401k Plan data: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN plan

MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 401k Plan overview

Plan Name	MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN
Plan identification number	509

MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Severance pay

401k Sponsoring company profile

MACQUARIE HOLDINGS U.S.A INC. has sponsored the creation of one or more 401k plans.

Company Name: MACQUARIE HOLDINGS U.S.A INC.

Employer identification number (EIN): 133789912

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
509 2014-04-01 OLYMPIA SWIFT
509 2013-04-01 LYNNETTE SARNO
509 2012-04-01 JANA CARLSON
509 2011-04-01 JANA CARLSON

Plan id#	Filing Submission Date	Name of Administrator
509	2014-04-01	OLYMPIA SWIFT
509	2013-04-01	LYNNETTE SARNO
509	2012-04-01	JANA CARLSON
509	2011-04-01	JANA CARLSON

Plan Statistics for MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN

401k plan membership statisitcs for MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN

Measure Date Value
2014: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-04-01 273
Total number of active participants reported on line 7a of the Form 5500 2014-04-01 49
Number of retired or separated participants receiving benefits 2014-04-01 0
Number of other retired or separated participants entitled to future benefits 2014-04-01 0
Total of all active and inactive participants 2014-04-01 49
2013: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-04-01 260
Total number of active participants reported on line 7a of the Form 5500 2013-04-01 273
Number of retired or separated participants receiving benefits 2013-04-01 0
Number of other retired or separated participants entitled to future benefits 2013-04-01 0
Total of all active and inactive participants 2013-04-01 273
2012: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-04-01 269
Total number of active participants reported on line 7a of the Form 5500 2012-04-01 260
Total of all active and inactive participants 2012-04-01 260
2011: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-04-01 267
Total number of active participants reported on line 7a of the Form 5500 2011-04-01 269
Total of all active and inactive participants 2011-04-01 269

Measure	Date	Value
2014: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-04-01	273
Total number of active participants reported on line 7a of the Form 5500	2014-04-01	49
Number of retired or separated participants receiving benefits	2014-04-01	0
Number of other retired or separated participants entitled to future benefits	2014-04-01	0
Total of all active and inactive participants	2014-04-01	49
2013: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-04-01	260
Total number of active participants reported on line 7a of the Form 5500	2013-04-01	273
Number of retired or separated participants receiving benefits	2013-04-01	0
Number of other retired or separated participants entitled to future benefits	2013-04-01	0
Total of all active and inactive participants	2013-04-01	273
2012: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-04-01	269
Total number of active participants reported on line 7a of the Form 5500	2012-04-01	260
Total of all active and inactive participants	2012-04-01	260
2011: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-04-01	267
Total number of active participants reported on line 7a of the Form 5500	2011-04-01	269
Total of all active and inactive participants	2011-04-01	269

Form 5500 Responses for MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN

2014: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 2014 form 5500 responses
2014-04-01	Type of plan entity	Single employer plan
2014-04-01	Submission has been amended	No
2014-04-01	This submission is the final filing	No
2014-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-04-01	Plan is a collectively bargained plan	No
2014-04-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-04-01	Plan benefit arrangement – General assets of the sponsor	Yes
2013: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 2013 form 5500 responses
2013-04-01	Type of plan entity	Single employer plan
2013-04-01	Submission has been amended	No
2013-04-01	This submission is the final filing	No
2013-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-04-01	Plan is a collectively bargained plan	No
2013-04-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-04-01	Plan benefit arrangement – General assets of the sponsor	Yes
2012: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 2012 form 5500 responses
2012-04-01	Type of plan entity	Single employer plan
2012-04-01	Submission has been amended	No
2012-04-01	This submission is the final filing	No
2012-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-04-01	Plan is a collectively bargained plan	No
2012-04-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-04-01	Plan benefit arrangement – General assets of the sponsor	Yes
2011: MACQUARIE CORPORATE & ASSET FINANCE SEVERANCE PAY PLAN 2011 form 5500 responses
2011-04-01	Type of plan entity	Single employer plan
2011-04-01	Submission has been amended	No
2011-04-01	This submission is the final filing	No
2011-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-04-01	Plan is a collectively bargained plan	No
2011-04-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-04-01	Plan benefit arrangement – General assets of the sponsor	Yes

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Company Name:	MACQUARIE HOLDINGS U.S.A INC.
Employer identification number (EIN):	133789912
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing