401k Plan data: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST plan

UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST
Plan identification number	001

UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNIVERSITY PHYSICIANS GROUP, P.C. has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSITY PHYSICIANS GROUP, P.C.

Employer identification number (EIN): 133614839

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about UNIVERSITY PHYSICIANS GROUP, P.C.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1991-05-13

Company Identification Number: 1547334

Legal Registered Office Address: 1 EDGEWARTER PLAZA STE 704
Richmond
STATEN ISLAND
United States of America (USA)
10305

More information about UNIVERSITY PHYSICIANS GROUP, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 THEODORE STRANGE THEODORE STRANGE 2018-09-20
001 2016-01-01 THEODORE STRANGE THEODORE STRANGE 2017-10-13
001 2015-01-01 THEODORE STRANGE THEODORE STRANGE 2016-10-14
001 2014-01-01 THEODORE STRANGE THEODORE STRANGE 2015-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	THEODORE STRANGE	THEODORE STRANGE	2018-09-20
001	2016-01-01	THEODORE STRANGE	THEODORE STRANGE	2017-10-13
001	2015-01-01	THEODORE STRANGE	THEODORE STRANGE	2016-10-14
001	2014-01-01	THEODORE STRANGE	THEODORE STRANGE	2015-10-14

Plan Statistics for UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST

401k plan membership statisitcs for UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST

Measure Date Value
2017: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 182
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 238
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 22
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 135
Total of all active and inactive participants 2016-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 157
Number of participants with account balances 2016-01-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 268
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 165
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 86
Total of all active and inactive participants 2015-01-01 251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 251
Number of participants with account balances 2015-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 170
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 74
Total of all active and inactive participants 2014-01-01 244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 244
Number of participants with account balances 2014-01-01 222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2017: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	182
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	238
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	22
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	135
Total of all active and inactive participants	2016-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	157
Number of participants with account balances	2016-01-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	268
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	165
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	86
Total of all active and inactive participants	2015-01-01	251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	251
Number of participants with account balances	2015-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	170
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	74
Total of all active and inactive participants	2014-01-01	244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	244
Number of participants with account balances	2014-01-01	222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST

Measure	Date	Value
2017 : UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-28	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-28	$19,710
Total income from all sources (including contributions)	2017-12-28	$1,664,745
Total loss/gain on sale of assets	2017-12-28	$0
Total of all expenses incurred	2017-12-28	$13,951,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-28	$13,914,637
Expenses. Certain deemed distributions of participant loans	2017-12-28	$18,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-28	$93,689
Value of total assets at end of year	2017-12-28	$0
Value of total assets at beginning of year	2017-12-28	$12,306,407
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-28	$18,728
Total interest from all sources	2017-12-28	$1,184
Total dividends received (eg from common stock, registered investment company shares)	2017-12-28	$366,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-28	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-28	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-28	$366,967
Was this plan covered by a fidelity bond	2017-12-28	Yes
Value of fidelity bond cover	2017-12-28	$500,000
If this is an individual account plan, was there a blackout period	2017-12-28	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-28	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-28	No
Contributions received from participants	2017-12-28	$93,689
Participant contributions at end of year	2017-12-28	$0
Participant contributions at beginning of year	2017-12-28	$15,172
Participant contributions at end of year	2017-12-28	$0
Participant contributions at beginning of year	2017-12-28	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-28	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-28	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-28	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-28	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-28	$19,461
Other income not declared elsewhere	2017-12-28	$0
Administrative expenses (other) incurred	2017-12-28	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-28	No
Value of net income/loss	2017-12-28	$-12,286,697
Value of net assets at end of year (total assets less liabilities)	2017-12-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-28	$12,286,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-28	No
Were any leases to which the plan was party in default or uncollectible	2017-12-28	No
Value of interest in pooled separate accounts at end of year	2017-12-28	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-28	$8,910,194
Interest on participant loans	2017-12-28	$1,184
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-28	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-28	$3,381,032
Net investment gain/loss from pooled separate accounts	2017-12-28	$1,202,905
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-28	No
Was there a failure to transmit to the plan any participant contributions	2017-12-28	No
Has the plan failed to provide any benefit when due under the plan	2017-12-28	No
Assets. Invements in employer securities at beginning of year	2017-12-28	$0
Contributions received in cash from employer	2017-12-28	$0
Employer contributions (assets) at end of year	2017-12-28	$0
Employer contributions (assets) at beginning of year	2017-12-28	$9
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-28	$13,914,637
Contract administrator fees	2017-12-28	$18,728
Liabilities. Value of benefit claims payable at end of year	2017-12-28	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-28	$249
Did the plan have assets held for investment	2017-12-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-28	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-28	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-28	Disclaimer
Accountancy firm name	2017-12-28	FRIEDMAN, LLP
Accountancy firm EIN	2017-12-28	131610809
2016 : UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$19,710
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$42,975
Total income from all sources (including contributions)	2016-12-31	$1,388,687
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$7,363,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$7,262,186
Expenses. Certain deemed distributions of participant loans	2016-12-31	$79,331
Value of total corrective distributions	2016-12-31	$19,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$552,974
Value of total assets at end of year	2016-12-31	$12,306,407
Value of total assets at beginning of year	2016-12-31	$18,304,409
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,446
Total interest from all sources	2016-12-31	$4,819
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$443,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$443,674
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$552,974
Participant contributions at end of year	2016-12-31	$15,172
Participant contributions at beginning of year	2016-12-31	$119,128
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$19,461
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$42,726
Administrative expenses (other) incurred	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-5,974,737
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$12,286,697
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$18,261,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$8,910,194
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$14,984,013
Interest on participant loans	2016-12-31	$4,819
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$3,381,032
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$3,072,635
Net investment gain/loss from pooled separate accounts	2016-12-31	$387,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$0
Employer contributions (assets) at end of year	2016-12-31	$9
Employer contributions (assets) at beginning of year	2016-12-31	$128,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$7,262,186
Contract administrator fees	2016-12-31	$2,446
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$249
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$249
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	FRIEDMAN, LLP
Accountancy firm EIN	2016-12-31	131610809
2015 : UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$42,975
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$249
Total income from all sources (including contributions)	2015-12-31	$1,254,649
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,309,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,259,645
Expenses. Certain deemed distributions of participant loans	2015-12-31	$5,892
Value of total corrective distributions	2015-12-31	$42,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,054,608
Value of total assets at end of year	2015-12-31	$18,304,409
Value of total assets at beginning of year	2015-12-31	$18,316,607
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,310
Total interest from all sources	2015-12-31	$6,589
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,400,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,400,794
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$815,021
Participant contributions at end of year	2015-12-31	$119,128
Participant contributions at beginning of year	2015-12-31	$149,300
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$42,726
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-54,924
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$18,261,434
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$18,316,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$14,984,013
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$15,317,880
Interest on participant loans	2015-12-31	$6,589
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$3,072,635
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$2,625,981
Net investment gain/loss from pooled separate accounts	2015-12-31	$-1,207,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$239,587
Employer contributions (assets) at end of year	2015-12-31	$128,633
Employer contributions (assets) at beginning of year	2015-12-31	$223,446
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,259,645
Contract administrator fees	2015-12-31	$1,310
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$249
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$249
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	FRIEDMAN, LLP
Accountancy firm EIN	2015-12-31	131610809
2014 : UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$249
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$312
Total income from all sources (including contributions)	2014-12-31	$2,230,619
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,493,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,489,519
Expenses. Certain deemed distributions of participant loans	2014-12-31	$2,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,077,657
Value of total assets at end of year	2014-12-31	$18,316,607
Value of total assets at beginning of year	2014-12-31	$17,579,375
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$967
Total interest from all sources	2014-12-31	$5,680
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,492,816
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$967
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$752,713
Participant contributions at end of year	2014-12-31	$149,300
Participant contributions at beginning of year	2014-12-31	$102,846
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$149
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$737,295
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$18,316,358
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$17,579,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$15,317,880
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$14,883,988
Interest on participant loans	2014-12-31	$5,680
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$2,625,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$2,395,397
Net investment gain/loss from pooled separate accounts	2014-12-31	$-345,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$324,944
Employer contributions (assets) at end of year	2014-12-31	$223,446
Employer contributions (assets) at beginning of year	2014-12-31	$196,995
Income. Dividends from common stock	2014-12-31	$1,492,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,489,519
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$249
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$312
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	FRIEDMAN, LLP
Accountancy firm EIN	2014-12-31	131610809

Form 5500 Responses for UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST

2017: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UNIVERSITY PHYSICIANS GROUP, P.C. 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

827849

Policy instance

Insurance contract or identification number	827849
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-28
Total amount of commissions paid to insurance broker	USD $35,641
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $35,641
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	WELLS FARGO ADVISORS INSURANCE AGE

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

827849

Policy instance

Insurance contract or identification number	827849
Number of Individuals Covered	224
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $46,041
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $46,041
Insurance broker organization code?	3
Insurance broker name	WELLS FARGO ADVISORS INSURANCE AGE

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

710175

Policy instance

Insurance contract or identification number	710175
Number of Individuals Covered	224
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $43,679
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $43,679
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	WELLS FARGO ADVISORS INSURANCE AGE

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Company Name:	UNIVERSITY PHYSICIANS GROUP, P.C.
Employer identification number (EIN):	133614839
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1991-05-13
Company Identification Number:	1547334
Legal Registered Office Address:	1 EDGEWARTER PLAZA STE 704 Richmond STATEN ISLAND United States of America (USA) 10305