Logo

HERBERT S SMITH DM PC 401k Plan overview

Plan NameHERBERT S SMITH DM PC
Plan identification number 002

HERBERT S SMITH DM PC Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

HERBERT S SMITH DMD PC has sponsored the creation of one or more 401k plans.

Company Name:HERBERT S SMITH DMD PC
Employer identification number (EIN):133891063
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HERBERT S SMITH DM PC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01HERBERT SMITH2022-10-16
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01HERBERT SMITH HERBERT SMITH2018-09-16
0022016-01-01HERBERT SMITH HERBERT SMITH2017-09-17
0022015-01-01HERBERT SMITH HERBERT SMITH2016-09-15
0022014-01-01HERBERT SMITH HERBERT SMITH2015-09-15
0022013-01-01HERBERT SMITH HERBERT SMITH2014-09-15
0022012-01-01HERBERT SMITH HERBERT SMITH2013-09-16
0022011-01-01HERBERT SMITH
0022010-01-01HERBERT SMITH
0022009-01-01HERBERT SMITH

Plan Statistics for HERBERT S SMITH DM PC

401k plan membership statisitcs for HERBERT S SMITH DM PC

Measure Date Value
2020: HERBERT S SMITH DM PC 2020 401k membership
Total participants, beginning-of-year2020-01-012
Total number of active participants reported on line 7a of the Form 55002020-01-012
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-012
Number of participants with account balances2020-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HERBERT S SMITH DM PC 2019 401k membership
Total participants, beginning-of-year2019-01-012
Total number of active participants reported on line 7a of the Form 55002019-01-012
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-012
Total participants2019-01-012
Number of participants with account balances2019-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HERBERT S SMITH DM PC 2018 401k membership
Total participants, beginning-of-year2018-01-012
Total number of active participants reported on line 7a of the Form 55002018-01-012
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-012
Number of participants with account balances2018-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HERBERT S SMITH DM PC 2017 401k membership
Total participants, beginning-of-year2017-01-013
Total number of active participants reported on line 7a of the Form 55002017-01-012
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012
Number of participants with account balances2017-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HERBERT S SMITH DM PC 2016 401k membership
Total participants, beginning-of-year2016-01-013
Total number of active participants reported on line 7a of the Form 55002016-01-012
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-012
Total participants2016-01-012
Number of participants with account balances2016-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HERBERT S SMITH DM PC 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-013
Total of all active and inactive participants2015-01-013
Total participants2015-01-013
Number of participants with account balances2015-01-014
2014: HERBERT S SMITH DM PC 2014 401k membership
Total participants, beginning-of-year2014-01-014
Total number of active participants reported on line 7a of the Form 55002014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-014
Total participants2014-01-014
Number of participants with account balances2014-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HERBERT S SMITH DM PC 2013 401k membership
Total participants, beginning-of-year2013-01-014
Total number of active participants reported on line 7a of the Form 55002013-01-014
Number of retired or separated participants receiving benefits2013-01-010
Total of all active and inactive participants2013-01-014
Total participants2013-01-014
Number of participants with account balances2013-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HERBERT S SMITH DM PC 2012 401k membership
Total participants, beginning-of-year2012-01-014
Total number of active participants reported on line 7a of the Form 55002012-01-014
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-014
Total participants2012-01-014
Number of participants with account balances2012-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HERBERT S SMITH DM PC 2011 401k membership
Total participants, beginning-of-year2011-01-014
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-014
Number of participants with account balances2011-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: HERBERT S SMITH DM PC 2010 401k membership
Total participants, beginning-of-year2010-01-014
Total number of active participants reported on line 7a of the Form 55002010-01-014
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-014
Number of participants with account balances2010-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
Number of employers contributing to the scheme2010-01-011
2009: HERBERT S SMITH DM PC 2009 401k membership
Total participants, beginning-of-year2009-01-014
Total number of active participants reported on line 7a of the Form 55002009-01-014
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-014
Number of participants with account balances2009-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HERBERT S SMITH DM PC

Measure Date Value
2020 : HERBERT S SMITH DM PC 2020 401k financial data
Total income from all sources2020-12-31$3,000
Expenses. Total of all expenses incurred2020-12-31$250
Total plan assets at end of year2020-12-31$126,509
Total plan assets at beginning of year2020-12-31$123,759
Expenses. Other expenses not covered elsewhere2020-12-31$250
Net income (gross income less expenses)2020-12-31$2,750
Net plan assets at end of year (total assets less liabilities)2020-12-31$126,509
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$123,759
Total contributions received or receivable from employer(s)2020-12-31$3,000
2019 : HERBERT S SMITH DM PC 2019 401k financial data
Total income from all sources2019-12-31$9,000
Expenses. Total of all expenses incurred2019-12-31$150
Total plan assets at end of year2019-12-31$123,759
Total plan assets at beginning of year2019-12-31$114,909
Net income (gross income less expenses)2019-12-31$8,850
Net plan assets at end of year (total assets less liabilities)2019-12-31$123,759
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$114,909
Total contributions received or receivable from employer(s)2019-12-31$9,000
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$150
2018 : HERBERT S SMITH DM PC 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$10,534
Expenses. Total of all expenses incurred2018-12-31$125
Benefits paid (including direct rollovers)2018-12-31$0
Total plan assets at end of year2018-12-31$114,909
Total plan assets at beginning of year2018-12-31$104,500
Total contributions received or receivable from participants2018-12-31$0
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$6,934
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$10,409
Net plan assets at end of year (total assets less liabilities)2018-12-31$114,909
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$104,500
Total contributions received or receivable from employer(s)2018-12-31$3,600
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$125
2017 : HERBERT S SMITH DM PC 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$125
Total income from all sources2017-12-31$6,900
Expenses. Total of all expenses incurred2017-12-31$125
Benefits paid (including direct rollovers)2017-12-31$0
Total plan assets at end of year2017-12-31$104,500
Total plan assets at beginning of year2017-12-31$97,600
Total contributions received or receivable from participants2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$0
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$6,775
Net plan assets at end of year (total assets less liabilities)2017-12-31$104,375
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$97,600
Total contributions received or receivable from employer(s)2017-12-31$6,900
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$125
2016 : HERBERT S SMITH DM PC 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total income from all sources2016-12-31$9,500
Expenses. Total of all expenses incurred2016-12-31$125
Total plan assets at end of year2016-12-31$118,943
Total plan assets at beginning of year2016-12-31$109,568
Other income received2016-12-31$2,000
Net income (gross income less expenses)2016-12-31$9,375
Net plan assets at end of year (total assets less liabilities)2016-12-31$118,943
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$109,568
Total contributions received or receivable from employer(s)2016-12-31$7,500
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$125
2015 : HERBERT S SMITH DM PC 2015 401k financial data
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$8,499
Expenses. Total of all expenses incurred2015-12-31$125
Total plan assets at end of year2015-12-31$248,161
Total plan assets at beginning of year2015-12-31$239,787
Expenses. Other expenses not covered elsewhere2015-12-31$125
Other income received2015-12-31$1,000
Net income (gross income less expenses)2015-12-31$8,374
Net plan assets at end of year (total assets less liabilities)2015-12-31$248,161
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$239,787
Total contributions received or receivable from employer(s)2015-12-31$7,499
2014 : HERBERT S SMITH DM PC 2014 401k financial data
Total income from all sources2014-12-31$6,900
Expenses. Total of all expenses incurred2014-12-31$10,125
Benefits paid (including direct rollovers)2014-12-31$10,000
Total plan assets at end of year2014-12-31$199,513
Total plan assets at beginning of year2014-12-31$202,738
Expenses. Other expenses not covered elsewhere2014-12-31$125
Net income (gross income less expenses)2014-12-31$-3,225
Net plan assets at end of year (total assets less liabilities)2014-12-31$199,513
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$202,738
Total contributions received or receivable from employer(s)2014-12-31$6,900
2013 : HERBERT S SMITH DM PC 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total income from all sources2013-12-31$22,805
Expenses. Total of all expenses incurred2013-12-31$125
Total plan assets at end of year2013-12-31$202,738
Total plan assets at beginning of year2013-12-31$180,058
Noncash contributions received2013-12-31$15,305
Net income (gross income less expenses)2013-12-31$22,680
Net plan assets at end of year (total assets less liabilities)2013-12-31$202,738
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$180,058
Total contributions received or receivable from employer(s)2013-12-31$7,500
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$125
2012 : HERBERT S SMITH DM PC 2012 401k financial data
Total income from all sources2012-12-31$7,194
Expenses. Total of all expenses incurred2012-12-31$125
Total plan assets at end of year2012-12-31$170,966
Total plan assets at beginning of year2012-12-31$168,073
Net income (gross income less expenses)2012-12-31$7,069
Net plan assets at end of year (total assets less liabilities)2012-12-31$170,966
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$168,073
Total contributions received or receivable from employer(s)2012-12-31$7,194
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$125
2011 : HERBERT S SMITH DM PC 2011 401k financial data
Total income from all sources2011-12-31$7,109
Expenses. Total of all expenses incurred2011-12-31$5,390
Total plan assets at end of year2011-12-31$164,950
Total plan assets at beginning of year2011-12-31$163,231
Net income (gross income less expenses)2011-12-31$1,719
Net plan assets at end of year (total assets less liabilities)2011-12-31$164,950
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$163,231
Total contributions received or receivable from employer(s)2011-12-31$7,109
Value of certain deemed distributions of participant loans2011-12-31$5,265
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$125
2010 : HERBERT S SMITH DM PC 2010 401k financial data
Total income from all sources2010-12-31$7,109
Expenses. Total of all expenses incurred2010-12-31$125
Total plan assets at end of year2010-12-31$163,231
Total plan assets at beginning of year2010-12-31$156,124
Expenses. Other expenses not covered elsewhere2010-12-31$125
Net income (gross income less expenses)2010-12-31$6,984
Net plan assets at end of year (total assets less liabilities)2010-12-31$163,231
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$156,124
Total contributions received or receivable from employer(s)2010-12-31$7,109

Form 5500 Responses for HERBERT S SMITH DM PC

2020: HERBERT S SMITH DM PC 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HERBERT S SMITH DM PC 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HERBERT S SMITH DM PC 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HERBERT S SMITH DM PC 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01First time form 5500 has been submittedYes
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HERBERT S SMITH DM PC 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01First time form 5500 has been submittedYes
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HERBERT S SMITH DM PC 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01First time form 5500 has been submittedYes
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HERBERT S SMITH DM PC 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01First time form 5500 has been submittedYes
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HERBERT S SMITH DM PC 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01First time form 5500 has been submittedYes
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HERBERT S SMITH DM PC 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HERBERT S SMITH DM PC 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01First time form 5500 has been submittedYes
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HERBERT S SMITH DM PC 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HERBERT S SMITH DM PC 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1