INTERNATIONAL STRATEGY & INVESTMENT GROUP, LLC has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2014 : ISI GROUP 401(K) PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $4,474,570 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $30,329,200 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $30,326,390 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,510,084 |
Value of total assets at end of year | 2014-12-31 | $54,558 |
Value of total assets at beginning of year | 2014-12-31 | $25,909,188 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $2,810 |
Total interest from all sources | 2014-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $584,511 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2014-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $584,511 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $2,279,422 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $230,662 |
Administrative expenses (other) incurred | 2014-12-31 | $2,810 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-25,854,630 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $54,558 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $25,909,188 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $54,558 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $25,909,188 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,379,975 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $30,326,390 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | RAICH ENDE MALTER & CO LLP |
Accountancy firm EIN | 2014-12-31 | 112336434 |
2013 : ISI GROUP 401(K) PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $6,590,247 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,559,629 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,558,259 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,381,345 |
Value of total assets at end of year | 2013-12-31 | $25,909,188 |
Value of total assets at beginning of year | 2013-12-31 | $20,878,570 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,370 |
Total interest from all sources | 2013-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $728,301 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $728,301 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,108,139 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $273,206 |
Administrative expenses (other) incurred | 2013-12-31 | $1,370 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $5,030,618 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $25,909,188 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $20,878,570 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $25,909,188 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $20,878,570 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,480,601 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,558,259 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | RAICH ENDE MALTER & CO LLP |
Accountancy firm EIN | 2013-12-31 | 112336434 |
2012 : ISI GROUP 401(K) PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $4,556,845 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $544,556 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $540,153 |
Value of total corrective distributions | 2012-12-31 | $2,563 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,494,324 |
Value of total assets at end of year | 2012-12-31 | $20,878,570 |
Value of total assets at beginning of year | 2012-12-31 | $16,866,281 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,840 |
Total interest from all sources | 2012-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $492,515 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $492,515 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,988,129 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $506,195 |
Administrative expenses (other) incurred | 2012-12-31 | $1,840 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $4,012,289 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $20,878,570 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $16,866,281 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $20,878,570 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $16,866,281 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,570,006 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $540,153 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | RAICH ENDE MALTER & CO LLP |
Accountancy firm EIN | 2012-12-31 | 112336434 |
2011 : ISI GROUP 401(K) PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,146,836 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $599,966 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $595,386 |
Value of total corrective distributions | 2011-12-31 | $1,332 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,660,848 |
Value of total assets at end of year | 2011-12-31 | $16,866,281 |
Value of total assets at beginning of year | 2011-12-31 | $15,319,411 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,248 |
Total interest from all sources | 2011-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $407,099 |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $407,099 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,821,162 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $839,686 |
Administrative expenses (other) incurred | 2011-12-31 | $3,248 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,546,870 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $16,866,281 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $15,319,411 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $16,866,281 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $15,319,411 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-921,111 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $595,386 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | RAICH ENDE MALTER & CO LLP |
Accountancy firm EIN | 2011-12-31 | 112336434 |
2010 : ISI GROUP 401(K) PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $4,516,330 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $411,982 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $405,829 |
Value of total corrective distributions | 2010-12-31 | $4,467 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,511,382 |
Value of total assets at end of year | 2010-12-31 | $15,319,411 |
Value of total assets at beginning of year | 2010-12-31 | $11,215,063 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,686 |
Total interest from all sources | 2010-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $346,563 |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $346,563 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,727,822 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $783,560 |
Administrative expenses (other) incurred | 2010-12-31 | $1,686 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $4,104,348 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $15,319,411 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $11,215,063 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $15,319,411 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $11,215,063 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,658,385 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $405,829 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | RAICH ENDE MALTER & CO LLP |
Accountancy firm EIN | 2010-12-31 | 112336434 |