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GRACIE SQUARE RETIREMENT PLAN 401k Plan overview

Plan NameGRACIE SQUARE RETIREMENT PLAN
Plan identification number 001

GRACIE SQUARE RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE NEW YORK GRACIE SQUARE HOSPITAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE NEW YORK GRACIE SQUARE HOSPITAL, INC.
Employer identification number (EIN):133746997
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRACIE SQUARE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01DAVID WIECKS DAVID WIECKS2018-10-15
0012016-01-01DAVID WIECKS DAVID WIECKS2018-01-03
0012015-01-01DAVID WIECKS DAVID WIECKS2016-11-15
0012014-01-01DAVID WIECKS DAVID WIECKS2015-10-15
0012013-01-01DAVID WIECKS DAVID WIECKS2014-10-09
0012012-01-01DAVID WIECKS DAVID WIECKS2013-10-15
0012011-01-01DAVID WIECKS
0012009-01-01DAVID WIECKS

Plan Statistics for GRACIE SQUARE RETIREMENT PLAN

401k plan membership statisitcs for GRACIE SQUARE RETIREMENT PLAN

Measure Date Value
2023: GRACIE SQUARE RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01129
Total number of active participants reported on line 7a of the Form 55002023-01-0184
Number of retired or separated participants receiving benefits2023-01-012
Number of other retired or separated participants entitled to future benefits2023-01-0158
Total of all active and inactive participants2023-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01144
Number of participants with account balances2023-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0118
2022: GRACIE SQUARE RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01133
Total number of active participants reported on line 7a of the Form 55002022-01-0183
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0146
Total of all active and inactive participants2022-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01129
Number of participants with account balances2022-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: GRACIE SQUARE RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01159
Total number of active participants reported on line 7a of the Form 55002021-01-0171
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0162
Total of all active and inactive participants2021-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01133
Number of participants with account balances2021-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: GRACIE SQUARE RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01151
Total number of active participants reported on line 7a of the Form 55002020-01-0177
Number of retired or separated participants receiving benefits2020-01-0117
Number of other retired or separated participants entitled to future benefits2020-01-0163
Total of all active and inactive participants2020-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01159
Number of participants with account balances2020-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-016
2019: GRACIE SQUARE RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01130
Total number of active participants reported on line 7a of the Form 55002019-01-0193
Number of other retired or separated participants entitled to future benefits2019-01-0158
Total of all active and inactive participants2019-01-01151
Total participants2019-01-01151
Number of participants with account balances2019-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: GRACIE SQUARE RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01123
Total number of active participants reported on line 7a of the Form 55002018-01-0178
Number of other retired or separated participants entitled to future benefits2018-01-0152
Total of all active and inactive participants2018-01-01130
Total participants2018-01-01130
Number of participants with account balances2018-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: GRACIE SQUARE RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0196
Total number of active participants reported on line 7a of the Form 55002017-01-0176
Number of other retired or separated participants entitled to future benefits2017-01-0147
Total of all active and inactive participants2017-01-01123
Total participants2017-01-01123
Number of participants with account balances2017-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019
2016: GRACIE SQUARE RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0190
Total number of active participants reported on line 7a of the Form 55002016-01-0158
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0138
Total of all active and inactive participants2016-01-0196
Total participants2016-01-0196
Number of participants with account balances2016-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: GRACIE SQUARE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0188
Total number of active participants reported on line 7a of the Form 55002015-01-0152
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0138
Total of all active and inactive participants2015-01-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0190
Number of participants with account balances2015-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: GRACIE SQUARE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0197
Total number of active participants reported on line 7a of the Form 55002014-01-0148
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-0135
Total of all active and inactive participants2014-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0188
Number of participants with account balances2014-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017
2013: GRACIE SQUARE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0198
Total number of active participants reported on line 7a of the Form 55002013-01-0149
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0148
Total of all active and inactive participants2013-01-0197
Total participants2013-01-0197
Number of participants with account balances2013-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: GRACIE SQUARE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0189
Total number of active participants reported on line 7a of the Form 55002012-01-0157
Number of other retired or separated participants entitled to future benefits2012-01-0141
Total of all active and inactive participants2012-01-0198
Total participants2012-01-0198
Number of participants with account balances2012-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0114
2011: GRACIE SQUARE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0193
Total number of active participants reported on line 7a of the Form 55002011-01-0155
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0134
Total of all active and inactive participants2011-01-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0189
Number of participants with account balances2011-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2009: GRACIE SQUARE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0190
Total number of active participants reported on line 7a of the Form 55002009-01-0158
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0137
Total of all active and inactive participants2009-01-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0195
Number of participants with account balances2009-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on GRACIE SQUARE RETIREMENT PLAN

Measure Date Value
2023 : GRACIE SQUARE RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$1,200,583
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$97,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$93,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$519,104
Value of total assets at end of year2023-12-31$5,489,223
Value of total assets at beginning of year2023-12-31$4,386,548
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$4,302
Total income from rents2023-12-31$0
Total interest from all sources2023-12-31$1,839
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$146,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$146,740
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$25,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Other income not declared elsewhere2023-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$1,102,675
Value of net assets at end of year (total assets less liabilities)2023-12-31$5,489,223
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$4,386,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$4,749,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$3,878,543
Interest earned on other investments2023-12-31$1,839
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$223,993
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$248,064
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$532,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$519,104
Employer contributions (assets) at end of year2023-12-31$515,642
Employer contributions (assets) at beginning of year2023-12-31$259,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$93,606
Contract administrator fees2023-12-31$4,302
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31ERNST & YOUNG LLP
Accountancy firm EIN2023-12-31346565596
2022 : GRACIE SQUARE RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-517,825
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$234,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$229,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$260,217
Value of total assets at end of year2022-12-31$4,386,548
Value of total assets at beginning of year2022-12-31$5,138,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,347
Total interest from all sources2022-12-31$2,738
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$86,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$86,380
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-752,079
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,386,548
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,138,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,878,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$4,526,535
Interest earned on other investments2022-12-31$2,738
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$248,064
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$124,539
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-867,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$260,217
Employer contributions (assets) at end of year2022-12-31$259,941
Employer contributions (assets) at beginning of year2022-12-31$487,553
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$229,907
Contract administrator fees2022-12-31$4,347
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST & YOUNG LLP
Accountancy firm EIN2022-12-31346565596
2021 : GRACIE SQUARE RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,042,558
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,336,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,334,688
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$487,553
Value of total assets at end of year2021-12-31$5,138,627
Value of total assets at beginning of year2021-12-31$5,432,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,514
Total interest from all sources2021-12-31$630
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$166,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$166,823
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Funding deficiency by the employer to the plan for this plan year2021-12-31$0
Minimum employer required contribution for this plan year2021-12-31$487,553
Amount contributed by the employer to the plan for this plan year2021-12-31$487,553
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Administrative expenses (other) incurred2021-12-31$1,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-293,644
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,138,627
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,432,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$4,526,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,494,736
Interest earned on other investments2021-12-31$552
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,427,776
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,427,776
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$78
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$124,539
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$387,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$487,553
Employer contributions (assets) at end of year2021-12-31$487,553
Employer contributions (assets) at beginning of year2021-12-31$509,759
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,334,688
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST & YOUNG LLP
Accountancy firm EIN2021-12-31346565596
2020 : GRACIE SQUARE RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,184,342
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$348,275
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$347,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$509,759
Value of total assets at end of year2020-12-31$5,432,271
Value of total assets at beginning of year2020-12-31$4,596,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,177
Total interest from all sources2020-12-31$3,794
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$184,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$184,906
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Funding deficiency by the employer to the plan for this plan year2020-12-31$0
Minimum employer required contribution for this plan year2020-12-31$549,759
Amount contributed by the employer to the plan for this plan year2020-12-31$549,759
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Administrative expenses (other) incurred2020-12-31$1,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$836,067
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,432,271
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,596,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,494,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,652,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,427,776
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,397,507
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,397,507
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$3,794
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$485,883
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$509,759
Employer contributions (assets) at end of year2020-12-31$509,759
Employer contributions (assets) at beginning of year2020-12-31$546,668
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$347,098
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ERNST & YOUNG LLP
Accountancy firm EIN2020-12-31346565596
2019 : GRACIE SQUARE RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,089,740
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$143,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$142,214
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$592,629
Value of total assets at end of year2019-12-31$4,596,204
Value of total assets at beginning of year2019-12-31$3,649,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,121
Total interest from all sources2019-12-31$23,955
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$117,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$117,247
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$571,668
Amount contributed by the employer to the plan for this plan year2019-12-31$571,668
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Administrative expenses (other) incurred2019-12-31$1,121
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$946,405
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,596,204
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,649,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,652,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,819,844
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,397,507
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,353,340
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,353,340
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$23,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$355,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$592,629
Employer contributions (assets) at end of year2019-12-31$546,668
Employer contributions (assets) at beginning of year2019-12-31$476,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$142,214
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ERNST & YOUNG
Accountancy firm EIN2019-12-31346565596
2018 : GRACIE SQUARE RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$412,869
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$274,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$273,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$517,496
Value of total assets at end of year2018-12-31$3,649,799
Value of total assets at beginning of year2018-12-31$3,511,551
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$806
Total interest from all sources2018-12-31$18,361
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$140,750
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$140,750
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Funding deficiency by the employer to the plan for this plan year2018-12-31$0
Minimum employer required contribution for this plan year2018-12-31$539,505
Amount contributed by the employer to the plan for this plan year2018-12-31$539,505
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Administrative expenses (other) incurred2018-12-31$806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$138,248
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,649,799
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,511,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,819,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,762,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,353,340
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,306,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,306,498
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$18,361
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-263,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$517,496
Employer contributions (assets) at end of year2018-12-31$476,615
Employer contributions (assets) at beginning of year2018-12-31$442,638
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$273,815
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ERNST & YOUNG LLP
Accountancy firm EIN2018-12-31346565596
2017 : GRACIE SQUARE RETIREMENT PLAN 2017 401k financial data
Total income from all sources2017-12-31$762,430
Expenses. Total of all expenses incurred2017-12-31$44,105
Benefits paid (including direct rollovers)2017-12-31$43,466
Total plan assets at end of year2017-12-31$3,511,551
Total plan assets at beginning of year2017-12-31$2,793,226
Value of fidelity bond covering the plan2017-12-31$500,000
Other income received2017-12-31$292,535
Net income (gross income less expenses)2017-12-31$718,325
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,511,551
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,793,226
Total contributions received or receivable from employer(s)2017-12-31$469,895
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$639
Funding deficiency by the employer to the plan for this plan year2017-12-31$0
Minimum employer required contribution for this plan year2017-12-31$442,638
Amount contributed by the employer to the plan for this plan year2017-12-31$442,638
2016 : GRACIE SQUARE RETIREMENT PLAN 2016 401k financial data
Total income from all sources2016-12-31$382,266
Expenses. Total of all expenses incurred2016-12-31$1,176,080
Benefits paid (including direct rollovers)2016-12-31$1,175,463
Total plan assets at end of year2016-12-31$2,793,226
Total plan assets at beginning of year2016-12-31$3,587,040
Value of fidelity bond covering the plan2016-12-31$500,000
Other income received2016-12-31$100,819
Net income (gross income less expenses)2016-12-31$-793,814
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,793,226
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,587,040
Total contributions received or receivable from employer(s)2016-12-31$281,447
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$617
2015 : GRACIE SQUARE RETIREMENT PLAN 2015 401k financial data
Total income from all sources2015-12-31$236,402
Expenses. Total of all expenses incurred2015-12-31$974,196
Benefits paid (including direct rollovers)2015-12-31$973,194
Total plan assets at end of year2015-12-31$3,587,040
Total plan assets at beginning of year2015-12-31$4,324,834
Value of fidelity bond covering the plan2015-12-31$500,000
Other income received2015-12-31$26,847
Net income (gross income less expenses)2015-12-31$-737,794
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,587,040
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,324,834
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$193,259
Total contributions received or receivable from employer(s)2015-12-31$209,555
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$1,002
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$193,259
Amount contributed by the employer to the plan for this plan year2015-12-31$193,259
2014 : GRACIE SQUARE RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$390,450
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$468,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$467,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$274,630
Value of total assets at end of year2014-12-31$4,324,834
Value of total assets at beginning of year2014-12-31$4,402,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$806
Total interest from all sources2014-12-31$240
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$97,123
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$97,123
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$274,630
Amount contributed by the employer to the plan for this plan year2014-12-31$274,630
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-77,698
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,324,834
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,402,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,811,550
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,734,829
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,260,691
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,394,590
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,394,590
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$240
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$18,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$274,630
Employer contributions (assets) at end of year2014-12-31$252,593
Employer contributions (assets) at beginning of year2014-12-31$273,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$467,342
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : GRACIE SQUARE RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$652,596
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$972,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$971,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$297,181
Value of total assets at end of year2013-12-31$4,402,532
Value of total assets at beginning of year2013-12-31$4,722,268
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$847
Total interest from all sources2013-12-31$254
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$74,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$74,505
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$297,181
Amount contributed by the employer to the plan for this plan year2013-12-31$297,181
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-319,736
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,402,532
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,722,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,734,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,118,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,394,590
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,332,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,332,460
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$254
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$280,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$297,181
Employer contributions (assets) at end of year2013-12-31$273,113
Employer contributions (assets) at beginning of year2013-12-31$271,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$971,485
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : GRACIE SQUARE RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$526,348
Total of all expenses incurred2012-12-31$195,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$194,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$293,779
Value of total assets at end of year2012-12-31$4,722,268
Value of total assets at beginning of year2012-12-31$4,391,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$772
Total interest from all sources2012-12-31$251
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$51,020
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$51,020
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$293,779
Amount contributed by the employer to the plan for this plan year2012-12-31$293,779
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$330,882
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,722,268
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,391,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,118,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,961,710
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,332,460
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,158,115
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,158,115
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$251
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$181,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$293,779
Employer contributions (assets) at end of year2012-12-31$271,016
Employer contributions (assets) at beginning of year2012-12-31$271,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$194,694
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : GRACIE SQUARE RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$242,165
Total of all expenses incurred2011-12-31$236,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$235,854
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$281,528
Value of total assets at end of year2011-12-31$4,391,386
Value of total assets at beginning of year2011-12-31$4,385,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$824
Total interest from all sources2011-12-31$222
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$44,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$44,846
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$281,528
Amount contributed by the employer to the plan for this plan year2011-12-31$281,528
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$824
Total non interest bearing cash at end of year2011-12-31$271,561
Total non interest bearing cash at beginning of year2011-12-31$284,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$5,487
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,391,386
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,385,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,961,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,917,657
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,158,115
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,183,933
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,183,933
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$222
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-84,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$281,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$235,854
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : GRACIE SQUARE RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$530,850
Total of all expenses incurred2010-12-31$39,323
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$38,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$299,869
Value of total assets at end of year2010-12-31$4,385,899
Value of total assets at beginning of year2010-12-31$3,894,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$815
Total interest from all sources2010-12-31$296
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$36,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$36,426
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$299,869
Amount contributed by the employer to the plan for this plan year2010-12-31$299,869
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$815
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$491,527
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,385,899
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,894,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,917,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,607,235
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,183,933
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,006,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,006,382
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$296
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$194,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$299,869
Employer contributions (assets) at end of year2010-12-31$284,309
Employer contributions (assets) at beginning of year2010-12-31$280,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$38,508
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST & YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : GRACIE SQUARE RETIREMENT PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$311,355
Amount contributed by the employer to the plan for this plan year2009-12-31$311,355

Form 5500 Responses for GRACIE SQUARE RETIREMENT PLAN

2023: GRACIE SQUARE RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: GRACIE SQUARE RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GRACIE SQUARE RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GRACIE SQUARE RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GRACIE SQUARE RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GRACIE SQUARE RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GRACIE SQUARE RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GRACIE SQUARE RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GRACIE SQUARE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GRACIE SQUARE RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GRACIE SQUARE RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GRACIE SQUARE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GRACIE SQUARE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: GRACIE SQUARE RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number556846-02
Policy instance 1
Insurance contract or identification number556846-02
Number of Individuals Covered2
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075723
Policy instance 1
Insurance contract or identification number075723
Number of Individuals Covered129
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075723
Policy instance 1
Insurance contract or identification number075723
Number of Individuals Covered133
Insurance policy start date2021-07-15
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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