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AN. DEL. U.S.A. INC. & SUBSIDIARIES 401k Plan overview

Plan NameAN. DEL. U.S.A. INC. & SUBSIDIARIES
Plan identification number 501

AN. DEL. U.S.A. INC. & SUBSIDIARIES Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Life insurance
  • Dental
  • Vision
  • Temporary disability (accident and sickness)
  • Long-term disability cover
  • Death benefits (include travel accident but not life insurance)
  • Other welfare benefit cover

401k Sponsoring company profile

AN.DEL.USA, INC. & SUBSIDIARIES has sponsored the creation of one or more 401k plans.

Company Name:AN.DEL.USA, INC. & SUBSIDIARIES
Employer identification number (EIN):133687850
NAIC Classification:448210
NAIC Description:Shoe Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AN. DEL. U.S.A. INC. & SUBSIDIARIES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5012022-06-01
5012021-06-01
5012020-06-01
5012019-06-01
5012018-06-01
5012017-06-01RICHARD SPATA RICHARD SPATA2018-12-05
5012016-06-01RICHARD SPATA RICHARD SPATA2017-11-30
5012015-06-01RICHARD SPATA RICHARD SPATA2017-02-07
5012014-06-01RICHARD SPATA RICHARD SPATA2015-12-21
5012013-06-01RICHARD SPATA RICHARD SPATA2015-01-15
5012012-06-01RICHARD SPATA RICHARD SPATA2013-12-02
5012011-06-01RICHARD SPATA RICHARD SPATA2013-01-07
5012009-06-01RICHARD SPATA RICHARD SPATA2011-08-16
5012008-06-01RICHARD SPATA RICHARD SPATA2011-08-16
5012007-06-01RICHARD SPATA RICHARD SPATA2011-08-16
5012006-06-01RICHARD SPATA RICHARD SPATA2011-08-16
5012005-06-01RICHARD SPATA RICHARD SPATA2011-08-16
5012004-06-01RICHARD SPATA RICHARD SPATA2011-08-16
5012003-06-01RICHARD SPATA RICHARD SPATA2011-08-16
5012002-06-01RICHARD SPATA RICHARD SPATA2011-08-16
5012001-06-01RICHARD SPATA RICHARD SPATA2011-08-16

Plan Statistics for AN. DEL. U.S.A. INC. & SUBSIDIARIES

401k plan membership statisitcs for AN. DEL. U.S.A. INC. & SUBSIDIARIES

Measure Date Value
2022: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2022 401k membership
Total participants, beginning-of-year2022-06-01200
Total number of active participants reported on line 7a of the Form 55002022-06-01197
Total of all active and inactive participants2022-06-01197
2021: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2021 401k membership
Total participants, beginning-of-year2021-06-01215
Total number of active participants reported on line 7a of the Form 55002021-06-01200
Total of all active and inactive participants2021-06-01200
2020: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2020 401k membership
Total participants, beginning-of-year2020-06-01234
Total number of active participants reported on line 7a of the Form 55002020-06-01215
Total of all active and inactive participants2020-06-01215
2019: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2019 401k membership
Total participants, beginning-of-year2019-06-01236
Total number of active participants reported on line 7a of the Form 55002019-06-01234
Total of all active and inactive participants2019-06-01234
2018: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2018 401k membership
Total participants, beginning-of-year2018-06-01216
Total number of active participants reported on line 7a of the Form 55002018-06-01236
Total of all active and inactive participants2018-06-01236
2017: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2017 401k membership
Total participants, beginning-of-year2017-06-01221
Total number of active participants reported on line 7a of the Form 55002017-06-01216
Total of all active and inactive participants2017-06-01216
2016: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2016 401k membership
Total participants, beginning-of-year2016-06-01271
Total number of active participants reported on line 7a of the Form 55002016-06-01221
Total of all active and inactive participants2016-06-01221
2015: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2015 401k membership
Total participants, beginning-of-year2015-06-01204
Total number of active participants reported on line 7a of the Form 55002015-06-01271
Total of all active and inactive participants2015-06-01271
2014: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2014 401k membership
Total participants, beginning-of-year2014-06-01205
Total number of active participants reported on line 7a of the Form 55002014-06-01204
Total of all active and inactive participants2014-06-01204
2013: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2013 401k membership
Total participants, beginning-of-year2013-06-01202
Total number of active participants reported on line 7a of the Form 55002013-06-01205
Total of all active and inactive participants2013-06-01205
2012: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2012 401k membership
Total participants, beginning-of-year2012-06-01186
Total number of active participants reported on line 7a of the Form 55002012-06-01202
Total of all active and inactive participants2012-06-01202
2011: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2011 401k membership
Total participants, beginning-of-year2011-06-01182
Total number of active participants reported on line 7a of the Form 55002011-06-01186
Total of all active and inactive participants2011-06-01186
2009: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2009 401k membership
Total participants, beginning-of-year2009-06-01197
Total number of active participants reported on line 7a of the Form 55002009-06-01178
Total of all active and inactive participants2009-06-01178
2008: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2008 401k membership
Total participants, beginning-of-year2008-06-01188
Total number of active participants reported on line 7a of the Form 55002008-06-01197
Total of all active and inactive participants2008-06-01197
2007: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2007 401k membership
Total participants, beginning-of-year2007-06-01212
Total number of active participants reported on line 7a of the Form 55002007-06-01188
Total of all active and inactive participants2007-06-01188
2006: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2006 401k membership
Total participants, beginning-of-year2006-06-01257
Total number of active participants reported on line 7a of the Form 55002006-06-01212
Total of all active and inactive participants2006-06-01212
2005: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2005 401k membership
Total participants, beginning-of-year2005-06-01242
Total number of active participants reported on line 7a of the Form 55002005-06-01257
Total of all active and inactive participants2005-06-01257
2004: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2004 401k membership
Total participants, beginning-of-year2004-06-01187
Total number of active participants reported on line 7a of the Form 55002004-06-01242
Total of all active and inactive participants2004-06-01242
2003: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2003 401k membership
Total participants, beginning-of-year2003-06-01195
Total number of active participants reported on line 7a of the Form 55002003-06-01187
Total of all active and inactive participants2003-06-01187
2002: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2002 401k membership
Total participants, beginning-of-year2002-06-01268
Total number of active participants reported on line 7a of the Form 55002002-06-01195
Total of all active and inactive participants2002-06-01195
2001: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2001 401k membership
Total participants, beginning-of-year2001-06-010
Total number of active participants reported on line 7a of the Form 55002001-06-01268
Total of all active and inactive participants2001-06-01268

Form 5500 Responses for AN. DEL. U.S.A. INC. & SUBSIDIARIES

2022: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2022 form 5500 responses
2022-06-01Type of plan entitySingle employer plan
2022-06-01Plan funding arrangement – InsuranceYes
2022-06-01Plan benefit arrangement – InsuranceYes
2021: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2021 form 5500 responses
2021-06-01Type of plan entitySingle employer plan
2021-06-01Plan funding arrangement – InsuranceYes
2021-06-01Plan benefit arrangement – InsuranceYes
2020: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2020 form 5500 responses
2020-06-01Type of plan entitySingle employer plan
2020-06-01Plan funding arrangement – InsuranceYes
2020-06-01Plan benefit arrangement – InsuranceYes
2019: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2019 form 5500 responses
2019-06-01Type of plan entitySingle employer plan
2019-06-01Plan funding arrangement – InsuranceYes
2019-06-01Plan benefit arrangement – InsuranceYes
2018: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2018 form 5500 responses
2018-06-01Type of plan entitySingle employer plan
2018-06-01Plan funding arrangement – InsuranceYes
2018-06-01Plan benefit arrangement – InsuranceYes
2017: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2017 form 5500 responses
2017-06-01Type of plan entitySingle employer plan
2017-06-01Plan funding arrangement – InsuranceYes
2017-06-01Plan benefit arrangement – InsuranceYes
2016: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2016 form 5500 responses
2016-06-01Type of plan entitySingle employer plan
2016-06-01Plan funding arrangement – InsuranceYes
2016-06-01Plan benefit arrangement – InsuranceYes
2015: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2015 form 5500 responses
2015-06-01Type of plan entitySingle employer plan
2015-06-01Plan funding arrangement – InsuranceYes
2015-06-01Plan benefit arrangement – InsuranceYes
2014: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2014 form 5500 responses
2014-06-01Type of plan entitySingle employer plan
2014-06-01Plan funding arrangement – InsuranceYes
2014-06-01Plan benefit arrangement – InsuranceYes
2013: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2013 form 5500 responses
2013-06-01Type of plan entitySingle employer plan
2013-06-01Plan funding arrangement – InsuranceYes
2013-06-01Plan benefit arrangement – InsuranceYes
2012: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2012 form 5500 responses
2012-06-01Type of plan entitySingle employer plan
2012-06-01Plan funding arrangement – InsuranceYes
2012-06-01Plan benefit arrangement – InsuranceYes
2011: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2011 form 5500 responses
2011-06-01Type of plan entitySingle employer plan
2011-06-01Plan funding arrangement – InsuranceYes
2011-06-01Plan benefit arrangement – InsuranceYes
2009: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2009 form 5500 responses
2009-06-01Type of plan entitySingle employer plan
2009-06-01This submission is the final filingNo
2009-06-01Plan funding arrangement – InsuranceYes
2009-06-01Plan benefit arrangement – InsuranceYes
2008: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2008 form 5500 responses
2008-06-01Type of plan entitySingle employer plan
2008-06-01This submission is the final filingNo
2008-06-01Plan funding arrangement – InsuranceYes
2008-06-01Plan benefit arrangement – InsuranceYes
2007: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2007 form 5500 responses
2007-06-01Type of plan entitySingle employer plan
2007-06-01This submission is the final filingNo
2007-06-01Plan funding arrangement – InsuranceYes
2007-06-01Plan benefit arrangement – InsuranceYes
2006: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2006 form 5500 responses
2006-06-01Type of plan entitySingle employer plan
2006-06-01This submission is the final filingNo
2006-06-01Plan funding arrangement – InsuranceYes
2006-06-01Plan benefit arrangement – InsuranceYes
2005: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2005 form 5500 responses
2005-06-01Type of plan entitySingle employer plan
2005-06-01This submission is the final filingNo
2005-06-01Plan funding arrangement – InsuranceYes
2005-06-01Plan benefit arrangement – InsuranceYes
2004: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2004 form 5500 responses
2004-06-01Type of plan entitySingle employer plan
2004-06-01This submission is the final filingNo
2004-06-01Plan funding arrangement – InsuranceYes
2004-06-01Plan benefit arrangement – InsuranceYes
2003: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2003 form 5500 responses
2003-06-01Type of plan entitySingle employer plan
2003-06-01This submission is the final filingNo
2003-06-01Plan funding arrangement – InsuranceYes
2003-06-01Plan benefit arrangement – InsuranceYes
2002: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2002 form 5500 responses
2002-06-01Type of plan entitySingle employer plan
2002-06-01This submission is the final filingNo
2002-06-01Plan funding arrangement – InsuranceYes
2002-06-01Plan benefit arrangement – InsuranceYes
2001: AN. DEL. U.S.A. INC. & SUBSIDIARIES 2001 form 5500 responses
2001-06-01Type of plan entitySingle employer plan
2001-06-01First time form 5500 has been submittedYes
2001-06-01This submission is the final filingNo
2001-06-01Plan funding arrangement – InsuranceYes
2001-06-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HAWAII MEDICAL SERVICE ASSOC. (National Association of Insurance Commissioners NAIC id number: 49948 )
Policy contract number094363
Policy instance 3
Insurance contract or identification number094363
Number of Individuals Covered6
Insurance policy start date2022-07-01
Insurance policy end date2023-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $57,977
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number803692G
Policy instance 2
Insurance contract or identification number803692G
Number of Individuals Covered151
Insurance policy start date2022-07-01
Insurance policy end date2023-06-30
Total amount of commissions paid to insurance brokerUSD $2,757
Total amount of fees paid to insurance companyUSD $663
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $68,912
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,847
Insurance broker organization code?3
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerALLOCATION OF CONTINGENT COMPENSATION PAYABLE TOPRODUCER.
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number914825
Policy instance 1
Insurance contract or identification number914825
Number of Individuals Covered197
Insurance policy start date2022-07-01
Insurance policy end date2023-06-30
Total amount of commissions paid to insurance brokerUSD $64,086
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,421,887
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $44,916
Amount paid for insurance broker fees0
Insurance broker organization code?3
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number914825
Policy instance 1
Insurance contract or identification number914825
Number of Individuals Covered200
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $59,884
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,478,120
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39,973
Amount paid for insurance broker fees0
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number803692G
Policy instance 2
Insurance contract or identification number803692G
Number of Individuals Covered148
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $353
Total amount of fees paid to insurance companyUSD $733
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $69,585
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees733
Additional information about fees paid to insurance brokerALLOCATION OF CONTINGENT COMPENSATION PAYABLE TO PRODUCER.
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $353
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number914825
Policy instance 1
Insurance contract or identification number914825
Number of Individuals Covered215
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $60,986
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,507,735
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $40,708
Amount paid for insurance broker fees0
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number803692G
Policy instance 2
Insurance contract or identification number803692G
Number of Individuals Covered152
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $4,312
Total amount of fees paid to insurance companyUSD $320
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $79,414
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,809
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerALLOCATION OF CONTINGENT COMPENSATION PAYABLE TO THE NAMED PRODUCER.
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number914825
Policy instance 1
Insurance contract or identification number914825
Number of Individuals Covered234
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $66,576
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,654,763
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $44,439
Amount paid for insurance broker fees0
Insurance broker organization code?3
HARTFORD LIFE AND ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70815 )
Policy contract number803692G
Policy instance 2
Insurance contract or identification number803692G
Number of Individuals Covered191
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $6,894
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $86,183
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,447
Amount paid for insurance broker fees0
Insurance broker organization code?3
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number914825
Policy instance 2
Insurance contract or identification number914825
Number of Individuals Covered236
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $61,020
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,514,845
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $40,731
Insurance broker organization code?3
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number0686232
Policy instance 1
Insurance contract or identification number0686232
Number of Individuals Covered186
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $3,186
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $80,105
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,127
Insurance broker organization code?3
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number533763
Policy instance 2
Insurance contract or identification number533763
Number of Individuals Covered216
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $62,333
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,500,681
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $40,288
Insurance broker organization code?3
Insurance broker nameGALLAGHER BENEFIT SERVICES, INC.
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number0686232
Policy instance 1
Insurance contract or identification number0686232
Number of Individuals Covered189
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $3,106
Total amount of fees paid to insurance companyUSD $1,535
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $77,601
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,071
Insurance broker organization code?3
Amount paid for insurance broker fees1535
Additional information about fees paid to insurance broker2017-2018 PPP INCENTIVE GI
Insurance broker nameVINCENZO VENTURI
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number0686232
Policy instance 1
Insurance contract or identification number0686232
Number of Individuals Covered271
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $2,803
Total amount of fees paid to insurance companyUSD $776
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $70,552
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,067
Amount paid for insurance broker fees776
Additional information about fees paid to insurance broker2014/2015 PPP ENGAGEMENT CREDIT
Insurance broker organization code?3
Insurance broker nameGALLAGHER BENEFIT SERVICES, INC.
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number533763
Policy instance 2
Insurance contract or identification number533763
Number of Individuals Covered206
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $62,757
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,517,369
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,434
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameVINCENZO VENTURI
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract number0686232
Policy instance 1
Insurance contract or identification number0686232
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $2,160
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Life Insurance Welfare BenefitYes
Long Term Disability Insurance Welfare BenefitYes
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $59,515
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $797
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameGALLAGHER BENEFIT SERVICES, INC.
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number533763
Policy instance 2
Insurance contract or identification number533763
Number of Individuals Covered196
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $61,429
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,267,779
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,003
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameVINCENZO VENTURI
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number533763
Policy instance 2
Insurance contract or identification number533763
Number of Individuals Covered168
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $45,899
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $1,098,208
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,295
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameWELLS FARGO INS SERVICES OF MN INC
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number10138970
Policy instance 3
Insurance contract or identification number10138970
Number of Individuals Covered148
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $2,699
Total amount of fees paid to insurance companyUSD $552
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Other welfare benefits providedWEEKLY INCOME
Welfare Benefit Premiums Paid to CarrierUSD $39,133
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,371
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerBROKER BONUS
Insurance broker nameWELLS FARGO INS SVCS USA INC
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number10138969
Policy instance 4
Insurance contract or identification number10138969
Number of Individuals Covered148
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $2,547
Total amount of fees paid to insurance companyUSD $261
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $17,974
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,398
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerBROKER BONUS
Insurance broker nameWELLS FARGO INS SVCS USA INC
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTM05557931
Policy instance 1
Insurance contract or identification numberTM05557931
Number of Individuals Covered205
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $7,837
Total amount of fees paid to insurance companyUSD $2,166
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Dental Insurance Welfare BenefitYes
Life Insurance Welfare BenefitYes
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $116,374
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,535
Amount paid for insurance broker fees990
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION
Insurance broker organization code?3
Insurance broker nameRUSNAK HEATHER
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTM05557931
Policy instance 1
Insurance contract or identification numberTM05557931
Number of Individuals Covered202
Insurance policy start date2012-06-01
Insurance policy end date2013-05-31
Total amount of commissions paid to insurance brokerUSD $7,456
Total amount of fees paid to insurance companyUSD $2,126
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Dental Insurance Welfare BenefitYes
Life Insurance Welfare BenefitYes
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $112,356
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,017
Amount paid for insurance broker fees2128
Additional information about fees paid to insurance brokerNON MONETARY COMPENSATION & SUPPLEMENTAL
Insurance broker organization code?3
Insurance broker nameWELLS FARGO INS SERVICES OF NY INC
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number10138970
Policy instance 3
Insurance contract or identification number10138970
Number of Individuals Covered159
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $2,832
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $39,043
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,935
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameWELLS FARGO INS SVCS USA INC
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number533763
Policy instance 2
Insurance contract or identification number533763
Number of Individuals Covered174
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $41,212
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $973,021
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,781
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameWELLS FARGO INS SERVICES OF NY INC
LINCOLN LIFE AND ANNUITY CO OF NY (National Association of Insurance Commissioners NAIC id number: 62057 )
Policy contract number10138969
Policy instance 3
Insurance contract or identification number10138969
Number of Individuals Covered138
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $2,291
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $15,523
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTM05557931
Policy instance 1
Insurance contract or identification numberTM05557931
Number of Individuals Covered186
Insurance policy start date2011-06-01
Insurance policy end date2012-05-31
Total amount of commissions paid to insurance brokerUSD $7,001
Total amount of fees paid to insurance companyUSD $457
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Dental Insurance Welfare BenefitYes
Life Insurance Welfare BenefitYes
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $100,142
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number533763
Policy instance 2
Insurance contract or identification number533763
Number of Individuals Covered155
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $31,256
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $837,105
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
EMPIRE HEALTHCHOICE ASSURANCE, INC. (National Association of Insurance Commissioners NAIC id number: 55093 )
Policy contract number376055
Policy instance 3
Insurance contract or identification number376055
Insurance policy start date2010-06-01
Insurance policy end date2011-05-31
Total amount of commissions paid to insurance brokerUSD $4,992
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $64,964
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number533763
Policy instance 2
Insurance contract or identification number533763
Number of Individuals Covered158
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $43,544
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $782,885
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTM05557931
Policy instance 1
Insurance contract or identification numberTM05557931
Number of Individuals Covered182
Insurance policy start date2010-06-01
Insurance policy end date2011-05-31
Total amount of commissions paid to insurance brokerUSD $7,274
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Dental Insurance Welfare BenefitYes
Life Insurance Welfare BenefitYes
Other welfare benefits providedAD&D
Welfare Benefit Premiums Paid to CarrierUSD $99,188
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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