401k Plan data: PQ NEW YORK, INC. 401(K) PLAN plan

PQ NEW YORK, INC. 401(K) PLAN 401k Plan overview

Plan Name	PQ NEW YORK, INC. 401(K) PLAN
Plan identification number	001

PQ NEW YORK, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PQ NEW YORK, INC. has sponsored the creation of one or more 401k plans.

Company Name: PQ NEW YORK, INC.

Employer identification number (EIN): 133841022

NAIC Classification: 445291
NAIC Description: Baked Goods Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PQ NEW YORK, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 TIMOTHY GORDON
001 2014-01-01 TIMOTHY GORDON
001 2014-01-01 TIMOTHY GORDON
001 2013-01-01 TIMOTHY GORDON
001 2012-01-01 YANIRIS VARGAS
001 2011-01-01 DENISE FUDRINI
001 2009-01-01 MARIANNE MUNDY

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	TIMOTHY GORDON
001	2014-01-01	TIMOTHY GORDON
001	2014-01-01	TIMOTHY GORDON
001	2013-01-01	TIMOTHY GORDON
001	2012-01-01	YANIRIS VARGAS
001	2011-01-01	DENISE FUDRINI
001	2009-01-01	MARIANNE MUNDY

Plan Statistics for PQ NEW YORK, INC. 401(K) PLAN

401k plan membership statisitcs for PQ NEW YORK, INC. 401(K) PLAN

Measure Date Value
2014: PQ NEW YORK, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,571
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2,001
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 633
Total of all active and inactive participants 2014-01-01 2,634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 2,634
Number of participants with account balances 2014-01-01 1,276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3
2013: PQ NEW YORK, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,616
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,113
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 405
Total of all active and inactive participants 2013-01-01 2,518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2,518
Number of participants with account balances 2013-01-01 1,049
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: PQ NEW YORK, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,238
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,422
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 194
Total of all active and inactive participants 2012-01-01 1,616
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,616
Number of participants with account balances 2012-01-01 718
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: PQ NEW YORK, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 680
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,223
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 15
Total of all active and inactive participants 2011-01-01 1,238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,238
Number of participants with account balances 2011-01-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: PQ NEW YORK, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 657
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 753
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 17
Total of all active and inactive participants 2009-01-01 770
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 770
Number of participants with account balances 2009-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: PQ NEW YORK, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,571
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,001
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	633
Total of all active and inactive participants	2014-01-01	2,634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	2,634
Number of participants with account balances	2014-01-01	1,276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3
2013: PQ NEW YORK, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,616
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,113
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	405
Total of all active and inactive participants	2013-01-01	2,518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2,518
Number of participants with account balances	2013-01-01	1,049
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: PQ NEW YORK, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,238
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,422
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	194
Total of all active and inactive participants	2012-01-01	1,616
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,616
Number of participants with account balances	2012-01-01	718
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: PQ NEW YORK, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	680
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,223
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	15
Total of all active and inactive participants	2011-01-01	1,238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,238
Number of participants with account balances	2011-01-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: PQ NEW YORK, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	657
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	753
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	17
Total of all active and inactive participants	2009-01-01	770
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	770
Number of participants with account balances	2009-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on PQ NEW YORK, INC. 401(K) PLAN

Measure	Date	Value
2014 : PQ NEW YORK, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$763,980
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$352,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$197,440
Expenses. Certain deemed distributions of participant loans	2014-12-31	$5,465
Value of total corrective distributions	2014-12-31	$81,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$683,036
Value of total assets at end of year	2014-12-31	$1,729,499
Value of total assets at beginning of year	2014-12-31	$1,318,447
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$68,859
Total interest from all sources	2014-12-31	$451
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$66,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$66,978
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$132,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$496,738
Participant contributions at end of year	2014-12-31	$30,908
Participant contributions at beginning of year	2014-12-31	$8,321
Participant contributions at end of year	2014-12-31	$8,169
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$186,298
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$48,451
Administrative expenses (other) incurred	2014-12-31	$68,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$411,052
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,729,499
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,318,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,443,526
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,144,747
Interest on participant loans	2014-12-31	$451
Value of interest in common/collective trusts at end of year	2014-12-31	$218,975
Value of interest in common/collective trusts at beginning of year	2014-12-31	$165,379
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$36,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-2,654
Net investment gain or loss from common/collective trusts	2014-12-31	$16,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$197,440
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2014-12-31	043499945
2013 : PQ NEW YORK, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$667,311
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$214,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$71,748
Expenses. Certain deemed distributions of participant loans	2013-12-31	$1,279
Value of total corrective distributions	2013-12-31	$91,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$442,556
Value of total assets at end of year	2013-12-31	$1,318,447
Value of total assets at beginning of year	2013-12-31	$865,663
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$49,832
Total interest from all sources	2013-12-31	$330
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$52,053
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$52,053
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$87,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$441,604
Participant contributions at end of year	2013-12-31	$8,321
Participant contributions at beginning of year	2013-12-31	$10,247
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$952
Administrative expenses (other) incurred	2013-12-31	$49,832
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$452,784
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,318,447
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$865,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,144,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$703,419
Interest on participant loans	2013-12-31	$330
Value of interest in common/collective trusts at end of year	2013-12-31	$165,379
Value of interest in common/collective trusts at beginning of year	2013-12-31	$151,997
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$137,967
Net investment gain or loss from common/collective trusts	2013-12-31	$34,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$71,748
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2013-12-31	043499945
2012 : PQ NEW YORK, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$492,079
Total of all expenses incurred	2012-12-31	$203,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$127,963
Value of total corrective distributions	2012-12-31	$55,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$396,418
Value of total assets at end of year	2012-12-31	$865,663
Value of total assets at beginning of year	2012-12-31	$577,340
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$20,037
Total interest from all sources	2012-12-31	$386
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$19,921
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$19,921
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$58,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$366,031
Participant contributions at end of year	2012-12-31	$10,247
Participant contributions at beginning of year	2012-12-31	$5,800
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$4,180
Administrative expenses (other) incurred	2012-12-31	$20,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$288,323
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$865,663
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$577,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$703,419
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$490,661
Interest on participant loans	2012-12-31	$382
Value of interest in common/collective trusts at end of year	2012-12-31	$127,780
Value of interest in common/collective trusts at beginning of year	2012-12-31	$74,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$24,217
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$6,259
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$6,259
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$59,301
Net investment gain or loss from common/collective trusts	2012-12-31	$16,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$26,207
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$127,963
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2012-12-31	043499945
2011 : PQ NEW YORK, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$151,185
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$104,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$83,464
Value of total corrective distributions	2011-12-31	$15,986
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$161,705
Value of total assets at end of year	2011-12-31	$577,340
Value of total assets at beginning of year	2011-12-31	$530,788
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,183
Total interest from all sources	2011-12-31	$56
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$5,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$5,776
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$54,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$146,270
Participant contributions at end of year	2011-12-31	$5,800
Participant contributions at beginning of year	2011-12-31	$1,987
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$12,547
Administrative expenses (other) incurred	2011-12-31	$1,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$46,552
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$577,340
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$530,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$490,661
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$517,518
Interest on participant loans	2011-12-31	$56
Value of interest in common/collective trusts at end of year	2011-12-31	$74,620
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$6,259
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$117
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-19,137
Net investment gain or loss from common/collective trusts	2011-12-31	$2,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,888
Employer contributions (assets) at beginning of year	2011-12-31	$11,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$83,464
Contract administrator fees	2011-12-31	$3,831
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CARON & BLETZER, PLLC
Accountancy firm EIN	2011-12-31	043499945
2010 : PQ NEW YORK, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$35,549
Total income from all sources (including contributions)	2010-12-31	$190,380
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$14,660
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$10,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$122,894
Value of total assets at end of year	2010-12-31	$530,788
Value of total assets at beginning of year	2010-12-31	$390,617
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$4,605
Total interest from all sources	2010-12-31	$107
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$67,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$67,379
Administrative expenses professional fees incurred	2010-12-31	$4,605
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$112,832
Participant contributions at end of year	2010-12-31	$1,987
Participant contributions at beginning of year	2010-12-31	$3,124
Participant contributions at beginning of year	2010-12-31	$4,787
Liabilities. Value of operating payables at beginning of year	2010-12-31	$35,549
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$175,720
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$530,788
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$355,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$517,518
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$364,304
Interest on participant loans	2010-12-31	$107
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$10,062
Employer contributions (assets) at end of year	2010-12-31	$11,166
Employer contributions (assets) at beginning of year	2010-12-31	$17,913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$10,055
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CARON & BLETZER PLLC
Accountancy firm EIN	2010-12-31	043499945

Form 5500 Responses for PQ NEW YORK, INC. 401(K) PLAN

2014: PQ NEW YORK, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PQ NEW YORK, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PQ NEW YORK, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PQ NEW YORK, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PQ NEW YORK, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

84510

Policy instance

Insurance contract or identification number	84510
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-01
Total amount of commissions paid to insurance broker	USD $1,221
Total amount of fees paid to insurance company	USD $1,445
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

84510

Policy instance

Insurance contract or identification number	84510
Number of Individuals Covered	44
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $1,887
Total amount of fees paid to insurance company	USD $1,203
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	PQ NEW YORK, INC.
Employer identification number (EIN):	133841022
NAIC Classification:	445291
NAIC Description:	Baked Goods Stores