401k Plan data: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN plan

SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 401k Plan overview

Plan Name	SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN
Plan identification number	001

SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SHEPARDSON STERN & KAMINSKY, LLP has sponsored the creation of one or more 401k plans.

Company Name: SHEPARDSON STERN & KAMINSKY, LLP

Employer identification number (EIN): 133710550

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 HERMAN SCHVARCZ
001 2016-01-01 HERMAN SCHVARCZ
001 2015-01-01 HERMAN SCHVARCZ
001 2014-01-01 HERMAN SCHVARCZ
001 2013-01-01 HERMAN SCHVARCZ
001 2012-01-01 ROBERT SHEPARDSON ROBERT SHEPARDSON 2013-08-23
001 2011-01-01 ROBERT SHEPARDSON 2012-05-31
001 2010-01-01 ROB SHEPARDSON 2011-07-07
001 2009-01-01 ROBERT SHEPARDSON

Plan Statistics for SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN

401k plan membership statisitcs for SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN

Measure Date Value
2022: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 89
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 48
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 49
Total of all active and inactive participants 2022-01-01 98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 98
Number of participants with account balances 2022-01-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 5
2021: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 86
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 43
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 45
Total of all active and inactive participants 2021-01-01 89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 89
Number of participants with account balances 2021-01-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 2
2020: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 84
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 39
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 47
Total of all active and inactive participants 2020-01-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 86
Number of participants with account balances 2020-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 3
2019: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 75
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 40
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 44
Total of all active and inactive participants 2019-01-01 84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 84
Number of participants with account balances 2019-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 4
2018: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 74
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 33
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 42
Total of all active and inactive participants 2018-01-01 75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 75
Number of participants with account balances 2018-01-01 67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 86
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 36
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 38
Total of all active and inactive participants 2017-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 74
Number of participants with account balances 2017-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 11
2016: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 88
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 54
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 31
Total of all active and inactive participants 2016-01-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 86
Number of participants with account balances 2016-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 12
2015: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 74
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 56
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 32
Total of all active and inactive participants 2015-01-01 88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 88
Number of participants with account balances 2015-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 80
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 40
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 34
Total of all active and inactive participants 2014-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 74
Number of participants with account balances 2014-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 11
2013: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 97
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 48
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 32
Total of all active and inactive participants 2013-01-01 80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 80
Number of participants with account balances 2013-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 21
2012: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 98
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 72
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 25
Total of all active and inactive participants 2012-01-01 97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 97
Number of participants with account balances 2012-01-01 65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2009: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 35
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 42
Total of all active and inactive participants 2009-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 77
Number of participants with account balances 2009-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 7

Measure	Date	Value
2022: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	89
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	48
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	49
Total of all active and inactive participants	2022-01-01	98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	98
Number of participants with account balances	2022-01-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	5
2021: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	86
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	43
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	45
Total of all active and inactive participants	2021-01-01	89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	89
Number of participants with account balances	2021-01-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	2
2020: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	84
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	39
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	47
Total of all active and inactive participants	2020-01-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	86
Number of participants with account balances	2020-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	3
2019: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	75
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	40
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	44
Total of all active and inactive participants	2019-01-01	84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	84
Number of participants with account balances	2019-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	4
2018: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	74
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	33
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	42
Total of all active and inactive participants	2018-01-01	75
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	75
Number of participants with account balances	2018-01-01	67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	86
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	36
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	38
Total of all active and inactive participants	2017-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	74
Number of participants with account balances	2017-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	11
2016: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	88
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	54
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	31
Total of all active and inactive participants	2016-01-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	86
Number of participants with account balances	2016-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	12
2015: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	74
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	56
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	32
Total of all active and inactive participants	2015-01-01	88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	88
Number of participants with account balances	2015-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	80
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	40
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	34
Total of all active and inactive participants	2014-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	74
Number of participants with account balances	2014-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	11
2013: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	97
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	48
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	32
Total of all active and inactive participants	2013-01-01	80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	80
Number of participants with account balances	2013-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	21
2012: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	98
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	72
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	25
Total of all active and inactive participants	2012-01-01	97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	97
Number of participants with account balances	2012-01-01	65
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2009: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	35
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	42
Total of all active and inactive participants	2009-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	77
Number of participants with account balances	2009-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	7

Financial Data on SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN

Measure	Date	Value
2022 : SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-1,350,905
Expenses. Total of all expenses incurred	2022-12-31	$930,807
Benefits paid (including direct rollovers)	2022-12-31	$897,010
Total plan assets at end of year	2022-12-31	$9,837,994
Total plan assets at beginning of year	2022-12-31	$12,119,706
Value of fidelity bond covering the plan	2022-12-31	$500,000
Assets. Value of tangible personal property	2022-12-31	$0
Total contributions received or receivable from participants	2022-12-31	$553,565
Assets. Value of loans (other than to participants)	2022-12-31	$0
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$27,369
Other income received	2022-12-31	$-1,988,289
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-2,281,712
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$9,837,994
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$12,119,706
Assets. Value of participant loans	2022-12-31	$9,207
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$0
Assets. Value of real-estate (other than employer real property)	2022-12-31	$0
Assets. Value of employer securities	2022-12-31	$0
Assets. Value of employer real property	2022-12-31	$0
Total contributions received or receivable from employer(s)	2022-12-31	$56,450
Value of certain deemed distributions of participant loans	2022-12-31	$0
Value of corrective distributions	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$33,797
2021 : SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2021 401k financial data
Transfers to/from the plan	2021-12-31	$0
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$1,875,740
Expenses. Total of all expenses incurred	2021-12-31	$953,254
Benefits paid (including direct rollovers)	2021-12-31	$916,629
Total plan assets at end of year	2021-12-31	$12,119,706
Total plan assets at beginning of year	2021-12-31	$11,197,220
Value of fidelity bond covering the plan	2021-12-31	$500,000
Assets. Value of tangible personal property	2021-12-31	$0
Total contributions received or receivable from participants	2021-12-31	$426,577
Assets. Value of loans (other than to participants)	2021-12-31	$0
Expenses. Other expenses not covered elsewhere	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$0
Other income received	2021-12-31	$1,350,696
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$922,486
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$12,119,706
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$11,197,220
Assets. Value of participant loans	2021-12-31	$30,213
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$0
Assets. Value of real-estate (other than employer real property)	2021-12-31	$0
Assets. Value of employer securities	2021-12-31	$0
Assets. Value of employer real property	2021-12-31	$0
Total contributions received or receivable from employer(s)	2021-12-31	$98,467
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$1,878
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$34,747
2020 : SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2020 401k financial data
Transfers to/from the plan	2020-12-31	$0
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$1,689,005
Expenses. Total of all expenses incurred	2020-12-31	$765,102
Benefits paid (including direct rollovers)	2020-12-31	$724,169
Total plan assets at end of year	2020-12-31	$11,197,220
Total plan assets at beginning of year	2020-12-31	$10,273,317
Value of fidelity bond covering the plan	2020-12-31	$500,000
Assets. Value of tangible personal property	2020-12-31	$0
Total contributions received or receivable from participants	2020-12-31	$357,129
Assets. Value of loans (other than to participants)	2020-12-31	$0
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$107,082
Other income received	2020-12-31	$1,139,058
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$923,903
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$11,197,220
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$10,273,317
Assets. Value of participant loans	2020-12-31	$47,379
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$0
Assets. Value of real-estate (other than employer real property)	2020-12-31	$0
Assets. Value of employer securities	2020-12-31	$0
Assets. Value of employer real property	2020-12-31	$0
Total contributions received or receivable from employer(s)	2020-12-31	$85,736
Value of certain deemed distributions of participant loans	2020-12-31	$0
Value of corrective distributions	2020-12-31	$9,983
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$30,950
2019 : SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$2,291,856
Expenses. Total of all expenses incurred	2019-12-31	$240,807
Benefits paid (including direct rollovers)	2019-12-31	$209,834
Total plan assets at end of year	2019-12-31	$10,273,317
Total plan assets at beginning of year	2019-12-31	$8,222,268
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$319,773
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$58,629
Other income received	2019-12-31	$1,871,909
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$2,051,049
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$10,273,317
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$8,222,268
Assets. Value of participant loans	2019-12-31	$87,925
Total contributions received or receivable from employer(s)	2019-12-31	$41,545
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$1,674
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$29,299
2018 : SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-183,992
Expenses. Total of all expenses incurred	2018-12-31	$378,634
Benefits paid (including direct rollovers)	2018-12-31	$349,799
Total plan assets at end of year	2018-12-31	$8,222,268
Total plan assets at beginning of year	2018-12-31	$8,784,894
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$288,941
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-518,540
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-562,626
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$8,222,268
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$8,784,894
Assets. Value of participant loans	2018-12-31	$45,602
Total contributions received or receivable from employer(s)	2018-12-31	$45,607
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$28,835
2017 : SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$1,890,259
Expenses. Total of all expenses incurred	2017-12-31	$595,810
Benefits paid (including direct rollovers)	2017-12-31	$572,924
Total plan assets at end of year	2017-12-31	$8,784,894
Total plan assets at beginning of year	2017-12-31	$7,490,445
Value of fidelity bond covering the plan	2017-12-31	$500,000
Assets. Value of tangible personal property	2017-12-31	$0
Total contributions received or receivable from participants	2017-12-31	$406,805
Assets. Value of loans (other than to participants)	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$88,274
Other income received	2017-12-31	$1,292,741
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$1,294,449
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$8,784,894
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$7,490,445
Assets. Value of participant loans	2017-12-31	$47,598
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$0
Assets. Value of real-estate (other than employer real property)	2017-12-31	$0
Assets. Value of employer securities	2017-12-31	$0
Assets. Value of employer real property	2017-12-31	$0
Total contributions received or receivable from employer(s)	2017-12-31	$102,439
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$22,886
2016 : SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$1,027,563
Expenses. Total of all expenses incurred	2016-12-31	$570,558
Benefits paid (including direct rollovers)	2016-12-31	$513,940
Total plan assets at end of year	2016-12-31	$7,490,445
Total plan assets at beginning of year	2016-12-31	$7,033,440
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$438,229
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$523,885
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$457,005
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$7,490,445
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$7,033,440
Assets. Value of participant loans	2016-12-31	$3,349
Total contributions received or receivable from employer(s)	2016-12-31	$65,449
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$32,179
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$24,439
2015 : SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$465,711
Expenses. Total of all expenses incurred	2015-12-31	$146,582
Benefits paid (including direct rollovers)	2015-12-31	$116,169
Total plan assets at end of year	2015-12-31	$7,033,440
Total plan assets at beginning of year	2015-12-31	$6,714,311
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$432,080
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$35,836
Other income received	2015-12-31	$-101,903
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$319,129
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$7,033,440
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$6,714,311
Assets. Value of participant loans	2015-12-31	$4,918
Total contributions received or receivable from employer(s)	2015-12-31	$99,698
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$9,522
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$20,891
2014 : SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$758,689
Expenses. Total of all expenses incurred	2014-12-31	$660,954
Benefits paid (including direct rollovers)	2014-12-31	$657,761
Total plan assets at end of year	2014-12-31	$6,714,311
Total plan assets at beginning of year	2014-12-31	$6,616,576
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$339,122
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$127,813
Other income received	2014-12-31	$288,577
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$97,735
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$6,714,311
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$6,616,576
Assets. Value of participant loans	2014-12-31	$59,218
Total contributions received or receivable from employer(s)	2014-12-31	$3,177
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$2,926
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$267
2013 : SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$1,751,467
Expenses. Total of all expenses incurred	2013-12-31	$328,353
Benefits paid (including direct rollovers)	2013-12-31	$328,328
Total plan assets at end of year	2013-12-31	$6,616,576
Total plan assets at beginning of year	2013-12-31	$5,193,462
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$392,158
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$386,214
Other income received	2013-12-31	$925,180
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$1,423,114
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$6,616,576
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$5,193,462
Assets. Value of participant loans	2013-12-31	$15,002
Total contributions received or receivable from employer(s)	2013-12-31	$47,915
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$25
2012 : SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$1,088,376
Expenses. Total of all expenses incurred	2012-12-31	$960,143
Benefits paid (including direct rollovers)	2012-12-31	$949,481
Total plan assets at end of year	2012-12-31	$5,193,462
Total plan assets at beginning of year	2012-12-31	$5,065,229
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$354,694
Contributions received from other sources (not participants or employers)	2012-12-31	$79,075
Other income received	2012-12-31	$581,351
Net income (gross income less expenses)	2012-12-31	$128,233
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$5,193,462
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$5,065,229
Assets. Value of participant loans	2012-12-31	$25,862
Total contributions received or receivable from employer(s)	2012-12-31	$73,256
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$10,662
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2009 : SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN

2022: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	This submission is the final filing	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2009: SHEPARDSON STERN & KAMINSKY, LLP PROFIT SHARING & 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

341245-000

Policy instance

Insurance contract or identification number	341245-000
Number of Individuals Covered	0
Insurance policy start date	2012-01-01
Insurance policy end date	2012-11-30
Total amount of commissions paid to insurance broker	USD $11,827
Total amount of fees paid to insurance company	USD $0
Commission paid to Insurance Broker	USD $7,688
Insurance broker organization code?	3
Insurance broker name	HANK SHEPARDSON FINANCIAL ADVISOR

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SHEPARDSON STERN & KAMINSKY, LLP
Employer identification number (EIN):	133710550
NAIC Classification:	541600