795
Administrative expenses (other) incurred	2012-12-31	$16,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$7,508,291
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$44,415,120
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$36,906,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$49,129
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$33,848,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$27,102,477
Interest on participant loans	2012-12-31	$12,117
Interest earned on other investments	2012-12-31	$302
Income. Interest from corporate debt instruments	2012-12-31	$32,518
Value of interest in common/collective trusts at end of year	2012-12-31	$173,108
Value of interest in common/collective trusts at beginning of year	2012-12-31	$92,238
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$4,188,905
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$3,704,936
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$3,704,936
Asset value of US Government securities at end of year	2012-12-31	$992,012
Asset value of US Government securities at beginning of year	2012-12-31	$1,328,502
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,617,576
Net investment gain or loss from common/collective trusts	2012-12-31	$1,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$350,000
Employer contributions (assets) at end of year	2012-12-31	$350,000
Employer contributions (assets) at beginning of year	2012-12-31	$500,000
Income. Dividends from common stock	2012-12-31	$124,161
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$872,285
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$100,159
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$2,430,455
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$1,724,078
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	BDO USA, LLP
Accountancy firm EIN	2012-12-31	135381590
2011 : SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,048,862
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,740,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,643,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,607,737
Value of total assets at end of year	2011-12-31	$36,906,829
Value of total assets at beginning of year	2011-12-31	$36,598,398
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$97,391
Total interest from all sources	2011-12-31	$67,569
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,400,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,287,473
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,094,641
Participant contributions at end of year	2011-12-31	$206,736
Participant contributions at beginning of year	2011-12-31	$313,214
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$2,147,703
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$1,718,965
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$13,096
Other income not declared elsewhere	2011-12-31	$99,125
Administrative expenses (other) incurred	2011-12-31	$97,391
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$308,431
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$36,906,829
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$36,598,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$27,102,477
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$25,414,303
Interest on participant loans	2011-12-31	$16,647
Interest earned on other investments	2011-12-31	$15,963
Income. Interest from corporate debt instruments	2011-12-31	$32,885
Value of interest in common/collective trusts at end of year	2011-12-31	$92,238
Value of interest in common/collective trusts at beginning of year	2011-12-31	$71,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$3,704,936
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$3,978,795
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$3,978,795
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$2,074
Asset value of US Government securities at end of year	2011-12-31	$1,328,502
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,128,907
Net investment gain or loss from common/collective trusts	2011-12-31	$3,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$500,000
Employer contributions (assets) at end of year	2011-12-31	$500,000
Employer contributions (assets) at beginning of year	2011-12-31	$500,000
Income. Dividends from common stock	2011-12-31	$112,745
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,643,040
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$100,159
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$1,724,078
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$4,601,403
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	BDO USA, LLP
Accountancy firm EIN	2011-12-31	135381590
2010 : SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$7,286,321
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$873,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$786,192
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,426,493
Value of total assets at end of year	2010-12-31	$36,598,398
Value of total assets at beginning of year	2010-12-31	$30,185,930
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$87,661
Total interest from all sources	2010-12-31	$26,352
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$338,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$338,362
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,900,435
Participant contributions at end of year	2010-12-31	$313,214
Participant contributions at beginning of year	2010-12-31	$267,898
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$1,718,965
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$1,148,858
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$20,562
Other income not declared elsewhere	2010-12-31	$345,053
Administrative expenses (other) incurred	2010-12-31	$87,661
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$6,412,468
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$36,598,398
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$30,185,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$25,414,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$20,288,667
Interest on participant loans	2010-12-31	$26,032
Value of interest in common/collective trusts at end of year	2010-12-31	$71,718
Value of interest in common/collective trusts at beginning of year	2010-12-31	$34,132
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$3,978,795
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$3,757,595
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$3,757,595
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$320
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,021,639
Net investment gain or loss from common/collective trusts	2010-12-31	$128,422
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$505,496
Employer contributions (assets) at end of year	2010-12-31	$500,000
Employer contributions (assets) at beginning of year	2010-12-31	$500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$786,192
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$4,601,403
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$4,188,780
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DBO SEIDMAN
Accountancy firm EIN	2010-12-31	135381590
2009 : SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN

2020: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SANDLER O'NEILL & PARTNERS, L.P. PROFIT SHARING/ 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SANDLER ONEILL & PARTNERS, L.P.
Employer identification number (EIN):	133481277
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing