WILLIAM G. SPEARS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WILLIAM G. SPEARS PROFIT SHARING TRUST
401k plan membership statisitcs for WILLIAM G. SPEARS PROFIT SHARING TRUST
| Measure | Date | Value |
|---|
| 2021: WILLIAM G. SPEARS PROFIT SHARING TRUST 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 1 |
| Total of all active and inactive participants | 2021-01-01 | 1 |
| Total participants | 2021-01-01 | 1 |
| Number of participants with account balances | 2021-01-01 | 1 |
| 2020: WILLIAM G. SPEARS PROFIT SHARING TRUST 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 1 |
| Total of all active and inactive participants | 2020-01-01 | 1 |
| Total participants | 2020-01-01 | 1 |
| Number of participants with account balances | 2020-01-01 | 1 |
| 2019: WILLIAM G. SPEARS PROFIT SHARING TRUST 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 1 |
| Total of all active and inactive participants | 2019-01-01 | 1 |
| Total participants | 2019-01-01 | 1 |
| Number of participants with account balances | 2019-01-01 | 1 |
| 2018: WILLIAM G. SPEARS PROFIT SHARING TRUST 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 1 |
| Total of all active and inactive participants | 2018-01-01 | 1 |
| Total participants | 2018-01-01 | 1 |
| Number of participants with account balances | 2018-01-01 | 1 |
| 2017: WILLIAM G. SPEARS PROFIT SHARING TRUST 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 1 |
| Total of all active and inactive participants | 2017-01-01 | 1 |
| Total participants | 2017-01-01 | 1 |
| Number of participants with account balances | 2017-01-01 | 1 |
| 2016: WILLIAM G. SPEARS PROFIT SHARING TRUST 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 1 |
| Total of all active and inactive participants | 2016-01-01 | 1 |
| Total participants | 2016-01-01 | 1 |
| Number of participants with account balances | 2016-01-01 | 1 |
| 2015: WILLIAM G. SPEARS PROFIT SHARING TRUST 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 1 |
| Total of all active and inactive participants | 2015-01-01 | 1 |
| Total participants | 2015-01-01 | 1 |
| Number of participants with account balances | 2015-01-01 | 1 |
| 2014: WILLIAM G. SPEARS PROFIT SHARING TRUST 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 1 |
| Total of all active and inactive participants | 2014-01-01 | 1 |
| Total participants | 2014-01-01 | 1 |
| Number of participants with account balances | 2014-01-01 | 1 |
| 2013: WILLIAM G. SPEARS PROFIT SHARING TRUST 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 1 |
| Total of all active and inactive participants | 2013-01-01 | 1 |
| Total participants | 2013-01-01 | 1 |
| Number of participants with account balances | 2013-01-01 | 1 |
| 2012: WILLIAM G. SPEARS PROFIT SHARING TRUST 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 1 |
| Number of participants with account balances | 2012-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: WILLIAM G. SPEARS PROFIT SHARING TRUST 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 1 |
| Number of participants with account balances | 2011-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: WILLIAM G. SPEARS PROFIT SHARING TRUST 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 0 |
| Total of all active and inactive participants | 2010-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 1 |
| Number of participants with account balances | 2010-01-01 | 1 |
| 2009: WILLIAM G. SPEARS PROFIT SHARING TRUST 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 1 |
| Total of all active and inactive participants | 2009-01-01 | 1 |
| Total participants | 2009-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2021 : WILLIAM G. SPEARS PROFIT SHARING TRUST 2021 401k financial data |
|---|
| Total income from all sources | 2021-12-31 | $884,155 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $1,342,187 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $1,334,865 |
| Total plan assets at end of year | 2021-12-31 | $7,369,361 |
| Total plan assets at beginning of year | 2021-12-31 | $7,827,393 |
| Other income received | 2021-12-31 | $884,155 |
| Net income (gross income less expenses) | 2021-12-31 | $-458,032 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $7,369,361 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $7,827,393 |
| Assets. Value of assets in partnership/joint-venture interests | 2021-12-31 | $274,187 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $7,322 |
| 2020 : WILLIAM G. SPEARS PROFIT SHARING TRUST 2020 401k financial data |
|---|
| Total plan liabilities at end of year | 2020-12-31 | $0 |
| Total plan liabilities at beginning of year | 2020-12-31 | $500,000 |
| Total income from all sources | 2020-12-31 | $291,052 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $64,958 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $59,000 |
| Total plan assets at end of year | 2020-12-31 | $7,827,393 |
| Total plan assets at beginning of year | 2020-12-31 | $8,101,299 |
| Other income received | 2020-12-31 | $291,052 |
| Net income (gross income less expenses) | 2020-12-31 | $226,094 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $7,827,393 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $7,601,299 |
| Assets. Value of assets in partnership/joint-venture interests | 2020-12-31 | $390,763 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $5,958 |
| 2019 : WILLIAM G. SPEARS PROFIT SHARING TRUST 2019 401k financial data |
|---|
| Total plan liabilities at end of year | 2019-12-31 | $500,000 |
| Total plan liabilities at beginning of year | 2019-12-31 | $0 |
| Total income from all sources | 2019-12-31 | $1,875,229 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $953,590 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $942,190 |
| Total plan assets at end of year | 2019-12-31 | $8,101,299 |
| Total plan assets at beginning of year | 2019-12-31 | $6,679,660 |
| Other income received | 2019-12-31 | $1,875,229 |
| Net income (gross income less expenses) | 2019-12-31 | $921,639 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $7,601,299 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $6,679,660 |
| Assets. Value of assets in partnership/joint-venture interests | 2019-12-31 | $401,665 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $11,400 |
| 2018 : WILLIAM G. SPEARS PROFIT SHARING TRUST 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $-763,143 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $660,152 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $659,000 |
| Total plan assets at end of year | 2018-12-31 | $6,679,660 |
| Total plan assets at beginning of year | 2018-12-31 | $8,102,955 |
| Other income received | 2018-12-31 | $-763,143 |
| Net income (gross income less expenses) | 2018-12-31 | $-1,423,295 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $6,679,660 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $8,102,955 |
| Assets. Value of assets in partnership/joint-venture interests | 2018-12-31 | $513,024 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $1,152 |
| 2016 : WILLIAM G. SPEARS PROFIT SHARING TRUST 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $482,022 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $800,693 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $798,329 |
| Total plan assets at end of year | 2016-12-31 | $8,652,819 |
| Total plan assets at beginning of year | 2016-12-31 | $8,971,490 |
| Total contributions received or receivable from participants | 2016-12-31 | $108,181 |
| Other income received | 2016-12-31 | $373,841 |
| Net income (gross income less expenses) | 2016-12-31 | $-318,671 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $8,652,819 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $8,971,490 |
| Assets. Value of assets in partnership/joint-venture interests | 2016-12-31 | $1,116,235 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $2,364 |
| 2015 : WILLIAM G. SPEARS PROFIT SHARING TRUST 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $221,292 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $933,251 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $920,000 |
| Total plan assets at end of year | 2015-12-31 | $8,971,490 |
| Total plan assets at beginning of year | 2015-12-31 | $9,683,449 |
| Other income received | 2015-12-31 | $221,292 |
| Net income (gross income less expenses) | 2015-12-31 | $-711,959 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $8,971,490 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $9,683,449 |
| Assets. Value of assets in partnership/joint-venture interests | 2015-12-31 | $2,852,566 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $13,251 |
| 2014 : WILLIAM G. SPEARS PROFIT SHARING TRUST 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $467,168 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $754,289 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $744,073 |
| Total plan assets at end of year | 2014-12-31 | $9,683,449 |
| Total plan assets at beginning of year | 2014-12-31 | $9,970,570 |
| Other income received | 2014-12-31 | $467,168 |
| Net income (gross income less expenses) | 2014-12-31 | $-287,121 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $9,683,449 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,970,570 |
| Assets. Value of assets in partnership/joint-venture interests | 2014-12-31 | $4,295,922 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $10,216 |
| 2013 : WILLIAM G. SPEARS PROFIT SHARING TRUST 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $2,578,190 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $597,240 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $596,240 |
| Total plan assets at end of year | 2013-12-31 | $9,970,570 |
| Total plan assets at beginning of year | 2013-12-31 | $7,989,620 |
| Other income received | 2013-12-31 | $2,578,190 |
| Net income (gross income less expenses) | 2013-12-31 | $1,980,950 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $9,970,570 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $7,989,620 |
| Assets. Value of assets in partnership/joint-venture interests | 2013-12-31 | $1,248,384 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $1,000 |
| 2012 : WILLIAM G. SPEARS PROFIT SHARING TRUST 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $-226,251 |
| Total plan assets at end of year | 2012-12-31 | $7,989,620 |
| Total plan assets at beginning of year | 2012-12-31 | $8,215,871 |
| Other income received | 2012-12-31 | $-226,251 |
| Net income (gross income less expenses) | 2012-12-31 | $-226,251 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $7,989,620 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,215,871 |
| Assets. Value of assets in partnership/joint-venture interests | 2012-12-31 | $798,453 |
| 2011 : WILLIAM G. SPEARS PROFIT SHARING TRUST 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $-860,822 |
| Total plan assets at end of year | 2011-12-31 | $8,215,871 |
| Total plan assets at beginning of year | 2011-12-31 | $9,076,693 |
| Other income received | 2011-12-31 | $-860,822 |
| Net income (gross income less expenses) | 2011-12-31 | $-860,822 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $8,215,871 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $9,076,693 |
| Assets. Value of assets in partnership/joint-venture interests | 2011-12-31 | $1,024,704 |
| 2010 : WILLIAM G. SPEARS PROFIT SHARING TRUST 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $551,457 |
| Total plan assets at end of year | 2010-12-31 | $9,076,693 |
| Total plan assets at beginning of year | 2010-12-31 | $8,525,236 |
| Other income received | 2010-12-31 | $551,457 |
| Net income (gross income less expenses) | 2010-12-31 | $551,457 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $9,076,693 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $8,525,236 |
| Assets. Value of assets in partnership/joint-venture interests | 2010-12-31 | $928,125 |
| 2021: WILLIAM G. SPEARS PROFIT SHARING TRUST 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Plan funding arrangement – Insurance | Yes |
| 2021-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2020: WILLIAM G. SPEARS PROFIT SHARING TRUST 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019: WILLIAM G. SPEARS PROFIT SHARING TRUST 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018: WILLIAM G. SPEARS PROFIT SHARING TRUST 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017: WILLIAM G. SPEARS PROFIT SHARING TRUST 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016: WILLIAM G. SPEARS PROFIT SHARING TRUST 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015: WILLIAM G. SPEARS PROFIT SHARING TRUST 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014: WILLIAM G. SPEARS PROFIT SHARING TRUST 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013: WILLIAM G. SPEARS PROFIT SHARING TRUST 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: WILLIAM G. SPEARS PROFIT SHARING TRUST 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: WILLIAM G. SPEARS PROFIT SHARING TRUST 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010: WILLIAM G. SPEARS PROFIT SHARING TRUST 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009: WILLIAM G. SPEARS PROFIT SHARING TRUST 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | Yes |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | J9740091 |
| Policy instance | 3 |
| Insurance contract or identification number | J9740091 | | Insurance policy start date | 2021-04-09 | | Insurance policy end date | 2022-04-08 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 ) |
| Policy contract number | 2718315 |
| Policy instance | 2 |
| Insurance contract or identification number | 2718315 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 7348093 |
| Policy instance | 1 |
| Insurance contract or identification number | 7348093 | | Insurance policy start date | 2021-03-18 | | Insurance policy end date | 2022-03-17 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 7348093 |
| Policy instance | 1 |
| Insurance contract or identification number | 7348093 | | Insurance policy start date | 2020-03-18 | | Insurance policy end date | 2021-03-17 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 ) |
| Policy contract number | 2718315 |
| Policy instance | 2 |
| Insurance contract or identification number | 2718315 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | J9740091 |
| Policy instance | 3 |
| Insurance contract or identification number | J9740091 | | Insurance policy start date | 2020-04-09 | | Insurance policy end date | 2021-04-08 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | J9740091 |
| Policy instance | 3 |
| Insurance contract or identification number | J9740091 | | Insurance policy start date | 2019-04-09 | | Insurance policy end date | 2020-04-08 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 ) |
| Policy contract number | 2718315 |
| Policy instance | 2 |
| Insurance contract or identification number | 2718315 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 7348093 |
| Policy instance | 1 |
| Insurance contract or identification number | 7348093 | | Insurance policy start date | 2019-03-18 | | Insurance policy end date | 2020-03-17 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | J9740091 |
| Policy instance | 3 |
| Insurance contract or identification number | J9740091 | | Insurance policy start date | 2018-04-09 | | Insurance policy end date | 2019-04-08 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 ) |
| Policy contract number | 2718315 |
| Policy instance | 2 |
| Insurance contract or identification number | 2718315 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 7348093 |
| Policy instance | 1 |
| Insurance contract or identification number | 7348093 | | Insurance policy start date | 2018-03-18 | | Insurance policy end date | 2019-03-17 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 ) |
| Policy contract number | 2718315 |
| Policy instance | 2 |
| Insurance contract or identification number | 2718315 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 7348093 |
| Policy instance | 1 |
| Insurance contract or identification number | 7348093 | | Insurance policy start date | 2017-03-18 | | Insurance policy end date | 2018-03-17 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | J9740091 |
| Policy instance | 3 |
| Insurance contract or identification number | J9740091 | | Insurance policy start date | 2017-04-09 | | Insurance policy end date | 2018-04-08 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | J9740091 |
| Policy instance | 3 |
| Insurance contract or identification number | J9740091 | | Insurance policy start date | 2015-04-09 | | Insurance policy end date | 2016-04-08 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 ) |
| Policy contract number | 2718315 |
| Policy instance | 2 |
| Insurance contract or identification number | 2718315 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 7348093 |
| Policy instance | 1 |
| Insurance contract or identification number | 7348093 | | Insurance policy start date | 2015-03-18 | | Insurance policy end date | 2016-03-17 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | J9740091 |
| Policy instance | 3 |
| Insurance contract or identification number | J9740091 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2014-04-09 | | Insurance policy end date | 2015-04-08 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 ) |
| Policy contract number | 2718315 |
| Policy instance | 2 |
| Insurance contract or identification number | 2718315 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 7348093 |
| Policy instance | 1 |
| Insurance contract or identification number | 7348093 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2014-03-18 | | Insurance policy end date | 2015-03-17 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 7348093 |
| Policy instance | 1 |
| Insurance contract or identification number | 7348093 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2013-03-18 | | Insurance policy end date | 2014-03-17 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 ) |
| Policy contract number | 2718315 |
| Policy instance | 2 |
| Insurance contract or identification number | 2718315 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | J9740091 |
| Policy instance | 3 |
| Insurance contract or identification number | J9740091 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2013-04-09 | | Insurance policy end date | 2014-04-08 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 7348093 |
| Policy instance | 1 |
| Insurance contract or identification number | 7348093 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSION 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | J97400091 |
| Policy instance | 3 |
| Insurance contract or identification number | J97400091 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSION 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 ) |
| Policy contract number | 2718315 |
| Policy instance | 2 |
| Insurance contract or identification number | 2718315 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | J97400091 |
| Policy instance | 3 |
| Insurance contract or identification number | J97400091 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 7348093 |
| Policy instance | 1 |
| Insurance contract or identification number | 7348093 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 ) |
| Policy contract number | 2718315 |
| Policy instance | 2 |
| Insurance contract or identification number | 2718315 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| CHARTIS (National Association of Insurance Commissioners NAIC id number: 66842 ) |
| Policy contract number | J97400091 |
| Policy instance | 3 |
| Insurance contract or identification number | J97400091 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| PHOENIX LIFE INSURANCE (National Association of Insurance Commissioners NAIC id number: 67814 ) |
| Policy contract number | 2718315 |
| Policy instance | 2 |
| Insurance contract or identification number | 2718315 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 7348093 |
| Policy instance | 1 |
| Insurance contract or identification number | 7348093 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | DEWITT STERN GROUP |
|
