401k Plan data: THE GRIFFIN GROUP COMPANIES 401K PLAN plan

THE GRIFFIN GROUP COMPANIES 401K PLAN 401k Plan overview

Plan Name	THE GRIFFIN GROUP COMPANIES 401K PLAN
Plan identification number	001

THE GRIFFIN GROUP COMPANIES 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE GRIFFIN GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE GRIFFIN GROUP, INC.

Employer identification number (EIN): 133488439

NAIC Classification: 541600

Additional information about THE GRIFFIN GROUP, INC.

Jurisdiction of Incorporation: Wyoming Corporations Division

Incorporation Date: 2012-08-17

Company Identification Number: 000627663

Legal Registered Office Address: 2232 Dell Range Blvd Ste 245

Cheyenne
United States of America (USA)
82009

More information about THE GRIFFIN GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE GRIFFIN GROUP COMPANIES 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 ROB HARABEDIAN 2020-01-14
001 2018-01-01 MARK FLEISCHER 2019-04-08
001 2017-01-01 MARK FLEISCHER 2018-06-22
001 2016-01-01 MARK FLEISCHER 2017-07-10
001 2015-01-01 MARK FLEISCHER
001 2015-01-01 MARK FLEISCHER
001 2014-01-01 MICHAEL EYRE
001 2013-01-01 MICHAEL E. EYRE
001 2012-01-01 MICHAEL E. EYRE
001 2011-01-01 MICHAEL EYRE
001 2009-01-01 ERIKA BORLUND ERIKA BORLUND 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	ROB HARABEDIAN	2020-01-14
001	2018-01-01	MARK FLEISCHER	2019-04-08
001	2017-01-01	MARK FLEISCHER	2018-06-22
001	2016-01-01	MARK FLEISCHER	2017-07-10
001	2015-01-01	MARK FLEISCHER
001	2015-01-01	MARK FLEISCHER
001	2014-01-01	MICHAEL EYRE
001	2013-01-01	MICHAEL E. EYRE
001	2012-01-01	MICHAEL E. EYRE
001	2011-01-01	MICHAEL EYRE
001	2009-01-01	ERIKA BORLUND		ERIKA BORLUND	2010-10-14

Plan Statistics for THE GRIFFIN GROUP COMPANIES 401K PLAN

401k plan membership statisitcs for THE GRIFFIN GROUP COMPANIES 401K PLAN

Measure Date Value
2015: THE GRIFFIN GROUP COMPANIES 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 59
Total of all active and inactive participants 2015-01-01 62
Total participants 2015-01-01 62
Number of participants with account balances 2015-01-01 62
2014: THE GRIFFIN GROUP COMPANIES 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 144
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 129
Total of all active and inactive participants 2014-01-01 132
Total participants 2014-01-01 132
Number of participants with account balances 2014-01-01 132
2013: THE GRIFFIN GROUP COMPANIES 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 141
Total of all active and inactive participants 2013-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 144
Number of participants with account balances 2013-01-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE GRIFFIN GROUP COMPANIES 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 146
Total of all active and inactive participants 2012-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 151
Number of participants with account balances 2012-01-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE GRIFFIN GROUP COMPANIES 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 245
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 158
Total of all active and inactive participants 2011-01-01 161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 161
Number of participants with account balances 2011-01-01 161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: THE GRIFFIN GROUP COMPANIES 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 377
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 165
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 220
Total of all active and inactive participants 2009-01-01 385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 386
Number of participants with account balances 2009-01-01 268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2015: THE GRIFFIN GROUP COMPANIES 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	59
Total of all active and inactive participants	2015-01-01	62
Total participants	2015-01-01	62
Number of participants with account balances	2015-01-01	62
2014: THE GRIFFIN GROUP COMPANIES 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	144
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	129
Total of all active and inactive participants	2014-01-01	132
Total participants	2014-01-01	132
Number of participants with account balances	2014-01-01	132
2013: THE GRIFFIN GROUP COMPANIES 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	141
Total of all active and inactive participants	2013-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	144
Number of participants with account balances	2013-01-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE GRIFFIN GROUP COMPANIES 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	146
Total of all active and inactive participants	2012-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	151
Number of participants with account balances	2012-01-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE GRIFFIN GROUP COMPANIES 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	245
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	158
Total of all active and inactive participants	2011-01-01	161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	161
Number of participants with account balances	2011-01-01	161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: THE GRIFFIN GROUP COMPANIES 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	377
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	165
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	220
Total of all active and inactive participants	2009-01-01	385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	386
Number of participants with account balances	2009-01-01	268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on THE GRIFFIN GROUP COMPANIES 401K PLAN

Measure	Date	Value
2015 : THE GRIFFIN GROUP COMPANIES 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$-51,377
Total of all expenses incurred	2015-12-31	$627,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$614,348
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$31,212
Value of total assets at end of year	2015-12-31	$4,314,492
Value of total assets at beginning of year	2015-12-31	$4,992,905
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$12,688
Total interest from all sources	2015-12-31	$978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$3,000
Was this plan covered by a fidelity bond	2015-12-31	No
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$24,000
Participant contributions at end of year	2015-12-31	$28,747
Participant contributions at beginning of year	2015-12-31	$25,454
Other income not declared elsewhere	2015-12-31	$2,925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-678,413
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,314,492
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,992,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$9,688
Value of interest in pooled separate accounts at end of year	2015-12-31	$3,879,159
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,543,642
Interest on participant loans	2015-12-31	$978
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$406,586
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$423,809
Net investment gain/loss from pooled separate accounts	2015-12-31	$-86,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$7,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$614,348
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	FARBER HASS HURLEY LLP
Accountancy firm EIN	2015-12-31	204207759
2014 : THE GRIFFIN GROUP COMPANIES 401K PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$325,351
Total of all expenses incurred	2014-12-31	$524,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$513,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$29,923
Value of total assets at end of year	2014-12-31	$4,992,905
Value of total assets at beginning of year	2014-12-31	$5,191,616
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$10,984
Total interest from all sources	2014-12-31	$1,143
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$1,031
Was this plan covered by a fidelity bond	2014-12-31	No
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$23,000
Participant contributions at end of year	2014-12-31	$25,454
Participant contributions at beginning of year	2014-12-31	$21,591
Other income not declared elsewhere	2014-12-31	$2,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-198,711
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,992,905
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,191,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$9,953
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,543,642
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$4,630,455
Interest on participant loans	2014-12-31	$1,143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$423,809
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$539,570
Net investment gain/loss from pooled separate accounts	2014-12-31	$291,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$6,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$513,078
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	STEVEN BUSKIN
Accountancy firm EIN	2014-12-31	112781035
2013 : THE GRIFFIN GROUP COMPANIES 401K PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$886,249
Total of all expenses incurred	2013-12-31	$134,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$123,893
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$29,923
Value of total assets at end of year	2013-12-31	$5,191,616
Value of total assets at beginning of year	2013-12-31	$4,439,626
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$10,366
Total interest from all sources	2013-12-31	$861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$750
Was this plan covered by a fidelity bond	2013-12-31	No
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$23,000
Participant contributions at end of year	2013-12-31	$21,591
Participant contributions at beginning of year	2013-12-31	$11,394
Other income not declared elsewhere	2013-12-31	$2,731
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$751,990
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,191,616
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,439,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$9,616
Value of interest in pooled separate accounts at end of year	2013-12-31	$4,630,455
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,845,065
Interest on participant loans	2013-12-31	$861
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$539,570
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$583,167
Net investment gain/loss from pooled separate accounts	2013-12-31	$852,734
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$6,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$123,893
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	STEVEN BUSKIN
Accountancy firm EIN	2013-12-31	112781035
2012 : THE GRIFFIN GROUP COMPANIES 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$641,725
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,798,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,791,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$44,828
Value of total assets at end of year	2012-12-31	$4,439,626
Value of total assets at beginning of year	2012-12-31	$5,596,204
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$6,972
Total interest from all sources	2012-12-31	$604
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$855
Was this plan covered by a fidelity bond	2012-12-31	No
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$33,037
Participant contributions at end of year	2012-12-31	$11,394
Participant contributions at beginning of year	2012-12-31	$18,667
Other income not declared elsewhere	2012-12-31	$4,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-1,156,578
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,439,626
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,596,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$6,117
Value of interest in pooled separate accounts at end of year	2012-12-31	$3,845,065
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$4,936,728
Interest on participant loans	2012-12-31	$604
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$583,167
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$640,809
Net investment gain/loss from pooled separate accounts	2012-12-31	$592,117
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$11,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,791,331
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	STEVEN BUSKIN
Accountancy firm EIN	2012-12-31	112781035
2011 : THE GRIFFIN GROUP COMPANIES 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$-55,678
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,920,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,790,592
Expenses. Certain deemed distributions of participant loans	2011-12-31	$121,315
Value of total corrective distributions	2011-12-31	$5,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$70,757
Value of total assets at end of year	2011-12-31	$5,596,204
Value of total assets at beginning of year	2011-12-31	$7,572,346
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,120
Total interest from all sources	2011-12-31	$4,270
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$17,980
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$17,980
Administrative expenses professional fees incurred	2011-12-31	$1,375
Was this plan covered by a fidelity bond	2011-12-31	No
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$55,078
Participant contributions at end of year	2011-12-31	$18,667
Participant contributions at beginning of year	2011-12-31	$212,423
Other income not declared elsewhere	2011-12-31	$3,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,976,142
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,596,204
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,572,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$1,745
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,359,923
Value of interest in pooled separate accounts at end of year	2011-12-31	$4,936,728
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$4,270
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$640,809
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$273,330
Net investment gain/loss from pooled separate accounts	2011-12-31	$-425,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$15,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,790,592
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	STEVEN BUSKIN
Accountancy firm EIN	2011-12-31	112781035
2010 : THE GRIFFIN GROUP COMPANIES 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,090,060
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,022,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,010,896
Expenses. Certain deemed distributions of participant loans	2010-12-31	$6,445
Value of total corrective distributions	2010-12-31	$3,136
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$275,496
Value of total assets at end of year	2010-12-31	$7,572,346
Value of total assets at beginning of year	2010-12-31	$7,505,263
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,500
Total interest from all sources	2010-12-31	$17,425
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$128,309
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$128,309
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$211,115
Participant contributions at end of year	2010-12-31	$212,423
Participant contributions at beginning of year	2010-12-31	$214,619
Other income not declared elsewhere	2010-12-31	$1
Administrative expenses (other) incurred	2010-12-31	$2,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$67,083
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,572,346
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,505,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,359,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$7,290,644
Interest on participant loans	2010-12-31	$17,425
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$668,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$64,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,010,896
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	STEVEN BUSKIN
Accountancy firm EIN	2010-12-31	112781035
2009 : THE GRIFFIN GROUP COMPANIES 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE GRIFFIN GROUP COMPANIES 401K PLAN

2015: THE GRIFFIN GROUP COMPANIES 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE GRIFFIN GROUP COMPANIES 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE GRIFFIN GROUP COMPANIES 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE GRIFFIN GROUP COMPANIES 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE GRIFFIN GROUP COMPANIES 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE GRIFFIN GROUP COMPANIES 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600886-000

Policy instance

Insurance contract or identification number	600886-000
Number of Individuals Covered	62
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $12,304
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,228
Insurance broker organization code?	3
Insurance broker name	WELLS FARGO ADVISORS INS AGENCY LLC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600886-000

Policy instance

Insurance contract or identification number	600886-000
Number of Individuals Covered	132
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $12,656
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,701
Insurance broker organization code?	3
Insurance broker name	WELLS FARGO ADVISORS INS AGENCY

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600886-000

Policy instance

Insurance contract or identification number	600886-000
Number of Individuals Covered	143
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $12,080
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,448
Insurance broker organization code?	3
Insurance broker name	WS INSURANCE SERVICES LLC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600886-000

Policy instance

Insurance contract or identification number	600886-000
Number of Individuals Covered	148
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $5,742
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,871
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY INC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600886-000

Policy instance

Insurance contract or identification number	600886-000
Number of Individuals Covered	161
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $31,846
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	THE GRIFFIN GROUP, INC.
Employer identification number (EIN):	133488439
NAIC Classification:	541600

Jurisdiction of Incorporation:	Wyoming Corporations Division
Incorporation Date:	2012-08-17
Company Identification Number:	000627663
Legal Registered Office Address:	2232 Dell Range Blvd Ste 245 Cheyenne United States of America (USA) 82009